S T A T E   O F   N E W   Y O R K
________________________________________________________________________

                                  6640

                       2013-2014 Regular Sessions

                          I N  A S S E M B L Y

                             April 12, 2013
                               ___________

Introduced  by  M.  of  A. SANTABARBARA -- read once and referred to the
  Committee on Small Business

AN ACT to amend the economic development law and the public service law,
  in relation to small business energy assistance and advocacy services

  THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
BLY, DO ENACT AS FOLLOWS:

  Section 1. The legislature hereby finds and declares that rising ener-
gy  costs present a significant barrier to the economic viability of New
York's small businesses, a crucial sector of the state's economy.  Small
businesses  can  least  afford the time and cost associated with seeking
opportunities to conserve energy, utilize energy efficient products  and
processes  and gain access to renewable sources of energy. The viability
of small businesses and the overall economic and environmental status of
New York state will  be  enhanced  by  the  development,  expansion  and
promotion  of  accessible  and affordable programs to assist small busi-
nesses in energy conservation, energy efficiency, and increased  use  of
renewable  resources, and by ensuring equitable treatment of small busi-
nesses in the proceedings of energy-related regulatory agencies.
  The legislature hereby establishes a small business energy  assistance
and advocacy services program as part of the division for small business
within  the  New York state department of economic development to assist
small businesses in accessing energy conservation, energy efficiency and
renewable energy programs available through public and private  sources,
and  to  advocate  for the initiation and expansion of such programs and
for equitable treatment of small businesses  in  regulatory  proceedings
related to energy.
  S  2.  The economic development law is amended by adding a new section
138-a to read as follows:
  S 138-A.  SMALL  BUSINESS  ENERGY  ASSISTANCE  AND  ADVOCACY  SERVICES
PROGRAM.    1.  THERE  IS HEREBY ESTABLISHED WITHIN THE DIVISION A SMALL
BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES PROGRAM.

 EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                      [ ] is old law to be omitted.
                                                           LBD03293-01-3
              

