S T A T E O F N E W Y O R K
________________________________________________________________________
5773--A
2013-2014 Regular Sessions
I N S E N A T E
June 13, 2013
___________
Introduced by Sen. SAVINO -- read twice and ordered printed, and when
printed to be committed to the Committee on Labor -- committee
discharged, bill amended, ordered reprinted as amended and recommitted
to said committee
AN ACT to amend the labor law, in relation to the sharing of unemploy-
ment insurance information with public entities for certain authorized
purposes
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subparagraph (ii) of paragraph g of subdivision 3 of
section 537 of the labor law is amended by adding two new clauses 10 and
11 to read as follows:
(10) ANY OTHER FEDERAL, STATE, OR LOCAL GOVERNMENTAL AGENCY, INCLUDING
THE STATE UNIVERSITY OF NEW YORK, THE CITY UNIVERSITY OF NEW YORK, AND
ANY OF THEIR CONSTITUENT UNITS, OR THE AGENTS OR CONTRACTORS OF A
GOVERNMENTAL AGENCY, WHERE SUCH INFORMATION IS TO BE USED FOR (A) EVALU-
ATION OF PROGRAM PERFORMANCE, INCLUDING, BUT NOT LIMITED TO, LONGITUDI-
NAL OUTCOME ANALYSIS OF PROGRAMS (INCLUDING PROGRAMS FUNDED BY PUBLIC OR
PRIVATE MONEYS OR A COMBINATION THEREOF) TO THE EXTENT PERMITTED BY
FEDERAL LAW; (B) FINANCIAL OR OTHER ANALYSIS REQUIRED BY FEDERAL, STATE,
OR LOCAL LAW OR REGULATION; (C) PREPARATION OF REPORTS REQUIRED BY
FEDERAL, STATE, OR LOCAL LAW OR REGULATION; (D) OPERATION OF PUBLIC
PROGRAMS BY SUCH AGENCIES, THEIR AGENTS, CONTRACTORS AND SUBCONTRACTORS,
WHENEVER THE COMMISSIONER DETERMINES THAT SUCH INFORMATION SHARING IS
FOR THE PURPOSE OF IMPROVING THE QUALITY OR DELIVERY OF PROGRAM SERVICES
OR TO CREATE OPERATIONAL EFFICIENCIES; OR (E) ESTABLISHMENT OF COMMON
CASE MANAGEMENT SYSTEMS BETWEEN FEDERAL, STATE, OR LOCAL AGENCIES DELIV-
ERING OR SUPPORTING WORKFORCE SERVICES FOR A SHARED CUSTOMER BASE, WHER-
EVER SUCH COMMON CASE MANAGEMENT SYSTEM IS FOR THE PURPOSE OF FOSTERING
WORKFORCE PARTNERSHIPS, PROGRAM COORDINATION, INTER-AGENCY COLLAB-
ORATION, IMPROVING PROGRAM SERVICES, OR CREATING OPERATIONAL EFFICIEN-
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD11440-05-3
S. 5773--A 2
CIES. ANY REDISCLOSURE OF INFORMATION OBTAINED BY SUCH AGENCIES, THEIR
AGENTS, OR THEIR CONTRACTORS UNDER THIS CLAUSE SHALL BE LIMITED TO TABU-
LATION AND PUBLICATION OF SUCH INFORMATION IN AN AGGREGATED STATISTICAL
FORM, EXCEPT WHEN AN AGENCY, ITS AGENT, ITS CONTRACTOR OR OTHER AGENCY
MUST EXCHANGE SUCH INFORMATION FOR AN AUTHORIZED PURPOSE AS PROVIDED FOR
IN THE WRITTEN AGREEMENT REQUIRED BY 20 CFR PART 603. NO INDIVIDUAL
IDENTIFYING INFORMATION OBTAINED PURSUANT TO PARAGRAPH D OF SUBDIVISION
ONE OF THIS SECTION SHALL BE REDISCLOSED IN THE COURSE OF THE TABULATION
OR PUBLICATION. AS USED IN THIS CLAUSE, THE TERM "AGGREGATED STATISTICAL
FORM" SHALL MEAN, IN THE CASE OF INFORMATION REGARDING INDIVIDUALS, A
DATA SET THAT INCLUDES INFORMATION ABOUT NO FEWER THAN TEN INDIVIDUALS,
AND, IN THE CASE OF EMPLOYER INFORMATION, A DATA SET THAT INCLUDES
INFORMATION ABOUT NO FEWER THAN THREE EMPLOYERS, OF WHICH NO ONE EMPLOY-
ER COMPRISES MORE THAN EIGHTY PERCENT OF THE AGGREGATED DATA SET. WHEN
THE COMMISSIONER APPROVES A REQUESTED DISCLOSURE OF INFORMATION FOR THE
PURPOSES OF A LONGITUDINAL STUDY, THE COMMISSIONER SHALL ALLOW SUCH
INFORMATION TO BE USED FOR A SPECIFIED PERIOD OF TIME AS PROVIDED FOR IN
THE WRITTEN AGREEMENT REQUIRED BY 20 CFR PART 603. SUCH AGREEMENT MAY
ONLY PROVIDE FOR INFORMATION TO BE USED FOR A PERIOD OF UP TO TEN YEARS
BUT MAY BE RENEWED FOR ADDITIONAL PERIODS OF TIME.
