S T A T E O F N E W Y O R K
________________________________________________________________________
6334
2021-2022 Regular Sessions
I N A S S E M B L Y
March 16, 2021
___________
Introduced by M. of A. ROZIC -- read once and referred to the Committee
on Health
AN ACT to amend the public health law and the insurance law, in relation
to providing information to patients and the public on policy-based
exclusions
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Legislative findings. The legislature finds that since 2003
more than 40 community hospitals in New York state have closed.
The legislature additionally finds that as a result of hospital
consolidation, large health care systems now control more than 70
percent of acute hospital beds in the state and that these systems some-
times remove categories of care from local hospitals, leaving patients
in regions of the state without access to particular types of care,
including some types of emergency care.
The legislature further finds that patients do not have the ability to
determine whether the hospital, or hospitals, in their area provides the
care they seek, because information about how hospitals' restrictions
impact options for care is too difficult to obtain.
The legislature also finds that denials of care can lead to serious
adverse health impacts that jeopardize individuals' lives and wellbeing
and that New York needs to understand health care gaps and their impact
statewide.
Finally, the legislature finds that some denials of care violate state
and federal law.
§ 2. Section 2803 of the public health law is amended by adding a new
subdivision 13 to read as follows:
13. (A) THE COMMISSIONER OR HIS OR HER DESIGNEE SHALL COLLECT FROM
EACH GENERAL HOSPITAL A LIST OF ITS POLICY-BASED EXCLUSIONS ON AN ANNUAL
BASIS.
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD09581-01-1
A. 6334 2
(B) THE COMMISSIONER OR HIS OR HER DESIGNEE SHALL PUBLISH ON THE
DEPARTMENT'S WEBSITE A CURRENT LIST OF ALL OF THE GENERAL HOSPITALS WITH
POLICY-BASED EXCLUSIONS AND THE POLICY-BASED EXCLUSIONS FOR EACH GENERAL
HOSPITAL NOT LATER THAN SIX MONTHS AFTER THE EFFECTIVE DATE OF THIS
SUBDIVISION. THE COMMISSIONER OR HIS OR HER DESIGNEE SHALL UPDATE THIS
LIST ON AN ANNUAL BASIS. THE COMMISSIONER, IN CONSULTATION WITH EXPERTS
IN HEALTH CARE ACCESS, PATIENT ADVOCACY, TYPES OF HEALTH CARE THAT ARE
FREQUENTLY INACCESSIBLE, AND HOSPITAL ADMINISTRATION SHALL PROMULGATE
RULES AND REGULATIONS CREATING STANDARDIZED LANGUAGE FOR THIS LIST TO
ENSURE THAT IT IS READILY UNDERSTANDABLE TO PATIENTS, PROSPECTIVE
PATIENTS, AND MEMBERS OF THE PUBLIC.
(C) WITHIN ONE YEAR OF THE EFFECTIVE DATE OF THIS SUBDIVISION AND
EVERY FOUR YEARS THEREAFTER, THE COMMISSIONER SHALL SUBMIT A REPORT TO
THE TEMPORARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEMBLY
REGARDING POLICY-BASED EXCLUSIONS IN THE STATE AND THE IMPACT OF SUCH
POLICY-BASED EXCLUSIONS ON PATIENTS' ABILITY TO ACCESS QUALITY, COMPRE-
HENSIVE, AFFORDABLE CARE NEAR THEIR RESIDENCES AND WHETHER AND HOW
ACCESS TO CARE VARIES BY COMMUNITY, AS WELL AS BY RACE, ETHNICITY, AND
SOCIOECONOMIC STATUS, ACROSS THE STATE. THE REPORT SHALL BE MADE PUBLIC-
LY AVAILABLE ON THE DEPARTMENT'S WEBSITE.
(D) THE COMMISSIONER OR HIS OR HER DESIGNEE SHALL EVALUATE AND ENSURE
COMMUNITY AWARENESS OF POLICY-BASED EXCLUSIONS AND THE WEBSITE REQUIRED
PURSUANT TO PARAGRAPH (B) OF THIS SUBDIVISION.
(E) FOR THE PURPOSES OF THIS SUBDIVISION, "POLICY-BASED EXCLUSIONS"
SHALL MEAN NON-CLINICAL CRITERIA, RULES, OR POLICIES, WHETHER WRITTEN OR
UNWRITTEN, THAT RESTRICT MEDICAL PERSONNEL AT THAT GENERAL HOSPITAL FROM
PROVIDING TYPES OF CARE THAT THE MEDICAL PERSONNEL ARE LICENSED TO
PROVIDE AND THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE OR THAT
RESTRICT THE PROVISION OF CARE TO CATEGORIES OF PATIENTS ON THE BASIS OF
ANY CHARACTERISTIC PROTECTED UNDER SECTION TWO HUNDRED NINETY-SIX OF THE
EXECUTIVE LAW THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE. "POLI-
CY-BASED EXCLUSIONS" SHALL INCLUDE, BUT NOT BE LIMITED TO, OBJECTIONS
UNDER SECTION TWENTY-NINE HUNDRED NINETY-FOUR-N OR TWENTY-NINE HUNDRED
EIGHTY-FOUR OF THIS CHAPTER AND 10 NYCCRR § 405.9(B)(10). "POLICY-BASED
EXCLUSIONS" SHALL NOT INCLUDE RESTRICTIONS BASED ON LACK OF EQUIPMENT,
AVAILABLE BED SPACE IN THE FACILITY, OR INSURANCE DENIAL.
(F) THE COMMISSIONER MAY PROMULGATE ADDITIONAL RULES AND REGULATIONS
AS MAY BE NECESSARY AND PROPER TO CARRY OUT EFFECTIVELY THE PROVISIONS
OF THIS SUBDIVISION.