A. 6640                             2

  2. THE SMALL BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES PROGRAM,
DIRECTLY AND IN CONJUNCTION WITH OTHER DIVISIONS OF THE  DEPARTMENT  AND
WITH OTHER AGENCIES OF THE STATE, FEDERAL AGENCIES OR LOCAL GOVERNMENTS,
SHALL:
  A.  SOLICIT INPUT FROM SMALL BUSINESSES AND FROM ORGANIZATIONS REPRES-
ENTING SMALL BUSINESSES, SUCH AS TRADE ASSOCIATIONS OR  OTHER  ENTITIES,
REGARDING THE ENERGY ASSISTANCE NEEDS OF SMALL BUSINESSES;
  B.  WITH  SUCH INPUT AND THE ASSISTANCE OF THE SMALL BUSINESS ADVISORY
BOARD AND OTHER APPROPRIATE STATE AGENCIES, IDENTIFY ISSUES RELATING  TO
ENERGY  AVAILABILITY,  AFFORDABILITY  AND SUSTAINABILITY AFFECTING SMALL
BUSINESSES AND ASSIST THE ADVISORY BOARD  AND  THE  DIVISION  IN  MAKING
RECOMMENDATIONS  FOR LEGISLATIVE, REGULATORY AND PROGRAMMATIC ACTIONS TO
ADDRESS SUCH ISSUES;
  C. COORDINATE WITH  ENTITIES  INCLUDING  THE  NEW  YORK  STATE  ENERGY
RESEARCH  AND DEVELOPMENT AUTHORITY, THE POWER AUTHORITY OF THE STATE OF
NEW YORK AND OTHER APPROPRIATE PUBLIC  UTILITY  AUTHORITIES  ESTABLISHED
PURSUANT  TO  ARTICLE  FIVE  OF  THE  PUBLIC AUTHORITIES LAW, THE PUBLIC
SERVICE COMMISSION, INVESTOR-OWNED UTILITIES AND OTHER APPROPRIATE ENTI-
TIES TO FACILITATE AND PROMOTE THE PARTICIPATION OF SMALL BUSINESSES AND
ASSOCIATIONS REPRESENTING SMALL BUSINESSES IN THE DEVELOPMENT AND IMPLE-
MENTATION OF ENERGY ASSISTANCE PROGRAMS;
  D. PROVIDE GUIDANCE AND RECOMMENDATIONS TO THE NEW YORK  STATE  ENERGY
RESEARCH  AND DEVELOPMENT AUTHORITY, THE POWER AUTHORITY OF THE STATE OF
NEW YORK AND OTHER PUBLIC UTILITY AUTHORITIES  ESTABLISHED  PURSUANT  TO
ARTICLE  FIVE  OF THE PUBLIC AUTHORITIES LAW, THE PUBLIC SERVICE COMMIS-
SION, INVESTOR-OWNED UTILITIES AND OTHER ENTITIES REGARDING THE DEVELOP-
MENT AND IMPLEMENTATION OF ENERGY ASSISTANCE PROGRAMS AND ON THE  IMPACT
OF STATE ENERGY POLICY ON SMALL BUSINESSES;
  E.  PROVIDE  TO  SMALL  BUSINESSES INFORMATION AND MATERIALS ON ENERGY
ASSISTANCE PROGRAMS,  COOPERATIVE  FUEL  PURCHASING  EFFORTS  AND  OTHER
PROGRAMS  TO MAINTAIN THE AFFORDABILITY OF ENERGY, AND PROVIDE ACCESS TO
SUCH INFORMATION AND MATERIALS ON THE DEPARTMENT'S WEBSITE; AND
  F. REFER SMALL BUSINESSES TO SPECIALISTS FOR INFORMATION  AND  ASSIST-
ANCE  ON  AFFORDABLE ALTERNATIVE TECHNOLOGIES, PROCESS CHANGES, PRODUCTS
AND OPERATIONAL METHODS TO ACHIEVE ENERGY SAVINGS.
  3. A. THE SMALL  BUSINESS  ENERGY  ASSISTANCE  AND  ADVOCACY  SERVICES
PROGRAM  SHALL  REPRESENT  THE  INTERESTS OF SMALL BUSINESSES BEFORE THE
PUBLIC SERVICE COMMISSION  PURSUANT  TO  SECTION  TWENTY-FOUR-C  OF  THE
PUBLIC SERVICE LAW, AND SHALL BE AUTHORIZED TO INITIATE, INTERVENE IN OR
PARTICIPATE  IN ANY PROCEEDINGS BEFORE THE PUBLIC SERVICE COMMISSION AND
IN ANY OTHER SUCH ENERGY-RELATED PROCEEDINGS AS THE DIVISION DEEMS TO BE
NECESSARY OR APPROPRIATE.
  B. THE SMALL BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES  PROGRAM
SHALL  ADVOCATE BEFORE THE PUBLIC SERVICE COMMISSION AND OTHER STATE AND
FEDERAL REGULATORY AGENCIES FOR THE ADOPTION OF APPROPRIATE  REGULATIONS
PROVIDING  FOR EQUITABLE TREATMENT OF SMALL BUSINESSES IN ENERGY-RELATED
POLICIES, INCLUDING BUT NOT LIMITED  TO  EXTENDING  REASONABLE  CONSUMER
PROTECTIONS TO SMALL BUSINESSES IN ENERGY-RELATED MATTERS.
  S 3. The public service law is amended by adding a new section 24-c to
read as follows:
  S  24-C.  NOTICE  TO  BE  GIVEN TO DIVISION PRIOR TO RATE INCREASE. 1.
NOTWITHSTANDING ANY INCONSISTENT GENERAL, SPECIAL OR LOCAL LAW  OR  RULE
OR  REGULATION  TO  THE CONTRARY, THE COMMISSION SHALL TO THE EXTENT THE
DIVISION SHALL SO REQUEST IN ANY CASES OR CLASS OF CASES, GIVE NOTICE TO
THE DIVISION OF ANY FILED STATEMENT  PROPOSING  TO  MODIFY  OR  INCREASE
RATES,  SERVICES, SCHEDULE OF RATES OR ANY OTHER RATING RULE OR TO ADOPT

