LBD08964-01-9
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§ 801. Conflicts of interest prohibited. Except as provided in section
eight hundred two of this [chapter] ARTICLE, (1) no municipal officer or
employee shall have an interest in any contract with the municipality of
which he OR SHE is an officer or employee, when such officer or employ-
ee, individually or as a member of a board, has the power or duty to (a)
negotiate, prepare, authorize or approve the contract or authorize or
approve payment thereunder, (b) audit bills or claims under the
contract, or (c) appoint an officer or employee who has any of the
powers or duties set forth above and (2) no chief fiscal officer, treas-
urer, or his OR HER deputy or employee, shall have an interest in a bank
or trust company designated as a depository, paying agent, registration
agent or for investment of funds of the municipality of which he OR SHE
is an officer or employee. The provisions of this section shall in no
event be construed to preclude the payment of lawful compensation and
necessary expenses of any municipal officer or employee in one or more
positions of public employment, the holding of which is not prohibited
by law.
§ 3. Paragraphs b and j of subdivision 1 of section 802 of the general
municipal law, paragraph b as amended by chapter 1043 of the laws of
1965 and paragraph j as added by chapter 364 of the laws of 1996, are
amended to read as follows:
b. A contract with a person, firm, corporation or association in which
a municipal officer or employee has an interest which is prohibited
solely by reason of HIS OR HER employment, OR HIS OR HER SPOUSE'S
EMPLOYMENT, as an officer or employee thereof, if the remuneration of
such employment will not be directly affected as a result of such
contract and the duties of such employment do not directly involve the
procurement, preparation or performance of any part of such contract;
j. Purchases or public work by a municipality, other than a county,
located wholly or partly within a county with a population of two
hundred thousand or less pursuant to a contract in which a member of the
governing body or board has a prohibited interest, where:
(1) the member of the governing body or board is elected OR APPOINTED
and serves WITH OR without salary OR OTHER COMPENSATION;
(2) the purchases OR PUBLIC WORK, in the aggregate, are less than
[five] FIFTEEN thousand dollars in one fiscal year and:
(I) the governing body or board has followed its procurement policies
and procedures adopted in accordance with the provisions of section one
hundred four-b of this chapter and the procurement process indicates
that the contract is with the lowest dollar offer[;], OR
(II) THE PURCHASES, IN THE AGGREGATE, ARE LESS THAN FIFTEEN THOUSAND
DOLLARS IN ONE FISCAL YEAR, CANNOT BE PROCURED FROM ANOTHER SUPPLIER
LOCATED WITHIN THE MUNICIPALITY, AND THE NEXT CLOSEST SUPPLIER IS
LOCATED MORE THAN TWENTY-FIVE MILES DRIVING DISTANCE FROM THE BORDER OF
THE MUNICIPALITY BY WAY OF THE MOST DIRECT ROUTE USING PUBLIC HIGHWAYS,
ROADS OR STREETS; AND
(3) the contract for the purchases or public work is approved by
resolution of the body or board by the affirmative vote of each member
of the body or board except the interested member who shall abstain.
§ 4. Paragraph a of subdivision 2 of section 802 of the general munic-
ipal law, as amended by chapter 1019 of the laws of 1970, is amended to
read as follows:
a. A contract with a corporation in which a municipal officer or
employee has an interest by reason of stockholdings when less than five
per centum of the outstanding stock of the corporation is owned or
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controlled directly or indirectly by such officer or employee OR HIS OR
HER SPOUSE EITHER JOINTLY OR SEVERALLY;
§ 5. Section 805-a of the general municipal law, as added by chapter
1019 of the laws of 1970 and subdivision 1 as amended by chapter 813 of
the laws of 1987, is amended to read as follows:
§ 805-a. [Certain action prohibited] ADDITIONAL STATEWIDE STANDARDS OF
ETHICAL CONDUCT. 1. No municipal officer or employee shall: a. directly
or indirectly, solicit any gift, or accept or receive any gift having a
value of seventy-five dollars or more, whether in the form of money,
service, loan, travel, entertainment, hospitality, thing or promise, or
in any other form, under circumstances in which it could reasonably be
inferred that the gift was intended to influence [him], or could reason-
ably be expected to influence [him, in] the performance of [his] offi-
cial duties or was intended as a reward for any official action [on his
part];
b. disclose confidential information acquired by him OR HER in the
course of his OR HER official duties or use such information to further
his OR HER personal interests;
c. receive, or enter into any agreement, express or implied, for
compensation for services to be rendered in relation to any matter
before any municipal agency of which he OR SHE is an officer, member or
employee or of any municipal agency over which he OR SHE has jurisdic-
tion or to which he OR SHE has the power to appoint any member, officer
or employee; or
d. receive, or enter into any agreement, express or implied, for
compensation for services to be rendered in relation to any matter
before any agency of his OR HER municipality, whereby his OR HER compen-
sation is to be dependent or contingent upon any action by such agency
with respect to such matter, provided that this paragraph shall not
prohibit the fixing at any time of fees based upon the reasonable value
of the services rendered.
