S T A T E O F N E W Y O R K
________________________________________________________________________
9790
I N A S S E M B L Y
February 11, 2020
___________
Introduced by M. of A. ENGLEBRIGHT, GLICK, COLTON, LIFTON, O'DONNELL,
JAFFEE, THIELE, ABINANTI, WILLIAMS, D'URSO, CARROLL, EPSTEIN, LENTOL,
COOK, MAGNARELLI, L. ROSENTHAL, ORTIZ, SIMOTAS, SIMON, STIRPE, MOSLEY,
BLAKE, HYNDMAN, BARRON, GRIFFIN, TAYLOR, DAVILA -- read once and
referred to the Committee on Environmental Conservation
AN ACT to amend the environmental conservation law, in relation to
requiring producers to establish a plan to collect packaging in the
state
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Article 27 of the environmental conservation law is amended
by adding a new title 30 to read as follows:
TITLE 30
PRODUCER PACKAGING PROGRAM
SECTION 27-3001. DEFINITIONS.
27-3003. SALES PROHIBITION.
27-3005. PRODUCER PLAN.
27-3007. PROGRAM RESPONSIBILITIES.
27-3009. DEPARTMENT RESPONSIBILITIES.
27-3011. REPORTING REQUIREMENTS.
27-3013. POSTCONSUMER RECYCLED CONTENT.
27-3015. COLLECTIVE PARTICIPATION.
27-3017. WASTE CHARACTERIZATION.
§ 27-3001. DEFINITIONS.
WHEN USED IN THIS TITLE:
1. "BRAND" MEANS A NAME, SYMBOL, WORD, OR MARK THAT IDENTIFIES A PROD-
UCT, RATHER THAN ITS COMPONENTS, AND ATTRIBUTES THE PRODUCT TO THE OWNER
OF THE BRAND AS THE PRODUCER.
2. "DISPOSABLE FOOD SERVICE CONTAINER" MEANS ALL CONTAINERS, BOWLS,
PLATES, TRAYS, CARTONS, CUPS, LIDS AND OTHER ITEMS THAT ARE DESIGNED OR
GENERALLY RECOGNIZED BY THE PUBLIC AS BEING DESIGNED FOR ONE-TIME USE TO
HOLD, CONTAIN, OR TRANSPORT FOODS, INCLUDING WITHOUT LIMITATION,
CONTAINERS FOR TAKEOUT FOODS AND/OR LEFTOVERS FROM PARTIALLY CONSUMED
MEALS PREPARED BY RETAIL FOOD VENDORS.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD14944-02-0
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3. (A) "PACKAGING" MEANS THE MATERIAL USED FOR THE CONTAINMENT,
PROTECTION, HANDLING, DELIVERY, OR PRESENTATION OF GOODS BY THE PRODUCER
FOR THE USER OR CONSUMER, RANGING FROM RAW MATERIALS TO PROCESSED GOODS
AND WHICH IS CAPABLE OF BEING REMOVED AND DISCARDED WHEN THE PRODUCT IS
PUT IN USE WITHOUT ADVERSE EFFECT ON THE QUALITY OR PERFORMANCE OF THE
PRODUCT. PACKAGING INCLUDES, BUT IS NOT LIMITED TO, ALL OF THE FOLLOW-
ING:
(I) SALES PACKAGING OR PRIMARY PACKAGING INTENDED TO CONSTITUTE A
SALES UNIT TO THE CONSUMER AT POINT OF PURCHASE;
(II) GROUPED PACKAGING OR SECONDARY PACKAGING INTENDED TO BRAND OR
DISPLAY THE PRODUCT;
(III) TRANSPORT PACKAGING OR TERTIARY PACKAGING INTENDED TO PROTECT
THE PRODUCT DURING TRANSPORT; AND
(IV) DISPOSABLE FOOD SERVICE CONTAINERS.
(B) PACKAGING DOES NOT INCLUDE ANY OF THE FOLLOWING:
(I) PACKAGING CONTAINING TOXIC OR HAZARDOUS PRODUCTS REGULATED BY THE
FEDERAL INSECTICIDE, FUNGICIDE, AND RODENTICIDE ACT (7 U.S.C. SECTION
136 ET SEQ.);
(II) PLASTIC PACKAGING CONTAINERS THAT ARE MANUFACTURED FOR USE IN THE
SHIPMENT OF HAZARDOUS MATERIALS AND ARE PROHIBITED FROM BEING MANUFAC-
TURED WITH USED MATERIAL BY FEDERAL PACKAGING MATERIAL SPECIFICATIONS
SET FORTH IN SECTIONS 178.509 AND 178.522 OF TITLE 49 OF THE CODE OF
FEDERAL REGULATIONS;
(III) PACKAGING CONTAINING DRUGS OR MEDICAL DEVICES AS DEFINED IN THE
FEDERAL FOOD, DRUG, AND COSMETIC ACT (21 U.S.C. SECTION 301 ET SEQ.);
(IV) BEVERAGE CONTAINERS SUBJECT TO TITLE TEN OF THIS ARTICLE; AND
(V) REUSABLE PACKAGING.