A. 6640                             3

OR AMEND ANY RATE OR SERVICE RULES OR REGULATIONS WITHIN FIVE DAYS AFTER
THE COMMISSION SHALL HAVE  RECEIVED  SUCH  STATEMENT  FROM  ANY  UTILITY
SUBJECT  TO  ITS JURISDICTION; PROVIDED, HOWEVER, THAT IN LIEU OF GIVING
SUCH NOTICE, THE COMMISSION MAY DIRECT THAT THE UTILITY GIVE SUCH NOTICE
TO  THE  DIVISION.  THE COMMISSION SHALL DIRECTLY NOTIFY THE DIVISION OF
ANY SUCH CASE THAT IS NOT INITIATED BY A UTILITY.
  2. IN ANY SUCH CASE IN WHICH THE DIVISION SHALL FILE WITH THE  COMMIS-
SION A STATEMENT OF INTENT TO BE A PARTY, THE DIVISION SHALL HAVE AND IN
ITS DISCRETION MAY EXERCISE ALL THE RIGHTS AND PRIVILEGES OF A PARTY.
  3.  FOR  THE  PURPOSES OF THIS SECTION, THE TERM "DIVISION" SHALL MEAN
THE DIVISION FOR SMALL BUSINESS ESTABLISHED BY  ARTICLE  FOUR-B  OF  THE
ECONOMIC  DEVELOPMENT  LAW,  AND  THE  TERM  "COMMISSION" SHALL MEAN THE
PUBLIC SERVICE COMMISSION.
  S 4. This act shall take effect on the first of April next  succeeding
the  date on which it shall have become a law. Effective immediately the
department of economic development and  the  public  service  commission
shall  be  authorized  to  take  any  and all actions necessary to fully
implement the provisions of this act on such effective date.

                            
                    S T A T E   O F   N E W   Y O R K
________________________________________________________________________

                                 6640--A

                       2013-2014 Regular Sessions

                          I N  A S S E M B L Y

                             April 12, 2013
                               ___________

Introduced  by  M. of A. SANTABARBARA, OTIS -- read once and referred to
  the Committee on Small  Business  --  reported  and  referred  to  the
  Committee  on Ways and Means -- reported and referred to the Committee
  on Rules -- committee discharged, bill amended, ordered  reprinted  as
  amended and recommitted to said committee

AN ACT to amend the economic development law and the public service law,
  in relation to small business energy assistance and advocacy services

  THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:

  Section 1. The legislature hereby finds and declares that rising ener-
gy costs present a significant barrier to the economic viability of  New
York's  small businesses, a crucial sector of the state's economy. Small
businesses can least afford the time and cost  associated  with  seeking
opportunities  to conserve energy, utilize energy efficient products and
processes and gain access to renewable sources of energy. The  viability
of small businesses and the overall economic and environmental status of
New  York  state  will  be  enhanced  by  the development, expansion and
promotion of accessible and affordable programs to  assist  small  busi-
nesses  in  energy conservation, energy efficiency, and increased use of
renewable resources, and by ensuring equitable treatment of small  busi-
nesses in the proceedings of energy-related regulatory agencies.
  The  legislature hereby establishes a small business energy assistance
and advocacy services program as part of the division for small business
within the New York state department of economic development  to  assist
small businesses in accessing energy conservation, energy efficiency and
renewable  energy programs available through public and private sources,
and to advocate for the initiation and expansion of  such  programs  and
for  equitable  treatment  of small businesses in regulatory proceedings
related to energy.
  S 2. The economic development law is amended by adding a  new  section
138-a to read as follows:

 EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                      [ ] is old law to be omitted.
                                                           LBD03293-03-3
              