2. A. EXCEPT AS PROVIDED IN PARAGRAPH B OF THIS SUBDIVISION, NO MUNIC-
IPAL OFFICER OR EMPLOYEE SHALL PARTICIPATE IN ANY OFFICIAL DECISION OR
TAKE ANY OFFICIAL ACTION WITH RESPECT TO ANY MATTER REQUIRING THE EXER-
CISE OF DISCRETION, INCLUDING PARTICIPATING IN OFFICIAL DISCUSSIONS AND
VOTING ON THE MATTER, WHEN HE OR SHE KNOWS OR HAS REASON TO BELIEVE THAT
ACTION OR INACTION ON THE MATTER WILL CONFER A FINANCIAL OR MATERIAL
BENEFIT ON HIMSELF OR HERSELF, A RELATIVE, OR ANY PRIVATE ORGANIZATION
IN WHICH THE MUNICIPAL OFFICER OR EMPLOYEE IS DEEMED TO HAVE AN INTER-
EST.
B. THIS SUBDIVISION SHALL NOT BE CONSTRUED AS PROHIBITING:
I. PERFORMANCE OF A MINISTERIAL ACT, WHICH FOR THE PURPOSES OF THIS
SECTION, SHALL MEAN AN ADMINISTRATIVE ACT CARRIED OUT IN A PRESCRIBED
MANNER NOT ALLOWING FOR SUBSTANTIAL PERSONAL DISCRETION;
II. PARTICIPATION IN ANY OFFICIAL DECISION OR OFFICIAL ACTION TAKEN BY
A BOARD OR SIMILAR BODY WHEN PARAGRAPH A OF THIS SUBDIVISION WOULD
PROHIBIT ONE OR MORE MEMBERS OF THE BOARD OR BODY FROM PARTICIPATING AND
THE REMAINING MEMBERS OF THE BOARD OR BODY ARE INSUFFICIENT IN NUMBER OR
LACK SUFFICIENT VOTING STRENGTH TO MAKE SUCH DECISION OR TAKE SUCH
ACTION; OR
III. PARTICIPATION IN ANY OFFICIAL DECISION OR OFFICIAL ACTION TAKEN
BY A MUNICIPAL OFFICER OR EMPLOYEE, INDIVIDUALLY, WHEN THE MATTER CANNOT
BE LAWFULLY DELEGATED OR ASSIGNED TO ANOTHER PERSON.
C. WHENEVER PARAGRAPH A OF THIS SUBDIVISION PROHIBITS A MUNICIPAL
OFFICER OR EMPLOYEE FROM PARTICIPATING IN AN OFFICIAL DECISION OR TAKING
OFFICIAL ACTION, SUCH MUNICIPAL OFFICER OR EMPLOYEE SHALL DISCLOSE IN
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WRITING TO THE GOVERNING BOARD THE FACTS AND CIRCUMSTANCES REQUIRING
RECUSAL AND SUCH DISCLOSURE SHALL BE MADE A PART OF AND SET FORTH IN THE
OFFICIAL RECORD OF THE PROCEEDINGS OF SUCH BOARD. WHENEVER THE PROHIBI-
TION IN PARAGRAPH A OF THIS SUBDIVISION DOES NOT APPLY BECAUSE OF THE
APPLICABILITY OF SUBPARAGRAPH II OR SUBPARAGRAPH III OF PARAGRAPH B OF
THIS SUBDIVISION, THE MUNICIPAL OFFICER OR EMPLOYEE SHALL DISCLOSE IN
WRITING TO THE GOVERNING BOARD THE FACTS AND CIRCUMSTANCES THAT WOULD
OTHERWISE REQUIRE RECUSAL UNDER PARAGRAPH A OF THIS SUBDIVISION AND SUCH
DISCLOSURE SHALL BE MADE A PART OF AND SET FORTH IN THE OFFICIAL RECORD
OF THE PROCEEDINGS OF SUCH BOARD.
D. FOR PURPOSES OF THIS SUBDIVISION, THE TERM "RELATIVE" SHALL MEAN
ANY PERSON LIVING IN THE SAME HOUSEHOLD AS THE MUNICIPAL OFFICER OR
EMPLOYEE AND ANY PERSON WHO IS A DIRECT DESCENDANT OF THAT INDIVIDUAL'S
GRANDPARENTS OR THE SPOUSE OF SUCH DESCENDANT.
E. COMPLIANCE WITH THIS SUBDIVISION SHALL NOT CONSTITUTE AN EXCEPTION
TO SECTION EIGHT HUNDRED ONE OF THIS ARTICLE, NOR BE CONSTRUED AS CURING
A VIOLATION OF THAT SECTION.
3. A. EXCEPT AS PROVIDED IN PARAGRAPH B OF THIS SUBDIVISION, NO MUNIC-
IPAL OFFICER OR EMPLOYEE SHALL USE OR PERMIT THE USE OF MUNICIPAL PROP-
ERTY OR RESOURCES FOR PERSONAL OR PRIVATE PURPOSES.
B. THIS SUBDIVISION SHALL NOT BE CONSTRUED AS PROHIBITING:
I. ANY USE OF MUNICIPAL PROPERTY OR RESOURCES AUTHORIZED BY LAW OR
MUNICIPAL POLICY CONSISTENT WITH LAW;
II. THE USE OF MUNICIPAL PROPERTY OR RESOURCES FOR PERSONAL OR PRIVATE
PURPOSES WHEN PROVIDED TO A MUNICIPAL OFFICER OR EMPLOYEE AS PART OF HIS
OR HER COMPENSATION; OR
III. THE OCCASIONAL, MINIMAL, NON-BUSINESS AND NON-PARTISAN USE OF
MUNICIPAL OFFICE EQUIPMENT AND SUPPLIES, SUCH AS TELEPHONES, COMPUTERS,
COPIERS, PAPER AND PENS, FOR PERSONAL MATTERS AT NO OR NOMINAL COST TO
THE MUNICIPALITY.
