S T A T E O F N E W Y O R K
________________________________________________________________________
8501
I N S E N A T E
June 6, 2020
___________
Introduced by Sen. SAVINO -- read twice and ordered printed, and when
printed to be committed to the Committee on Rules
AN ACT to amend the retirement and social security law and the adminis-
trative code of the city of New York, in relation to allowing for the
electronic submission of a notice that a member of a retirement system
participated in World Trade Center rescue, recovery or cleanup oper-
ations for a qualifying period
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Subparagraph (a) of paragraph 36 of section 2 of the
retirement and social security law, as amended by chapter 266 of the
laws of 2018, is amended to read as follows:
(a) "Qualifying World Trade Center condition" shall mean a qualifying
condition or impairment of health resulting in disability to a member
who participated in World Trade Center rescue, recovery or cleanup oper-
ations for a qualifying period, as those terms are defined below,
provided the following conditions have been met: (i) such member, or
eligible beneficiary in the case of the member's death, must have EITHER
filed a written and sworn statement with the member's retirement system
on a form provided by such system, OR ELECTRONICALLY SUBMITTED A STATE-
MENT THROUGH A SECURE ONLINE PORTAL MAINTAINED BY THE MEMBER'S RETIRE-
MENT SYSTEM THAT HAS DULY VALIDATED THE MEMBER'S IDENTITY, indicating
the underlying dates and locations of employment not later than Septem-
ber eleventh, two thousand twenty-two, and (ii) such member has either
successfully passed a physical examination for entry into public
service, or authorized release of all relevant medical records, if the
member did not undergo a physical examination for entry into public
service; and (iii) there is no evidence of the qualifying condition or
impairment of health that formed the basis for the disability in such
physical examination for entry into public service or in the relevant
medical records, prior to September eleventh, two thousand one except
for such member, or eligible beneficiary in the case of the member's
death, of a local retirement system of a city with a population of one
million or more that is covered by section 13-551 of the administrative
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD16631-01-0
S. 8501 2
code of the city of New York, or by section twenty-five hundred seven-
ty-five of the education law and for such member who separated from
service with vested rights, or eligible beneficiary of such member who
separated from service with vested rights in the case of the member's
death, of a local retirement system of a city with a population of one
million or more who are covered by sections 13-168, 13-252.1 or 13-353.1
of the administrative code of the city of New York or sections five
hundred seven-c, six hundred five-b, six hundred five-c, or six hundred
seven-b of this chapter. The deadline for filing a written and sworn
statement required by subparagraph (i) of this paragraph shall be
September eleventh, two thousand twenty-two for such member, or eligible
beneficiary in the case of the member's death, of a local retirement
system of a city with a population of one million or more that is
covered by section 13-551 of the administrative code of the city of New
York, or by section twenty-five hundred seventy-five of the education
law and for such member who separated from service with vested rights,
or eligible beneficiary of such member who separated from service with
vested rights in the case of the member's death, of a local retirement
system of a city with a population of one million or more who are
covered by sections 13-168, 13-252.1 or 13-353.1 of the administrative
code of the city of New York and sections five hundred seven-c, six
hundred five-b, six hundred five-c, or six hundred seven-b of this chap-
ter. Every retirement system shall keep a copy of every written and
sworn statement that is presented for filing not later than September
eleventh, two thousand twenty-two, including those that are rejected for
filing as untimely.
§ 2. Subparagraph (e) of paragraph 1 and clause (i) of subparagraph
(b) of paragraph 2 of subdivision h of section 363-bb of the retirement
and social security law, as amended by chapter 495 of the laws of 2007,
are amended to read as follows:
(e) In order to be eligible for consideration for such presumption,
such member must file EITHER a written and sworn statement with the
member's retirement system on a form provided by such system, OR ELEC-
TRONICALLY SUBMIT A STATEMENT THROUGH A SECURE ONLINE PORTAL MAINTAINED
BY THE MEMBER'S RETIREMENT SYSTEM THAT HAS DULY VALIDATED THE MEMBER'S
IDENTITY, indicating the dates and locations of employment. Such state-
ment must be filed not later than four years following the effective
date of chapter one hundred four of the laws of two thousand five.