A. 6640--A                          2

  S  138-A.  SMALL  BUSINESS  ENERGY  ASSISTANCE  AND  ADVOCACY SERVICES
PROGRAM.  1. THERE IS HEREBY ESTABLISHED WITHIN  THE  DIVISION  A  SMALL
BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES PROGRAM.
  2. THE SMALL BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES PROGRAM,
DIRECTLY  AND  IN CONJUNCTION WITH OTHER DIVISIONS OF THE DEPARTMENT AND
WITH OTHER AGENCIES OF THE STATE, FEDERAL AGENCIES OR LOCAL GOVERNMENTS,
SHALL:
  A. SOLICIT INPUT FROM SMALL BUSINESSES AND FROM ORGANIZATIONS  REPRES-
ENTING  SMALL  BUSINESSES, SUCH AS TRADE ASSOCIATIONS OR OTHER ENTITIES,
REGARDING THE ENERGY ASSISTANCE NEEDS OF SMALL BUSINESSES;
  B. WITH SUCH INPUT AND THE ASSISTANCE OF THE SMALL  BUSINESS  ADVISORY
BOARD  AND OTHER APPROPRIATE STATE AGENCIES, IDENTIFY ISSUES RELATING TO
ENERGY AVAILABILITY, AFFORDABILITY AND  SUSTAINABILITY  AFFECTING  SMALL
BUSINESSES  AND  ASSIST  THE  ADVISORY  BOARD AND THE DIVISION IN MAKING
RECOMMENDATIONS FOR LEGISLATIVE, REGULATORY AND PROGRAMMATIC ACTIONS  TO
ADDRESS SUCH ISSUES;
  C.  COORDINATE  WITH  ENTITIES  INCLUDING  THE  NEW  YORK STATE ENERGY
RESEARCH AND DEVELOPMENT AUTHORITY, THE POWER AUTHORITY OF THE STATE  OF
NEW  YORK  AND  OTHER APPROPRIATE PUBLIC UTILITY AUTHORITIES ESTABLISHED
PURSUANT TO ARTICLE FIVE OF  THE  PUBLIC  AUTHORITIES  LAW,  THE  PUBLIC
SERVICE COMMISSION, INVESTOR-OWNED UTILITIES AND OTHER APPROPRIATE ENTI-
TIES TO FACILITATE AND PROMOTE THE PARTICIPATION OF SMALL BUSINESSES AND
ASSOCIATIONS REPRESENTING SMALL BUSINESSES IN THE DEVELOPMENT AND IMPLE-
MENTATION OF ENERGY ASSISTANCE PROGRAMS;
  D.  PROVIDE  GUIDANCE AND RECOMMENDATIONS TO THE NEW YORK STATE ENERGY
RESEARCH AND DEVELOPMENT AUTHORITY, THE POWER AUTHORITY OF THE STATE  OF
NEW  YORK  AND  OTHER PUBLIC UTILITY AUTHORITIES ESTABLISHED PURSUANT TO
ARTICLE FIVE OF THE PUBLIC AUTHORITIES LAW, THE PUBLIC  SERVICE  COMMIS-