C. FOR PURPOSES OF THIS SUBDIVISION, "PROPERTY OR RESOURCES" SHALL
INCLUDE, BUT NOT BE LIMITED TO, MONEY, FACILITIES, FURNISHINGS, MACHIN-
ERY, APPARATUS, EQUIPMENT, SUPPLIES AND LETTERHEAD.
4. In addition to any penalty contained in any other provision of law,
any person who shall knowingly and intentionally violate this section
may be fined, suspended or removed from office or employment in the
manner provided by law.
§ 6. The section heading of section 806 of the general municipal law,
as amended by chapter 1019 of the laws of 1970, is amended to read as
follows:
[Code] MUNICIPAL CODES of ethics.
§ 7. Paragraph (a) of subdivision 1 of section 806 of the general
municipal law, as amended by chapter 238 of the laws of 2006, is amended
to read as follows:
(a) The governing body of each county, city, town, village, school
district [and], fire district AND IMPROVEMENT DISTRICT GOVERNED BY ARTI-
CLE THIRTEEN OF THE TOWN LAW shall, and the governing body of any other
municipality may, by local law, ordinance or resolution, adopt a code of
ethics setting forth for the guidance of its officers and employees the
standards of conduct reasonably expected of them. Notwithstanding any
other provision of this article to the contrary, a fire district code of
ethics shall also apply to the volunteer members of the fire district
fire department. Codes of ethics shall provide standards for officers
and employees with respect to disclosure of interest in legislation
before the local governing body, holding of investments in conflict with
official duties, private employment in conflict with official duties,
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future employment, NEPOTISM, and such other standards relating to the
conduct of officers and employees as may be deemed advisable. Such codes
may: (I) regulate or prescribe conduct which is not expressly prohibited
by this article but may not authorize conduct otherwise prohibited [.
Such codes may provide for the prohibition of]; (II) PROHIBIT CONTRACTS
OR conduct [or] THAT IS EITHER EXPRESSLY OR BY IMPLICATION PERMITTED BY
SECTION EIGHT HUNDRED TWO OR SECTION EIGHT HUNDRED FIVE-A OF THIS ARTI-
CLE; AND (III) PROVIDE FOR THE disclosure of information and the classi-
fication of employees or officers. EVERY FIVE YEARS, THE GOVERNING BODY
OF EACH MUNICIPALITY THAT ADOPTS A CODE OF ETHICS SHALL REVIEW AND, WHEN
DEEMED NECESSARY, UPDATE ITS CODE OF ETHICS.
§ 8. Subdivision 2 of section 806 of the general municipal law, as
amended by chapter 238 of the laws of 2006, is amended to read as
follows:
2. [The] UPON THE ADOPTION OR AMENDMENT OF A CODE OF ETHICS BY A MUNI-
CIPALITY, THE chief executive officer of [a] THE municipality [adopting
a code of ethics] shall cause a PAPER OR ELECTRONIC copy [thereof] OF
SUCH CODE OR AMENDMENT to be distributed PROMPTLY to every officer and
employee of his OR HER municipality AND TO THE BOARD OF ETHICS FOR THE
MUNICIPALITY. IN ADDITION, SUCH CHIEF EXECUTIVE OFFICER SHALL CAUSE A
COMPLETE AND CURRENT COPY OF THE MUNICIPALITY'S CODE OF ETHICS TO BE
POSTED ON THE MUNICIPALITY'S WEBSITE, IF THE MUNICIPALITY MAINTAINS A
WEBSITE, AND DISTRIBUTED (A) TO EVERY PERSON WHO IS ELECTED OR APPOINTED
TO SERVE AS AN OFFICER OR EMPLOYEE OF THE MUNICIPALITY PROMPTLY FOLLOW-
ING SUCH PERSON'S ELECTION OR APPOINTMENT, AND (B) TO ALL THE OFFICERS
AND EMPLOYEES OF THE MUNICIPALITY AT LEAST ONCE EVERY FIVE YEARS. EVERY
MUNICIPAL OFFICER AND EMPLOYEE RECEIVING A COPY OF A CODE OF ETHICS OR
AMENDMENT THERETO SHALL ACKNOWLEDGE PROMPTLY IN WRITING THAT HE OR SHE
HAS RECEIVED AND READ THE CODE OF ETHICS OR AMENDMENT AND SUCH ACKNOWL-
EDGEMENT SHALL BE FILED WITH THE CLERK OR SECRETARY OF THE MUNICIPALITY.
The BOARD OF fire [district] commissioners OF A FIRE DISTRICT shall ALSO
cause a copy of the fire district's code of ethics, INCLUDING ANY AMEND-
MENTS THERETO, to be posted publicly and conspicuously in each building
under such district's control. Failure to distribute any such copy or
failure of any officer or employee to receive such copy shall have no
effect on the duty of compliance with such code, nor the enforcement of
provisions thereof.
