EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD17450-02-0
A. 11650 2
S 4. Subdivisions (b) and (c) of section 9.40 of the mental hygiene
law, as added by chapter 723 of the laws of 1989, are amended to read as
follows:
(b) The director shall cause examination of such persons to be initi-
ated by a staff physician OR NURSE PRACTITIONER of the program as soon
as practicable and in any event within six hours after the person is
received into the program's emergency room. Such person may be retained
for observation, care and treatment and further examination for up to
twenty-four hours if, at the conclusion of such examination, such physi-
cian OR NURSE PRACTITIONER determines that such person may have a mental
illness for which immediate observation, care and treatment in a compre-
hensive psychiatric emergency program is appropriate, and which is like-
ly to result in serious harm to the person or others.
(c) No person shall be involuntarily retained in accordance with this
section for more than twenty-four hours, unless (i) within that time the
determination of the examining staff physician OR NURSE PRACTITIONER has
been confirmed after examination by another physician OR NURSE PRACTI-
TIONER who is a member of the psychiatric staff of the program and (ii)
the person is admitted to an extended observation bed, as such term is
defined in section 31.27 of this chapter. At the time of admission to an
extended observation bed, such person shall be served with written
notice of his status and rights as a patient under this section. Such
notice shall contain the patient's name. The notice shall be provided to
the same persons and in the manner as if provided pursuant to subdivi-
sion (a) of section 9.39 of this article. Written requests for court
hearings on the question of need for immediate observation, care and
treatment shall be made, and court hearings shall be scheduled and held,
in the manner provided pursuant to subdivision (a) of section 9.39 of
this article, provided however, if a person is removed or admitted to a
hospital pursuant to subdivision (e) or (f) of this section the director
of such hospital shall be substituted for the director of the comprehen-
sive psychiatric emergency program in all legal proceedings regarding
the continued retention of the person.
S 5. Section 9.55 of the mental hygiene law, as amended by chapter 598
of the laws of 1994, is amended to read as follows:
S 9.55 Emergency admissions for immediate observation, care and treat-
ment; powers of qualified psychiatrists OR NURSE PRACTITION-
ERS.
A qualified psychiatrist OR NURSE PRACTITIONER shall have the power to
direct the removal of any person, whose treatment for a mental illness
he or she is either supervising or providing in a facility licensed or
operated by the office of mental health which does not have an inpatient
psychiatric service, to a hospital approved by the commissioner pursuant
to subdivision (a) of section 9.39 of this article or to a comprehensive
psychiatric emergency program, if he or she determines upon examination
of such person that such person appears to have a mental illness for
which immediate observation, care and treatment in a hospital is appro-
priate and which is likely to result in serious harm to himself or
herself or others. Upon the request of such qualified psychiatrist OR
NURSE PRACTITIONER, peace officers, when acting pursuant to their
special duties, or police officers, who are members of an authorized
police department or force or of a sheriff's department shall take into
custody and transport any such person. Upon the request of a qualified
psychiatrist OR NURSE PRACTITIONER an ambulance service, as defined by
subdivision two of section three thousand one of the public health law,
is authorized to transport any such person. Such person may then be
A. 11650 3
admitted to a hospital in accordance with the provisions of section 9.39
of this article or to a comprehensive psychiatric emergency program in
accordance with the provisions of section 9.40 of this article.
S 6. Section 9.55 of the mental hygiene law, as amended by chapter 847
of the laws of 1987, is amended to read as follows:
S 9.55 Emergency admissions for immediate observation, care and treat-
ment; powers of qualified psychiatrists OR NURSE PRACTITION-
ERS.
A qualified psychiatrist OR NURSE PRACTITIONER shall have the power to
direct the removal of any person, whose treatment for a mental illness
he OR SHE is either supervising or providing in a facility licensed or
operated by the office of mental health which does not have an inpatient
psychiatric service, to a hospital approved by the commissioner pursuant
to subdivision (a) of section 9.39 of this article, if he OR SHE deter-
mines upon examination of such person that such person appears to have a
mental illness for which immediate observation, care and treatment in a
hospital is appropriate and which is likely to result in serious harm to
himself OR HERSELF or others, as defined in section 9.39 of this arti-
cle. Upon the request of such qualified psychiatrist OR NURSE PRACTI-
TIONER, peace officers, when acting pursuant to their special duties, or
police officers, who are members of an authorized police department or
force or of a sheriff's department shall take into custody and transport
any such person. Upon the request of a qualified psychiatrist OR NURSE
PRACTITIONER an ambulance service, as defined by subdivision two of
section three thousand one of the public health law, is authorized to
transport any such person. Such person may then be admitted in accord-
ance with the provisions of section 9.39 of this article.