4. "POSTCONSUMER RECYCLED CONTENT" MEANS THE CONTENT OF A PRODUCT MADE
FROM RECYCLED MATERIALS DERIVED FROM MATERIAL THAT HAS BEEN DISCARDED AS
SOLID WASTE HAVING COMPLETED ITS LIFE CYCLE AS A CONSUMER ITEM.
5. (A) "PRODUCER" MEANS A PERSON WHO:
(I) HAS LEGAL OWNERSHIP OF THE BRAND, BRAND NAME, OR CO-BRAND OF A
PRODUCT TO WHICH PACKAGING IS APPLIED, THAT IS SOLD IN, INTO, OR
DISTRIBUTED FOR USE IN THE STATE;
(II) IF SUBPARAGRAPH (I) OF THIS PARAGRAPH DOES NOT APPLY, IS THE
FIRST IMPORTER OF A PRODUCT INTO THE STATE, TO WHICH PACKAGING HAS BEEN
APPLIED, FOR SALE IN, INTO, OR DISTRIBUTION FOR USE IN THE STATE;
(III) IF SUBPARAGRAPH (II) OF THIS PARAGRAPH DOES NOT APPLY, SELLS AT
RETAIL A PRODUCT, TO WHICH PACKAGING HAS BEEN APPLIED, ACQUIRED FROM AN
IMPORTER THAT IS THE PRODUCER; OR
(IV) ELECTS TO ASSUME THE RESPONSIBILITY AND REGISTER IN LIEU OF A
PRODUCER AS DEFINED UNDER SUBPARAGRAPHS (I) THROUGH (III) OF THIS PARA-
GRAPH.
(B) PRODUCER DOES NOT MEAN A PERSON WHO GENERATES LESS THAN ONE
MILLION DOLLARS IN ANNUAL REVENUES OR LESS THAN ONE TON OF PACKAGING
SUPPLIED WITHIN THE STATE PER YEAR.
(C) RETAILERS THAT ARE NOT PRODUCERS ARE EXEMPT FROM THE REQUIREMENTS
OF THIS TITLE.
6. "SOURCE REDUCTION" MEANS ANY ACTION WHICH CAUSES A NET REDUCTION IN
THE GENERATION OF SOLID WASTE AND INCLUDES, BUT IS NOT LIMITED TO,
REDUCING THE USE OF NONRECYCLABLE MATERIALS, REPLACING DISPOSABLE MATE-
RIALS AND PRODUCTS WITH REUSABLE MATERIALS AND PRODUCTS, REDUCING PACK-
AGING, AND INCREASING THE EFFICIENCY OF THE USE OF MATERIALS. SOURCE
REDUCTION DOES NOT INCLUDE REPLACING A RECYCLABLE MATERIAL WITH A NONRE-
CYCLABLE MATERIAL OR A MATERIAL THAT IS LESS LIKELY TO BE RECYCLED, AND
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DOES NOT INCLUDE A SHIFT FROM A NONPLASTIC MATERIAL THAT CURRENTLY IS
RECYCLABLE TO PLASTIC MATERIAL.
§ 27-3003. SALES PROHIBITION.
1. BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-THREE, A PRODUCER OF
PACKAGING SHALL NOT SELL, OFFER FOR SALE, OR DISTRIBUTE PLASTIC PACKAG-
ING IN THE STATE UNLESS THE PRODUCER IS IMPLEMENTING A PLAN APPROVED BY
THE DEPARTMENT PURSUANT TO PARAGRAPH (A) OF SUBDIVISION ONE OF SECTION
27-3005 OF THIS TITLE.
2. BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-SIX, A PRODUCER OF
PACKAGING SHALL NOT SELL, OFFER FOR SALE, OR DISTRIBUTE PACKAGING OF ANY
MATERIAL TYPE IN THE STATE UNLESS THE PRODUCER IS IMPLEMENTING A PLAN
APPROVED BY THE DEPARTMENT PURSUANT TO PARAGRAPH (B) OF SUBDIVISION ONE
OF SECTION 27-3005 OF THIS TITLE.
