S. 5652 2
3. "COMMISSIONER" MEANS THE COMMISSIONER OF HEALTH.
4. "EXCHANGE" MEANS THE NEW YORK HEALTH BENEFIT EXCHANGE ESTABLISHED
PURSUANT TO THIS TITLE.
5. "FEDERAL ACT" MEANS THE PATIENT PROTECTION AND AFFORDABLE CARE ACT,
PUBLIC LAW 111-148, AS AMENDED BY THE HEALTH CARE AND EDUCATION RECON-
CILIATION ACT OF 2010, PUBLIC LAW 111-152, AND ANY REGULATIONS OR GUID-
ANCE ISSUED THEREUNDER.
6. "HEALTH PLAN" MEANS A POLICY, CONTRACT OR CERTIFICATE, OFFERED OR
ISSUED BY AN INSURER TO PROVIDE, DELIVER, ARRANGE FOR, PAY FOR OR REIM-
BURSE ANY OF THE COSTS OF HEALTH CARE SERVICES. "HEALTH PLAN" SHALL NOT
INCLUDE THE FOLLOWING:
(A) ACCIDENT INSURANCE OR DISABILITY INCOME INSURANCE, OR ANY COMBINA-
TION THEREOF;
(B) COVERAGE ISSUED AS A SUPPLEMENT TO LIABILITY INSURANCE;
(C) LIABILITY INSURANCE, INCLUDING GENERAL LIABILITY INSURANCE AND
AUTOMOBILE LIABILITY INSURANCE;
(D) WORKERS' COMPENSATION OR SIMILAR INSURANCE;
(E) AUTOMOBILE NO-FAULT INSURANCE;
(F) CREDIT INSURANCE;
(G) OTHER SIMILAR INSURANCE COVERAGE, AS SPECIFIED IN FEDERAL REGU-
LATIONS, UNDER WHICH BENEFITS FOR MEDICAL CARE ARE SECONDARY OR INCI-
DENTAL TO OTHER INSURANCE BENEFITS;
(H) LIMITED SCOPE DENTAL OR VISION BENEFITS, BENEFITS FOR LONG-TERM
CARE INSURANCE, NURSING HOME INSURANCE, HOME CARE INSURANCE, OR ANY
COMBINATION THEREOF, OR SUCH OTHER SIMILAR, LIMITED BENEFITS HEALTH
INSURANCE AS SPECIFIED IN FEDERAL REGULATIONS, IF THE BENEFITS ARE
PROVIDED UNDER A SEPARATE POLICY, CERTIFICATE OR CONTRACT OF INSURANCE
OR ARE OTHERWISE NOT AN INTEGRAL PART OF THE PLAN;
(I) COVERAGE ONLY FOR A SPECIFIED DISEASE OR ILLNESS, HOSPITAL INDEM-
NITY, OR OTHER FIXED INDEMNITY COVERAGE;
(J) MEDICARE SUPPLEMENTAL INSURANCE AS DEFINED IN SECTION 1882(G)(1)
OF THE FEDERAL SOCIAL SECURITY ACT, COVERAGE SUPPLEMENTAL TO THE COVER-
AGE PROVIDED UNDER CHAPTER 55 OF TITLE 10 OF THE UNITED STATES CODE, OR
SIMILAR SUPPLEMENTAL COVERAGE PROVIDED UNDER A GROUP HEALTH PLAN IF IT
IS OFFERED AS A SEPARATE POLICY, CERTIFICATE OR CONTRACT OF INSURANCE;
OR
(K) THE MEDICAL INDEMNITY FUND ESTABLISHED PURSUANT TO TITLE FOUR OF
ARTICLE TWENTY-NINE-D OF THE PUBLIC HEALTH LAW.
7. "INSURER" MEANS AN INSURANCE COMPANY SUBJECT TO ARTICLE THIRTY-TWO
OR FORTY-THREE OF THE INSURANCE LAW, OR A HEALTH MAINTENANCE ORGANIZA-
TION CERTIFIED PURSUANT TO ARTICLE FORTY-FOUR OF THE PUBLIC HEALTH LAW
THAT CONTRACTS OR OFFERS TO CONTRACT TO PROVIDE, DELIVER, ARRANGE, PAY
OR REIMBURSE ANY OF THE COSTS OF HEALTH CARE SERVICES.
8. "QUALIFIED DENTAL PLAN" MEANS A LIMITED SCOPE DENTAL PLAN THAT IS
ISSUED BY AN INSURER AND CERTIFIED IN ACCORDANCE WITH SECTION
TWENTY-NINE HUNDRED FOURTEEN OF THIS TITLE.
9. "QUALIFIED EMPLOYER" MEANS A SMALL EMPLOYER THAT ELECTS TO MAKE ITS
FULL-TIME EMPLOYEES ELIGIBLE FOR ONE OR MORE QUALIFIED HEALTH PLANS
THROUGH THE EXCHANGE.
10. "QUALIFIED HEALTH PLAN" MEANS A HEALTH PLAN THAT IS ISSUED BY AN
INSURER AND CERTIFIED IN ACCORDANCE WITH SECTION TWENTY-NINE HUNDRED
FOURTEEN OF THIS TITLE.
11. "QUALIFIED INDIVIDUAL" MEANS AN INDIVIDUAL, INCLUDING A MINOR,
WHO:
(A) IS SEEKING TO ENROLL IN A QUALIFIED HEALTH PLAN OFFERED TO INDI-
VIDUALS THROUGH THE EXCHANGE;
S. 5652 3
(B) RESIDES IN THIS STATE;
(C) AT THE TIME OF ENROLLMENT, IS NOT INCARCERATED, OTHER THAN INCAR-
CERATION PENDING THE DISPOSITION OF CHARGES; AND
(D) IS, AND IS REASONABLY EXPECTED TO BE, FOR THE ENTIRE PERIOD FOR
WHICH ENROLLMENT IS SOUGHT, A CITIZEN OR NATIONAL OF THE UNITED STATES
OR AN ALIEN LAWFULLY PRESENT IN THE UNITED STATES.
12. "SECRETARY" MEANS THE SECRETARY OF THE UNITED STATES DEPARTMENT OF
HEALTH AND HUMAN SERVICES.
13. "SHOP" MEANS THE SMALL BUSINESS HEALTH OPTIONS PROGRAM DESIGNED TO
ASSIST QUALIFIED EMPLOYERS IN THIS STATE IN FACILITATING THE ENROLLMENT
OF THEIR EMPLOYEES IN QUALIFIED HEALTH PLANS OFFERED IN THE GROUP MARKET
IN THIS STATE.
14. "SMALL EMPLOYER" SHALL BE DEFINED PURSUANT TO LEGISLATION TO BE
ADOPTED FOLLOWING THE ISSUANCE OF THE REPORT AND RECOMMENDATION REQUIRED
BY SECTION TWENTY-NINE HUNDRED SIXTEEN OF THIS TITLE; PROVIDED, HOWEVER,
THAT SUCH DEFINITION SHALL BE CONSISTENT WITH THE DEFINITION OF "SMALL
EMPLOYER" THAT APPLIES FOR EMPLOYERS PURCHASING HEALTH INSURANCE OUTSIDE
OF THE EXCHANGE.