S 7. Section 9.57 of the mental hygiene law, as amended by chapter 598
of the laws of 1994, is amended to read as follows:
S 9.57 Emergency admissions for immediate observation, care and treat-
ment; powers of emergency room physicians OR NURSE PRACTI-
TIONERS.
A physician OR NURSE PRACTITIONER who has examined a person in an
emergency room or provided emergency medical services at a general
hospital, as defined in article twenty-eight of the public health law,
which does not have an inpatient psychiatric service, or a physician OR
NURSE PRACTITIONER who has examined a person in a comprehensive psychi-
atric emergency program shall be authorized to request that the director
of the program or hospital, or the director's designee, direct the
removal of such person to a hospital approved by the commissioner pursu-
ant to subdivision (a) of section 9.39 of this article or to a compre-
hensive psychiatric emergency program, if the physician OR NURSE PRACTI-
TIONER determines upon examination of such person that such person
appears to have a mental illness for which immediate care and treatment
in a hospital is appropriate and which is likely to result in serious
harm to himself or others. Upon the request of the physician OR NURSE
PRACTITIONER, the director of the program or hospital or the director's
designee, is authorized to direct peace officers, when acting pursuant
to their special duties, or police officers, who are members of an
authorized police department or force or of a sheriff's department to
take into custody and transport any such person. Upon the request of an
emergency room physician, A NURSE PRACTITIONER, or the director of the
program or hospital, or the director's designee, an ambulance service,
as defined by subdivision two of section three thousand one of the
public health law, is authorized to take into custody and transport any
such person. Such person may then be admitted to a hospital in accord-
A. 11650 4
ance with the provisions of section 9.39 of this article or to a compre-
hensive psychiatric emergency program in accordance with the provisions
of section 9.40 of this article.
S 8. Section 9.57 of the mental hygiene law, as amended by chapter 847
of the laws of 1987, is amended to read as follows:
S 9.57 Emergency admissions for immediate observation, care and treat-
ment; powers of emergency room physicians OR NURSE PRACTI-
TIONERS.
A physician OR NURSE PRACTITIONER who has examined a person in an
emergency room or provided emergency medical services at a general
hospital, as defined in article twenty-eight of the public health law,
which does not have an inpatient psychiatric service, shall be author-
ized to request that the director of the hospital, or his OR HER desig-
nee, direct the removal of such person to a hospital approved by the
commissioner pursuant to subdivision (a) of section 9.39 of this arti-
cle, if the physician OR NURSE PRACTITIONER determines upon examination
of such person that such person appears to have a mental illness for
which immediate care and treatment in a hospital is appropriate and
which is likely to result in serious harm to himself OR HERSELF or
others, as defined in section 9.39 of this article. Upon the request of
the physician OR NURSE PRACTITIONER, the director of the hospital or his
OR HER designee, is authorized to direct peace officers, when acting
pursuant to their special duties, or police officers, who are members of
an authorized police department or force or of a sheriff's department to
take into custody and transport any such person. Upon the request of an
emergency room physician, A NURSE PRACTITIONER, or the director of the
hospital, or his OR HER designee, an ambulance service, as defined by
subdivision two of section three thousand one of the public health law,
is authorized to take into custody and transport any such person. Such
person may then be admitted in accordance with the provisions of section
9.39 of this article.
S 9. Subparagraph (v) of paragraph 1 and paragraphs 3 and 4 of subdi-
vision (e) and subdivisions (h), (i), (k) and (n) of section 9.60 of the
mental hygiene law, as amended and paragraph 4 of subdivision (e) as
added by chapter 158 of the laws of 2005, are amended to read as
follows:
(v) a qualified psychiatrist OR NURSE PRACTITIONER who is either
supervising the treatment of or treating the subject of the petition for
a mental illness; or
(3) The petition shall be accompanied by an affirmation or affidavit
of a physician OR NURSE PRACTITIONER, who shall not be the petitioner,
stating either that:
(i) such physician OR NURSE PRACTITIONER has personally examined the
subject of the petition no more than ten days prior to the submission of
the petition, recommends assisted outpatient treatment for the subject
of the petition, and is willing and able to testify at the hearing on
the petition; or
(ii) no more than ten days prior to the filing of the petition, such
physician OR NURSE PRACTITIONER or his or her designee has made appro-
priate attempts but has not been successful in eliciting the cooperation
of the subject of the petition to submit to an examination, such physi-
cian OR NURSE PRACTITIONER has reason to suspect that the subject of the
petition meets the criteria for assisted outpatient treatment, and such
physician OR NURSE PRACTITIONER is willing and able to examine the
subject of the petition and testify at the hearing on the petition.