§ 27-3005. PRODUCER PLAN.
1. (A) NO LATER THAN JULY FIRST, TWO THOUSAND TWENTY-TWO, A PRODUCER,
EITHER INDIVIDUALLY OR COOPERATIVELY, SHALL SUBMIT TO THE DEPARTMENT FOR
THE DEPARTMENT'S APPROVAL A PLAN FOR THE ESTABLISHMENT OF A PLASTIC
PACKAGING PROGRAM.
(B) NO LATER THAN JULY FIRST, TWO THOUSAND TWENTY-FIVE, A PRODUCER,
EITHER INDIVIDUALLY OR COOPERATIVELY, SHALL SUBMIT TO THE DEPARTMENT FOR
THE DEPARTMENT'S APPROVAL A PLAN FOR THE ESTABLISHMENT OF A PACKAGING
PROGRAM AND/OR A PLAN FOR THE EXPANSION OF AN EXISTING PLASTIC PACKAGING
PROGRAM TO INCLUDE ADDITIONAL PACKAGING MATERIALS.
2. A PLAN SUBMITTED BY THE PRODUCER TO THE DEPARTMENT UNDER THIS
SECTION SHALL:
(A) PROVIDE A LIST OF EACH PARTICIPATING PRODUCER AND BRAND COVERED BY
THE PROGRAM;
(B) PROVIDE INFORMATION ON THE PACKAGING COVERED UNDER THE PROGRAM;
(C) PROVIDE INFORMATION ON THE AMOUNT OF PACKAGING THE PRODUCER SELLS
IN OR INTO THE STATE EACH YEAR, BY TYPE;
(D) DESCRIBE HOW THE PRODUCER WILL ACHIEVE THE COLLECTION OF EIGHTY
PERCENT OF THE PRODUCER'S PACKAGING IN THE STATE, INCLUDING THE METHODS
THAT WILL BE USED FOR COLLECTION;
(E) DESCRIBE THE EXTENT TO WHICH THE PROGRAM WILL UTILIZE EXISTING
MUNICIPAL PROGRAMS AND INFRASTRUCTURE;
(F) DESCRIBE THE EXTENT TO WHICH THE PROGRAM WILL BE CONSISTENT WITH
THE STATE SOLID WASTE MANAGEMENT POLICY IDENTIFIED UNDER SECTION 27-0106
OF THIS ARTICLE AND LOCAL SOLID WASTE MANAGEMENT PLANS;
(G) DESCRIBE THE EXTENT TO WHICH THE PROGRAM WILL ACHIEVE THE SOURCE
REDUCTION OF THE PRODUCER'S PACKAGING, INCLUDING BUT NOT LIMITED TO
REDUCING THE AMOUNT OF MATERIAL USED AND DESIGNING FOR REUSE;
(H) DESCRIBE THE ANTICIPATED COSTS TO THE PRODUCER OF IMPLEMENTING THE
PROGRAM AND ANY ANTICIPATED SAVINGS;
(I) DESCRIBE IN DETAIL EDUCATION AND OUTREACH EFFORTS THAT WILL BE
IMPLEMENTED TO INFORM CONSUMERS ABOUT THE PROGRAM AND HOW TO PARTIC-
IPATE; AND
(J) PROVIDE ANY OTHER INFORMATION THE DEPARTMENT MAY REQUIRE.
3. THE PRODUCER SHALL UPDATE THE PLAN WHEN THERE ARE CHANGES PROPOSED
TO THE CURRENT PROGRAM. A NEW PLAN OR AMENDMENT SHALL BE REQUIRED TO BE
SUBMITTED TO THE DEPARTMENT FOR APPROVAL WHEN:
(A) THERE IS AN ADDITION TO THE PACKAGING COVERED UNDER THE PROGRAM;
(B) THERE IS A MATERIAL CHANGE TO THE PROGRAM; OR
(C) EVERY FOUR YEARS FROM THE DATE OF APPROVAL OF A PREVIOUS PLAN.
§ 27-3007. PROGRAM RESPONSIBILITIES.