15. "SMALL GROUP MARKET" MEANS THE HEALTH INSURANCE MARKET UNDER WHICH
INDIVIDUALS RECEIVE HEALTH INSURANCE COVERAGE ON BEHALF OF THEMSELVES
AND THEIR DEPENDENTS THROUGH A GROUP HEALTH PLAN MAINTAINED BY A SMALL
EMPLOYER.
16. "SUPERINTENDENT" MEANS THE SUPERINTENDENT OF INSURANCE UNTIL OCTO-
BER THIRD, TWO THOUSAND ELEVEN, WHEN SUCH TERM SHALL MEAN THE SUPER-
INTENDENT OF FINANCIAL SERVICES.
S 2913. HEALTH BENEFIT EXCHANGE. 1. THE NEW YORK STATE HEALTH BENEFIT
EXCHANGE IS HEREBY ESTABLISHED AS A PUBLIC AUTHORITY PURSUANT TO THE
PROVISIONS OF THIS CHAPTER.
2. THE EXCHANGE SHALL OPERATE SUBJECT TO THE SUPERVISION AND CONTROL
OF A BOARD OF DIRECTORS. IT SHALL CONSIST OF ELEVEN DIRECTORS TO BE
APPOINTED AS PROVIDED IN SUBDIVISION THREE OF THIS SECTION.
3. THE BOARD SHALL BE COMPOSED OF THE FOLLOWING DIRECTORS:
(A) TWO NON-VOTING EX OFFICIO DIRECTORS: THE SUPERINTENDENT AND THE
COMMISSIONER OR THEIR DESIGNEES;
(B) THREE DIRECTORS SHALL BE APPOINTED BY THE GOVERNOR;
(C) TWO DIRECTORS SHALL BE APPOINTED BY THE TEMPORARY PRESIDENT OF THE
SENATE;
(D) TWO DIRECTORS SHALL BE APPOINTED BY THE SPEAKER OF THE ASSEMBLY;
(E) ONE DIRECTOR SHALL BE APPOINTED BY THE MINORITY LEADER OF THE
SENATE;
(F) ONE DIRECTOR SHALL BE APPOINTED BY THE MINORITY LEADER OF THE
ASSEMBLY.
4. APPOINTMENTS SHALL BE MADE NO LATER THAN SIXTY DAYS AFTER THE
EFFECTIVE DATE OF THIS TITLE. IN THE EVENT THAT A PARTICULAR APPOINTMENT
IS NOT MADE WITHIN SIXTY DAYS, THE GOVERNOR SHALL APPOINT AN INDIVIDUAL
OF HIS OR HER CHOOSING TO FILL THE VACANCY.
5. DIRECTORS OF THE BOARD, OTHER THAN AN EX OFFICIO DIRECTOR, SHALL BE
APPOINTED FOR A TERM OF FOUR YEARS, EXCEPT THAT THE INITIAL APPOINTMENTS
BY THE TEMPORARY PRESIDENT OF THE SENATE AND SPEAKER OF THE ASSEMBLY
SHALL BE FOR A TERM OF FIVE YEARS, AND THE INITIAL APPOINTMENTS BY THE
MINORITY LEADERS IN THE SENATE AND ASSEMBLY SHALL BE FOR A TERM OF TWO
YEARS. EACH DIRECTOR SHALL CONTINUE TO SERVE UNTIL A SUCCESSOR HAS BEEN
APPOINTED AND QUALIFIED. VACANCIES SHALL BE FILLED BY APPOINTMENT BY THE
INITIAL APPOINTING AUTHORITY FOR THE UNEXPIRED TERM. FIVE VOTING DIREC-
TORS SHALL CONSTITUTE A QUORUM FOR THE PURPOSE OF ORGANIZING THE AUTHOR-
ITY AND CONDUCTING THE BUSINESS THEREOF. THE BOARD SHALL DETERMINE THE
S. 5652 4
TIMES, PLACES AND FREQUENCY OF ITS MEETINGS, HOWEVER, THE BOARD SHALL
MEET AT LEAST QUARTERLY.
6. A CHAIR SHALL BE NOMINATED BY THE GOVERNOR AMONG HIS OR HER ALLO-
CATED NOMINEES AND BE SUBJECT TO CONFIRMATION BY THE SENATE. EACH
DIRECTOR SHALL RECEIVE REIMBURSEMENT FOR HIS OR HER ACTUAL AND REASON-
ABLE EXPENSES IN THE PERFORMANCE OF HIS OR HER DUTIES HEREUNDER.
7. THE BOARD SHALL APPOINT A CHIEF EXECUTIVE OFFICER OF THE NEW YORK
STATE HEALTH BENEFIT EXCHANGE. THE CHIEF EXECUTIVE OFFICER SHALL BE
SUBJECT TO CONFIRMATION BY THE STATE SENATE IN ACCORDANCE WITH SECTION
TWENTY-EIGHT HUNDRED FIFTY-TWO OF THIS ARTICLE.
8. DIRECTORS SHALL BE SUBJECT TO THE PROVISIONS FOR REMOVAL PRESCRIBED
IN SECTION TWENTY-EIGHT HUNDRED TWENTY-SEVEN OF THIS ARTICLE.
9. TO THE EXTENT PRACTICABLE, DIRECTORS APPOINTED TO THE BOARD SHALL
COLLECTIVELY HAVE DEMONSTRATED EXPERTISE IN ALL OF THE FOLLOWING AREAS,
PROVIDED THAT EACH DIRECTOR SHALL HAVE DEMONSTRATED EXPERTISE IN AT
LEAST ONE OF THE FOLLOWING AREAS:
(A) INDIVIDUAL HEALTH CARE COVERAGE;
(B) SMALL EMPLOYER HEALTH CARE COVERAGE;
(C) HEALTH BENEFITS PLAN ADMINISTRATION;
(D) HEALTH CARE FINANCE OR ECONOMICS;
(E) PURCHASING HEALTH PLAN COVERAGE, INCLUDING AGENTS, BROKERS, CHAM-
BERS OF COMMERCE AND OTHER EMPLOYER ASSOCIATIONS; AND
(F) DELIVERY OF HEALTH CARE SERVICES.
10. IN MAKING APPOINTMENTS TO THE BOARD, THE APPOINTING AUTHORITIES
SHALL TAKE INTO CONSIDERATION THE CULTURAL, ETHNIC AND GEOGRAPHICAL
DIVERSITY OF THE STATE SO THAT THE BOARD'S COMPOSITION ACCURATELY
REFLECTS THE VARIOUS REGIONS OF THE STATE.
11. THE BOARD SHALL ADOPT FORMAL MECHANISMS TO AVOID CONFLICTS OF
INTERESTS BY ITS DIRECTORS OR THE STAFF OF THE EXCHANGE.
12. THE EXCHANGE SHALL BE SUBJECT TO THE PROVISIONS OF THE PUBLIC
OFFICERS LAW. IN THE EVENT REGULATORY AUTHORITY IS PROVIDED TO THE
EXCHANGE, THE EXCHANGE SHALL BE SUBJECT TO THE STATE ADMINISTRATIVE
PROCEDURE ACT.