A. 11650 5
(4) In counties with a population of less than seventy-five thousand,
the affirmation or affidavit required by paragraph three of this subdi-
vision may be made by a physician OR NURSE PRACTITIONER who is an
employee of the office. The office is authorized to make available, at
no cost to the county, a qualified physician OR NURSE PRACTITIONER for
the purpose of making such affirmation or affidavit consistent with the
provisions of such paragraph.
(h) Hearing. (1) Upon receipt of the petition, the court shall fix the
date for a hearing. Such date shall be no later than three days from the
date such petition is received by the court, excluding Saturdays,
Sundays and holidays. Adjournments shall be permitted only for good
cause shown. In granting adjournments, the court shall consider the need
for further examination by a physician OR NURSE PRACTITIONER or the
potential need to provide assisted outpatient treatment expeditiously.
The court shall cause the subject of the petition, any other person
receiving notice pursuant to subdivision (f) of this section, the peti-
tioner, the physician OR NURSE PRACTITIONER whose affirmation or affida-
vit accompanied the petition, and such other persons as the court may
determine to be advised of such date. Upon such date, or upon such other
date to which the proceeding may be adjourned, the court shall hear
testimony and, if it be deemed advisable and the subject of the petition
is available, examine the subject of the petition in or out of court. If
the subject of the petition does not appear at the hearing, and appro-
priate attempts to elicit the attendance of the subject have failed, the
court may conduct the hearing in the subject's absence. In such case,
the court shall set forth the factual basis for conducting the hearing
without the presence of the subject of the petition.
(2) The court shall not order assisted outpatient treatment unless an
examining physician OR NURSE PRACTITIONER, who recommends assisted
outpatient treatment and has personally examined the subject of the
petition no more than ten days before the filing of the petition, testi-
fies in person at the hearing. Such physician OR NURSE PRACTITIONER
shall state the facts and clinical determinations which support the
allegation that the subject of the petition meets each of the criteria
for assisted outpatient treatment.
(3) If the subject of the petition has refused to be examined by a
physician OR NURSE PRACTITIONER, the court may request the subject to
consent to an examination by a physician OR NURSE PRACTITIONER appointed
by the court. If the subject of the petition does not consent and the
court finds reasonable cause to believe that the allegations in the
petition are true, the court may order peace officers, acting pursuant
to their special duties, or police officers who are members of an
authorized police department or force, or of a sheriff's department to
take the subject of the petition into custody and transport him or her
to a hospital for examination by a physician. Retention of the subject
of the petition under such order shall not exceed twenty-four hours. The
examination of the subject of the petition may be performed by the
physician OR NURSE PRACTITIONER whose affirmation or affidavit accompa-
nied the petition pursuant to paragraph three of subdivision (e) of this
section, if such physician OR NURSE PRACTITIONER is privileged by such
hospital or otherwise authorized by such hospital to do so. If such
examination is performed by another physician OR NURSE PRACTITIONER, the
examining physician OR NURSE PRACTITIONER may consult with the physician
OR NURSE PRACTITIONER whose affirmation or affidavit accompanied the
petition as to whether the subject meets the criteria for assisted
outpatient treatment.
A. 11650 6
(4) A physician OR NURSE PRACTITIONER who testifies pursuant to para-
graph two of this subdivision shall state: (i) the facts which support
the allegation that the subject meets each of the criteria for assisted
outpatient treatment, (ii) that the treatment is the least restrictive
alternative, (iii) the recommended assisted outpatient treatment, and
(iv) the rationale for the recommended assisted outpatient treatment. If
the recommended assisted outpatient treatment includes medication, such
physician's OR NURSE PRACTITIONER'S testimony shall describe the types
or classes of medication which should be authorized, shall describe the
beneficial and detrimental physical and mental effects of such medica-
tion, and shall recommend whether such medication should be self-admin-
istered or administered by authorized personnel.
