S T A T E O F N E W Y O R K
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8910
I N A S S E M B L Y
February 28, 2014
___________
Introduced by M. of A. PEOPLES-STOKES -- read once and referred to the
Committee on Higher Education
AN ACT to amend the education law, in relation to mandating university
and building level educational institution safety plans for possible
acts of violence occurring at educational institutions within the
state
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. The education law is amended by adding a new section 214-a
to read as follows:
S 214-A. UNIVERSITY AND EDUCATIONAL INSTITUTION SAFETY PLANS. 1. THE
BOARD OF REGENTS, ALONG WITH THE CHANCELLOR AND THE PRESIDENT OR PRINCI-
PAL OF EVERY EDUCATIONAL INSTITUTION OF THE STATE UNIVERSITY SHALL ADOPT
AND AMEND A COMPREHENSIVE STATE-WIDE UNIVERSITY SAFETY PLAN AND BUILD-
ING-LEVEL EDUCATIONAL INSTITUTION SAFETY PLANS REGARDING CRISIS INTER-
VENTION, EMERGENCY RESPONSE AND MANAGEMENT. SUCH PLANS SHALL BE DEVEL-
OPED BY A STATE-WIDE UNIVERSITY SAFETY TEAM AND A BUILDING-LEVEL
EDUCATIONAL INSTITUTION SAFETY TEAM ESTABLISHED PURSUANT TO SUBDIVISION
FOUR OF THIS SECTION AND SHALL BE IN A FORM DEVELOPED BY THE REGENTS IN
CONSULTATION WITH THE DIVISION OF CRIMINAL JUSTICE SERVICES, THE SUPER-
INTENDENT OF THE STATE POLICE AND ANY OTHER APPROPRIATE STATE AGENCIES.
2. SUCH COMPREHENSIVE STATE-WIDE UNIVERSITY SAFETY PLAN SHALL BE
DEVELOPED BY THE STATE-WIDE UNIVERSITY SAFETY TEAM AND SHALL INCLUDE AT
A MINIMUM:
A. POLICIES AND PROCEDURES FOR RESPONDING TO IMPLIED OR DIRECT THREATS
OF VIOLENCE BY STUDENTS, TEACHERS, OTHER UNIVERSITY PERSONNEL AS WELL AS
VISITORS TO THE EDUCATIONAL INSTITUTION;
B. POLICIES AND PROCEDURES FOR RESPONDING TO ACTS OF VIOLENCE BY
STUDENTS, TEACHERS, OTHER UNIVERSITY PERSONNEL AS WELL AS VISITORS TO
THE EDUCATIONAL INSTITUTION, INCLUDING CONSIDERATION OF ZERO-TOLERANCE
POLICIES FOR VIOLENCE;
C. APPROPRIATE PREVENTION AND INTERVENTION STRATEGIES SUCH AS:
(I) COLLABORATIVE ARRANGEMENTS WITH STATE AND LOCAL LAW ENFORCEMENT
OFFICIALS, DESIGNED TO ENSURE THAT UNIVERSITY SAFETY OFFICERS AND OTHER
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD09880-01-3
A. 8910 2
SECURITY PERSONNEL ARE ADEQUATELY TRAINED, INCLUDING BEING TRAINED TO
DE-ESCALATE POTENTIALLY VIOLENT SITUATIONS, AND ARE EFFECTIVELY AND
FAIRLY RECRUITED;
(II) NON-VIOLENT CONFLICT RESOLUTION TRAINING PROGRAMS; AND
(III) PEER MEDIATION PROGRAMS;