13. EXCEPT AS EXPRESSLY PROVIDED BY THIS TITLE, THE BOARD SHALL NOT:
(A) HAVE THE POWER TO TAX, ASSESS, IMPOSE FEES OR IMPOSE ASSESSMENTS;
(B) HAVE THE POWER TO ISSUE BONDS, NOTES, OR ANY OTHER DEBT OBLI-
GATIONS;
(C) EXERCISE ANY ADDITIONAL POWERS, DUTIES OR FUNCTIONS WITH REGARD TO
THE OPERATION OF THE EXCHANGE UNLESS THE GOVERNOR AND THE LEGISLATURE
AUTHORIZES SUCH ADDITIONAL POWERS, DUTIES OR FUNCTIONS THROUGH ENACTMENT
OF SUBSEQUENT LEGISLATION;
(D) REGULATE HEALTH INSURERS, HEALTH INSURANCE PLANS, OR HEALTH INSUR-
ANCE PRODUCERS.
14. THE BOARD SHALL HAVE A FIDUCIARY RELATIONSHIP WITH THE EXCHANGE.
S 2914. POWERS OF THE EXCHANGE. 1. NOTHING CONTAINED IN THIS TITLE
SHALL BE INTERPRETED TO AUTHORIZE THE EXCHANGE TO EXERCISE REGULATORY
AUTHORITY, UNLESS AND UNTIL EXPRESSLY AUTHORIZED BY THE LEGISLATURE, AND
THE POWERS OF THE EXCHANGE SHALL BE LIMITED TO THE FOLLOWING:
(A) TO APPOINT OFFICERS, AGENTS AND EMPLOYEES, PRESCRIBE THEIR DUTIES
AND QUALIFICATIONS AND FIX THEIR COMPENSATION SUBJECT TO THE PROVISIONS
OF THE CIVIL SERVICE LAW, INCLUDING THE CHIEF EXECUTIVE OFFICER AS
REFERRED TO IN SUBDIVISION SEVEN OF SECTION TWENTY-NINE HUNDRED THIRTEEN
OF THIS TITLE.
(B) ACQUIRE, LEASE, PURCHASE, OWN, MANAGE, HOLD AND DISPOSE OF REAL
AND PERSONAL PROPERTY, AND LEASE, CONVEY OR DEAL IN OR ENTER INTO AGREE-
S. 5652 5
MENTS WITH RESPECT TO SUCH PROPERTY ON ANY TERMS NECESSARY OR INCIDENTAL
TO THE CARRYING OUT OF THESE PURPOSES.
(C) TO MAKE AND ALTER BY-LAWS FOR ITS ORGANIZATION AND MANAGEMENT.
(D) TO ENTER INTO CONTRACTS SUBJECT TO SECTION TWENTY-NINE HUNDRED
FIFTEEN OF THIS TITLE, AND TO EXECUTE ALL INSTRUMENTS NECESSARY OR
CONVENIENT.
(E) TO RETAIN AND EMPLOY PRIVATE CONSULTANTS ON A CONTRACT BASIS,
SUBJECT TO SECTION TWENTY-NINE HUNDRED FIFTEEN OF THIS TITLE, FOR
RENDERING PROFESSIONAL AND TECHNICAL ASSISTANCE AND ADVICE.
(F) TO ACCEPT OR APPLY FOR ANY GIFTS OR ANY GRANT OF FUNDS OR PROPERTY
FROM THE FEDERAL GOVERNMENT OR FROM THE STATE OF NEW YORK OR ANY OTHER
FEDERAL OR STATE PUBLIC BODY OR POLITICAL SUBDIVISION OR ANY OTHER
PERSON AND TO COMPLY WITH THE TERMS AND CONDITIONS THEREOF.
(G) TO ACQUIRE, HOLD AND DISPOSE OF PERSONAL PROPERTY FOR ITS CORPO-
RATE PURPOSES.
(H) THE EXCHANGE MAY ENTER INTO INFORMATION-SHARING AGREEMENTS WITH
FEDERAL AND STATE AGENCIES AND OTHER STATE EXCHANGES TO CARRY OUT ITS
RESPONSIBILITIES UNDER THIS TITLE PROVIDED SUCH AGREEMENTS INCLUDE
ADEQUATE PROTECTIONS WITH RESPECT TO THE CONFIDENTIALITY OF THE INFORMA-
TION SHARED AND COMPLY WITH ALL STATE AND FEDERAL LAWS.
2. THE EXCHANGE SHALL:
(A) IMPLEMENT PROCEDURES FOR THE CERTIFICATION, RECERTIFICATION AND
DECERTIFICATION, CONSISTENT WITH GUIDELINES DEVELOPED BY THE SECRETARY
UNDER SECTION 1311(C) OF THE FEDERAL ACT AND AS AUTHORIZED BY THE ENACT-
MENT OF FUTURE STATE LEGISLATION REGARDING HEALTH BENEFIT PLANS AS QUAL-
IFIED HEALTH PLANS.
(B) IMPLEMENT PROCEDURES FOR AUTHORIZING QUALIFIED DENTAL PLANS THAT
OFFER LIMITED SCOPE DENTAL BENEFITS CONSISTENT WITH SECTION
1311(D)(2)(B)(II) OF THE FEDERAL ACT, AND PROVIDE THAT IF AT LEAST ONE
QUALIFIED DENTAL PLAN IS AUTHORIZED TO BE OFFERED THROUGH THE EXCHANGE,
CERTIFICATION OF A HEALTH BENEFIT PLAN AS A QUALIFIED HEALTH PLAN UNDER
PARAGRAPH (A) OF THIS SUBDIVISION, SHALL NOT BE DENIED BECAUSE THE
HEALTH BENEFIT PLAN DOES NOT OFFER THE DENTAL BENEFITS REQUIRED OF A
QUALIFIED DENTAL PLAN.
(C) PROVIDE FOR THE OPERATION OF A TOLL-FREE TELEPHONE HOTLINE TO
RESPOND TO REQUESTS FOR ASSISTANCE.
(D) PROVIDE FOR ENROLLMENT PERIODS, WHICH ARE CONSISTENT WITH COMPARA-
BLE ENROLLMENT PERIODS IN THE INSURANCE LAW, AS PROVIDED UNDER SECTION
1311(C)(6) OF THE FEDERAL ACT.
(E) MAINTAIN AN INTERNET WEB SITE THROUGH WHICH ENROLLEES AND PROSPEC-
TIVE ENROLLEES OF QUALIFIED HEALTH PLANS AND QUALIFIED DENTAL PLANS MAY
OBTAIN STANDARDIZED COMPARATIVE INFORMATION ON SUCH PLANS.
(F) PUBLISH THE AVERAGE COSTS OF LICENSING, REGULATORY FEES AND ANY
OTHER PAYMENTS REQUIRED BY THE EXCHANGE AND THE ADMINISTRATIVE COSTS OF
THE EXCHANGE, INCLUDING INFORMATION ON MONIES LOST TO WASTE, FRAUD AND
ABUSE, ON AN INTERNET WEB SITE TO EDUCATE INDIVIDUALS ON SUCH COSTS.
