S T A T E O F N E W Y O R K
________________________________________________________________________
6780
2021-2022 Regular Sessions
I N A S S E M B L Y
April 8, 2021
___________
Introduced by M. of A. BARCLAY, BLANKENBUSH, J. M. GIGLIO, GOODELL,
HAWLEY, McDONOUGH, MONTESANO, RA, FRIEND, B. MILLER, WALSH, BRABENEC,
ASHBY, SMITH, MIKULIN, NORRIS, TAGUE, MORINELLO, MANKTELOW, SALKA,
BYRNES, WALCZYK, SIMPSON, LAWLER, LEMONDES, DeSTEFANO, M. MILLER --
Multi-Sponsored by -- M. of A. BROWN, FITZPATRICK -- read once and
referred to the Committee on Ways and Means
AN ACT to amend the state finance law, in relation to establishing the
lump sum allocation advisory committee (Part A); to amend the state
finance law, in relation to requiring transparency, identification and
disclosure of certain appropriations (Part B); to amend the executive
law, in relation to withholding the salaries of the governor, agency
commissioners and deputy commissioners for failing to meet certain
reporting deadlines (Part C); to amend the tax law, in relation to
creating a tax rate reduction board to look at personal income tax and
corporate franchise tax rates (Part D); to amend the economic develop-
ment law, in relation to conducting an audit of all state economic
development programs (Part E); to amend the public officers law and
the election law, in relation to prohibiting certain political
contributions by individuals appointed to entities that oversee lump
sum appropriations (Part F); and to amend the public authorities law,
in relation to prohibiting certain third party contracts (Part G)
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. Legislative findings and intent. It is the duty of the
state government to be responsible, open and transparent about how it
spends the taxpayer's hard earned money. With billions of dollars of
lump sum appropriations included in the state budget that include no
details on who receives the money, or even which elected official has
control over the appropriation, and with continued delays in releasing
reports by state agencies on the effectiveness of related programs, the
government has failed to live up to its responsibility. Often times,
EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
[ ] is old law to be omitted.
LBD02967-01-1
A. 6780 2
this failure goes even deeper, as individuals and entities have
personally benefited from the lack of accountability and transparency.
Therefore, the legislature finds it necessary to create a lump sum allo-
cation advisory committee, require greater transparency related to lump
sum appropriations, implement penalties for certain state agencies and
entities that fail to release timely reports, prohibit certain political
contributions by appointees and conduct studies on how to simplify the
current tax system and economic development environment to ensure the
current system that creates winners and losers is changed. By implement-
ing these policies, the state government can begin to repair the
complete breakdown of trust over how it allocates taxpayer money.
§ 2. This act enacts into law major components of legislation provid-
ing for the creation of a lump sum allocation advisory committee,
requiring greater transparency related to lump sum appropriations,
implementing penalties for certain state agencies and entities that fail
to release timely reports, prohibiting certain political contributions
by appointees and conducting studies on how to simplify the current tax
system and economic development environment to ensure the current system
that creates winners and losers is changed. Each component is wholly
contained within a Part identified as Parts A through G. The effective
date for each particular provision contained within such Part is set
forth in the last section of such Part. Any provision in any section
contained within a Part, including the effective date of the Part, which
makes reference to a section "of this act", when used in connection with
that particular component, shall be deemed to mean and refer to the
corresponding section of the Part in which it is found. Section four of
this act sets forth the general effective date of this act.