D. POLICIES AND PROCEDURES FOR CONTACTING APPROPRIATE LAW ENFORCEMENT
OFFICIALS IN THE EVENT OF A VIOLENT INCIDENT;
E. POLICIES AND PROCEDURES FOR CONTACTING PERSONS DESIGNATED AS EMER-
GENCY CONTACTS TO THE STUDENTS OF THE EDUCATIONAL INSTITUTION IN THE
EVENT OF A VIOLENT INCIDENT;
F. POLICIES AND PROCEDURES RELATING TO UNIVERSITY BUILDING SECURITY,
INCLUDING WHERE APPROPRIATE THE USE OF UNIVERSITY SAFETY OFFICERS AND/OR
SECURITY DEVICES OR PROCEDURES;
G. POLICIES AND PROCEDURES FOR THE DISSEMINATION OF INFORMATIVE MATE-
RIALS REGARDING THE EARLY DETECTION OF POTENTIALLY VIOLENT BEHAVIORS TO
TEACHERS, ADMINISTRATORS, UNIVERSITY PERSONNEL, STUDENTS AND OTHER
PERSONS DEEMED APPROPRIATE TO RECEIVE SUCH INFORMATION;
H. POLICIES AND PROCEDURES FOR ANNUAL SAFETY TRAINING FOR STAFF AND
STUDENTS;
I. PROTOCOLS FOR RESPONDING TO BOMB THREATS, HOSTAGE-TAKINGS, INTRU-
SIONS AND KIDNAPPINGS;
J. STRATEGIES FOR IMPROVING COMMUNICATION AMONG STUDENTS AND BETWEEN
STUDENTS AND STAFF AND REPORTING OF POTENTIALLY VIOLENT INCIDENTS AND
ESTABLISHING ANONYMOUS REPORTING MECHANISMS FOR VIOLENCE; AND
K. A DESCRIPTION OF THE DUTIES OF UNIVERSITY SAFETY PERSONNEL, THE
TRAINING REQUIRED OF ALL PERSONNEL ACTING IN A UNIVERSITY SECURITY
CAPACITY, AND THE HIRING AND SCREENING PROCESS FOR ALL PERSONNEL ACTING
IN A UNIVERSITY SECURITY CAPACITY.
3. A BUILDING-LEVEL EDUCATIONAL INSTITUTION'S SAFETY PLAN, DEVELOPED
BY THE BUILDING-LEVEL EDUCATIONAL INSTITUTION'S SAFETY TEAM DEFINED IN
SUBDIVISION FOUR OF THIS SECTION, SHALL INCLUDE THE FOLLOWING ELEMENTS:
A. POLICIES AND PROCEDURES FOR THE SAFE EVACUATION OF STUDENTS, TEACH-
ERS, OTHER UNIVERSITY PERSONNEL AS WELL AS VISITORS TO THE EDUCATIONAL
INSTITUTION IN THE EVENT OF A SERIOUS VIOLENT INCIDENT OR OTHER EMERGEN-
CY, WHICH SHALL INCLUDE EVACUATION ROUTES AND SHELTER SITES AND PROCE-
DURES FOR ADDRESSING MEDICAL NEEDS, TRANSPORTATION AND EMERGENCY NOTIFI-
CATION TO PERSONS DESIGNATED AS AN EMERGENCY CONTACT FOR A STUDENT. FOR
PURPOSES OF THIS SUBDIVISION, "SERIOUS VIOLENT INCIDENT" MEANS AN INCI-
DENT OF VIOLENT CRIMINAL CONDUCT THAT IS, OR APPEARS TO BE, LIFE THREAT-
ENING AND WARRANTS THE EVACUATION OF STUDENTS AND/OR STAFF, AS DEFINED
IN REGULATIONS OF THE COMMISSIONER DEVELOPED IN CONJUNCTION WITH THE
DIVISION OF CRIMINAL JUSTICE SERVICES;
B. DESIGNATION OF AN EMERGENCY RESPONSE TEAM COMPRISED OF THE EDUCA-
TIONAL INSTITUTION'S PERSONNEL, LOCAL LAW ENFORCEMENT OFFICIALS, AND