(G) INFORM INDIVIDUALS, IN ACCORDANCE WITH SECTION 1413 OF THE FEDERAL
ACT, OF ELIGIBILITY REQUIREMENTS FOR THE MEDICAID PROGRAM UNDER TITLE
XIX OF THE SOCIAL SECURITY ACT, AS AMENDED FROM TIME TO TIME, THE CHIL-
DREN'S HEALTH INSURANCE PROGRAM (CHIP) UNDER TITLE XXI OF THE SOCIAL
SECURITY ACT, AS AMENDED FROM TIME TO TIME, OR ANY APPLICABLE STATE
PUBLIC PROGRAM INCLUDING FAMILY HEALTH PLUS AND HEALTHY NY, AND ENROLL
AN INDIVIDUAL IN SUCH PROGRAM TO THE EXTENT REQUIRED BY THE FEDERAL ACT,
IF THE EXCHANGE DETERMINES, THROUGH SCREENING OF THE APPLICATION BY THE
EXCHANGE, THAT SUCH INDIVIDUAL IS ELIGIBLE FOR ANY SUCH PROGRAM. UPON
S. 5652 6
ENROLLMENT, SUCH ELIGIBLE INDIVIDUAL SHALL BE REFERRED TO THE APPROPRI-
ATE LOCAL DEPARTMENT OF SOCIAL SERVICES.
(H) ESTABLISH AND MAKE AVAILABLE BY ELECTRONIC MEANS A CALCULATOR TO
DETERMINE THE ACTUAL COST OF COVERAGE AFTER APPLICATION OF ANY PREMIUM
TAX CREDIT UNDER SECTION 36B OF THE INTERNAL REVENUE CODE AND ANY COST-
SHARING REDUCTION UNDER SECTION 1402 OF THE FEDERAL ACT.
(I) ESTABLISH A SMALL BUSINESS HEALTH OPTIONS PROGRAM (SHOP) EXCHANGE
THROUGH WHICH QUALIFIED EMPLOYERS MAY ENROLL IN QUALIFIED HEALTH PLANS.
THE SHOP EXCHANGE SHALL PROVIDE EMPLOYERS THE ABILITY TO SELECT A HEALTH
PLAN OR PLANS THROUGH WHICH THEIR EMPLOYEES ARE PROVIDED COVERAGE, OR AT
THE OPTION OF THE EMPLOYER, ALLOW EACH EMPLOYEE TO ENROLL IN ANY PLAN
OFFERED THROUGH THE SHOP EXCHANGE AT THE LEVEL OF COVERAGE SPECIFIED BY
THE EMPLOYER. THE EXCHANGE SHALL NOT HAVE THE AUTHORITY TO EITHER MERGE
THE INDIVIDUAL AND SMALL GROUP MARKETS OR MERGE THE SHOP WITH THE INDI-
VIDUAL MARKET EXCHANGE. OTHER THAN FOR PURPOSES OF SHARING INFORMATION
TECHNOLOGY, THE SHOP EXCHANGE SHALL OPERATE SEPARATE AND DISTINCT FROM
THOSE ACTIVITIES OF THE EXCHANGE INTENDED TO FACILITATE THE ENROLLMENT
OF INDIVIDUALS.
(J) GRANT A CERTIFICATION, SUBJECT TO SECTION 1411 OF THE FEDERAL ACT,
ATTESTING THAT, FOR PURPOSES OF THE INDIVIDUAL RESPONSIBILITY PENALTY
UNDER SECTION 5000A OF THE INTERNAL REVENUE CODE, AN INDIVIDUAL IS
EXEMPT FROM THE INDIVIDUAL RESPONSIBILITY REQUIREMENT OR FROM THE PENAL-
TY IMPOSED BY SAID SECTION 5000A BECAUSE:
(I) THERE IS NO AFFORDABLE QUALIFIED HEALTH PLAN AVAILABLE THROUGH THE
EXCHANGE, OR THE INDIVIDUAL'S EMPLOYER, COVERING THE INDIVIDUAL; OR
(II) THE INDIVIDUAL MEETS THE REQUIREMENTS FOR ANY OTHER SUCH
EXEMPTION FROM THE INDIVIDUAL RESPONSIBILITY REQUIREMENT OR PENALTY.
(K) PROVIDE TO THE SECRETARY OF THE TREASURY OF THE UNITED STATES THE
FOLLOWING:
(I) A LIST OF THE INDIVIDUALS GRANTED A CERTIFICATION UNDER PARAGRAPH
(J) OF THIS SUBDIVISION, INCLUDING THE NAME AND TAXPAYER IDENTIFICATION
NUMBER OF EACH INDIVIDUAL;
(II) THE NAME AND TAXPAYER IDENTIFICATION NUMBER OF EACH INDIVIDUAL
WHO WAS AN EMPLOYEE OF AN EMPLOYER BUT WHO WAS DETERMINED TO BE ELIGIBLE
FOR THE PREMIUM TAX CREDIT UNDER SECTION 36B OF THE INTERNAL REVENUE
CODE BECAUSE:
(1) THE EMPLOYER DID NOT PROVIDE MINIMUM ESSENTIAL HEALTH BENEFITS
COVERAGE; OR
(2) THE EMPLOYER PROVIDED THE MINIMUM ESSENTIAL COVERAGE BUT IT WAS
DETERMINED UNDER SECTION 36B(C)(2)(C) OF THE INTERNAL REVENUE CODE TO BE
UNAFFORDABLE TO THE EMPLOYEE OR DID NOT PROVIDE THE REQUIRED MINIMUM
ACTUARIAL VALUE; AND
(III) THE NAME AND TAXPAYER IDENTIFICATION NUMBER OF:
(1) EACH INDIVIDUAL WHO NOTIFIES THE EXCHANGE UNDER SECTION 1411(B)(4)
OF THE FEDERAL ACT THAT SUCH INDIVIDUAL HAS CHANGED EMPLOYERS; AND
(2) EACH INDIVIDUAL WHO CEASES COVERAGE UNDER A QUALIFIED HEALTH PLAN
DURING A PLAN YEAR AND THE EFFECTIVE DATE OF THAT CESSATION.
(L) PROVIDE TO EACH EMPLOYER THE NAME OF EACH EMPLOYEE OF THE EMPLOYER
DESCRIBED IN SUBPARAGRAPH (II) OF PARAGRAPH (K) OF THIS SUBDIVISION, WHO
CEASES COVERAGE UNDER A QUALIFIED HEALTH PLAN DURING A PLAN YEAR AND THE
EFFECTIVE DATE OF THE CESSATION.
(M) PERFORM DUTIES REQUIRED OF, OR DELEGATED TO, THE EXCHANGE BY THE
SECRETARY OR THE SECRETARY OF THE TREASURY OF THE UNITED STATES RELATED
TO DETERMINING ELIGIBILITY FOR PREMIUM TAX CREDITS, REDUCED COST-SHARING
OR INDIVIDUAL RESPONSIBILITY REQUIREMENT EXEMPTIONS.
