S T A T E O F N E W Y O R K
________________________________________________________________________
3640
2011-2012 Regular Sessions
I N S E N A T E
February 28, 2011
___________
Introduced by Sen. OPPENHEIMER -- read twice and ordered printed, and
when printed to be committed to the Committee on Local Government
AN ACT to amend the general municipal law, in relation to the consol-
idation and dissolution of local government
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivisions 1 and 2 of section 757 of the general munici-
pal law, as added by chapter 74 of the laws of 2009, are amended and a
new subdivision 2-a is added to read as follows:
1. The electors of two or more local government entities may commence
a consolidation proceeding by filing an original petition, containing
not less than the number of signatures provided for in subdivision two
of this section and in the form provided for in subdivision three of
this section, with the clerk of the town in which the entities or the
greater portion of their territory are located, except that if one or
more of the entities to be consolidated is a village the original peti-
tion of electors from the village shall be filed with the clerk of the
village. Accompanying the filed petition shall be a cover sheet contain-
ing the name, address and telephone number of an individual who signed
the petition and who will serve as a contact person. A PETITION MAY NOT
BE SUBMITTED PURSUANT TO THIS SECTION IF A RESOLUTION INITIATING THE
PROCESS FOR CONSOLIDATION OF TWO OR MORE GOVERNMENT ENTITIES HAS BEEN
ADOPTED PURSUANT TO SECTIONS SEVEN HUNDRED FIFTY-ONE AND SEVEN HUNDRED
FIFTY-TWO OF THIS TITLE UNTIL SUCH PROCESS HAS BEEN COMPLETED; EXCEPT
THAT SUCH PETITIONS SHALL NOT BE BARRED IN CASES WHERE THE POST REFEREN-
DUM PLANNING PROCESS FOR A LOCAL GOVERNMENT ENTITY INITIATED CONSOL-
IDATION IS TO TAKE MORE THAN FOUR HUNDRED FIFTY DAYS.
2. The petition shall contain the signatures of at least ten percent
of the number of electors, AS OF THE DATE OF THE LAST NOVEMBER GENERAL
ELECTION or five thousand electors, whichever is less, in each local
government entity to be consolidated; provided, however, that where the
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD05341-01-1
S. 3640 2
local government entity to be consolidated contains five hundred or
fewer electors, the petition shall contain the signatures of at least
twenty percent of the number of electors. No signature on a petition is
valid unless it is the original signature of an elector.
2-A. PETITIONS INITIATED PURSUANT TO THIS SECTION SHALL BE FILED ON
THE SAME DATE AND IN THE SAME MANNER AS NOMINATING AND DESIGNATING
PETITIONS ARE FILED PURSUANT TO SECTION 6-158 OF THE ELECTION LAW. A
SIGNATURE MADE EARLIER THAN SIXTY DAYS PRIOR TO THE LAST DAY TO FILE
SUCH PETITIONS SHALL NOT BE COUNTED.
S 2. The general municipal law is amended by adding a new section
757-a to read as follows:
S 757-A. TENTATIVE PLAN OR PROSPECTUS. 1. THE CONTACT PERSON IDENTI-
FIED ON THE COVER SHEET OF THE ORIGINAL PETITION SHALL FILE A TENTATIVE
PLAN OR PROSPECTUS OF THE PROPOSED CONSOLIDATION WITH THE FILING OF THE
PETITION. THE TENTATIVE PLAN OR PROSPECTUS WILL INCLUDE AN OUTLINE OF
THE PROPOSED CONSOLIDATION AS CONTEMPLATED BY INDIVIDUALS PROPOSING SUCH
CONSOLIDATION.
