S T A T E O F N E W Y O R K
________________________________________________________________________
7703
I N S E N A T E
May 12, 2016
___________
Introduced by Sens. MONTGOMERY, PERKINS -- read twice and ordered print-
ed, and when printed to be committed to the Committee on Education
AN ACT to amend the education law, in relation to charter schools
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Paragraph (h) of subdivision 2 of section 2851 of the
education law, as added by chapter 4 of the laws of 1998, is amended to
read as follows:
(h) The rules and procedures by which students may be disciplined,
including but not limited to expulsion or suspension from the school,
which shall be consistent with the requirements of [due process] SECTION
THIRTY-TWO HUNDRED FOURTEEN OF THIS CHAPTER and with federal laws and
regulations governing the placement of students with disabilities, AND
PURSUANT TO SUBDIVISION FOUR OF SECTION TWENTY-EIGHT HUNDRED FIFTY-FOUR
OF THIS ARTICLE. THE APPLICATION SHALL ALSO INCLUDE A CODE OF CONDUCT
CONSISTENT WITH SECTION TWENTY-EIGHT HUNDRED ONE OF THIS CHAPTER.
S 2. Subdivision 4 of section 2851 of the education law is amended by
adding a new paragraph (f) to read as follows:
(F) NOTWITHSTANDING THE PROVISIONS OF SUBDIVISION TWO OF SECTION TWEN-
TY-EIGHT HUNDRED FIFTY-THREE OF THIS ARTICLE, AN AUDIT REPORT BY AN
INDEPENDENT CERTIFIED PUBLIC ACCOUNTANT OR INDEPENDENT PUBLIC ACCOUNTANT
ON THE OPERATIONS OF THE CHARTER SCHOOL, INCLUDING COMPLIANCE WITH THE
APPLICABLE PROVISIONS OF THIS CHAPTER AND THE NOT-FOR-PROFIT CORPORATION
LAW, AND WITH ALL OTHER APPLICABLE LAWS, REGULATIONS AND CHARTER
PROVISIONS.
S 3. Section 2851 of the education law is amended by adding a new
subdivision 5 to read as follows:
5. NOTWITHSTANDING THE PROVISIONS OF SUBDIVISION FOUR OF THIS SECTION,
NO CHARTER SHALL BE RENEWED IF THE CHARTER SCHOOL HAS FAILED TO:
(A) MEET THE STUDENT ACHIEVEMENT GOALS FOR THE SCHOOL EDUCATIONAL
PROGRAM, AS REQUIRED IN THE APPLICATION;
(B) IMPROVE STUDENT LEARNING AND ACHIEVEMENT; OR
(C) MATERIALLY FURTHER THE PURPOSES SET FORTH IN SUBDIVISION TWO OF
SECTION TWENTY-EIGHT HUNDRED FIFTY OF THIS ARTICLE.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14699-03-6
S. 7703 2
S 4. Paragraph (d) of subdivision 2 of section 2854 of the education
law, as added by chapter 4 of the laws of 1998, is amended to read as
follows:
(d) A student may withdraw from a charter school at any time PURSUANT
TO A WRITTEN FORM CREATED BY THE DEPARTMENT IN WHICH THE PARENT OR LEGAL
GUARDIAN OF THE STUDENT CERTIFIES THAT THE PARENT OR LEGAL GUARDIAN IS
WILLINGLY AND KNOWINGLY WITHDRAWING THE STUDENT FROM THE CHARTER SCHOOL
WITHOUT ANY UNDUE PRESSURE OR INFLUENCE BY ANY OWNER OR EMPLOYEE OF THE
CHARTER SCHOOL, and enroll in a public school. A charter school may
refuse admission to any student who has been expelled or suspended from
a public school until the period of suspension or expulsion from the
public school has expired, consistent with the requirements of due proc-
ess.
S 5. Section 2854 of the education law is amended by adding a new
subdivision 4 to read as follows:
4. SUSPENSION OF A STUDENT. (A) A CHARTER SCHOOL SHALL SUSPEND AN
ENROLLED STUDENT PURSUANT TO SUBDIVISIONS TWO-A AND THREE OF SECTION
THIRTY-TWO HUNDRED FOURTEEN OF THIS CHAPTER, AND ONLY IN ACCORDANCE WITH
THE PROCEDURES SET FORTH IN THIS SUBDIVISION.