§ 9. Section 806 of the general municipal law is amended by adding a
new subdivision 3 to read as follows:
3. THE CLERK OF EACH MUNICIPALITY AND OF EACH POLITICAL SUBDIVISION,
AS DEFINED IN SECTION EIGHT HUNDRED TEN OF THIS ARTICLE, SHALL MAINTAIN
AS A RECORD SUBJECT TO PUBLIC INSPECTION:
(A) A COPY OF THE MUNICIPALITY'S OR POLITICAL SUBDIVISION'S CODE OF
ETHICS AND ANY AMENDMENTS TO ANY CODE OF ETHICS;
(B) A STATEMENT THAT SUCH MUNICIPALITY OR POLITICAL SUBDIVISION HAS
ESTABLISHED A BOARD OF ETHICS, IN ACCORDANCE WITH SECTION EIGHT HUNDRED
EIGHT OF THIS ARTICLE AND/OR PURSUANT TO OTHER LAW, CHARTER, CODE, LOCAL
LAW, ORDINANCE OR RESOLUTION, AND THE NAMES OF THE MEMBERS OF SUCH
BOARD; AND
(C) A COPY OF THE FORM OF ANNUAL STATEMENT OF FINANCIAL DISCLOSURE
DESCRIBED IN SUBDIVISION ONE OF SECTION EIGHT HUNDRED ELEVEN OF THIS
ARTICLE AND EITHER A STATEMENT OF THE DATE SUCH ANNUAL STATEMENT FORM
WAS PROMULGATED BY LOCAL LAW, ORDINANCE OR RESOLUTION OF THE GOVERNING
BODY, IF ADOPTED PURSUANT TO SUBPARAGRAPH (I) OF PARAGRAPH (A) OF SUBDI-
VISION ONE OF SECTION EIGHT HUNDRED ELEVEN OF THIS ARTICLE, OR A STATE-
MENT THAT THE GOVERNING BODY HAS, BY LOCAL LAW, ORDINANCE OR RESOLUTION,
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RESOLVED TO CONTINUE THE USE OF AN AUTHORIZED FORM OF ANNUAL STATEMENT
OF FINANCIAL DISCLOSURE IN USE ON THE DATE SUCH LOCAL LAW, ORDINANCE OR
RESOLUTION IS ADOPTED, IF ADOPTED PURSUANT TO SUBPARAGRAPH (II) OF PARA-
GRAPH (A) OF SUBDIVISION ONE OF SECTION EIGHT HUNDRED ELEVEN OF THIS
ARTICLE, AND IF AS OF JANUARY FIRST, NINETEEN HUNDRED NINETY-ONE, NO
SUCH FORM WAS PROMULGATED AND NO SUCH RESOLVE WAS MADE TO CONTINUE USING
AN EXISTING ANNUAL STATEMENT FORM, A STATEMENT THAT THE PROVISIONS OF
SECTION EIGHT HUNDRED TWELVE OF THIS ARTICLE APPLY OR THAT IT IS A MUNI-
CIPALITY WHICH IS NOT SUBJECT TO THE PROVISIONS OF SECTION EIGHT HUNDRED
TWELVE OF THIS ARTICLE BECAUSE IT IS NOT A POLITICAL SUBDIVISION AS
DEFINED IN SECTION EIGHT HUNDRED TEN OF THIS ARTICLE.
§ 10. Section 808 of the general municipal law, as amended by chapter
1019 of the laws of 1970 and subdivision 5 as amended by chapter 490 of
the laws of 2014, is amended to read as follows:
§ 808. Boards of ethics. 1. [The governing body of any county may
establish a county board of ethics and appropriate moneys for mainte-
nance and personal services in connection therewith. The members of such
board of ethics shall be appointed by such governing body except in the
case of a county operating under an optional or alternative form of
county government or county charter, in which case the members shall be
appointed by the county executive or county manager, as the case may be,
subject to confirmation by such governing body. Such board of ethics
shall consist of at least three members, a majority of whom shall not be
officers or employees of such county or municipalities wholly or
partially located in such county and at least one of whom shall be an
elected or appointed officer or employee of the county or a municipality
located within such county. The members of such board shall receive no
salary or compensation for their services as members of such board and
shall serve at the pleasure of the appointing authority] (A) THE GOVERN-
ING BODY OF (I) EVERY COUNTY, (II) EVERY CITY, TOWN AND VILLAGE HAVING A
POPULATION OF TWENTY-FIVE THOUSAND OR MORE, AND (III) EVERY BOARD OF
COOPERATIVE EDUCATIONAL SERVICES (BOCES) SHALL ESTABLISH A BOARD OF
ETHICS. THEREAFTER, THE GOVERNING BODY SHALL APPROPRIATE ANNUALLY SUCH
MONEYS AS MAY BE NECESSARY FOR THE BOARD'S CONTRACTUAL AND PERSONAL
SERVICE EXPENDITURES. EXCEPT AS PROVIDED IN PARAGRAPH (D) OF THIS
SUBDIVISION, SUCH BOARD SHALL HAVE JURISDICTION TO ACT ONLY IN RELATION
TO THE OFFICERS AND EMPLOYEES OF THE COUNTY, CITY, TOWN, VILLAGE OR
BOCES THAT ESTABLISHED THE BOARD.
(B) THE GOVERNING BODY OF EVERY MUNICIPALITY NOT DESCRIBED IN PARA-
GRAPH (A) OF THIS SUBDIVISION IS AUTHORIZED, BUT NOT REQUIRED, TO ESTAB-
LISH A BOARD OF ETHICS. IF SUCH GOVERNING BODY ESTABLISHES A BOARD OF
ETHICS, THE GOVERNING BODY SHALL APPROPRIATE ANNUALLY SUCH MONEYS AS MAY
BE NECESSARY FOR THE BOARD'S CONTRACTUAL AND PERSONAL SERVICE EXPENDI-
TURES. SUCH BOARD SHALL HAVE JURISDICTION TO ACT ONLY IN RELATION TO THE
OFFICERS AND EMPLOYEES OF THE MUNICIPALITY THAT ESTABLISHED THE BOARD.