PART A
Section 1. The state finance law is amended by adding a new section
49-a to read as follows:
§ 49-A. LUMP SUM ALLOCATION ADVISORY COMMITTEE. 1. DEFINITIONS. AS
USED IN THIS SECTION, THE FOLLOWING TERMS SHALL HAVE THE FOLLOWING MEAN-
INGS:
(A) "COMMITTEE" SHALL MEAN THE LUMP SUM ALLOCATION ADVISORY COMMITTEE
AS ESTABLISHED BY SUBDIVISION TWO OF THIS SECTION;
(B) "LUMP SUM APPROPRIATION" SHALL MEAN AN ITEM OF APPROPRIATION WITH
A SINGLE RELATED OBJECT OR PURPOSE, THE PURPOSE OF WHICH IS TO FUND ONE
OR MORE GRANTEES BY A MEANS OTHER THAN A STATUTORILY PRESCRIBED FORMULA
OR AN ALLOCATION PURSUANT TO SUBDIVISION FIVE OF SECTION TWENTY-FOUR OF
THIS CHAPTER; AND
(C) "GRANTEE" SHALL HAVE THE SAME MEANING AS SUBDIVISION TWENTY-TWO OF
SECTION TWO OF THIS CHAPTER.
2. ESTABLISHMENT. THERE IS HEREBY ESTABLISHED THE LUMP SUM ALLOCATION
ADVISORY COMMITTEE CONSISTING OF THE DIRECTOR OF THE DIVISION OF BUDGET,
THE COMPTROLLER AND THE ATTORNEY GENERAL.
3. POWERS AND DUTIES. THE COMMITTEE SHALL HAVE THE POWER AND DUTY TO:
(A) REVIEW ALL REQUESTS FOR ALLOCATIONS FROM A LUMP SUM APPROPRIATION
WHERE A GRANTEE IS NOT IDENTIFIED;
(B) REQUEST AND RECEIVE, AND SHALL UTILIZE AND BE PROVIDED WITH SUCH
FACILITIES, RESOURCES AND DATA OF ANY COURT, DEPARTMENT, DIVISION,
BOARD, BUREAU, COMMISSION, AGENCY SUBSIDIARY OR SUBDIVISION OF THE STATE
OR ANY POLITICAL SUBDIVISION THEREOF, OR OF ANY PUBLIC AUTHORITY OR
PUBLIC BENEFIT CORPORATION, AS IT MAY REASONABLY REQUEST TO CARRY OUT
ITS POWERS AND DUTIES PURSUANT TO THIS SUBDIVISION;
A. 6780 3
(C) REVIEW AND EXAMINE FINANCIAL AND PERSONAL RELATIONSHIPS BETWEEN
ANY POTENTIAL GRANTEE AND THE ENTITY REQUESTING THE ALLOCATION TO DETER-
MINE IF A CONFLICT OF INTEREST EXISTS;
(D) EXAMINE THE TOP QUALIFIED ENTITIES FOR ALLOCATIONS FROM A LUMP SUM
APPROPRIATION THAT ARE ALLOCATED THROUGH A COMPETITIVE PROCESS TO DETER-
MINE IF A CONFLICT OF INTEREST EXISTS;
(E) DENY ANY ALLOCATION FROM A LUMP SUM APPROPRIATION TO A GRANTEE IF
THE COMMITTEE DETERMINES A CONFLICT OF INTEREST EXISTS; AND
(F) APPROVE ANY ALLOCATION FROM A LUMP SUM APPROPRIATION AFTER
COMPLETING A FULL AND THOROUGH REVIEW OF SUCH ALLOCATION.
4. ALLOCATION. NO MONIES FROM A LUMP SUM APPROPRIATION SHALL BE ALLO-
CATED UNLESS UNANIMOUSLY APPROVED BY THE COMMITTEE.
§ 2. This act shall take effect immediately.
PART B
Section 1. Subdivisions 4 and 5 of section 24 of the state finance
law, as added by chapter 1 of the laws of 2007, are amended and a new
subdivision 5-a is added to read as follows:
4. Any appropriation SUBMITTED BY THE GOVERNOR, WHEN PRACTICABLE, OR
added to such budget bills, pursuant to section four of article seven of
the constitution, shall only contain itemized appropriations which shall
not be in the form of lump sum appropriations, and provided further that
for all non-federal state operations appropriations, such bill or bills
shall only contain itemized appropriations and shall be made, where
practicable, by agency, and within each agency by program and within
each program at the following level of detail and in the following
order:
(a) by fund type, which at a minimum shall include general fund,
special revenue-other funds, capital projects funds and debt service
funds;
(b) for personal service appropriations, separate appropriations shall
be made for regular personal service, temporary personal service, and
holiday and overtime pay;
(c) for nonpersonal service appropriations, separate appropriations
shall be made for supplies and materials, travel, contractual services,
equipment and fringe benefits, as appropriate; AND
(D) AT THE REQUEST OR DISCRETION OF THE GOVERNOR OR A MEMBER OF THE
LEGISLATURE, SUCH APPROPRIATION SHALL INCLUDE THE NAME OF THE GOVERNOR
OR MEMBER OF THE LEGISLATURE THAT REQUESTED SUCH APPROPRIATION.