REPRESENTATIVES FROM LOCAL REGIONAL AND/OR STATE EMERGENCY RESPONSE
AGENCIES, OTHER APPROPRIATE INCIDENT RESPONSE TEAMS, AND A POST-INCIDENT
RESPONSE TEAM THAT INCLUDES APPROPRIATE UNIVERSITY PERSONNEL, MEDICAL
PERSONNEL, MENTAL HEALTH COUNSELORS AND OTHERS WHO CAN ASSIST THE EDUCA-
TIONAL INSTITUTION'S COMMUNITY IN COPING WITH THE AFTERMATH OF A VIOLENT
INCIDENT;
C. PROCEDURES FOR ASSURING THAT CRISIS RESPONSE AND LAW ENFORCEMENT
OFFICIALS HAVE ACCESS TO FLOOR PLANS, BLUEPRINTS, SCHEMATICS OR OTHER
MAPS OF THE EDUCATIONAL INSTITUTION'S INTERIOR, GROUNDS AND ROAD MAPS OF
THE IMMEDIATE SURROUNDING AREA;
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D. ESTABLISHMENT OF INTERNAL AND EXTERNAL COMMUNICATION SYSTEMS IN
EMERGENCIES INCLUDING BUT NOT LIMITED TO PUBLIC ADDRESS SYSTEMS FOR
CLASSROOMS AND DORMS;
E. DEFINITION OF THE CHAIN OF COMMAND IN A MANNER CONSISTENT WITH THE
NATIONAL INTERAGENCY INCIDENT MANAGEMENT SYSTEM/INCIDENT COMMAND SYSTEM;
F. COORDINATION OF THE EDUCATIONAL INSTITUTION'S SAFETY PLAN WITH THE
STATE-WIDE PLAN FOR DISASTER MENTAL HEALTH SERVICES TO ASSURE THAT THE
EDUCATIONAL INSTITUTION HAS ACCESS TO FEDERAL, STATE AND LOCAL MENTAL
HEALTH RESOURCES IN THE EVENT OF A VIOLENT INCIDENT;
G. PROCEDURES FOR REVIEW AND THE CONDUCT OF DRILLS AND OTHER EXERCISES
TO TEST COMPONENTS OF THE EMERGENCY RESPONSE PLAN; AND
H. POLICIES AND PROCEDURES FOR SECURING AND RESTRICTING ACCESS TO THE
CRIME SCENE IN ORDER TO PRESERVE EVIDENCE IN CASES OF VIOLENT CRIMES ON
UNIVERSITY PROPERTY.
4. THE STATE-WIDE UNIVERSITY SAFETY TEAM SHALL BE APPOINTED BY THE
BOARD OF REGENTS AND SHALL INCLUDE BUT NOT BE LIMITED TO TRUSTEES,
STUDENT, TEACHER AND ADMINISTRATOR ORGANIZATIONS, UNIVERSITY SAFETY
PERSONNEL, AND OTHER UNIVERSITY PERSONNEL. EACH BUILDING-LEVEL SAFETY
TEAM SHALL BE APPOINTED BY THE EDUCATIONAL INSTITUTION'S PRESIDENT OR
PRINCIPAL, IN ACCORDANCE WITH REGULATIONS OR GUIDELINES PRESCRIBED BY
THE BOARD OF REGENTS AND THE CHANCELLOR. SUCH BUILDING-LEVEL TEAMS
SHALL INCLUDE BUT NOT BE LIMITED TO REPRESENTATIVES OF TEACHER AND
ADMINISTRATOR ORGANIZATIONS, UNIVERSITY SAFETY PERSONNEL AND OTHER
UNIVERSITY PERSONNEL, COMMUNITY MEMBERS, LOCAL LAW ENFORCEMENT OFFI-
CIALS, LOCAL AMBULANCE OR OTHER EMERGENCY RESPONSE AGENCIES, AND ANY
OTHER REPRESENTATIVES THE BOARD OF REGENTS AND THE CHANCELLOR DEEM
APPROPRIATE.
5. EACH SAFETY PLAN SHALL BE REVIEWED BY THE APPROPRIATE EDUCATIONAL
INSTITUTION'S SAFETY TEAM ON AT LEAST AN ANNUAL BASIS, AND UPDATED AS
NEEDED.