(C) TWO OR MORE MUNICIPALITIES NOT DESCRIBED IN PARAGRAPH (A) OF THIS
SUBDIVISION MAY ENTER INTO, AMEND, CANCEL, AND TERMINATE AGREEMENTS FOR
THE ESTABLISHMENT OF A COOPERATIVE BOARD OF ETHICS. SUCH AGREEMENTS
SHALL BE CONSISTENT WITH THE REQUIREMENTS OF ARTICLE FIVE-G OF THIS
CHAPTER, EXCEPT AS OTHERWISE PROVIDED IN THIS SECTION, INCLUDING THAT
(I) THE POWER TO ENTER INTO SUCH AGREEMENTS SHALL EXTEND TO ALL MUNICI-
PALITIES AS DEFINED IN THIS ARTICLE, AND SHALL NOT BE LIMITED TO MUNICI-
PAL CORPORATIONS AND DISTRICTS AS DEFINED IN ARTICLE FIVE-G OF THIS
CHAPTER, AND (II) THE DURATION OF SUCH AGREEMENTS SHALL NOT BE LIMITED
TO A MAXIMUM TERM OF FIVE YEARS. FOLLOWING THE ESTABLISHMENT OF A COOP-
ERATIVE BOARD OF ETHICS, THE GOVERNING BODIES OF THE MUNICIPALITIES THAT
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ARE PARTIES TO THE AGREEMENT ESTABLISHING THE BOARD SHALL APPROPRIATE
ANNUALLY SUCH MONEYS AS MAY BE NECESSARY FOR THE BOARD'S CONTRACTUAL AND
PERSONAL SERVICE EXPENDITURES, IN SUCH AMOUNTS OR PROPORTION AS MAY BE
PROVIDED IN THE AGREEMENT. A COOPERATIVE BOARD OF ETHICS SHALL BE THE
BOARD OF ETHICS OF EACH MUNICIPALITY THAT IS A PARTY TO THE AGREEMENT
ESTABLISHING THE BOARD, AND SHALL HAVE JURISDICTION TO ACT ONLY IN
RELATION TO THE OFFICERS OR EMPLOYEES OF SUCH MUNICIPALITIES.
(D) IN THE EVENT THAT A MUNICIPALITY DESCRIBED IN PARAGRAPH (B) OF
THIS SUBDIVISION DOES NOT ESTABLISH A BOARD OF ETHICS AND IS NOT A PARTY
TO AN AGREEMENT ESTABLISHING A COOPERATIVE BOARD OF ETHICS:
(I) IN THE CASE OF A MUNICIPALITY OTHER THAN A SCHOOL DISTRICT, THE
BOARD OF ETHICS OF THE COUNTY IN WHICH THE MUNICIPALITY IS LOCATED SHALL
SERVE AS THE BOARD OF ETHICS OF SUCH MUNICIPALITY AND HAVE JURISDICTION
TO ACT IN RELATION TO THE OFFICERS AND EMPLOYEES OF THAT MUNICIPALITY,
PROVIDED THAT IF SUCH A MUNICIPALITY IS LOCATED IN MORE THAN ONE COUNTY,
THE GOVERNING BOARD OF THE MUNICIPALITY BY RESOLUTION SHALL DESIGNATE
THE BOARD OF ETHICS OF ONE OF THE COUNTIES TO SERVE AS THE BOARD OF
ETHICS OF THE MUNICIPALITY;
(II) IN THE CASE OF A SCHOOL DISTRICT, OTHER THAN THE CITY SCHOOL
DISTRICT OF A CITY HAVING A POPULATION OF ONE HUNDRED TWENTY-FIVE THOU-
SAND OR MORE, THE BOARD OF ETHICS ESTABLISHED BY THE BOCES OF THE SUPER-
VISORY DISTRICT IN WHICH THE SCHOOL DISTRICT IS LOCATED SHALL SERVE AS
THE BOARD OF ETHICS OF SUCH SCHOOL DISTRICT AND HAVE JURISDICTION TO ACT
IN RELATION TO THE OFFICERS AND EMPLOYEES OF SUCH SCHOOL DISTRICT; AND
(III) IN THE CASE OF A CITY SCHOOL DISTRICT OF A CITY HAVING A POPU-
LATION OF ONE HUNDRED TWENTY-FIVE THOUSAND OR MORE, THE BOARD OF ETHICS
ESTABLISHED BY THE CITY IN WHICH THE SCHOOL DISTRICT IS LOCATED SHALL
SERVE AS THE BOARD OF ETHICS OF SUCH SCHOOL DISTRICT AND HAVE JURISDIC-
TION TO ACT IN RELATION TO THE OFFICERS AND EMPLOYEES OF SUCH SCHOOL
DISTRICT.
