S T A T E O F N E W Y O R K
________________________________________________________________________
6810
2017-2018 Regular Sessions
I N A S S E M B L Y
March 21, 2017
___________
Introduced by M. of A. MORINELLO -- read once and referred to the
Committee on Governmental Operations
AN ACT to amend the public officers law, the legislative law, the
election law and the executive law, in relation to ethics reform
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subdivision 4 of section 74 of the public officers law, as
amended by chapter 14 of the laws of 2007, is amended to read as
follows:
4. Violations. In addition to any penalty contained in any other
provision of law any such officer, member or employee who shall knowing-
ly and intentionally violate any of the provisions of this section may
be fined, suspended or removed from office or employment in the manner
provided by law. Any such individual who knowingly and intentionally
violates the provisions of paragraph b, c, d or i of subdivision three
of this section shall be subject to a civil penalty in an amount not to
exceed [ten] FORTY thousand dollars and the value of any gift, compen-
sation or benefit received as a result of such violation. Any such indi-
vidual who knowingly and intentionally violates the provisions of para-
graph a, e or g of subdivision three of this section shall be subject to
a civil penalty in an amount not to exceed the value of any gift,
compensation or benefit received as a result of such violation.
§ 2. The legislative law is amended by adding a new section 5-b to
read as follows:
§ 5-B. TERM LIMITS. NO MEMBER OF THE LEGISLATURE MAY BE ELECTED TO
SERVE MORE THAN FOUR CONSECUTIVE TWO-YEAR TERMS AS TEMPORARY PRESIDENT
OF THE SENATE, MINORITY LEADER OF THE SENATE, SPEAKER OF THE ASSEMBLY,
MINORITY LEADER OF THE ASSEMBLY OR CHAIRPERSON OF ANY SENATE OR ASSEMBLY
COMMITTEE.
§ 3. The election law is amended by adding a new section 14-115 to
read as follows:
§ 14-115. RESTRICTIONS ON CAMPAIGN CONTRIBUTIONS FOR INDIVIDUALS,
BUSINESSES OR CORPORATIONS THAT WERE AWARDED CONTRACTS WITH THE STATE OR
ANY MUNICIPAL CORPORATION. 1. INDIVIDUALS, BUSINESSES OR CORPORATIONS
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD09299-02-7
A. 6810 2
THAT ENTER INTO A CONTRACT WITH THIS STATE OR ANY MUNICIPAL CORPORATION
SHALL BE PROHIBITED FROM MAKING ANY CONTRIBUTION TO ANY STATE OFFICIAL
ELECTED TO PUBLIC OFFICE OR HIS OR HER FAMILY, ANY POLITICAL COMMITTEE,
OR ANY INDEPENDENT EXPENDITURE COMMITTEE AS DEFINED UNDER SECTION 14-100
OF THIS ARTICLE WITHIN ONE YEAR OF THE CONTRACT BEING AWARDED TO THE
PERSON, BUSINESS OR CORPORATION.
2. INDIVIDUALS, BUSINESSES OR CORPORATIONS THAT SUBMIT A RESPONSE TO A
DULY ISSUED REQUEST FOR PROPOSAL WITH THE STATE OR ANY MUNICIPALITY IN
REGARD TO A CONTRACT SHALL DISCLOSE IN THE PROPOSAL ANY CAMPAIGN
CONTRIBUTIONS MADE IN THE PREVIOUS THREE HUNDRED SIXTY-FIVE DAYS TO ANY
STATE OFFICIAL ELECTED TO PUBLIC OFFICE OR HIS OR HER FAMILY, ANY POLI-
TICAL COMMITTEE OR ANY INDEPENDENT EXPENDITURE AND IF THE INDIVIDUAL,
BUSINESS OR CORPORATION IS AWARDED THE CONTRACT, ANY STATE OFFICIAL
ELECTED TO PUBLIC OFFICE OR HIS OR HER FAMILY, ANY POLITICAL COMMITTEE
OR ANY INDEPENDENT EXPENDITURE THAT RECEIVED ANY CAMPAIGN CONTRIBUTIONS
FROM SAID INDIVIDUAL, BUSINESS OR CORPORATION WITHIN THE LAST THREE
HUNDRED SIXTY-FIVE DAYS SHALL REFUND SUCH CAMPAIGN CONTRIBUTIONS TO THE
RESPECTIVE INDIVIDUAL, BUSINESS OR CORPORATION IN FULL.