1. A PACKAGING PROGRAM SHALL:
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(A) ACHIEVE THE COLLECTION OF AT LEAST EIGHTY PERCENT OF THE PRODUC-
ER'S PACKAGING:
(I) IN EACH PLANNING UNIT, AS DEFINED IN SECTION 27-0107 OF THIS ARTI-
CLE; AND
(II) IN EACH MUNICIPALITY THAT IS NOT PART OF A PLANNING UNIT;
(B) PROVIDE WIDESPREAD, CONVENIENT, AND EQUITABLE ACCESS TO COLLECTION
OPPORTUNITIES FOR THE PRODUCER'S PACKAGING IN THE STATE, INCLUDING THE
COLLECTION OF PACKAGING FROM RESIDENTIAL PREMISES. COLLECTION OPTIONS
MAY INCLUDE, BUT ARE NOT LIMITED TO:
(I) COLLECTION FACILITIES AND SERVICES PROVIDED BY THE PRODUCER; AND
(II) COLLECTION SERVICES PROVIDED BY EXISTING MUNICIPAL PROGRAMS,
PROVIDED THAT IF MUNICIPALITIES AGREE TO PARTICIPATE IN THE PRODUCER'S
PROGRAM, THE PROGRAM SHALL PROVIDE FOR PAYMENTS TO MUNICIPALITIES TO BE
DETERMINED IN A MANNER THAT RESULTS IN THE TOTAL AMOUNT PAID TO ALL
MUNICIPALITIES UNDER THE PROGRAM BEING EQUAL TO THE TOTAL NET COSTS
INCURRED BY MUNICIPALITIES AS A RESULT OF THE PROGRAM;
(C) SOURCE REDUCE THE PRODUCER'S PACKAGING TO THE MAXIMUM EXTENT
FEASIBLE; AND
(D) PROVIDE EFFECTIVE EDUCATION AND OUTREACH EFFORTS TO INFORM CONSUM-
ERS ABOUT THE PROGRAM, INCLUDING A WEBSITE AND A TOLL-FREE TELEPHONE
NUMBER, WHICH SHALL INCLUDE, AT A MINIMUM, INFORMATION ON HOW CONSUMERS
MAY ACCESS AND USE COLLECTION SERVICES.
2. A PRODUCER SHALL MAINTAIN RECORDS DEMONSTRATING COMPLIANCE WITH THE
PROVISIONS OF THIS TITLE AND MAKE THEM AVAILABLE FOR AUDIT AND
INSPECTION BY THE DEPARTMENT FOR A PERIOD OF THREE YEARS. THE DEPART-
MENT SHALL MAKE SUCH RECORDS AVAILABLE TO THE PUBLIC UPON REQUEST IN
ACCORDANCE WITH THE PROVISIONS OF THE STATE FREEDOM OF INFORMATION LAW
AND THE REGULATIONS PROMULGATED THEREUNDER. RECORD HOLDERS SHALL SUBMIT
THE RECORDS REQUIRED TO COMPLY WITH THE REQUEST WITHIN SIXTY WORKING
DAYS OF WRITTEN NOTIFICATION BY THE DEPARTMENT OF RECEIPT OF THE
REQUEST.
3. A PRODUCER SHALL BE RESPONSIBLE FOR ALL COSTS ASSOCIATED WITH THE
IMPLEMENTATION OF THE PACKAGING PROGRAM AND SHALL NOT IMPOSE A FEE ON
CONSUMERS FOR THE COLLECTION OF PACKAGING. A PRODUCER SHALL PAY COSTS
INCURRED BY THE STATE IN THE ADMINISTRATION AND ENFORCEMENT OF THIS
TITLE. EXCLUSIVE OF FINES AND PENALTIES, THE STATE SHALL ONLY RECOVER
ITS ACTUAL COST OF ADMINISTRATION AND ENFORCEMENT. A PRODUCER SHALL ALSO
REIMBURSE PLANNING UNITS AND MUNICIPALITIES FOR THE COST OF THE WASTE
CHARACTERIZATION STUDY REQUIREMENT PURSUANT TO SECTION 27-3017 OF THIS
TITLE.
§ 27-3009. DEPARTMENT RESPONSIBILITIES.
1. THE DEPARTMENT SHALL PROMULGATE ALL RULES AND REGULATIONS NECESSARY
FOR THE IMPLEMENTATION OF THIS TITLE.
2. THE DEPARTMENT SHALL (A) MAINTAIN A LIST OF PRODUCERS WHO ARE
IMPLEMENTING OR PARTICIPATING IN A PLAN PURSUANT TO SECTION 27-3005 OF
THIS TITLE, (B) MAINTAIN A LIST OF EACH SUCH PRODUCER'S BRANDS, AND (C)
POST SUCH LISTS ON THE DEPARTMENT'S WEBSITE.
§ 27-3011. REPORTING REQUIREMENTS.