§ 3. Subdivision 1 of section 2803 of the public health law is amended
by adding a new paragraph (m) to read as follows:
(M) THE STATEMENT REGARDING PATIENT RIGHTS AND RESPONSIBILITIES,
REQUIRED PURSUANT TO PARAGRAPH (G) OF THIS SUBDIVISION, SHALL INCLUDE A
LINK TO THE SECTION OF THE DEPARTMENT'S WEBSITE REQUIRED IN PARAGRAPH
(B) OF SUBDIVISION TWELVE OF THIS SECTION. EACH GENERAL HOSPITAL'S
WEBSITE SHALL PROMINENTLY LINK TO THE DEPARTMENT'S WEBSITE REQUIRED IN
PARAGRAPH (B) OF SUBDIVISION TWELVE OF THIS SECTION. THE COMMISSIONER
MAY PROMULGATE RULES AND REGULATIONS AS MAY BE NECESSARY AND PROPER TO
CARRY OUT EFFECTIVELY THE PROVISIONS OF THIS PARAGRAPH.
§ 4. Subsection (a) of section 3217-a of the insurance law is amended
by adding a new paragraph 22 to read as follows:
(22)(A) AN EXPLANATION OF POLICY-BASED EXCLUSIONS AND THE FACT THAT
SOME GENERAL HOSPITALS MAY HAVE POLICY-BASED EXCLUSIONS, ALONG WITH A
LINK TO THE WEBSITE REQUIRED PURSUANT TO SUBDIVISION TWELVE OF SECTION
TWENTY-EIGHT HUNDRED THREE OF THE PUBLIC HEALTH LAW.
A. 6334 3
(B) FOR THE PURPOSES OF THIS PARAGRAPH, "POLICY-BASED EXCLUSIONS"
SHALL MEAN NON-CLINICAL CRITERIA, RULES, OR POLICIES, WHETHER WRITTEN OR
UNWRITTEN, THAT RESTRICT MEDICAL PERSONNEL AT THAT GENERAL HOSPITAL FROM
PROVIDING TYPES OF CARE THAT THE MEDICAL PERSONNEL ARE LICENSED TO
PROVIDE AND THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE OR THAT
RESTRICT THE PROVISION OF CARE TO CATEGORIES OF PATIENTS ON THE BASIS OF
ANY CHARACTERISTIC PROTECTED UNDER SECTION TWO HUNDRED NINETY-SIX OF THE
EXECUTIVE LAW THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE. "POLI-
CY-BASED EXCLUSIONS" SHALL INCLUDE, BUT NOT BE LIMITED TO, OBJECTIONS
UNDER SECTION TWENTY-NINE HUNDRED NINETY-FOUR-N OR TWENTY-NINE HUNDRED
EIGHTY-FOUR OF THE PUBLIC HEALTH LAW AND 10 NYCCRR § 405.9(B)(10).
"POLICY-BASED EXCLUSIONS" SHALL NOT INCLUDE RESTRICTIONS BASED ON LACK
OF EQUIPMENT, AVAILABLE BED SPACE IN THE FACILITY, OR INSURANCE DENIAL.
§ 5. Subsection (a) of section 4324 of the insurance law is amended by
adding a new paragraph 23 to read as follows:
(23)(A) AN EXPLANATION OF POLICY-BASED EXCLUSIONS AND THE FACT THAT
SOME GENERAL HOSPITALS MAY HAVE POLICY-BASED EXCLUSIONS, ALONG WITH A
LINK TO THE WEBSITE REQUIRED PURSUANT TO SUBDIVISION TWELVE OF SECTION
TWENTY-EIGHT HUNDRED THREE OF THE PUBLIC HEALTH LAW.
(B) FOR THE PURPOSES OF THIS PARAGRAPH, "POLICY-BASED EXCLUSIONS"
SHALL MEAN NON-CLINICAL CRITERIA, RULES, OR POLICIES, WHETHER WRITTEN OR
UNWRITTEN, THAT RESTRICT MEDICAL PERSONNEL AT THAT GENERAL HOSPITAL FROM
PROVIDING TYPES OF CARE THAT THE MEDICAL PERSONNEL ARE LICENSED TO
PROVIDE AND THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE OR THAT
RESTRICT THE PROVISION OF CARE TO CATEGORIES OF PATIENTS ON THE BASIS OF
ANY CHARACTERISTIC PROTECTED UNDER SECTION TWO HUNDRED NINETY-SIX OF THE
EXECUTIVE LAW THAT THE GENERAL HOSPITAL IS LICENSED TO PROVIDE. "POLI-
CY-BASED EXCLUSIONS" SHALL INCLUDE, BUT NOT BE LIMITED TO, OBJECTIONS
UNDER SECTION TWENTY-NINE HUNDRED NINETY-FOUR-N OR TWENTY-NINE HUNDRED
EIGHTY-FOUR OF THE PUBLIC HEALTH LAW AND 10 NYCCRR § 405.9(B)(10).
"POLICY-BASED EXCLUSIONS" SHALL NOT INCLUDE RESTRICTIONS BASED ON LACK
OF EQUIPMENT, AVAILABLE BED SPACE IN THE FACILITY, OR INSURANCE DENIAL.
§ 6. Nothing in this act shall be construed to permit or authorize
denials of care or discrimination in the provision of health care or
health insurance. Compliance with this act does not reduce or limit any
liability for general hospitals in connection with policy-based exclu-
sions, including violations of state or federal law.
§ 7. Severability clause. If any clause, sentence, paragraph, subdivi-
sion, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein.
§ 8. This act shall take effect six months after it shall have become
a law. Effective immediately, the addition, amendment and/or repeal of
any rule or regulation necessary for the implementation of this act on
its effective date are authorized to be made and completed on or before
such effective date.