(B) THE PRINCIPAL OF THE CHARTER SCHOOL WHERE THE STUDENT ATTENDS
SHALL HAVE THE POWER TO SUSPEND THE STUDENT FOR A PERIOD NOT TO EXCEED
FIVE SCHOOL DAYS PURSUANT TO THE DUE PROCESS PROCEDURES SET FORTH IN
PARAGRAPH B OF SUBDIVISION THREE OF SECTION THIRTY-TWO HUNDRED FOURTEEN
OF THIS CHAPTER. THE STUDENT OR THE PERSON IN PARENTAL RELATION TO SUCH
STUDENT MAY APPEAL THE FINAL DECISION OF THE PRINCIPAL TO THE BOARD OF
TRUSTEES OF THE CHARTER SCHOOL.
(C)(I) NO STUDENT ENROLLED IN A CHARTER SCHOOL MAY BE SUSPENDED FOR A
PERIOD IN EXCESS OF FIVE SCHOOL DAYS UNLESS SUCH STUDENT AND THE PERSON
IN PARENTAL RELATION TO SUCH STUDENT SHALL HAVE HAD AN OPPORTUNITY FOR A
HEARING, UPON REASONABLE NOTICE, AT WHICH SUCH STUDENT SHALL HAVE THE
RIGHT OF REPRESENTATION BY COUNSEL, WITH THE RIGHT TO QUESTION WITNESSES
AGAINST SUCH STUDENT AND TO PRESENT WITNESSES AND OTHER EVIDENCE ON HIS
OR HER BEHALF.
(II) WHERE A STUDENT HAS BEEN SUSPENDED IN ACCORDANCE WITH THIS PARA-
GRAPH, THE CHARTER SCHOOL SHALL, WITHIN FIVE DAYS OF THE SUSPENSION,
INFORM THE SUPERINTENDENT OF THE SCHOOL DISTRICT OR, IN THE CITY SCHOOL
DISTRICT OF THE CITY OF NEW YORK, OF A COMMUNITY SCHOOL DISTRICT, WHERE
THE CHARTER SCHOOL IS LOCATED SHALL, UPON BEING NOTIFIED OF THE SUSPEN-
SION, WHO SHALL FORTHWITH DESIGNATE A HEARING OFFICER TO HEAR AND DETER-
MINE THE PROCEEDING. THE HEARING OFFICER SHALL BE AUTHORIZED TO ADMINIS-
TER OATHS AND TO ISSUE SUBPOENAS IN CONJUNCTION WITH THE PROCEEDING
BEFORE HIM OR HER. A RECORD OF THE HEARING SHALL BE MAINTAINED, BUT NO
STENOGRAPHIC TRANSCRIPT SHALL BE REQUIRED AND A TAPE RECORDING SHALL BE
DEEMED A SATISFACTORY RECORD. THE HEARING OFFICER SHALL MAKE FINDINGS OF
FACT AND A RECOMMENDATION ON THE APPROPRIATE MEASURE OF DISCIPLINE TO
THE CHIEF EXECUTIVE OFFICER OF THE CHARTER SCHOOL. THE CHIEF EXECUTIVE
OFFICER MAY REJECT, CONFIRM OR MODIFY THE CONCLUSIONS OF THE HEARING
OFFICER. A PARENT MAY APPEAL THE DECISION OF THE CHIEF EXECUTIVE OFFICER
TO THE BOARD OF TRUSTEES OF THE CHARTER SCHOOL.
(D) A STUDENT WITH A DISABILITY AS SUCH TERM IS DEFINED IN SECTION
FORTY-FOUR HUNDRED ONE OF THIS CHAPTER OR A STUDENT PRESUMED TO HAVE A
DISABILITY FOR DISCIPLINE PURPOSES, MAY BE SUSPENDED OR REMOVED FROM HIS
OR HER CURRENT EDUCATIONAL PLACEMENT FOR VIOLATION OF SCHOOL RULES ONLY
IN ACCORDANCE WITH THE PROCEDURES ESTABLISHED IN PARAGRAPH G OF SUBDIVI-
SION THREE OF SECTION THIRTY-TWO HUNDRED FOURTEEN OF THIS CHAPTER, THE
REGULATIONS OF THE COMMISSIONER IMPLEMENTING SUCH PARAGRAPH, AND
S. 7703 3
SUBSECTION (K) OF SECTION 1415 OF TITLE 20 OF THE UNITED STATES CODE AND
THE FEDERAL REGULATIONS IMPLEMENTING SUCH STATUTE, AS SUCH FEDERAL LAW
AND REGULATIONS ARE FROM TIME TO TIME AMENDED.