§ 4. Paragraphs a, b and c of subdivision 1 of section 14-114 of the
election law, paragraphs a and b as amended by chapter 659 of the laws
of 1994, and paragraph c as amended by chapter 79 of the laws of 1992,
are amended to read as follows:
a. In any election for a public office to be voted on by the voters of
the entire state, or for nomination to any such office, no contributor
may make a contribution to any candidate or political committee, and no
candidate or political committee may accept any contribution from any
contributor, which is in the aggregate amount greater than: (i) in the
case of any nomination to public office, the product of the total number
of enrolled voters in the candidate's party in the state, excluding
voters in inactive status, multiplied by $.005, but such amount shall be
not less than four thousand dollars nor more than [twelve] TEN thousand
dollars as increased or decreased by the cost of living adjustment
described in paragraph c of this subdivision, and (ii) in the case of
any election to a public office, [twenty-five] TEN thousand dollars [as
increased or decreased by the cost of living adjustment described in
paragraph c of this subdivision; provided however, that the maximum
amount which may be so contributed or accepted, in the aggregate, from
any candidate's child, parent, grandparent, brother and sister, and the
spouse of any such persons, shall not exceed in the case of any nomi-
nation to public office an amount equivalent to the product of the
number of enrolled voters in the candidate's party in the state, exclud-
ing voters in inactive status, multiplied by $.025, and in the case of
any election for a public office, an amount equivalent to the product of
the number of registered voters in the state excluding voters in inac-
tive status, multiplied by $.025].
b. In any other election for party position or for election to a
public office or for nomination for any such office, no contributor may
make a contribution to any candidate or political committee and no
candidate or political committee may accept any contribution from any
contributor, which is in the aggregate amount greater than: [(i) in the
case of any election for party position, or for nomination to public
office, the product of the total number of enrolled voters in the candi-
date's party in the district in which he is a candidate, excluding
voters in inactive status, multiplied by $.05, and (ii) in the case of
any election for a public office, the product of the total number of
registered voters in the district, excluding voters in inactive status,
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multiplied by $.05,] TEN THOUSAND DOLLARS, however in the case of a
nomination within the city of New York for the office of mayor, public
advocate or comptroller, such amount shall be not less than four thou-
sand dollars nor more than [twelve] TEN thousand dollars as increased or
decreased by the cost of living adjustment described in paragraph c of
this subdivision; in the case of an election within the city of New York
for the office of mayor, public advocate or comptroller, [twenty-five]
TEN thousand dollars as increased or decreased by the cost of living
adjustment described in paragraph c of this subdivision; in the case of
a nomination for state senator, four thousand dollars as increased or
decreased by the cost of living adjustment described in paragraph c of
this subdivision; in the case of an election for state senator, six
thousand two hundred fifty dollars as increased or decreased by the cost
of living adjustment described in paragraph c of this subdivision; in
the case of an election or nomination for a member of the assembly,
twenty-five hundred dollars as increased or decreased by the cost of
living adjustment described in paragraph c of this subdivision; but in
no event shall any such maximum exceed [fifty] TEN thousand dollars or
be less than one thousand dollars; provided however, that the maximum
amount which may be so contributed or accepted, in the aggregate, from
any candidate's child, parent, grandparent, brother and sister, and the
spouse of any such persons, shall not exceed in the case of any election
for party position or nomination for public office an amount equivalent
to [the number of enrolled voters in the candidate's party in the
district in which he is a candidate, excluding voters in inactive
status, multiplied by $.25 and in the case of any election to public
office, an amount equivalent to the number of registered voters in the
district, excluding voters in inactive status, multiplied by $.25; or]
twelve hundred fifty dollars, [whichever is greater,] or in the case of
a nomination or election of a state senator, [twenty] TEN thousand
dollars, [whichever is greater,] or in the case of a nomination or
election of a member of the assembly [twelve] TEN thousand [five
hundred] dollars, [whichever is greater,] but in no event shall any such
maximum exceed [one hundred] TEN thousand dollars.
c. At the beginning of each fourth calendar year, commencing in [nine-
teen hundred ninety-five] TWO THOUSAND SIXTEEN, the state board shall
determine the percentage of the difference between the most recent
available monthly consumer price index for all urban consumers published
by the United States bureau of labor statistics and such consumer price
index published for the same month four years previously. The amount of
each contribution limit fixed in this subdivision shall be adjusted by
the amount of such percentage difference to the closest one hundred
dollars by the state board which, not later than the first day of Febru-
ary in each such year, shall issue a regulation publishing the amount of
each such contribution limit. Each contribution limit as so adjusted
shall be the contribution limit in effect for any election held before
the next such adjustment.