5. Any appropriation SUBMITTED BY THE GOVERNOR, OR added pursuant to
section four of article seven of the constitution without designating a
grantee shall be allocated only pursuant to a plan setting forth an
itemized list of grantees with the amount to be received by each, or the
methodology for allocating such appropriation. Such plan shall be
subject to the approval of the chair of the senate finance committee,
the chair of the assembly ways and means committee, and the director of
the budget, and thereafter shall be included in a concurrent resolution
calling for the expenditure of such monies, which resolution must be
approved by a majority vote of all members elected to each house upon a
roll call vote.
5-A. ANY APPROPRIATION SUBMITTED BY THE GOVERNOR OR ADDED TO SUCH
BUDGET BILLS, PURSUANT TO SECTION FOUR OF ARTICLE SEVEN OF THE CONSTITU-
TION, OR ALLOCATION FROM A LUMP SUM APPROPRIATION SHALL BE SUBJECT TO
THE FOLLOWING:
A. 6780 4
(A) THE GOVERNOR OR MEMBER OF THE LEGISLATURE REQUESTING SUCH APPRO-
PRIATION OR ALLOCATION FROM A LUMP SUM APPROPRIATION SHALL BE REQUIRED
TO SUBMIT A SIGNED CONFLICT OF INTEREST FORM AND SUBMIT SUCH FORM TO THE
LUMP SUM ALLOCATION ADVISORY COMMITTEE AS ESTABLISHED PURSUANT TO
SECTION FORTY-NINE-A OF THIS CHAPTER TO ENSURE THAT NO CONFLICT OF
INTEREST EXISTS; THE LUMP SUM ALLOCATION ADVISORY COMMITTEE SHALL DESIG-
NATE THE FORM AND CONTENT OF THE CONFLICT OF INTEREST FORM. THE GOVERNOR
OR MEMBER OF THE LEGISLATURE SHALL DISCLOSE ON THE CONFLICT OF INTEREST
FORM ALL POLITICAL DONATIONS HE OR SHE IS RECEIVING OR HAS RECEIVED IN
THE PAST FROM THE INTENDED RECIPIENT OF THE APPROPRIATION FUNDING OR
ALLOCATION FROM A LUMP SUM APPROPRIATION. SUCH A CONFLICT OF INTEREST
FORM SHALL BE SIGNED BY THE GOVERNOR OR MEMBER OF THE LEGISLATURE UNDER
PENALTY OF PERJURY;
(B) AN APPROPRIATION PROVIDED AT THE DISCRETION OF THE GOVERNOR OR
MEMBER OF THE LEGISLATURE OR AN ALLOCATION FROM A LUMP SUM APPROPRIATION
SHALL NOT BE PROVIDED IF THE LUMP SUM ALLOCATION ADVISORY COMMITTEE
DECLARES A CONFLICT OF INTEREST EXISTS BETWEEN THE GOVERNOR OR A MEMBER
OF THE LEGISLATURE DESIGNATING THE APPROPRIATION OR ALLOCATION FROM A
LUMP SUM APPROPRIATION AND THE POTENTIAL RECIPIENT. THESE APPROPRI-
ATIONS AND ALLOCATIONS FROM LUMP SUM APPROPRIATIONS CANNOT FUND AN INDI-
VIDUAL OR ENTITY THAT EMPLOYS OR OTHERWISE COMPENSATES THE GOVERNOR OR