2. SUCH TENTATIVE PLAN OR PROSPECTUS CAN BE MODIFIED DURING THE PLAN-
ING PROCESS THAT WOULD OCCUR UPON PASSAGE OF THE REFERENDUM. THE TENTA-
TIVE PLAN OR PROSPECTUS SHALL BE MADE AVAILABLE TO THE PUBLIC WITH OTHER
NOTICE INFORMATION AS PROVIDED IN SECTION SEVEN HUNDRED SIXTY-ONE OF
THIS TITLE. THE TENTATIVE PLAN OR PROSPECTUS SHALL INCLUDE STATEMENTS
THAT OUTLINE THE STRUCTURE OF THE CONSOLIDATION ON THE FOLLOWING ISSUES:
(A) THE NAME OF EACH LOCAL GOVERNMENT ENTITY TO BE CONSOLIDATED;
(B) THE NAME OF THE PROPOSED CONSOLIDATED LOCAL GOVERNMENT ENTITY,
WHICH NAME SHALL BE SUCH AS TO DISTINGUISH IT FROM THE NAME OF ANY OTHER
LIKE UNIT OF GOVERNMENT IN THE STATE OF NEW YORK (EXCEPT THE NAME OF
ANY ONE OF THE ENTITIES TO BE CONSOLIDATED);
(C) THE RIGHTS, DUTIES AND OBLIGATIONS OF THE PROPOSED CONSOLIDATED
LOCAL GOVERNMENT ENTITY;
(D) THE TERRITORIAL BOUNDARIES OF THE PROPOSED CONSOLIDATED LOCAL
GOVERNMENT ENTITY;
(E) THE GOVERNMENTAL ORGANIZATION OF THE PROPOSED CONSOLIDATED LOCAL
GOVERNMENT ENTITY INSOFAR AS IT CONCERNS ELECTED AND APPOINTED OFFICIALS
AND PUBLIC EMPLOYEES, ALONG WITH A TRANSITIONAL PLAN AND SCHEDULE FOR
ELECTIONS AND APPOINTMENTS OF OFFICIALS;
(F) A FISCAL ESTIMATE OF THE COST OF AND SAVINGS WHICH MAY BE REALIZED
FROM CONSOLIDATION INCLUDING BUT NOT LIMITED TO EFFICIENCIES, RESTRUC-
TURING, OR DISCONTINUING SERVICES AND PROJECTED CHANGES IN AID FROM THE
STATE;
(G) THE CONTEMPLATED DISPOSITION OF EACH ENTITY'S ASSETS;
(H) THE CONTEMPLATED DISPOSITION OF EACH ENTITY'S LIABILITIES AND
INDEBTEDNESS, BONDED AND OTHERWISE; AND
(I) CONTEMPLATED TRANSITION OR DISCONTINUANCE OF LOCAL LAWS, ORDI-
NANCES, RESOLUTIONS, ORDERS AND THE LIKE, WITHIN THE PROPOSED CONSOL-
IDATED LOCAL GOVERNMENT ENTITY.
S 3. Section 758 of the general municipal law, as added by chapter 74
of the laws of 2009, is amended to read as follows:
S 758. Conduct of referendum. 1. A referendum required by [sections]
SECTION seven hundred fifty-five or seven hundred fifty-seven of this
title shall be placed before the electors of each of the local govern-
ment entities to be consolidated at [a special election to be held not
less than sixty or more than ninety days after the enactment of a resol-
ution calling for such referendum, provided, however, that in cases
where a town or village general election falls within such period, the
question may be considered during a town or village general election.
S. 3640 3
2. The referendum may be held in each local government entity on the
same day, or on different days, however, not more than twenty days
apart.
3.] EITHER THE GENERAL ELECTION IN NOVEMBER OR AT A VILLAGE GENERAL
ELECTION.
2. Notice of the referendum shall be given to the electors of each
local government entity to be consolidated by publication in a newspaper
having a general circulation within the boundaries of each entity at
least once a week for four consecutive weeks immediately prior to the
referendum. The notice shall include, but not be limited to:
(a) a summary of the contents of the resolution and joint consol-
idation agreement or petition for consolidation, as the case may be;
(b) a statement as to where may be examined a copy of the resolution
and joint consolidation agreement or petition for consolidation, as the
case may be;
(c) the names of the local government entities to be consolidated and
a description of their territory;
(d) with respect to a resolution calling for a referendum under
section seven hundred fifty-five of this title only, the name of the
proposed consolidated local government entity;
(e) the time and place or places at which the referendum will be held;
and
(f) such other matters as may be necessary to call, provide for and
give notice of the referendum and to provide for the conduct thereof and
the canvass of the returns thereupon.
[4.] 3. The referendum question placed before the electors of each
local government entity to be consolidated shall be in a form reading
substantially as follows:
"Shall (insert type and name of local government entity) be consol-
idated with (insert type and name of local government entity or enti-
ties)?