(E) ANY TEACHER SHALL HAVE THE POWER AND AUTHORITY TO REMOVE A DISRUP-
TIVE STUDENT PURSUANT TO THE PROCEDURES SET FORTH IN SUBDIVISION THREE-A
OF SECTION THIRTY-TWO HUNDRED FOURTEEN OF THIS CHAPTER.
(F) PROCEDURE AFTER SUSPENSION. WHERE A STUDENT HAS BEEN SUSPENDED
PURSUANT TO THIS SUBDIVISION AND SUCH STUDENT IS OF COMPULSORY ATTEND-
ANCE AGE, IMMEDIATE STEPS SHALL BE TAKEN FOR HIS OR HER ATTENDANCE UPON
INSTRUCTION AT HOME OR ELSEWHERE.
S 6. Paragraph (c) of subdivision 1 of section 2854 of the education
law, as amended by section 10-b of part A of chapter 56 of the laws of
2014, is amended to read as follows:
(c) A charter school shall be subject to the financial audits, the
audit procedures, and the audit requirements set forth in the charter,
and shall be subject to audits of the comptroller of the city school
district of the city of New York for charter schools located in New York
city, and to the audits of the comptroller of the state of New York for
charter schools located in the rest of the state, at his or her
discretion, with respect to the school's financial operations. ANY SUCH
AUDITS SHALL INCLUDE AN AUDIT TO DETERMINE WHETHER THE FINANCING
RECEIVED BY THE CHARTER SCHOOL PURSUANT TO SECTION TWENTY-EIGHT HUNDRED
FIFTY-SIX OF THIS ARTICLE IS CONSISTENT WITH THE NUMBER OF QUALIFIED
STUDENTS WHO ARE ELIGIBLE TO ENROLL, AND ARE ACTUALLY ENROLLED IN SUCH
CHARTER SCHOOL, INCLUDING WHETHER SUCH ENROLLED STUDENTS MEET THE RESI-
DENCY REQUIREMENTS FOR ENROLLMENT. IN THE EVENT OF AN OVERPAYMENT, THE
OFFICE OF THE STATE COMPTROLLER SHALL BE AUTHORIZED TO RECOVER THE
EXCESS IN PAYMENT BY DEDUCTING FROM ANY STATE FUNDS WHICH BECOME DUE TO
SUCH CHARTER SCHOOL OR REFER THE MATTER TO THE STATE ATTORNEY GENERAL TO
INITIATE A CIVIL ACTION AGAINST THE CHARTER SCHOOL TO RECOVER THE OVER-
PAYMENT. Such procedures and standards shall be consistent with general-
ly accepted accounting and audit standards. Independent fiscal audits
shall be required at least once annually.
S 7. The opening paragraph and paragraphs (a) and (e) of subdivision 1
of section 2855 of the education law, the opening paragraph and para-
graph (a) as amended and paragraph (e) as added by chapter 101 of the
laws of 2010, are amended to read as follows:
The charter entity, or the board of regents, [may] SHALL terminate a
charter upon any of the following grounds:
(a) When a charter school's outcome on student assessment measures
adopted by the board of regents EQUALS OR falls below the level that
would allow the commissioner to revoke the registration of another
public school, and student achievement on such measures has not shown
improvement over the preceding three school years;
(e) [Repeated failure] FAILURE to comply with the requirement to meet
or exceed enrollment and retention targets of students with disabili-
ties, English language learners, and students who are eligible appli-
cants for the free and reduced price lunch program pursuant to targets
established by the board of regents or the board of trustees of the
state university of New York[, as applicable] PURSUANT TO SUBPARAGRAPH
(I) OF PARAGRAPH (B) OF SUBDIVISION NINE-A OF SECTION TWENTY-EIGHT
HUNDRED FIFTY-TWO OF THIS ARTICLE. Provided, however, if no grounds for
terminating a charter are established pursuant to this section other
than pursuant to this paragraph, and the charter school demonstrates
that it has made extensive efforts to recruit and retain such students,
including outreach to parents and families in the surrounding communi-
S. 7703 4
ties, widely publicizing the lottery for such school, and efforts to
academically support such students in such charter school, then the
charter entity or board of regents may retain such charter.