(N) CONSULT WITH STAKEHOLDERS, INCLUDING, BUT NOT LIMITED TO:
S. 5652 7
(I) EDUCATED HEALTH CARE CONSUMERS WHO ARE ENROLLEES IN QUALIFIED
HEALTH PLANS;
(II) INDIVIDUALS AND ENTITIES WITH EXPERIENCE IN FACILITATING ENROLL-
MENT IN QUALIFIED HEALTH PLANS;
(III) REPRESENTATIVES OF SMALL EMPLOYERS AND SELF-EMPLOYED INDIVID-
UALS; AND
(IV) ADVOCATES FOR ENROLLING HARD-TO-REACH POPULATIONS.
(O) MEET THE FOLLOWING FINANCIAL INTEGRITY REQUIREMENTS:
(I) KEEP AN ACCURATE ACCOUNTING OF ALL ACTIVITIES, RECEIPTS AND
EXPENDITURES AND ANNUALLY SUBMIT A REPORT CONCERNING SUCH ACCOUNTINGS TO
THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE
ASSEMBLY, THE MINORITY LEADER OF THE SENATE, AND THE MINORITY LEADER OF
THE ASSEMBLY;
(II) FULLY COOPERATE WITH ANY INVESTIGATION CONDUCTED BY THE SECRETARY
PURSUANT TO THE SECRETARY'S AUTHORITY UNDER THE FEDERAL ACT AND ALLOW
THE SECRETARY, IN COORDINATION WITH THE INSPECTOR GENERAL OF THE UNITED
STATES DEPARTMENT OF HEALTH AND HUMAN SERVICES AND ANY OFFICERS OF
COMPETENT JURISDICTION, TO:
(1) INVESTIGATE THE AFFAIRS OF THE EXCHANGE;
(2) EXAMINE THE PROPERTIES AND RECORDS OF THE EXCHANGE; AND
(3) REQUIRE PERIODIC REPORTS IN RELATION TO THE ACTIVITIES UNDERTAKEN
BY THE EXCHANGE;
(III) NOT USE ANY FUNDS IN CARRYING OUT ITS ACTIVITIES UNDER THIS
TITLE, THAT ARE INTENDED FOR THE ADMINISTRATIVE AND OPERATIONAL EXPENSES
OF THE EXCHANGE, FOR STAFF RETREATS, PROMOTIONAL GIVEAWAYS, EXCESSIVE
EXECUTIVE COMPENSATION OR PROMOTION OF FEDERAL OR STATE LEGISLATIVE AND
REGULATORY MODIFICATIONS.
(P) AS AUTHORIZED UNDER SECTION 1312(E) OF THE FEDERAL ACT, THE
EXCHANGE SHALL PERMIT AGENTS AND BROKERS TO:
(I) ENROLL QUALIFIED INDIVIDUALS AND QUALIFIED EMPLOYERS IN ANY QUALI-
FIED HEALTH PLANS OFFERED IN THE EXCHANGE; AND
(II) ASSIST QUALIFIED INDIVIDUALS AND QUALIFIED EMPLOYERS IN APPLYING
FOR PREMIUM TAX CREDITS AND COST-SHARING REDUCTIONS FOR PLANS OFFERED IN
THE EXCHANGE.
S 2915. PROCUREMENT. 1. INFORMATION TECHNOLOGY CONTRACTS RESULTING IN
A SOLE TECHNOLOGY PLATFORM ENTERED INTO BY THE EXCHANGE UNDER THE AMOUNT
OF ONE MILLION DOLLARS SHALL BE EXEMPT FROM THE COMPETITIVE BID PROCESS
PURSUANT TO SECTIONS ONE HUNDRED TWELVE AND ONE HUNDRED SIXTY-THREE OF
THE STATE FINANCE LAW AND ANY OTHER LAW TO THE CONTRARY.
2. INFORMATION TECHNOLOGY CONTRACTS RESULTING IN A SOLE TECHNOLOGY
PLATFORM IN THE AMOUNT OF ONE MILLION DOLLARS OR MORE, ENTERED INTO BY
THE EXCHANGE, SHALL BE EXEMPT FROM THE COMPETITIVE BID OR REQUEST FOR
PROPOSAL PROCESS PURSUANT TO SECTIONS ONE HUNDRED TWELVE AND ONE HUNDRED
SIXTY-THREE OF THE STATE FINANCE LAW AND ANY OTHER LAW TO THE CONTRARY;
PROVIDED, HOWEVER:
(A) THE EXCHANGE SHALL POST ON ITS WEBSITE, OR OTHERWISE MAKE AVAIL-
ABLE, FOR A PERIOD NOT LESS THAN SIXTY DAYS:
(I) A DESCRIPTION OF THE OF PROPOSED SERVICES TO BE PROVIDED BY THE
CONTRACTOR AND ANY RELATED SERVICES;
(II) THE CRITERIA FOR SELECTION OF A CONTRACTOR OR CONTRACTORS;
(III) THE PERIOD OF TIME DURING WHICH PROSPECTIVE CONTRACTORS MAY SEEK
SELECTION, WHICH SHALL BE NO LESS THAN THIRTY DAYS AFTER SUCH INFORMA-
TION IS FIRST POSTED ON THE WEBSITE; AND
(IV) THE MANNER BY WHICH A PROSPECTIVE CONTRACTOR MAY SEEK SUCH
SELECTION, WHICH MAY INCLUDE SUBMISSION BY ELECTRONIC MEANS;
S. 5652 8
(B) ALL REASONABLE AND RESPONSIVE SUBMISSIONS THAT ARE RECEIVED FROM
PROSPECTIVE CONTRACTORS SHALL BE REVIEWED BY THE EXCHANGE; AND
(C) THE EXCHANGE SHALL SELECT SUCH CONTRACTOR OR CONTRACTORS THAT, IN
ITS DISCRETION, HAVE DEMONSTRATED THE ABILITY TO EFFECTIVELY, EFFICIENT-
LY, AND ECONOMICALLY IMPLEMENT THE REQUIREMENTS NECESSARY AND CONSISTENT
WITH THE CRITERIA ESTABLISHED BY THIS TITLE AND THE FEDERAL ACT; HAVE
THE REQUISITE EXPERTISE AND FINANCIAL RESOURCES; HAVE DEMONSTRATED THAT
THEIR DIRECTORS, MEMBERS, MANAGERS, PARTNERS OR OPERATORS HAVE THE
REQUISITE CHARACTER, COMPETENCE AND STANDING IN THE INDUSTRY, AND ARE
BEST SUITED TO SERVE THE PURPOSES OF THIS TITLE.
3. CONTRACTS ENTERED INTO BY THE EXCHANGE PURSUANT TO THIS SECTION
SHALL BE SUBJECT TO SECTION ONE HUNDRED THIRTY-NINE-J OF THE STATE
FINANCE LAW.