YES ____
NO ____"
[5.] 4. In any referendum held pursuant to this title, each local
government entity to be consolidated shall bear only the costs of hold-
ing such referendum in its respective entity and shall not be required
to bear the costs of a referendum held in any other entity.
[6.] 5. In any referendum held pursuant to this title, and except as
otherwise specified herein, the referendum shall be conducted in the
same manner as other municipal elections or referendums for the local
government entities to be consolidated.
S 4. Subdivision 1 of section 760 of the general municipal law, as
added by chapter 74 of the laws of 2009, is amended to read as follows:
1. In the case of a proposed consolidation of local government enti-
ties properly initiated by petition of electors pursuant to section
seven hundred fifty-seven of this title, if a majority of the electors
voting in a referendum held in each of the local government entities to
be consolidated vote in favor of consolidation, the entities' governing
body or bodies shall meet within thirty days after certification of the
favorable vote and, within [one hundred eighty] FOUR HUNDRED FIFTY days
of such meeting, prepare and approve by resolution a proposed elector
initiated consolidation plan.
S 5. Subdivisions 1, 2 and 3 of section 763 of the general municipal
law, as added by chapter 74 of the laws of 2009, are amended to read as
follows:
S. 3640 4
1. Local government entities consolidated pursuant to an elector
initiated [consolidated] CONSOLIDATION plan shall continue to be
governed as before consolidation until the effective date of the consol-
idation specified in such plan, which date shall be no less than
[forty-five] SIXTY days after final approval of such plan pursuant to
subdivision three of section seven hundred sixty-two or subdivision four
of section seven hundred sixty-four of this title.
2. Notwithstanding subdivision one of this section, the elector initi-
ated consolidation plan shall not take effect if, no later than [forty-
five] SIXTY days after final approval thereof pursuant to subdivision
three of section seven hundred sixty-two or subdivision four of section
seven hundred sixty-four of this title, electors of a local government
entity to be consolidated pursuant to such plan shall:
(a) file an original petition, containing not less than the number of
signatures provided for in subdivision three of this section, seeking a
referendum on the question whether the elector initiated consolidation
plan shall take effect, with the clerk of the town in which the entity
or the greater portion of its territory is located, except that if the
entity is a village the original petition of electors from the village
shall be filed with the clerk of the village; and
(b) thereafter less than a majority of the electors in the entity vote
in the affirmative on such question at a referendum.
3. The petition shall be circulated, signed and authenticated in
substantial compliance with the provisions of section seven hundred
fifty-seven of this title, shall contain the signatures of at least
[twenty-five] TEN percent of the number of electors or fifteen thousand
electors, whichever is less, in the local government entity to be
consolidated, and shall be accompanied by a cover sheet containing the
name, address and telephone number of an individual who signed the peti-
tion and who will serve as a contact person.
S 6. Subdivisions 1 and 2 of section 779 of the general municipal law,
as added by chapter 74 of the laws of 2009 are amended and a new subdi-
vision 2-a is added to read as follows:
1. The electors of a local government entity may commence a dissol-
ution proceeding by filing an original petition, containing not less
than the number of signatures provided for in subdivision two of this
section and in the form provided for in subdivision three of this
section, with the clerk of the town in which the entity or the greater
portion of its territory is located, except that if the entity is a
village the original petition of electors from the village shall be
filed with the clerk of the village. Accompanying the filed petition
shall be a cover sheet containing the name, address and telephone number
of an individual who signed the petition and who will serve as a contact
person. A PETITION MAY NOT BE SUBMITTED PURSUANT TO THIS SECTION IF A
RESOLUTION INITIATING THE DISSOLUTION PROCESS HAS BEEN ADOPTED PURSUANT
TO SECTION SEVEN HUNDRED SEVENTY-FOUR OF THIS TITLE UNTIL SUCH PROCESS
HAS BEEN COMPLETED; EXCEPT THAT SUCH PETITIONS SHALL NOT BE BARRED IN
CASES WHERE THE POST REFERENDUM PLANNING PROCESS FOR A LOCAL GOVERNMENT
ENTITY INITIATED DISSOLUTION IS TO TAKE MORE THAN FOUR HUNDRED FIFTY
DAYS.