(5) The subject of the petition shall be afforded an opportunity to
present evidence, to call witnesses on his or her behalf, and to cross-
examine adverse witnesses.
(i) Written treatment plan. (1) The court shall not order assisted
outpatient treatment unless a physician OR NURSE PRACTITIONER appointed
by the appropriate director, in consultation with such director, devel-
ops and provides to the court a proposed written treatment plan. The
written treatment plan shall include case management services or asser-
tive community treatment team services to provide care coordination. The
written treatment plan also shall include all categories of services, as
set forth in paragraph one of subdivision (a) of this section, which
such physician OR NURSE PRACTITIONER recommends that the subject of the
petition receive. All service providers shall be notified regarding
their inclusion in the written treatment plan. If the written treatment
plan includes medication, it shall state whether such medication should
be self-administered or administered by authorized personnel, and shall
specify type and dosage range of medication most likely to provide maxi-
mum benefit for the subject. If the written treatment plan includes
alcohol or substance abuse counseling and treatment, such plan may
include a provision requiring relevant testing for either alcohol or
illegal substances provided the physician's OR NURSE PRACTITIONER'S
clinical basis for recommending such plan provides sufficient facts for
the court to find (i) that such person has a history of alcohol or
substance abuse that is clinically related to the mental illness; and
(ii) that such testing is necessary to prevent a relapse or deteri-
oration which would be likely to result in serious harm to the person or
others. If a director is the petitioner, the written treatment plan
shall be provided to the court no later than the date of the hearing on
the petition. If a person other than a director is the petitioner, such
plan shall be provided to the court no later than the date set by the
court pursuant to paragraph three of subdivision (j) of this section.
(2) The physician OR NURSE PRACTITIONER appointed to develop the writ-
ten treatment plan shall provide the following persons with an opportu-
nity to actively participate in the development of such plan: the
subject of the petition; the treating physician OR NURSE PRACTITIONER,
if any; and upon the request of the subject of the petition, an individ-
ual significant to the subject including any relative, close friend or
individual otherwise concerned with the welfare of the subject. If the
subject of the petition has executed a health care proxy, the appointed
physician OR NURSE PRACTITIONER shall consider any directions included
in such proxy in developing the written treatment plan.
(3) The court shall not order assisted outpatient treatment unless a
physician OR NURSE PRACTITIONER appearing on behalf of a director testi-
fies to explain the written proposed treatment plan. Such physician OR
A. 11650 7
NURSE PRACTITIONER shall state the categories of assisted outpatient
treatment recommended, the rationale for each such category, facts which
establish that such treatment is the least restrictive alternative, and,
if the recommended assisted outpatient treatment plan includes medica-
tion, such physician OR NURSE PRACTITIONER shall state the types or
classes of medication recommended, the beneficial and detrimental phys-
ical and mental effects of such medication, and whether such medication
should be self-administered or administered by an authorized profes-
sional. If the subject of the petition has executed a health care proxy,
such physician OR NURSE PRACTITIONER shall state the consideration given
to any directions included in such proxy in developing the written
treatment plan. If a director is the petitioner, testimony pursuant to
this paragraph shall be given at the hearing on the petition. If a
person other than a director is the petitioner, such testimony shall be
given on the date set by the court pursuant to paragraph three of subdi-
vision (j) of this section.
(k) Petition for additional periods of treatment. Within thirty days
prior to the expiration of an order of assisted outpatient treatment,
the appropriate director or the current petitioner, if the current peti-
tion was filed pursuant to subparagraph (i) or (ii) of paragraph one of
subdivision (e) of this section, and the current petitioner retains his
or her original status pursuant to the applicable subparagraph, may
petition the court to order continued assisted outpatient treatment for
a period not to exceed one year from the expiration date of the current
order. If the court's disposition of such petition does not occur prior
to the expiration date of the current order, the current order shall
remain in effect until such disposition. The procedures for obtaining
any order pursuant to this subdivision shall be in accordance with the
provisions of the foregoing subdivisions of this section; provided that
the time restrictions included in paragraph four of subdivision (c) of
this section shall not be applicable. The notice provisions set forth in
paragraph six of subdivision (j) of this section shall be applicable.