6. THE BOARD OF REGENTS AND THE CHANCELLOR SHALL MAKE THE STATE-WIDE
UNIVERSITY AND EACH BUILDING-LEVEL EDUCATIONAL INSTITUTION'S SAFETY PLAN
AVAILABLE FOR PUBLIC COMMENT AT LEAST THIRTY DAYS PRIOR TO ITS ADOPTION,
PROVIDED THAT ONLY A SUMMARY OF EACH BUILDING-LEVEL EMERGENCY RESPONSE
PLAN SHALL BE MADE AVAILABLE FOR PUBLIC COMMENT. SUCH STATE-WIDE UNIVER-
SITY PLAN AND BUILDING-LEVEL PLANS MAY BE ADOPTED BY THE BOARD OF
REGENTS ONLY AFTER AT LEAST ONE PUBLIC HEARING THAT PROVIDES FOR THE
PARTICIPATION OF THE EDUCATIONAL INSTITUTION'S PERSONNEL, STUDENTS AND
ANY OTHER INTERESTED PARTIES. THE BOARD OF REGENTS SHALL FILE A COPY OF
ITS STATE-WIDE COMPREHENSIVE SAFETY PLAN WITH THE COMMISSIONER AND ALL
AMENDMENTS TO SUCH PLAN SHALL BE FILED WITH THE COMMISSIONER NO LATER
THAN THIRTY DAYS AFTER THEIR ADOPTION. A COPY OF EACH BUILDING-LEVEL
SAFETY PLAN AND ANY AMENDMENTS THERETO, SHALL BE FILED WITH THE APPRO-
PRIATE LOCAL LAW ENFORCEMENT AGENCY AND WITH THE STATE POLICE WITHIN
THIRTY DAYS OF ITS ADOPTION. BUILDING-LEVEL EMERGENCY RESPONSE PLANS
SHALL BE CONFIDENTIAL AND SHALL NOT BE SUBJECT TO DISCLOSURE UNDER ARTI-
CLE SIX OF THE PUBLIC OFFICERS LAW OR ANY OTHER PROVISION OF LAW. IF THE
BOARD OF REGENTS, CHANCELLOR OR OTHER GOVERNING BODY FAILS TO FILE SUCH
PLAN AS REQUIRED BY THIS SECTION, THE COMMISSIONER MAY, IN AN AMOUNT
DETERMINED BY THE COMMISSIONER, WITHHOLD PUBLIC MONEY FROM THE UNIVERSI-
TY OR EDUCATIONAL INSTITUTION UNTIL THEY ARE IN COMPLIANCE.
7. THE COMMISSIONER MAY GRANT A WAIVER OF THE REQUIREMENTS OF THIS
SECTION TO ANY EDUCATIONAL INSTITUTION FOR A PERIOD OF UP TO TWO YEARS
FROM THE DATE OF ENACTMENT UPON A FINDING BY THE COMMISSIONER THAT SUCH
EDUCATIONAL INSTITUTION HAD ADOPTED A COMPREHENSIVE EDUCATIONAL INSTITU-
A. 8910 4
TION SAFETY PLAN ON THE EFFECTIVE DATE OF THIS SECTION WHICH IS IN
SUBSTANTIAL COMPLIANCE WITH THE REQUIREMENTS OF THIS SECTION.
8. FOR PURPOSES OF THIS SECTION, EDUCATIONAL INSTITUTIONS SHALL
INCLUDE ALL SECONDARY AND HIGHER INSTITUTIONS OF THE UNIVERSITY WHICH
ARE NOW OR MAY BE INCORPORATED IN THIS STATE AND ALL OTHER HIGHER EDUCA-
TIONAL INSTITUTIONS THAT RECEIVE FUNDS FROM THE STATE.
9. THE COMMISSIONER SHALL ANNUALLY REPORT TO THE GOVERNOR AND THE
LEGISLATURE ON THE IMPLEMENTATION AND COMPLIANCE WITH THE PROVISIONS OF
THIS SECTION.
S 2. This act shall take effect September 1, 2014; provided that the
university and the educational institutions shall be in full compliance
with the provisions of this act by March 1, 2015. Effective immediately,
the addition, amendment and/or repeal of any rule or regulation neces-
sary for implementation of this act on its effective date are authorized
and directed to be made and completed on or before such effective date.