S 2916. REPORTS BY THE EXCHANGE. 1. ON OR BEFORE JANUARY FIRST, TWO
THOUSAND TWELVE, THE BOARD SHALL SUBMIT A REPORT TO THE GOVERNOR, THE
TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, THE
MINORITY LEADER OF THE SENATE, AND THE MINORITY LEADER OF THE ASSEMBLY,
WHICH SHALL INCLUDE, BUT IS NOT LIMITED TO, RECOMMENDATIONS ON THE
FOLLOWING:
(A) ESTABLISHMENT OF A BASIC HEALTH PLAN;
(B) HOW TO ESTABLISH A SEPARATE INDIVIDUAL HEALTH INSURANCE MARKET AND
A SMALL EMPLOYER HEALTH INSURANCE MARKET WITHIN THE EXCHANGE;
(C) ADVANTAGES AND DISADVANTAGES OF REVISING THE DEFINITION OF "SMALL
EMPLOYER" PRIOR TO THE DATE REQUIRED BY THE FEDERAL ACT FROM NOT MORE
THAN FIFTY EMPLOYEES TO NOT MORE THAN ONE HUNDRED EMPLOYEES BASED ON
ACTUARIAL ANALYSES OF PROJECTED IMPACTS ON PREMIUM RATES FOR BOTH INDI-
VIDUALS AND SMALL EMPLOYERS AND ESTABLISHMENT OF A CONSISTENT DEFINITION
BOTH INSIDE AND OUTSIDE THE EXCHANGE FOR THE PURPOSES OF STATE AND
FEDERAL LAW;
(D) EVALUATION OF REQUIRING QUALIFIED HEALTH PLANS TO PROVIDE THE
ESSENTIAL HEALTH BENEFITS PACKAGE, AS DESCRIBED IN SECTION 1302(A) OF
THE FEDERAL ACT, ALONG WITH SPECIFIC COSTS OF INCLUDING STATE MANDATED
BENEFITS AND RECOMMENDATIONS AS TO HOW TO FINANCE THE COSTS OF SUCH
ADDITIONAL BENEFITS;
(E) VALUE OF ALLOWING LARGE EMPLOYERS TO PARTICIPATE IN THE EXCHANGE
BEGINNING IN TWO THOUSAND SEVENTEEN;
(F) WHETHER HEALTH SAVINGS ACCOUNTS SHOULD BE OFFERED IN THE EXCHANGE
AND IN WHAT MANNER YOUNG ADULTS WILL BENEFIT FROM HEALTH SAVINGS
ACCOUNTS;
(G) THE EFFICACY OF MERGING THE INDIVIDUAL AND SMALL EMPLOYER HEALTH
INSURANCE MARKETS AND THE SUBSEQUENT EFFECT ON PREMIUM RATES ON NEW YORK
SMALL EMPLOYERS AND INDIVIDUALS BASED ON ACTUARIAL ANALYSES FOR EACH OF
THE HEALTH PLAN OPTIONS UNDER THE FEDERAL ACT;
(H) A PROCESS TO DETERMINE EACH QUALIFIED HEALTH PLAN'S LEVEL OF
COVERAGE IN ACCORDANCE WITH REGULATIONS ISSUED BY THE SECRETARY UNDER
SECTION 1302(D)(2)(A) OF THE FEDERAL ACT;
(I) STEPS TO IMPLEMENT THE ASSIGNMENT OF A RATING TO EACH QUALIFIED
HEALTH PLAN OFFERED THROUGH THE EXCHANGE IN ACCORDANCE WITH THE CRITERIA
DEVELOPED BY THE SECRETARY UNDER SECTION 1311(C)(3) OF THE FEDERAL ACT;
(J) RECOMMENDATIONS ON HOW TO AVOID DUPLICATIVE OVERSIGHT FUNCTIONS
WITH OTHER STATE AND LOCAL AGENCIES AND ENTITIES.
(K) THE ROLE OF THE EXCHANGE AS IT RELATES TO PUBLIC HEALTH INSURANCE
COVERAGE, INCLUDING MEDICAID, CHILD HEALTH PLUS, FAMILY HEALTH PLUS AND
HEALTHY NEW YORK;
(L) THE ADVANTAGES AND DISADVANTAGES OF THE EXCHANGE TO SERVE AS AN
ACTIVE PURCHASER, A SELECTIVE CONTRACTOR, OR CLEARINGHOUSE OF INSURANCE;
S. 5652 9
(M) RISK ADJUSTMENT METHODOLOGIES TO MEET THE REQUIREMENTS OF THE
FEDERAL ACT;
(N) A PLAN TO AWARD NAVIGATOR GRANTS IN ACCORDANCE WITH SECTION
1311(I) OF THE FEDERAL ACT AND AN ANALYSIS OF THE REQUIREMENTS FOR SERV-
ING AS A NAVIGATOR;
(O) WAYS TO ENSURE THAT THE EXCHANGE IS FINANCIALLY SELF-SUSTAINABLE
BY THE YEAR TWO THOUSAND FIFTEEN, AS REQUIRED BY THE FEDERAL ACT;
(P) AN ANALYSIS OF WAYS TO CONFORM THE DEFINITIONS OF MEDICAL LOSS
RATIO IN A MANNER THAT IS CONSISTENT WITH THE FEDERAL ACT;
(Q) AN ANALYSIS OF REGIONAL VARIATIONS IN THE OPERATION OF THE
EXCHANGE AND THEIR INCORPORATION WITHIN THE EXCHANGE; AND
(R) CERTIFYING INSURANCE PLANS OPERATING WITHIN THE EXCHANGE PURSUANT
TO THE GUIDELINES ENUMERATED IN THE FEDERAL ACT.
2. THE EXCHANGE SHALL HAVE NO AUTHORITY NEITHER EXPRESSED NOR IMPLIED
TO IMPLEMENT RECOMMENDATIONS ON THE ISSUES SET FORTH IN SUBDIVISION ONE
OF THIS SECTION WITHOUT FURTHER STATUTORY AUTHORITY.
3. THE BOARD SHALL CONSIDER THE RECOMMENDATIONS DEVELOPED BY THE
REGIONAL ADVISORY COMMITTEES, ESTABLISHED PURSUANT TO SECTION
TWENTY-NINE HUNDRED NINETEEN OF THIS TITLE, WHEN DEVELOPING THE RECOM-
MENDATIONS REQUIRED BY THIS SECTION.
S 2917. MONEYS OF THE AUTHORITY. 1. THE MONEYS OF THE AUTHORITY
SHALL, EXCEPT AS OTHERWISE PROVIDED IN THIS SECTION, BE DEPOSITED IN A
GENERAL ACCOUNT CALLED THE NEW YORK STATE HEALTH BENEFIT EXCHANGE
ACCOUNT AND SUCH OTHER ACCOUNTS AS THE AUTHORITY MAY DEEM NECESSARY,
PURSUANT TO RESOLUTION OF THE AUTHORITY BOARD, FOR THE TRANSACTION OF
ITS BUSINESS AND SHALL BE PAID OUT ON CHECKS SIGNED BY THE CHAIRMAN OF
THE AUTHORITY OR BY SUCH OTHER PERSON OR PERSONS AS THE AUTHORITY MAY
AUTHORIZE.