(i) the member files EITHER a written and sworn statement with the
member's retirement system on a form provided by such system, OR ELEC-
TRONICALLY SUBMITS A STATEMENT THROUGH A SECURE ONLINE PORTAL MAINTAINED
BY THE MEMBER'S RETIREMENT SYSTEM THAT HAS DULY VALIDATED THE MEMBER'S
IDENTITY, indicating the dates and locations of employment within four
years following the effective date of chapter one hundred four of the
laws of two thousand five; and
§ 3. Clause (i) of subparagraph (b) of paragraph 2 of subdivision h of
section 605 of the retirement and social security law, as amended by
chapter 489 of the laws of 2008, is amended to read as follows:
(i) the member files EITHER a written and sworn statement with the
member's retirement system on a form provided by such system, OR ELEC-
TRONICALLY SUBMITS A STATEMENT THROUGH A SECURE ONLINE PORTAL MAINTAINED
BY THE MEMBER'S RETIREMENT SYSTEM THAT HAS DULY VALIDATED THE MEMBER'S
IDENTITY, indicating the dates and locations of employment within four
years following the effective date of chapter one hundred four of the
laws of two thousand five; and
S. 8501 3
§ 4. Paragraph a of section 13-168 of the administrative code of the
city of New York, as amended by chapter 489 of the laws of 2008, is
amended to read as follows:
a. Medical examination of a member in city-service for accident disa-
bility and investigation of all statements and certifications by him or
her or on his OR HER behalf in connection therewith shall be made upon
the application of the head of the agency in which the member is
employed, or upon the application of a member or of a person acting in
his or her behalf, EITHER IN WRITING OR ELECTRONICALLY SUBMITTED THROUGH
A SECURE ONLINE PORTAL MAINTAINED BY THE MEMBER'S RETIREMENT SYSTEM THAT
HAS DULY VALIDATED THE MEMBER'S IDENTITY, stating that such member is
physically or mentally incapacitated for the performance of city-ser-
vice, as a natural and proximate result of such city-service, and certi-
fying the time, place and conditions of such city-service performed by
such member resulting in such alleged disability and that such alleged
disability was not the result of wilful negligence on the part of such
member and that such member should, therefore, be retired. Such appli-
cation shall be filed within two years from the happening of such acci-
dent, except, however, that such requirement as to time of filing shall
not apply to any such application which (1) is filed by or with respect
to a member who is a member of the uniformed force of the department of
sanitation (as such force is defined in subdivision a of section 13-154
of this chapter) and is based on an accident occurring wholly on or
after July first, nineteen hundred sixty-three, or (2) if filed by a
vested member incapacitated as a result of a qualifying World trade
Center condition as defined in section two of the retirement and social
security law. If such medical examination and investigation shows that
any member, by whom or with respect to whom an application is filed
under this section, is physically or mentally incapacitated for the
performance of city-service as a natural and proximate result of an
accidental injury received in such city-service while a member, and that
such disability was not the result of wilful negligence on the part of
such member and that such member should be retired, the medical board
shall so certify to the board stating the time, place and conditions of
such city-service performed by such member resulting in such disability.
The board shall review such certification with respect to any issues
other than the existence or non-existence of physical or mental incapac-
itation and shall determine the member's eligibility with respect to any
such issues. Upon such certification by the medical board of the
member's physical or mental incapacitation and a determination by the
board finding the member otherwise eligible, such member shall be
retired for accident disability effective the date the application is
filed or the date immediately following the last date the member was on
the payroll, whichever is later.
§ 5. This act shall take effect immediately.
FISCAL NOTE.-- Pursuant to Legislative Law, Section 50:
SUMMARY OF BILL: This proposed legislation, as it relates to the New
York City Retirement Systems and Pension Funds (NYCRS), would, among
other things, amend provisions of the of the Retirement and Social Secu-
rity Law (RSSL) and the Administrative Code of the City of New York to
permit certain NYCRS members to file a World Trade Center (WTC) Notice
of Participation electronically. The electronic filing would provide an
alternative mechanism to the current written and sworn Notice of Partic-
ipation filing.
EFFECTIVE DATE: Upon enactment.
S. 8501 4
BACKGROUND: Currently, in order to eligible for WTC benefits, members
must file a written and sworn WTC Notice of Participation statement with
their respective retirement system on a form provided by such system
within the permitted time deadline.
The proposed legislation would allow a member to electronically submit
a WTC Notice of Participation through a secure online portal maintained
by the member's retirement system that has duly validated the member's
identity.
IMPACT ON BENEFITS: If enacted, this proposed legislation, to the
extent an electronic filing would not enable a Notice of Participation
to be submitted timely when a written sworn statement would be untimely,
would have no impact on benefits paid to members.
FINANCIAL IMPACT - ANNUAL EMPLOYER CONTRIBUTIONS: The Employer
Contribution for a fiscal year includes the amount of administrative
expenses paid during the second prior fiscal year adjusted with interest
to the current date. If enacted, this proposed legislation would
increase the amount of administrative expenses initially due to the cost
of setting up electronic submission capabilities but could potentially
have long term savings and therefore, the impact on annual Employer
Contribution will depend on the actual change in administrative
expenses. The actual increase or decrease in the Employer Contribution,
is expected to be de minimis.
ACTUARIAL ASSUMPTIONS AND METHODS: The interest rate for adjusting the
administrative expenses from the date paid out of NYCRS to the date the
Employer Contribution is received is 7%.
RISK AND UNCERTAINTY: The costs presented in this Fiscal Note depend
highly on the realization of the actuarial assumptions used, as well as
certain demographic characteristics of NYCRS and other exogenous factors
such as investment, contribution, and other risks. If actual experience
deviates from actuarial assumptions, the actual costs could differ from
those presented herein. Costs are also dependent on the actuarial meth-
ods used, and therefore different actuarial methods could produce
different results. Quantifying these risks is beyond the scope of this
Fiscal Note.
STATEMENT OF ACTUARIAL OPINION: I, Sherry S. Chan, am the Chief Actu-
ary for, and independent of, the New York City Retirement Systems and
Pension Funds. I am a Fellow of the Society of Actuaries, an Enrolled
Actuary under the Employee Retirement Income and Security Act of 1974, a
Member of the American Academy of Actuaries, and a Fellow of the Confer-
ence of Consulting Actuaries. I meet the Qualification Standards of the
American Academy of Actuaries to render the actuarial opinion contained
herein. To the best of my knowledge, the results contained herein have
been prepared in accordance with generally accepted actuarial principles
and procedures and with the Actuarial Standards of Practice issued by
the Actuarial Standards Board.
FISCAL NOTE IDENTIFICATION: This Fiscal Note 2020-49 dated June 3,
2020 was prepared by the Chief Actuary for the five New York City
Retirement Systems and Pension Funds. This estimate is intended for use
only during the 2020 Legislative Session.