Any court order requiring periodic blood tests or urinalysis for the
presence of alcohol or illegal drugs shall be subject to review after
six months by the physician OR NURSE PRACTITIONER who developed the
written treatment plan or another physician OR NURSE PRACTITIONER desig-
nated by the director, and such physician OR NURSE PRACTITIONER shall be
authorized to terminate such blood tests or urinalysis without further
action by the court.
(n) Failure to comply with assisted outpatient treatment. Where in the
clinical judgment of a physician OR NURSE PRACTITIONER, (i) the assisted
outpatient, has failed or refused to comply with the assisted outpatient
treatment, (ii) efforts were made to solicit compliance, and (iii) such
assisted outpatient may be in need of involuntary admission to a hospi-
tal pursuant to section 9.27 of this article or immediate observation,
care and treatment pursuant to section 9.39 or 9.40 of this article,
such physician OR NURSE PRACTITIONER may request the director of commu-
nity services, the director's designee, or any physician OR NURSE PRAC-
TITIONER designated by the director of community services pursuant to
section 9.37 of this article, to direct the removal of such assisted
outpatient to an appropriate hospital for an examination to determine if
such person has a mental illness for which hospitalization is necessary
pursuant to section 9.27, 9.39 or 9.40 of this article. Furthermore, if
such assisted outpatient refuses to take medications as required by the
court order, or he or she refuses to take, or fails a blood test, urina-
lysis, or alcohol or drug test as required by the court order, such
A. 11650 8
physician OR NURSE PRACTITIONER may consider such refusal or failure
when determining whether the assisted outpatient is in need of an exam-
ination to determine whether he or she has a mental illness for which
hospitalization is necessary. Upon the request of such physician OR
NURSE PRACTITIONER, the director, the director's designee, or any physi-
cian OR NURSE PRACTITIONER designated pursuant to section 9.37 of this
article, may direct peace officers, acting pursuant to their special
duties, or police officers who are members of an authorized police
department or force or of a sheriff's department to take the assisted
outpatient into custody and transport him or her to the hospital operat-
ing the assisted outpatient treatment program or to any hospital author-
ized by the director of community services to receive such persons. Such
law enforcement officials shall carry out such directive. Upon the
request of such physician OR NURSE PRACTITIONER, the director, the
director's designee, or any physician OR NURSE PRACTITIONER designated
pursuant to section 9.37 of this article, an ambulance service, as
defined by subdivision two of section three thousand one of the public
health law, or an approved mobile crisis outreach team as defined in
section 9.58 of this article shall be authorized to take into custody
and transport any such person to the hospital operating the assisted
outpatient treatment program, or to any other hospital authorized by the
director of community services to receive such persons. Any director of
community services, or designee, shall be authorized to direct the
removal of an assisted outpatient who is present in his or her county to
an appropriate hospital, in accordance with the provisions of this
subdivision, based upon a determination of the appropriate director of
community services directing the removal of such assisted outpatient
pursuant to this subdivision. Such person may be retained for observa-
tion, care and treatment and further examination in the hospital for up
to seventy-two hours to permit a physician OR NURSE PRACTITIONER to
determine whether such person has a mental illness and is in need of
involuntary care and treatment in a hospital pursuant to the provisions
of this article. Any continued involuntary retention in such hospital
beyond the initial seventy-two hour period shall be in accordance with
the provisions of this article relating to the involuntary admission and
retention of a person. If at any time during the seventy-two hour period
the person is determined not to meet the involuntary admission and
retention provisions of this article, and does not agree to stay in the
hospital as a voluntary or informal patient, he or she must be released.
Failure to comply with an order of assisted outpatient treatment shall
not be grounds for involuntary civil commitment or a finding of contempt
of court.
S 10. This act shall take effect immediately; provided, however, that
1. The amendments to subdivisions (b) and (c) of section 9.40 of the
mental hygiene law made by section four of this act shall not affect the
repeal of such section and shall be deemed repealed therewith;
2. The amendments to sections 9.55 and 9.57 of the mental hygiene law
made by sections five and seven of this act shall be subject to the
expiration and reversion of such sections pursuant to section 21 of
chapter 723 of the laws of 1989, as amended, when upon such date the
provisions of sections six and eight of this act shall take effect;
3. The amendments to section 9.60 of the mental hygiene law made by
section nine of this act shall not affect the repeal of such section and
shall be deemed repealed therewith.