(E) IN THE CASE OF A MUNICIPALITY THAT HAS NOT ESTABLISHED A BOARD OF
ETHICS AND IS NOT A PARTY TO AN AGREEMENT ESTABLISHING A COOPERATIVE
BOARD OF ETHICS:
(I) THE CHIEF EXECUTIVE OFFICER OF THE MUNICIPALITY, ANNUALLY, WITHIN
THIRTY DAYS FOLLOWING THE START OF THE MUNICIPALITY'S FISCAL YEAR, SHALL
NOTIFY THE APPROPRIATE COUNTY, BOCES OR CITY BOARD OF ETHICS THAT SUCH
BOARD SHALL SERVE AS THE BOARD OF ETHICS FOR THE MUNICIPALITY. SUCH
NOTICE SHALL BE ACCOMPANIED BY A COMPLETE AND CURRENT COPY OF THE
MUNICIPALITY'S CODE OF ETHICS. AT THE TIME SUCH NOTICE IS GIVEN, THE
CHIEF EXECUTIVE OFFICER SHALL ALSO CAUSE A COPY OF THE NOTICE TO BE
POSTED ON THE MUNICIPALITY'S WEBSITE, IF THE MUNICIPALITY MAINTAINS A
WEBSITE, AND IN EACH PUBLIC BUILDING UNDER THE JURISDICTION OF THE MUNI-
CIPALITY IN A PLACE CONSPICUOUS TO ITS OFFICERS AND EMPLOYEES.
(II) IF OFFICERS AND EMPLOYEES OF THE MUNICIPALITY ARE SUBJECT TO
ANNUAL FINANCIAL DISCLOSURE REQUIREMENTS IMPOSED IN ACCORDANCE WITH THIS
ARTICLE, SUCH NOTICE SHALL ALSO BE ACCOMPANIED BY A COMPLETE AND CURRENT
COPY OF ALL LOCAL LAWS, ORDINANCES, RESOLUTIONS AND REGULATIONS ADOPTED
BY THE MUNICIPALITY RELATING TO THE IMPOSITION, ADMINISTRATION AND
ENFORCEMENT OF THE FILING REQUIREMENT.
(III) THE GOVERNING BODY OF THE MUNICIPALITY, ANNUALLY, WITHIN THIRTY
DAYS FOLLOWING THE START OF THE MUNICIPALITY'S FISCAL YEAR, SHALL
APPOINT A MUNICIPAL REPRESENTATIVE TO THE APPROPRIATE COUNTY, BOCES OR
CITY BOARD OF ETHICS. THE PERSON APPOINTED AS MUNICIPAL REPRESENTATIVE
SHALL BE A RESIDENT OF THE MUNICIPALITY, AND SHALL BE KNOWLEDGEABLE WITH
RESPECT TO THE MUNICIPALITY'S CODE OF ETHICS AND THE MUNICIPALITY'S
ANNUAL FINANCIAL DISCLOSURE REQUIREMENTS, IF ANY. THE MUNICIPAL REPRE-
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SENTATIVE SHALL RECEIVE NOTICE OF, AND BE ENTITLED TO PARTICIPATE, AS A
NON-VOTING MEMBER, IN ALL MEETINGS, PROCEEDINGS, DELIBERATIONS AND OTHER
ACTIVITIES OF THE BOARD THAT PERTAIN TO AN OFFICER OR EMPLOYEE OF THE
MUNICIPALITY. A MUNICIPAL REPRESENTATIVE SHALL RECEIVE NO SALARY OR
COMPENSATION FOR HIS OR HER SERVICES, BUT WITHIN AMOUNTS APPROPRIATED
SHALL BE REIMBURSED FOR ACTUAL AND NECESSARY EXPENSES INCURRED IN THE
PERFORMANCE OF HIS OR HER OFFICIAL DUTIES.
(F) IN THE EVENT THAT A BOARD OF ETHICS ESTABLISHED BY A COUNTY, BOCES
OR CITY SERVES AS THE BOARD OF ETHICS FOR ANOTHER MUNICIPALITY, AND SUCH
MUNICIPALITY SHALL EITHER ESTABLISH A BOARD OF ETHICS OR BECOME A PARTY
TO AN AGREEMENT ESTABLISHING A COOPERATIVE BOARD OF ETHICS, THE CHIEF
EXECUTIVE OFFICER OF THE MUNICIPALITY SHALL NOTIFY THE COUNTY, BOCES OR
CITY BOARD OF ETHICS OF THE DATE AS OF WHICH SUCH BOARD SHALL NO LONGER
SERVE AS THE BOARD OF ETHICS OF THE MUNICIPALITY. SUCH NOTICE SHALL
EITHER STATE THAT THE MUNICIPALITY HAS ESTABLISHED ITS OWN BOARD OF
ETHICS OR IDENTIFY SUCH COOPERATIVE BOARD OF ETHICS. AT THE TIME SUCH
NOTICE IS GIVEN, THE CHIEF EXECUTIVE OFFICER SHALL ALSO CAUSE A COPY OF
THE NOTICE TO BE POSTED ON THE MUNICIPALITY'S WEBSITE, IF THE MUNICI-
PALITY MAINTAINS A WEBSITE, AND IN EACH PUBLIC BUILDING UNDER THE JURIS-
DICTION OF THE MUNICIPALITY IN A PLACE CONSPICUOUS TO ITS OFFICERS AND
EMPLOYEES. PROMPTLY AFTER THE DATE SPECIFIED IN SUCH NOTICE, THE COUN-
TY, BOCES OR CITY BOARD OF ETHICS SHALL TRANSFER TO THE MUNICIPAL OR
COOPERATIVE BOARD OF ETHICS ALL PENDING MATTERS AND RECORDS RELATING TO
THE OFFICERS AND EMPLOYEES OF THE MUNICIPALITY; PROVIDED, HOWEVER, THAT
SUCH COUNTY, BOCES, OR CITY BOARD OF ETHICS SHALL HAVE THE DISCRETION TO
RETAIN ANY PENDING MATTER AND RECORDS RELATING THERETO UNTIL SUCH TIME
AS THE MATTER IS RESOLVED.