(11) (A) PURSUANT TO CLAUSE TEN OF THIS SUBPARAGRAPH, THE COMMISSIONER
SHALL ELECTRONICALLY POST IN A PLACE ACCESSIBLE BY THE GENERAL PUBLIC
(I) THE MINIMUM CONDITIONS FOR GRANTING A REQUEST FROM GOVERNMENTAL
AGENCIES FOR DISCLOSURE OF INFORMATION, (II) A STANDARD APPLICATION FOR
SUBMITTING REQUESTS FOR DISCLOSURE OF UNEMPLOYMENT INSURANCE INFORMATION
IN INDIVIDUALLY IDENTIFIABLE FORM IN ACCORDANCE WITH PARAGRAPH D OF
SUBDIVISION ONE OF THIS SECTION, IN DE-IDENTIFIED UNIT LEVEL FORM, OR
AGGREGATED STATISTICAL FORM, (III) THE TIMEFRAME FOR INFORMATION REQUEST
DETERMINATIONS BY THE COMMISSIONER, SUCH THAT WITHIN TWENTY BUSINESS
DAYS OF RECEIVING A REQUEST, THE COMMISSIONER SHALL EITHER APPROVE OR
DENY THE REQUEST OR ASK FOR ADDITIONAL INFORMATION; WITHIN TWENTY BUSI-
NESS DAYS OF RECEIVING A REQUEST FOR ADDITIONAL INFORMATION, THE
REQUESTING AGENCY SHALL RESPOND TO THE COMMISSIONER, AND; WITHIN THIRTY
CALENDAR DAYS OF RECEIVING THE ADDITIONAL INFORMATION, THE COMMISSIONER
SHALL PROVIDE A FINAL APPROVAL OR DENIAL OF THE REQUEST, AND (IV)
CONTACT INFORMATION FOR ASSISTANCE WITH REQUESTS FOR DISCLOSURE OF
INFORMATION.
(B) ANY APPROVAL OR DENIAL PURSUANT TO CLAUSE TEN OF THIS SUBPARAGRAPH
SHALL BE IN WRITING. DENIALS SHALL IDENTIFY THE REASON OR CATEGORY OF
REASON FOR THE DENIAL.
(C) THE COMMISSIONER SHALL ISSUE GUIDELINES REGARDING THE DEVELOPMENT
OF AGREEMENTS WITH RESPECT TO DISCLOSURES APPROVED PURSUANT TO CLAUSE
TEN OF THIS SUBPARAGRAPH, AND SUCH GUIDELINES SHALL INCLUDE, BUT NOT BE
LIMITED TO, THE PROCESS AND TIMEFRAME FOR DEVELOPING SUCH AGREEMENTS AND
THE TERMS THEREIN CONSISTENT WITH 20 CFR PART 603 AND OTHER FEDERAL
REGULATIONS.
S 2. Subdivision 3 of section 537 of the labor law is amended by
adding a new paragraph i to read as follows:
I. PAYMENT TO THE DEPARTMENT FOR DISCLOSURE OF REQUESTED UNEMPLOYMENT
INSURANCE INFORMATION. (1) EXCEPT AS PERMITTED UNDER APPLICABLE FEDERAL
LAW OR REGULATION, OR AS OTHERWISE AUTHORIZED BY AGREEMENT BETWEEN THE
DEPARTMENT AND THE UNITED STATES DEPARTMENT OF LABOR, FEDERAL UNEMPLOY-
MENT INSURANCE GRANT FUNDS SHALL NOT BE USED TO PAY FOR ANY OF THE COSTS
INCURRED BY THE DEPARTMENT IN PROCESSING AND HANDLING A REQUEST FOR
DISCLOSURE OF UNEMPLOYMENT INFORMATION MADE UNDER THIS ARTICLE. SUCH
COSTS SHALL BE CALCULATED, COLLECTED, AND ADMINISTERED BY THE DEPARTMENT
S. 5773--A 3
CONSISTENT WITH APPLICABLE FEDERAL RULES AND GUIDELINES AND SHALL BE
PAID IN ADVANCE OF DISCLOSURE TO THE DEPARTMENT BY THE ENTITY REQUESTING
THE INFORMATION OR BY ANOTHER PARTY ACTING ON BEHALF OF SUCH ENTITY.
WHERE THE RECIPIENT IS A PUBLIC OFFICIAL, THE DEPARTMENT MAY ACCEPT
PAYMENT OF COSTS BY WAY OF REIMBURSEMENT.
(2) COSTS PAID UNDER THIS PARAGRAPH SHALL BE INCOME OF THE STATE UNEM-
PLOYMENT INSURANCE PROGRAM AND SHALL ONLY BE USED AS PERMITTED UNDER THE
PROVISIONS OF APPLICABLE FEDERAL REGULATIONS OR GUIDELINES GOVERNING THE
ASSESSMENT AND EXPENDITURE OF SUCH COSTS.
S 3. This act shall take effect on the sixtieth day after it shall
have become a law.