S 8. Paragraph (a) of subdivision 2, and subdivisions 4 and 5 of
section 2857 of the education law, paragraph (a) of subdivision 2 as
amended and subdivision 5 as added by chapter 101 of the laws of 2010,
subdivision 4 as added by chapter 4 of the laws of 1998, are amended to
read as follows:
(a) a charter school report card, which shall include measures of the
comparative academic and fiscal performance of the school, as prescribed
by the commissioner in regulations adopted for such purpose. Such meas-
ures shall include, but not be limited to, THE TOTAL NUMBER OF OPENINGS
FOR NEW STUDENTS AT THE BEGINNING OF THE SCHOOL YEAR, BY GRADE; THE
TOTAL NUMBER OF APPLICANTS FOR EACH SUCH OPENING; THE TOTAL NUMBER OF
STUDENTS ACCEPTED FOR THE SCHOOL YEAR; THE NUMBER OF STUDENTS ACCEPTED
FOR ENROLLMENT WHO ARE ENGLISH LANGUAGE LEARNERS, ARE ELIGIBLE FOR THE
FREE OR REDUCED PRICE LUNCH PROGRAM OR ARE STUDENTS WITH DISABILITIES;
THE NUMBER OF STUDENTS WHO WERE DISMISSED, EXPELLED, DROPPED OUT OR
WITHDREW DURING THE SCHOOL YEAR, INCLUDING THE REASONS FOR THE DISMISSAL
OR WITHDRAWAL; graduation rates[, dropout rates,]; performance of
students on standardized tests[,]; college entry rates[,]; THE TOTAL
NUMBER OF TEACHERS AND ADMINISTRATORS EMPLOYED AT THE SCHOOL AT THE
BEGINNING OF THE SCHOOL YEAR AND THE NUMBER OF TEACHERS AND ADMINISTRA-
TORS WHO WERE TERMINATED, DISMISSED OR RESIGNED DURING THE REPORTING
PERIOD, AND THE REASONS THEREFOR; THE ANNUAL SALARY PAID TO EACH TEACHER
AND ADMINISTRATOR OF THE SCHOOL; AND total spending per pupil and admin-
istrative spending per pupil. Such measures shall be presented in a
format that is easily comparable to similar public schools. In addition,
the charter school AND THE COMMISSIONER shall ensure that such informa-
tion is easily accessible to the community including making it publicly
available by transmitting it to local newspapers of general circulation,
POSTING IT ON THE DEPARTMENT'S WEBSITE and making it available for
distribution at board of trustee meetings.
4. The board of regents shall review the educational effectiveness of
the charter school approach authorized by this article and the effect of
charter schools on the public and nonpublic school systems. Not later
than December thirty-first, two thousand [three] SIXTEEN, AND EVERY TWO
YEARS THEREAFTER, the [board of regents] COMMISSIONER shall report to
the governor, the temporary president of the senate, the speaker of the
assembly and the board of regents with recommendations to modify,
expand, or terminate that approach. Such report shall include, for each
charter school, a copy of the school's mission statement[,]; attendance
statistics; DISMISSAL, EXPULSION and dropout rates[,]; student perform-
ance on standardized assessment tests[,]; projections of financial
stability[,]; THE NUMBER OF STUDENTS WITH DISABILITIES, ENGLISH LANGUAGE
LEARNERS AND STUDENTS WHO ARE ELIGIBLE FOR THE FREE AND REDUCED PRICE
LUNCH PROGRAM; THE TOTAL AMOUNT SPENT FOR ADMINISTRATIVE EXPENSES; and,
wherever practicable, comparisons to other public schools LOCATED IN THE
SAME SCHOOL DISTRICT OR, IN THE CITY SCHOOL DISTRICT OF NEW YORK, THE
SAME COMMUNITY SCHOOL DISTRICT.
5. The [board of regents] COMMISSIONER shall on an annual basis review
and make available to school districts best educational practices
employed by charter schools. IF THE COMMISSIONER FAILS TO IDENTIFY ANY
BEST PRACTICES EMPLOYED BY CHARTER SCHOOLS, THE COMMISSIONER SHALL
REPORT SUCH ABSENCE OR LACK OF BEST PRACTICES IN THE REPORT REQUIRED
PURSUANT TO SUBDIVISION FOUR OF THIS SECTION.
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S 9. Severability clause. If any clause, sentence, paragraph, subdivi-
sion, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein.
S 10. This act shall take effect immediately.