(G) EVERY BOARD OF ETHICS SHALL CONSIST OF AT LEAST THREE MEMBERS, A
MAJORITY OF WHOM SHALL NOT BE MUNICIPAL OFFICERS OR EMPLOYEES. THE
MEMBERS OF EVERY BOARD OF ETHICS SHALL SERVE FOR A FIXED TERM OF OFFICE,
NOT TO EXCEED FIVE YEARS. THE LENGTH OF SUCH TERM OF OFFICE SHALL BE
DETERMINED BY THE MUNICIPAL GOVERNING BODY THAT ESTABLISHES THE BOARD OF
ETHICS OR SPECIFIED IN THE AGREEMENT ESTABLISHING A COOPERATIVE BOARD OF
ETHICS, PROVIDED THAT SUCH GOVERNING BODY OR AGREEMENT MAY PROVIDE FOR
THE INITIAL APPOINTMENTS TO THE BOARD TO BE MADE FOR STAGGERED TERMS.
APPOINTMENTS TO THE BOARD SHALL BE MADE AS FOLLOWS:
(I) THE MEMBERS OF A COUNTY BOARD OF ETHICS SHALL BE APPOINTED BY THE
GOVERNING BODY OF THE COUNTY EXCEPT IN THE CASE OF A COUNTY OPERATING
UNDER AN OPTIONAL OR ALTERNATIVE FORM OF COUNTY GOVERNMENT OR COUNTY
CHARTER, IN WHICH CASE THE MEMBERS SHALL BE APPOINTED BY THE COUNTY
EXECUTIVE, COUNTY MANAGER OR COUNTY ADMINISTRATOR, AS THE CASE MAY BE,
SUBJECT TO CONFIRMATION BY SUCH GOVERNING BODY.
(II) THE MEMBERS OF A BOARD OF ETHICS ESTABLISHED BY A MUNICIPALITY
OTHER THAN A COUNTY SHALL BE APPOINTED BY THE GOVERNING BODY OF THE
MUNICIPALITY OR BY SUCH PERSON OR BODY AS MAY BE DESIGNATED BY THE
GOVERNING BODY OF THE MUNICIPALITY.
(III) THE MEMBERS OF A COOPERATIVE BOARD OF ETHICS SHALL BE APPOINTED
IN THE MANNER PROVIDED IN THE AGREEMENT ESTABLISHING THE BOARD.
2. [The] EVERY board OF ETHICS shall render advisory opinions to THE
officers and employees [of municipalities wholly or partly within the
county] UNDER THE BOARD'S JURISDICTION with respect to this article and
any code of ethics adopted pursuant hereto. Such advisory opinions shall
be rendered pursuant to the written request of any such officer or
employee under such rules and regulations as the board may prescribe
[and shall have the advice of counsel employed by the board, or if none,
the county attorney]. In addition, [it] THE BOARD may make recommenda-
A. 7477 9
tions with respect to the drafting and adoption of a code of ethics or
amendments thereto upon the request of the governing body of any munici-
pality [in the county] FOR WHICH THE BOARD SERVES AS THE MUNICIPALITY'S
BOARD OF ETHICS, AND PERFORM SUCH OTHER FUNCTIONS RELATING TO THE ADMIN-
ISTRATION OF THIS ARTICLE AS MAY BE AUTHORIZED BY THE GOVERNING BODY OR
AGREEMENT ESTABLISHING THE BOARD INCLUDING, BUT NOT LIMITED TO, PROVID-
ING ETHICS TRAINING TO THE OFFICERS AND EMPLOYEES UNDER THE BOARD'S
JURISDICTION.
3. [The governing body of any municipality other than a county may
establish a local board of ethics and, where such governing body is so
authorized, appropriate moneys for maintenance and personal services in
connection therewith. A local board shall have all the powers and duties
of and shall be governed by the same conditions as a county board of
ethics, except that it shall act only with respect to officers and
employees of the municipality that has established such board or of its
agencies. The members of a local board shall be appointed by such person
or body as may be designated by the governing body of the municipality
to serve at the pleasure of the appointing authority and such board
shall consist of at least three members, a majority of whom are not
otherwise officers or employees of such municipality. Such board shall
include at least one member who is an elected or appointed municipal
officer or employee.
4. The county board of ethics shall not act with respect to the offi-
cers and employees of any municipality located within such county or
agency thereof, where such municipality has established its own board of
ethics, except that the local board may at its option refer matters to
the county board.
5.] A BOARD OF ETHICS SHALL HAVE THE ADVICE OF COUNSEL EMPLOYED BY THE
BOARD OR, IF NONE, THE ATTORNEY FOR THE MUNICIPALITY THAT ESTABLISHED
THE BOARD OR, IN THE CASE OF A COOPERATIVE BOARD OF ETHICS, SUCH MUNICI-
PAL ATTORNEY AS MAY BE DESIGNATED IN THE AGREEMENT ESTABLISHING THE
COOPERATIVE BOARD OF ETHICS.