2. The petition shall contain the signatures of at least ten percent
of the number of electors, AS OF THE DATE OF THE LAST NOVEMBER GENERAL
ELECTION or five thousand electors, whichever is less, in the local
government entity to be dissolved; provided, however, that where the
local government entity to be dissolved contains five hundred or fewer
electors, the petition shall contain the signatures of at least twenty
S. 3640 5
percent of the number of electors. No signature on a petition is valid
unless it is an original signature of an elector.
2-A. PETITIONS INITIATED PURSUANT TO THIS SECTION SHALL BE FILED ON
THE SAME DATE AND IN THE SAME MANNER AS NOMINATING AND DESIGNATING
PETITIONS ARE FILED PURSUANT TO SECTION 6-158 OF THE ELECTION LAW. A
SIGNATURE MADE EARLIER THAN SIXTY DAYS PRIOR TO THE LAST DAY TO FILE
SUCH PETITIONS SHALL NOT BE COUNTED.
S 7. The general municipal law is amended by adding a new section
779-a to read as follows:
S 779-A. TENTATIVE PLAN OR PROSPECTUS. 1. THE CONTACT PERSON IDENTI-
FIED ON THE COVER SHEET OF THE ORIGINAL PETITION SHALL FILE A TENTATIVE
PLAN OR PROSPECTUS OF THE PROPOSED DISSOLUTION WITH THE FILING OF THE
PETITION. THE TENTATIVE PLAN OR PROSPECTUS WILL INCLUDE AN OUTLINE OF
THE PROPOSED DISSOLUTION AS CONTEMPLATED BY INDIVIDUALS PROPOSING SUCH
DISSOLUTION.
2. SUCH TENTATIVE PLAN OR PROSPECTUS CAN BE MODIFIED DURING THE PLAN-
NING PROCESS THAT WOULD OCCUR UPON PASSAGE OF THE REFERENDUM. THE TENTA-
TIVE PLAN OR PROSPECTUS SHALL BE MADE AVAILABLE TO THE PUBLIC WITH OTHER
NOTICE INFORMATION AS PROVIDED IN SECTION SEVEN HUNDRED EIGHTY-THREE OF
THIS TITLE. THE TENTATIVE PLAN OR PROSPECTUS SHALL INCLUDE STATEMENTS
THAT OUTLINE THE STRUCTURE OF THE DISSOLUTION ON THE FOLLOWING ISSUES:
(A) THE NAME OF THE LOCAL GOVERNMENT ENTITY TO BE DISSOLVED;
(B) THE TERRITORIAL BOUNDARIES OF THE ENTITY;
(C) THE TYPE AND/OR CLASS OF THE ENTITY;
(D) A FISCAL ESTIMATE OF THE COST OF DISSOLUTION INCLUDING BUT NOT
LIMITED TO EFFICIENCIES, RESTRUCTURING, OR DISCONTINUING SERVICES AND
PROJECTED CHANGES IN AID FROM THE STATE;
(E) ANY PLAN FOR THE TRANSFER OR ELIMINATION OF PUBLIC EMPLOYEES;
(F) CONTEMPLATED DISPOSITION OF THE ENTITY'S ASSETS;
(G) CONTEMPLATED DISPOSITION OF THE ENTITY'S LIABILITIES AND INDEBT-
EDNESS, BONDED AND OTHERWISE;
(H) ANY AGREEMENTS ENTERED INTO WITH THE TOWN OR TOWNS IN WHICH THE
ENTITY IS SITUATED IN ORDER TO CARRY OUT THE DISSOLUTION;
(I) THE MANNER AND MEANS BY WHICH THE RESIDENTS OF THE ENTITY WILL
CONTINUE TO BE FURNISHED MUNICIPAL SERVICES FOLLOWING THE ENTITY'S
DISSOLUTION;
(J) FINDINGS AS TO WHETHER ANY LOCAL LAWS, ORDINANCES, RULES OR REGU-
LATIONS OF THE ENTITY SHALL REMAIN IN EFFECT AFTER THE EFFECTIVE DATE OF
THE DISSOLUTION; AND
(K) ANY OTHER MATTER DESIRABLE OR NECESSARY TO CARRY OUT THE DISSOL-
UTION.