2. ALL MONEYS OF THE AUTHORITY DERIVED FROM STATE APPROPRIATIONS SHALL
BE PAID TO THE COMPTROLLER OF THE STATE AS AGENT OF THE AUTHORITY, WHO
SHALL NOT COMMINGLE SUCH MONEYS WITH OTHER MONEYS. SUCH MONEYS SHALL BE
DEPOSITED IN A SEPARATE BANK ACCOUNT OR ACCOUNTS. THE MONEYS IN SUCH
ACCOUNTS SHALL BE PAID OUT ON CHECK OF THE COMPTROLLER ON REQUISITION OF
THE CHAIR OF THE AUTHORITY OR OF SUCH OTHER PERSON OR PERSONS AS THE
AUTHORITY MAY AUTHORIZE TO MAKE SUCH REQUISITIONS. ALL DEPOSITS OF SUCH
MONEYS SHALL, IF REQUIRED BY THE COMPTROLLER OR THE AUTHORITY, BE
SECURED BY OBLIGATIONS OF THE UNITED STATES OF AMERICA OR OF THE STATE
OF NEW YORK OF A MARKET VALUE EQUAL AT ALL TIMES TO THE AMOUNT OF THE
DEPOSIT AND ALL BANKS AND TRUST COMPANIES ARE AUTHORIZED TO GIVE SUCH
SECURITY FOR SUCH DEPOSITS.
3. THE COMPTROLLER OF THE STATE AND HIS OR HER LEGALLY AUTHORIZED
REPRESENTATIVES ARE HEREBY AUTHORIZED AND EMPOWERED FROM TIME TO TIME TO
EXAMINE THE ACCOUNTS AND BOOKS OF THE AUTHORITY, INCLUDING ITS RECEIPTS,
DISBURSEMENTS, CONTRACTS, SINKING FUNDS, INVESTMENTS AND ANY OTHER
MATTERS RELATING TO ITS FINANCIAL STANDING.
4. THE BOARD SHALL ENSURE THAT THE ESTABLISHMENT, OPERATION AND ADMIN-
ISTRATIVE FUNCTIONS OF THE EXCHANGE DO NOT EXCEED THE COMBINATION OF
FEDERAL FUNDS, PRIVATE DONATIONS AND OTHER NON-GENERAL FUND MONEYS
AVAILABLE FOR THIS PURPOSE. NO FUNDS OF THE EXCHANGE SHALL BE TRANS-
FERRED TO THE GENERAL FUND OR ANY SPECIAL REVENUE FUND OR SHALL BE USED
FOR ANY PURPOSE OTHER THAN THE PURPOSES SET FORTH IN THIS TITLE. NO
FUNDS SHALL BE TRANSFERRED FROM THE GENERAL FUND OR ANY SPECIAL REVENUE
FUND TO THE EXCHANGE. NO LIABILITY INCURRED BY THE EXCHANGE OR ANY OF
ITS OFFICERS OR EMPLOYEES MAY BE SATISFIED USING MONEYS FROM THE GENERAL
FUND.
S. 5652 10
5. NOTWITHSTANDING ANY LAW TO THE CONTRARY, THE COMPTROLLER IS HEREBY
AUTHORIZED AND DIRECTED TO TRANSFER ALL THE UNENCUMBERED BALANCE FOR THE
PURPOSES OF ESTABLISHING AND OPERATING THE NEW YORK STATE HEALTH BENEFIT
EXCHANGE UPON MONIES RECEIVED PURSUANT TO THE FEDERAL PATIENT PROTECTION
AND AFFORDABLE CARE ACT (PUBLIC LAW 111-148), AS AMENDED BY THE FEDERAL
HEALTH CARE AND EDUCATION RECONCILIATION ACT OF 2010 (PUBLIC LAW
111-152), AND ANY AMENDMENTS THERETO, OR REGULATIONS OR GUIDANCE ISSUED
UNDER THOSE ACTS, IN THE MEDICAL ASSISTANCE AND SURVEY ACCOUNT, OR ANY
OTHER ACCOUNT OF THE STATE THAT RECEIVES SUCH FUNDS, TO THE NEW YORK
STATE HEALTH BENEFIT EXCHANGE, UNLESS EXPRESSLY PROHIBITED BY THE
CONTRACT'S TERMS OR BY LAW.
S 2918. ACTIONS AGAINST THE EXCHANGE. NEITHER ANY DIRECTOR OF THE
EXCHANGE NOR ANY OFFICER, EMPLOYEE, OR AGENT OF THE EXCHANGE, WHILE
ACTING WITHIN THE SCOPE OF THEIR AUTHORITY, SHALL BE SUBJECT TO ANY
PERSONAL LIABILITY RESULTING FROM THE EXERCISE OR CARRYING OUT OF ANY OF
THE EXCHANGE'S PURPOSES OR POWERS.
S 2919. REGIONAL ADVISORY COMMITTEES. 1. THERE SHALL BE EIGHT REGIONAL
ADVISORY COMMITTEES. THERE SHALL BE SIX MEMBERS OF EACH REGIONAL ADVI-
SORY COMMITTEE. SUCH REGIONAL ADVISORY COMMITTEES SHALL PROVIDE EXPER-
TISE AND RECOMMENDATIONS TO THE BOARD. THE REGIONAL ADVISORY COMMITTEES
SHALL BE COMPOSED OF INDIVIDUAL STAKEHOLDERS FROM THE GEOGRAPHIC REGION
INCLUDING, BUT NOT LIMITED TO, CARRIERS, PRODUCERS, AGENTS, BROKERS,
CHAMBERS OF COMMERCE, EMPLOYER ASSOCIATIONS, HEALTH CARE PROVIDERS,
SMALL EMPLOYERS, AND CONSUMERS. MEMBERS OF EACH REGIONAL ADVISORY
COMMITTEE SHALL BE APPOINTED IN EQUAL NUMBERS BY THE GOVERNOR, THE
TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEMBLY. THE
APPOINTING OFFICERS SHALL SUBMIT TO THE BOARD THEIR APPOINTMENTS TO THE
REGIONAL ADVISORY COMMITTEES NO LATER THAN SIXTY DAYS AFTER THE EFFEC-
TIVE DATE OF THIS TITLE. IN THE EVENT THAT A PARTICULAR APPOINTMENT IS
NOT MADE WITHIN SIXTY DAYS, THE GOVERNOR SHALL APPOINT AN INDIVIDUAL OF
HIS OR HER CHOOSING TO FILL THE VACANCY. THE REGIONAL ADVISORY COMMIT-
TEES SHALL COMMENCE THEIR DUTIES SIXTY DAYS AFTER THE EFFECTIVE DATE OF
THIS TITLE.
2. THERE SHALL BE THE FOLLOWING EIGHT REGIONS:
(A) LONG ISLAND, CONSISTING OF NASSAU AND SUFFOLK COUNTIES;
(B) NEW YORK CITY;
(C) HUDSON VALLEY, CONSISTING OF ULSTER, DUCHESS, ORANGE, PUTNAM,
ROCKLAND, AND WESTCHESTER COUNTIES;
(D) CAPITAL DISTRICT, CONSISTING OF ALBANY, COLUMBIA, FULTON, GREENE,
MONTGOMERY, RENSSELAER, SARATOGA, SCHENECTADY, SCHOHARIE, WARREN, AND
WASHINGTON COUNTIES;
(E) CENTRAL, CONSISTING OF CAYUGA, CORTLAND, HERKIMER, MADISON, ONEI-
DA, ONONDAGA, OSWEGO, SENECA, AND TOMPKINS COUNTIES;
(F) NORTH COUNTRY, CONSISTING OF CLINTON, ESSEX, FRANKLIN, HAMILTON,
JEFFERSON, LEWIS, AND ST. LAWRENCE COUNTIES;
(G) WESTERN, CONSISTING OF CHAUTAUQUA, ERIE, GENESEE, LIVINGSTON,
MONROE, NIAGARA, ONTARIO, ORLEANS, WAYNE, WYOMING AND YATES COUNTIES;
(H) SOUTHERN TIER, CONSISTING OF ALLEGANY, CATTARAUGUS, BROOME,
CHEMUNG, CHENANGO, DELAWARE, OTSEGO, SCHUYLER, STEUBEN, SULLIVAN, AND
TIOGA COUNTIES.