§ 5. Subdivision 8 of section 14-114 of the election law, as amended
by chapter 8 of the laws of 1978 and as redesignated by chapter 9 of the
laws of 1978, is amended to read as follows:
8. A. Except as may otherwise be provided [for] BY a candidate [and
his family] FOR HIS OR HER OWN CAMPAIGN, no NATURAL person may contrib-
ute, loan or guarantee in excess of [one hundred fifty] TEN thousand
dollars within the state OF NEW YORK IN ANY CALENDAR YEAR in connection
with the nomination or election of [persons to] CANDIDATES FOR state
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[and] OR local public offices [and] OR party positions [within the state
of New York in any one calendar year].
B. For the purposes of this subdivision "loan" or "guarantee" shall
mean a loan or guarantee which is not repaid or discharged in the calen-
dar year in which it is made.
§ 6. Subdivision 10 of section 14-114 of the election law, as added by
chapter 79 of the laws of 1992, is amended to read as follows:
10. a. No contributor may make a contribution to a party or consti-
tuted committee and no such committee may accept a contribution from any
contributor which, in the aggregate, is greater than [sixty-two] TEN
thousand [five hundred] dollars per annum.
b. At the beginning of each fourth calendar year, commencing in [nine-
teen hundred ninety-five] TWO THOUSAND SIXTEEN, the state board shall
determine the percentage of the difference between the most recent
available monthly consumer price index for all urban consumers published
by the United States bureau of labor statistics and such consumer price
index published for the same month four years previously. The amount of
such contribution limit fixed in paragraph a of this subdivision shall
be adjusted by the amount of such percentage difference to the closest
one hundred dollars by the state board which, not later than the first
day of February in each such year, shall issue a regulation publishing
the amount of such contribution limit. Such contribution limit as so
adjusted shall be the contribution limit in effect for any election held
before the next such adjustment.
§ 7. The legislative law is amended by adding a new section 33-a to
read as follows:
§ 33-A. DIRECTING OF STATE FUNDS. NO MEMBER OF THE LEGISLATURE SHALL
DIRECT ANY STATE FUNDS TO ANY INDIVIDUAL, BUSINESS OR CORPORATION THAT
HAS, AT ANY TIME DURING THE MEMBER'S CANDIDACY FOR OFFICE OR ELECTED
TERM, MADE ANY CONTRIBUTION TO ANY MEMBER OF THE LEGISLATURE, STATEWIDE
ELECTED OFFICIAL, POLITICAL COMMITTEE OR INDEPENDENT EXPENDITURE COMMIT-
TEE AS DEFINED BY SECTION 14-100 OF THE ELECTION LAW.
§ 8. The executive law is amended by adding a new section 204 to read
as follows:
§ 204. STATEWIDE DATABASE OF ALL CONTRACTS AWARDED BY THE STATE. 1.
THE COMMISSIONER SHALL ESTABLISH A SINGLE STATEWIDE DATABASE OF ALL
CONTRACTS AWARDED BY THE STATE OR ENTITY THEREOF AND SHALL INCLUDE THER-
EIN INFORMATION OF ALL CONTRACTS AWARDED BY THE STATE OR ENTITY THEREOF
AND SHALL INCLUDE THEREIN INFORMATION RELATED TO ALL BIDS SUBMITTED IN
RESPONSE TO ANY SOLICITATIONS FOR SUCH AWARDS.
2. EVERY DEPARTMENT, DIVISION, COMMISSION, AGENCY, AUTHORITY, BOARD OR
ANY OTHER ENTITY OF THE STATE SHALL SUBMIT ALL AWARDED CONTRACTS AND
BIDS RELATED TO SUCH CONTRACTS TO THE COMMISSIONER ON A SCHEDULE AND IN
A FORMAT DETERMINED BY THE COMMISSIONER.
3. SUCH DATABASE SHALL BE AVAILABLE ONLINE FOR PUBLIC REVIEW IN A
SEARCHABLE, DOWNLOADABLE FORMAT. SUCH DATABASE SHALL INCLUDE, BUT NOT BE
LIMITED TO:
(A) DESCRIPTIONS OF REQUESTS FOR PROPOSALS AND CONTRACTS;
(B) ALL BIDS FOR STATE CONTRACTS; AND
(C) CONTACT INFORMATION FOR ALL PARTIES TO THE CONTRACT.
4. THE COMMISSIONER SHALL PROMULGATE ANY RULES AND REGULATIONS NECES-
SARY FOR THE IMPLEMENTATION OF SUCH DATABASE ESTABLISHED PURSUANT TO
THIS SECTION AND ENSURE THE PRIVACY OF ANY CONFIDENTIAL OR PROPRIETARY
INFORMATION THAT MAY BE CONTAINED WITHIN A BID OR CONTRACT.
§ 9. This act shall take effect immediately.