S 8. Section 780 of the general municipal law, as added by chapter 74
of the laws of 2009, is amended to read as follows:
S 780. Conduct of referendum. 1. A referendum on a proposed dissol-
ution required by sections seven hundred seventy-seven or seven hundred
seventy-nine of this title shall be placed before the electors in the
local government entity to be dissolved at [a special election to be
held not less than sixty or more than ninety days after the enactment of
a resolution calling for the referendum, provided, however, that in
cases where a town or village general election falls within such period,
the referendum question may be considered during a town or village
general election] EITHER THE GENERAL ELECTION IN NOVEMBER OR AT A
VILLAGE GENERAL ELECTION.
2. Notice of the referendum shall be given to the electors of the
local government entity to be dissolved by publication in a newspaper
having a general circulation within the boundaries of the entity at
S. 3640 6
least once a week for four consecutive weeks immediately prior to the
referendum. The notice shall include, but not be limited to:
(a) a summary of the contents of the resolution and dissolution plan
or petition for dissolution, as the case may be;
(b) a statement as to where may be examined copies of the resolution
and dissolution plan or petition for dissolution, as the case may be;
(c) the name of the local government entity to be dissolved and a
statement fully describing its territory;
(d) the time and place or places at which the referendum will be held;
and
(e) such other matters as may be necessary to call, provide for and
give notice of the referendum and to provide for the conduct thereof and
the canvass of the returns thereupon.
3. The referendum question placed before the electors of the local
government entity to be dissolved shall be in a form reading substan-
tially as follows:
"Shall (insert type and name of local government entity) be dissolved?
YES ____
NO ____"
4. In any referendum held pursuant to this title, the local government
entity to be dissolved shall bear the costs associated with the conduct
of such referendum.
5. In any referendum held pursuant to this title, and except as other-
wise specified herein, the referendum shall be conducted in the same
manner as other municipal elections or referendums for the local govern-
ment entity affected by the proposed dissolution.
S 9. Subdivision 1 of section 782 of the general municipal law, as
added by chapter 74 of the laws of 2009, is amended to read as follows:
1. In the case of a proposed dissolution of a local government entity
properly initiated by petition of electors pursuant to section seven
hundred seventy-nine of this title, if a majority of the electors voting
at a referendum vote in favor of dissolution, the entity's governing
body shall meet within thirty days after certification of the favorable
vote and, within [one hundred eighty] FOUR HUNDRED FIFTY days of such
meeting, prepare and approve a proposed elector initiated dissolution
plan.
S 10. Subdivisions 1, 2 and 3 of section 785 of the general municipal
law, as added by chapter 74 of the laws of 2009, are amended to read as
follows:
1. A local government entity dissolved pursuant to an elector initi-
ated dissolution plan shall continue to be governed as before dissol-
ution until the effective date of the dissolution specified in the elec-
tor initiated dissolution plan, which date shall be no less than
[forty-five] SIXTY days after final approval of such plan pursuant to
subdivision three of section seven hundred eighty-four or subdivision
three of section seven hundred eighty-six of this title.
2. Notwithstanding subdivision one of this section, the elector initi-
ated dissolution plan shall not take effect if, no later than [forty-
five] SIXTY days after final approval of such plan pursuant to subdivi-
sion three of section seven hundred eighty-four or subdivision three of
section seven hundred eighty-six of this title, electors of the local
government entity to be dissolved shall:
(a) file an original petition, containing not less than the number of
signatures provided for in subdivision three of this section, seeking a
referendum on the question whether the elector initiated dissolution
plan shall take effect, with the clerk of the town in which the entity
S. 3640 7
or the greater portion of its territory is located, except that if the
entity is a village the original petition of electors from the village
shall be filed with the clerk of the village; and
(b) thereafter less than a majority of the electors vote in the affir-
mative on such question at a referendum.
3. The petition shall be circulated, signed and authenticated in
substantial compliance with the provisions of section seven hundred
seventy-nine of this title, shall contain the signatures of at least
[twenty-five] TEN percent of the number of electors or fifteen thousand
electors, whichever is less, in the local government entity to be
dissolved, and shall be accompanied by a cover sheet containing the
name, address and telephone number of an individual who signed the peti-
tion and who will serve as a contact person.
S 11. This act shall take effect on the thirtieth day after it shall
have become a law; provided, however that any signatures made on
petitions for consolidation or dissolution which are initiated prior to
such effective date and which are otherwise valid shall be counted.