1. BEGINNING MARCH FIRST, TWO THOUSAND TWENTY-FOUR, FOR THE PREVIOUS
CALENDAR YEAR AND ANNUALLY THEREAFTER, A PRODUCER THAT SELLS, OFFERS FOR
SALE, OR DISTRIBUTES PACKAGING IN THIS STATE AND IS IMPLEMENTING A PACK-
AGING PROGRAM PURSUANT TO THIS TITLE SHALL SUBMIT A REPORT TO THE
DEPARTMENT ON A FORM PRESCRIBED BY THE DEPARTMENT THAT INCLUDES THE
FOLLOWING:
(A) THE AMOUNT OF PACKAGING COLLECTED FOR DISPOSING, RECYCLING OR
REUSE IN THIS STATE DURING THE PRECEDING CALENDAR YEAR AND THE METHODS
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USED TO ACCEPT SUCH PACKAGING AND THE APPROXIMATE WEIGHT AND VOLUME OF
THE PACKAGING ACCEPTED BY EACH METHOD USED TO THE EXTENT KNOWN;
(B) INFORMATION DETAILING THE COSTS OF COLLECTION TO THE PRODUCER;
(C) INFORMATION DETAILING THE COLLECTION METHODS MADE AVAILABLE TO
CONSUMERS;
(D) A DESCRIPTION OF THE PUBLIC EDUCATION AND OUTREACH CONDUCTED BY
THE PRODUCER AND SAMPLES OF ANY MATERIALS, THE NUMBER OF VISITS TO THE
WEBSITE AND CALLS TO THE TOLL-FREE TELEPHONE NUMBER PROVIDED BY THE
PRODUCER AS REQUIRED BY SECTION 27-3007 OF THIS TITLE;
(E) ANY OTHER INFORMATION AS REQUIRED BY THE DEPARTMENT; AND
(F) A SIGNATURE BY AN OFFICER, DIRECTOR, OR OTHER INDIVIDUAL AFFIRMING
THE ACCURACY OF THE REPORT.
2. THE DEPARTMENT SHALL SUBMIT A REPORT REGARDING THE IMPLEMENTATION
OF THIS TITLE IN THE STATE TO THE GOVERNOR AND LEGISLATURE BY APRIL
FIRST, TWO THOUSAND TWENTY-FOUR AND EVERY TWO YEARS THEREAFTER. THE
REPORT SHALL INCLUDE, AT A MINIMUM, AN EVALUATION OF:
(A) THE PACKAGING STREAM IN THE STATE;
(B) DISPOSAL, RECYCLING AND REUSE RATES IN THE STATE FOR PACKAGING;
(C) A DISCUSSION OF COMPLIANCE AND ENFORCEMENT RELATED TO THE REQUIRE-
MENTS OF THIS TITLE; AND
(D) RECOMMENDATIONS FOR ANY CHANGES TO THIS TITLE.
§ 27-3013. POSTCONSUMER RECYCLED CONTENT.
BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-FIVE, ONLY PACKAGING
CONTAINING AT LEAST TWENTY-FIVE PERCENT POSTCONSUMER RECYCLED CONTENT
MAY BE SOLD, OFFERED FOR SALE, OR DISTRIBUTED IN THE STATE.
§ 27-3015. COLLECTIVE PARTICIPATION.
A PRODUCER MAY SATISFY THE REQUIREMENTS OF THIS TITLE BY AGREEING TO
PARTICIPATE IN A COLLECTIVE PACKAGING PROGRAM WITH ANY OTHER PRODUCER OR
PRODUCERS. ANY SUCH COLLECTIVE PACKAGING PROGRAM SHALL MEET THE SAME
REQUIREMENTS AS AN INDIVIDUAL PRODUCER. ANY COLLECTIVE PACKAGING PROGRAM
SHALL INCLUDE A LIST OF PRODUCERS THAT ARE PARTICIPATING IN SUCH PROGRAM
ALONG WITH OTHER IDENTIFYING INFORMATION AS MAY BE REQUIRED BY THE
DEPARTMENT.
§ 27-3017. WASTE CHARACTERIZATION.
NO LATER THAN DECEMBER THIRTY-FIRST, TWO THOUSAND TWENTY-ONE, EACH
PLANNING UNIT, AS DEFINED IN SECTION 27-0107 OF THIS ARTICLE, AND EACH
MUNICIPALITY THAT IS NOT PART OF A PLANNING UNIT, SHALL SUBMIT TO THE
DEPARTMENT A STUDY OF THE PLANNING UNIT'S WASTE STREAMS FOR THE PURPOSE
OF DETERMINING THE COMPOSITION OF THE WASTE STREAM CHARACTERIZED BY TYPE
OF MATERIAL.
§ 2. This act shall take effect immediately.