SION, INVESTOR-OWNED UTILITIES AND OTHER ENTITIES REGARDING THE DEVELOP-
MENT  AND IMPLEMENTATION OF ENERGY ASSISTANCE PROGRAMS AND ON THE IMPACT
OF STATE ENERGY POLICY ON SMALL BUSINESSES;
  E. PROVIDE TO SMALL BUSINESSES INFORMATION  AND  MATERIALS  ON  ENERGY
ASSISTANCE  PROGRAMS,  COOPERATIVE  FUEL  PURCHASING  EFFORTS  AND OTHER
PROGRAMS TO MAINTAIN THE AFFORDABILITY OF ENERGY, AND PROVIDE ACCESS  TO
SUCH INFORMATION AND MATERIALS ON THE DEPARTMENT'S WEBSITE; AND
  F.  REFER  SMALL BUSINESSES TO SPECIALISTS FOR INFORMATION AND ASSIST-
ANCE ON AFFORDABLE ALTERNATIVE TECHNOLOGIES, PROCESS  CHANGES,  PRODUCTS
AND OPERATIONAL METHODS TO ACHIEVE ENERGY SAVINGS.
  3.  A.  THE  SMALL  BUSINESS  ENERGY  ASSISTANCE AND ADVOCACY SERVICES
PROGRAM SHALL REPRESENT THE INTERESTS OF  SMALL  BUSINESSES  BEFORE  THE
PUBLIC SERVICE COMMISSION PURSUANT TO SECTION TWENTY-FOUR-C, SEVENTY-ONE
OR  EIGHTY-FOUR  OF  THE  PUBLIC SERVICE LAW, AND SHALL BE AUTHORIZED TO
INITIATE, INTERVENE IN OR PARTICIPATE  IN  ANY  PROCEEDINGS  BEFORE  THE
PUBLIC   SERVICE   COMMISSION  AND  IN  ANY  OTHER  SUCH  ENERGY-RELATED
PROCEEDINGS AS THE DIVISION DEEMS TO BE NECESSARY OR APPROPRIATE.
  B. THE SMALL BUSINESS ENERGY ASSISTANCE AND ADVOCACY SERVICES  PROGRAM
SHALL  ADVOCATE BEFORE THE PUBLIC SERVICE COMMISSION AND OTHER STATE AND
FEDERAL REGULATORY AGENCIES FOR THE ADOPTION OF APPROPRIATE  REGULATIONS
PROVIDING  FOR EQUITABLE TREATMENT OF SMALL BUSINESSES IN ENERGY-RELATED
POLICIES, INCLUDING BUT NOT LIMITED  TO  EXTENDING  REASONABLE  CONSUMER
PROTECTIONS TO SMALL BUSINESSES IN ENERGY-RELATED MATTERS.
  S 3. The public service law is amended by adding a new section 24-c to
read as follows:
  S  24-C.  NOTICE  TO  BE  GIVEN TO DIVISION PRIOR TO RATE INCREASE. 1.
NOTWITHSTANDING ANY INCONSISTENT GENERAL, SPECIAL OR LOCAL LAW  OR  RULE
OR  REGULATION  TO  THE CONTRARY, THE COMMISSION SHALL TO THE EXTENT THE