3. EACH REGIONAL ADVISORY COMMITTEE SHALL DEVELOP RECOMMENDATIONS FOR
THE ESTABLISHMENT, IMPLEMENTATION, AND OPERATION OF THE NEW YORK STATE
HEALTH BENEFIT EXCHANGE INCLUDING RECOMMENDATIONS FOR REGIONAL VARI-
ATIONS IN THE OPERATION OF THE EXCHANGE. IN CARRYING OUT ITS FUNCTIONS,
A REGIONAL ADVISORY COMMITTEE SHALL FOSTER DISCUSSIONS AMONG, AND
CONDUCT FORMAL PUBLIC HEARINGS WITH REQUISITE PUBLIC NOTICE TO SOLICIT
S. 5652 11
INPUT FROM, LOCAL STAKEHOLDER INTERESTS, INCLUDING BUT NOT LIMITED TO,
CARRIERS, INSURANCE PRODUCERS, CONSUMERS, HEALTH CARE PROVIDERS, CHAM-
BERS OF COMMERCE AND OTHER EMPLOYER ASSOCIATIONS, SMALL BUSINESSES, AND
COMMUNITY-BASED ORGANIZATIONS. NOT LATER THAN DECEMBER FIRST, TWO THOU-
SAND ELEVEN, AND ANNUALLY THEREAFTER, EACH REGIONAL ADVISORY COMMITTEE
SHALL TRANSMIT TO THE BOARD A REPORT CONTAINING ITS RECOMMENDATIONS. THE
FAILURE OF ANY REGIONAL ADVISORY COMMITTEE TO PERFORM THE DUTIES IMPOSED
BY THIS SECTION SHALL NOT AFFECT THE OBLIGATION OF THE BOARD TO PERFORM
THE DUTIES IMPOSED BY SECTION TWENTY-NINE HUNDRED SIXTEEN OF THIS TITLE.
S 2920. OFFICERS AND EMPLOYEES. 1. THE BOARD SHALL HAVE THE POWER TO
APPOINT EMPLOYEES TO SERVE AS SENIOR MANAGERIAL STAFF OF THE EXCHANGE AS
NECESSARY, WHO SHALL BE DESIGNATED TO BE IN THE EXEMPT CLASS OF CIVIL
SERVICE. THE BOARD SHALL ALSO HAVE THE POWER TO FIX THE SALARIES OF SUCH
EMPLOYEES.
2. ANY PUBLIC OFFICER OR EMPLOYEE OF A STATE DEPARTMENT, AGENCY OR
COMMISSION MAY BE TRANSFERRED TO THE EXCHANGE WITHOUT EXAMINATION AND
WITHOUT LOSS OF ANY CIVIL SERVICE STATUS OR RIGHTS TO A COMPARABLE
OFFICE, POSITION OR EMPLOYMENT WITH THE EXCHANGE; PROVIDED, HOWEVER, NO
SUCH TRANSFER MAY BE MADE WITHOUT THE CONSENT OF THE HEAD OF THE DEPART-
MENT, AGENCY OR COMMISSION.
3. THE SALARY OR COMPENSATION OF ANY SUCH OFFICER OR EMPLOYEE, AFTER
SUCH TRANSFER, SHALL BE PAID BY THE EXCHANGE.
4. ANY OFFICER OR EMPLOYEE TRANSFERRED TO THE EXCHANGE PURSUANT TO
THIS SECTION, WHO ARE MEMBERS OF OR BENEFIT UNDER ANY EXISTING PENSION
OR RETIREMENT FUND OR SYSTEM, SHALL CONTINUE TO HAVE ALL RIGHTS, PRIVI-
LEGES, OBLIGATIONS AND STATUS WITH RESPECT TO SUCH FUND OR SYSTEM AS ARE
NOW PRESCRIBED BY LAW, BUT DURING THE PERIOD OF THEIR EMPLOYMENT BY THE
EXCHANGE, ALL CONTRIBUTIONS TO SUCH FUNDS OR SYSTEMS TO BE PAID BY THE
EMPLOYER ON ACCOUNT OF SUCH OFFICERS OR EMPLOYEES SHALL BE PAID BY THE
EXCHANGE.
5. A TRANSFERRED EMPLOYEE SHALL REMAIN IN THE SAME COLLECTIVE BARGAIN-
ING UNIT AS WAS THE CASE PRIOR TO HIS OR HER TRANSFER; SUCCESSOR EMPLOY-
EES TO THE POSITIONS HELD BY SUCH TRANSFERRED EMPLOYEES SHALL, CONSIST-
ENT WITH THE PROVISIONS OF ARTICLE FOURTEEN OF THE CIVIL SERVICE LAW, BE
INCLUDED IN THE SAME UNIT AS THEIR PREDECESSORS. EMPLOYEES SERVING IN
POSITIONS IN NEWLY CREATED TITLES SHALL BE ASSIGNED TO THE SAME COLLEC-
TIVE BARGAINING UNIT AS THEY WOULD HAVE BEEN ASSIGNED TO WERE SUCH
TITLES CREATED PRIOR TO THE ESTABLISHMENT OF THE EXCHANGE. NOTHING
CONTAINED IN THIS ARTICLE SHALL BE CONSTRUED (A) TO DIMINISH THE RIGHTS
OF EMPLOYEES PURSUANT TO A COLLECTIVE BARGAINING AGREEMENT OR (B) TO
AFFECT EXISTING LAW WITH RESPECT TO AN APPLICATION TO THE PUBLIC EMPLOY-
MENT RELATIONS BOARD SEEKING A DESIGNATION BY THE BOARD THAT CERTAIN
PERSONS ARE MANAGERIAL OR CONFIDENTIAL.
S 2921. RELATION TO OTHER LAWS. NOTHING IN THIS TITLE, AND NO ACTION
TAKEN BY THE EXCHANGE PURSUANT TO THIS TITLE, SHALL BE CONSTRUED TO
PREEMPT OR SUPERSEDE THE AUTHORITY OF THE SUPERINTENDENT TO REGULATE THE
BUSINESS OF INSURANCE WITHIN THIS STATE OR THE AUTHORITY OF THE COMMIS-
SIONER TO REGULATE ENTITIES CERTIFIED PURSUANT TO ARTICLE FORTY-FOUR OF
THE PUBLIC HEALTH LAW.
S 2. Severability clause. If any clause, sentence, paragraph, subdi-
vision, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
S. 5652 12
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein, except in the event
that, if any provision of the federal Patient Protection and Affordable
Care Act or the federal Health Care and Education Reconciliation Act of
2010 is held to be unconstitutional by the United States Supreme Court
or is repealed by the United States Congress, then this act shall be
null and void.
S 3. This act shall take effect immediately.