4. THE board of ethics of a political subdivision (as defined in
section eight hundred ten of this article) and THE BOARD OF ETHICS of
any other municipality[,] which [is required by local law, ordinance or
resolution to be, or which pursuant to legal authority, in practice is,
the repository for completed annual statements of financial disclosure
shall file a statement with the clerk of its municipality, that it is
the authorized repository for completed annual statements of financial
disclosure] REQUIRES FILING OF ANNUAL STATEMENTS OF FINANCIAL DISCLOSURE
PURSUANT TO THIS ARTICLE, SHALL RECEIVE, REVIEW FOR COMPLETENESS, AND
SERVE AS REPOSITORY FOR SUCH ANNUAL STATEMENTS AND ENFORCE SUCH FILING
REQUIREMENT.
5. EACH MEMBER OF EVERY BOARD OF ETHICS SHALL ATTEND AND SUCCESSFULLY
COMPLETE A TRAINING COURSE THE CONTENTS OF WHICH SHALL BE APPROVED BY
THE STATE COMPTROLLER WITHIN TWO HUNDRED SEVENTY DAYS OF HIS OR HER
APPOINTMENT OR REAPPOINTMENT TO THE BOARD; PROVIDED, HOWEVER, THAT NOTH-
ING IN THIS SUBDIVISION SHALL BE DEEMED TO REQUIRE A MEMBER OF A BOARD
OF ETHICS TO SUCCESSFULLY COMPLETE SUCH TRAINING COURSE MORE THAN ONCE.
THE COURSE SHALL CONTAIN TRAINING RELATED TO THE PROVISIONS OF THIS
ARTICLE, CODES OF ETHICS, ANNUAL FINANCIAL DISCLOSURE AND DECISIONAL LAW
RELATING TO CONFLICTS OF INTEREST AND ETHICS AND SUCH OTHER TOPICS AS
THE COMPTROLLER DEEMS ADVISABLE. WHEN APPROVED IN ADVANCE OF ATTENDANCE
BY THE GOVERNING BODY OF THE MUNICIPALITY ESTABLISHING THE BOARD OR IN
THE MANNER PROVIDED IN AN AGREEMENT ESTABLISHING A COOPERATIVE BOARD OF
ETHICS, THE ACTUAL AND NECESSARY EXPENSES INCURRED BY A BOARD MEMBER IN
A. 7477 10
SUCCESSFULLY COMPLETING THE TRAINING REQUIRED BY THIS SECTION SHALL BE A
CHARGE AGAINST THE MUNICIPALITY OR THE MUNICIPALITIES PARTICIPATING IN
THE COOPERATIVE BOARD OF ETHICS AS PROVIDED IN SUCH AGREEMENT.
6. THE PROVISIONS OF THIS SECTION SHALL NOT APPLY TO A CITY HAVING A
POPULATION OF ONE MILLION OR MORE OR TO A COUNTY, SCHOOL DISTRICT, OR
OTHER PUBLIC AGENCY OR FACILITY THEREIN.
§ 11. Subdivision 9 of section 810 of the general municipal law, as
amended by chapter 490 of the laws of 2014, is amended to read as
follows:
9. The term "appropriate body" or "appropriate bodies" shall mean the
board of ethics [for the] OF ANY political subdivision OR MUNICIPALITY.
§ 12. Section 13 of chapter 946 of the laws of 1964, amending the
general municipal law and other laws relating to conflicts of interest
of municipal officers and employees, is amended to read as follows:
§ 13. Laws superseded. The provisions of article [eighteen] 18 of the
general municipal law, as added by this act, shall supersede any local
law, charter, ordinance, resolution, rule or regulation of any munici-
pality to the extent that such local law, charter, ordinance, resol-
ution, rule or regulation is inconsistent with the provisions thereof.
No local law, ordinance, resolution, rule or regulation shall modify or
dispense with any provision of article [eighteen] 18 of the general
municipal law, as added by this act; provided, however, that nothing
[herein] contained IN THIS SECTION shall prohibit a code of ethics
adopted pursuant thereto from supplementing the provisions of this act
OR FROM BEING MORE STRINGENT THAN ARTICLE 18 OF THE GENERAL MUNICIPAL
LAW.
§ 13. Notwithstanding any general, special or local law to the contra-
ry, the governing body of any municipality which has prior to the effec-
tive date of this act: (a) established a board of ethics pursuant to
section 808 of the general municipal law; and (b) not established a term
of office for the members of such board; such governing body shall
establish terms of office for the members of such board pursuant to
paragraph (g) of subdivision 1 of section 808 of the general municipal
law as added by section ten of this act to begin on a date no later than
the first day of the municipality's fiscal year commencing in 2018 and
on such date the positions on such board of ethics shall be deemed
vacant, provided that nothing in this section shall be construed to
prohibit the reappointment of an incumbent board member for such term of
office.
§ 14. Notwithstanding any general, special or local law to the contra-
ry, any person serving as a member of a board of ethics established
pursuant to section 808 of the general municipal law on the effective
date of this act shall successfully complete the training course
required by subdivision 5 of section 808 of such law as added by section
ten of this act within one year of the effective date of this act.
§ 15. This act shall take effect on the first of January next succeed-
ing the date on which it shall have become a law; provided, however,
that paragraph (d) of subdivision 1 of section 808 of the general munic-
ipal law, as added by section ten of this act, shall take effect January
1, 2021.