A. 6640--A                          3

DIVISION SHALL SO REQUEST IN ANY CASES OR CLASS OF CASES, GIVE NOTICE TO
THE DIVISION OF ANY FILED STATEMENT  PROPOSING  TO  MODIFY  OR  INCREASE
RATES,  SERVICES, SCHEDULE OF RATES OR ANY OTHER RATING RULE OR TO ADOPT
OR AMEND ANY RATE OR SERVICE RULES OR REGULATIONS WITHIN FIVE DAYS AFTER
THE  COMMISSION  SHALL  HAVE  RECEIVED  SUCH  STATEMENT FROM ANY UTILITY
SUBJECT TO ITS JURISDICTION; PROVIDED, HOWEVER, THAT IN LIEU  OF  GIVING
SUCH NOTICE, THE COMMISSION MAY DIRECT THAT THE UTILITY GIVE SUCH NOTICE
TO  THE  DIVISION.  THE COMMISSION SHALL DIRECTLY NOTIFY THE DIVISION OF
ANY SUCH CASE THAT IS NOT INITIATED BY A UTILITY.
  2. IN ANY SUCH CASE IN WHICH THE DIVISION SHALL FILE WITH THE  COMMIS-
SION A STATEMENT OF INTENT TO BE A PARTY, THE DIVISION SHALL HAVE AND IN
ITS DISCRETION MAY EXERCISE ALL THE RIGHTS AND PRIVILEGES OF A PARTY.
  3.  FOR  THE  PURPOSES OF THIS SECTION, THE TERM "DIVISION" SHALL MEAN
THE DIVISION FOR SMALL BUSINESS ESTABLISHED BY  ARTICLE  FOUR-B  OF  THE
ECONOMIC  DEVELOPMENT  LAW,  AND  THE  TERM  "COMMISSION" SHALL MEAN THE
PUBLIC SERVICE COMMISSION.
  S 4. Section 71 of the public service law, as amended by section 48 of
part A of chapter 62 of the laws of 2011, is amended to read as follows:
  S 71. Complaints as to quality  and  price  of  gas  and  electricity;
investigation  by commission; forms of complaints. Upon the complaint in
writing of the mayor of a city, the trustees  of  a  village,  the  town
board  of  a town or the chief executive officer or the legislative body
of a county in which a person or corporation is authorized  to  manufac-
ture,  convey,  transport,  sell  or supply gas or electricity for heat,
light or power, or upon the complaint in writing of not less than  twen-
ty-five  customers or purchasers of such gas or electricity, or upon the
complaint in writing of the department of  state  OR  THE  DIVISION  FOR
SMALL  BUSINESS,  or upon a complaint of a gas corporation or electrical
corporation supplying or transmitting said gas or electricity, as to the
illuminating or heating power, purity or pressure or the rates,  charges
or  classifications  of  service  of gas, the efficiency of the electric
incandescent lamp supply, the voltage of the current supplied for light,
heat or power, or the rates charged  or  classification  of  service  of
electricity  sold  and  delivered  in  such municipality, the commission
shall investigate  as  to  the  cause  for  such  complaint.  When  such
complaint  is  made,  the  commission  may, by its agents, examiners and
inspectors, inspect the works, system, plant,  devices,  appliances  and
methods  used  by such person or corporation in manufacturing, transmit-
ting and supplying such gas or electricity, and may examine or cause  to
be examined the books and papers of such person, or corporation pertain-
ing  to the manufacture, sale, transmitting and supplying of such gas or
electricity. The form and contents of complaints  made  as  provided  in
this  section  shall  be  prescribed  by the commission. Such complaints
shall be signed by the officers, or  by  the  customers,  purchasers  or
subscribers  making  them, who must add to their signatures their places
of residence, by street and number, if any.
  S 5. Section 84 of the public service law, as amended by section 49 of
part A of chapter 62 of the laws of 2011, is amended to read as follows:
  S 84. Complaints as to service and price of steam heat;  investigation
by commission; forms of complaints. Upon the complaint in writing of the
mayor of the city, the trustees of a village or the town board of a town
in  which  a person or corporation is authorized to manufacture, sell or
supply steam for heat or power, or upon the complaint in writing of  not
less  than fifty customers or purchasers of such steam heat in cities of
the first or second class, or of not less than twenty-five in cities  of
the  third  class,  or  of  not  less  than  ten  elsewhere, or upon the

A. 6640--A                          4

complaint in writing of the department of  state  OR  THE  DIVISION  FOR
SMALL  BUSINESS,  as  to  the  price,  pressure  or  efficiency of steam
supplied for heat or power, sold and delivered in such municipality, the
commission  shall  investigate  as to the cause for such complaint. When
such complaint is made, the commission may, by its agents, examiners and
inspectors, inspect the work, system,  plant,  devices,  appliances  and
methods  used  by such person or corporation in manufacturing, transmit-
ting and supplying such steam, and may examine or cause to  be  examined
the  books  and  papers  of such person or corporation pertaining to the
manufacture, sale, transmitting and supplying of such  steam.  The  form
and  contents  of  complaints  made as provided in this section shall be
prescribed by the commission. Such complaint  shall  be  signed  by  the
officers,  or  by  the customers, purchasers or subscribers making them,
who must add to their signatures their place of residence, by street and
number, if any.
  S 6. This act shall take effect September 1, 2014.    Effective  imme-
diately  the  department  of economic development and the public service
commission shall be authorized to take any and all actions necessary  to
fully implement the provisions of this act on such effective date.