MEMBER OF THE LEGISLATURE, GOVERNOR'S FAMILY OR MEMBER OF THE LEGISLA-
TOR'S FAMILY, ANY PERSON SHARING THE HOME OF THE GOVERNOR OR MEMBER OF
THE LEGISLATURE OR THE GOVERNOR'S OR A MEMBER OF THE LEGISLATOR'S STAFF
FOR SERVICES OR LABOR RENDERED. FURTHERMORE, THE GOVERNOR OR MEMBERS OF
THE LEGISLATURE SHALL NOT DESIGNATE APPROPRIATIONS OR REQUEST ALLO-
CATIONS FROM A LUMP SUM APPROPRIATION IF THE GOVERNOR OR MEMBER OF THE
LEGISLATURE, A MEMBER OF THE GOVERNOR'S OR MEMBER OF THE LEGISLATOR'S
FAMILY, ANY PERSON SHARING THE HOME OF THE GOVERNOR OR MEMBER OF THE
LEGISLATURE OR A MEMBER OF THE GOVERNOR'S OR MEMBER OF THE LEGISLATOR'S
STAFF IS INVOLVED WITH THE OPERATIONS OF THE ORGANIZATION IN A DECI-
SION-MAKING CAPACITY INCLUDING BUT NOT LIMITED TO WORKING ON AN UNPAID,
VOLUNTEER BASIS OR AS A MEMBER OF THE DIRECTING BOARD OF AN ORGANIZA-
TION; AND
(C) AN APPROPRIATION PROVIDED AT THE DISCRETION OF THE GOVERNOR OR
MEMBER OF THE LEGISLATURE OR AN ALLOCATION FROM A LUMP SUM APPROPRIATION
SHALL NOT BE PROVIDED TO ANY INDIVIDUAL OR ENTITY WHO MADE A POLITICAL
DONATION WITHIN THE PAST YEAR TO THE GOVERNOR OR MEMBER OF THE LEGISLA-
TURE REQUESTING THE APPROPRIATION OR ALLOCATION FROM A LUMP SUM APPRO-
PRIATION UNTIL THE POLITICAL DONATION IS REFUNDED TO THE INDIVIDUAL OR
ENTITY.
§ 2. This act shall take effect immediately.
PART C
Section 1. The executive law is amended by adding a new section 33 to
read as follows:
§ 33. LUMP SUM APPROPRIATION REPORTING; ENFORCEMENT. 1. NOTWITHSTAND-
ING ANY LAW TO THE CONTRARY, THE COMPTROLLER IS DIRECTED TO WITHHOLD THE
SALARIES OF THE GOVERNOR, AGENCY COMMISSIONERS AND DEPUTY COMMISSIONERS
WHEN ECONOMIC DEVELOPMENT STATE AGENCIES, SUBSIDIARIES AND AUTHORITIES,
AND/OR ANY STATE ENTITY REQUIRED TO ISSUE A REPORT RELATED TO A LUMP SUM
APPROPRIATION FAILS TO MEET STATUTORILY REQUIRED REPORTING DEADLINES.
2. FOR PURPOSES OF THIS SECTION "ECONOMIC DEVELOPMENT STATE AGENCIES,
SUBSIDIARIES AND AUTHORITIES" SHALL INCLUDE, BUT ARE NOT LIMITED TO THE
DEPARTMENT OF ECONOMIC DEVELOPMENT, EMPIRE STATE DEVELOPMENT CORPORATION
A. 6780 5
AND ALL OF ITS SUBSIDIARIES, THE DEPARTMENT OF TAXATION AND FINANCE, AND
THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK AND ITS SUBSIDIARIES.
3. THE COMPTROLLER SHALL WITHHOLD THE SALARIES OF THE GOVERNOR AND
OFFENDING AGENCY COMMISSIONERS AND DEPUTY COMMISSIONERS UNTIL SUCH
REQUIRED REPORTS, AS DESCRIBED IN SUBDIVISION ONE OF THIS SECTION, ARE
ISSUED.
4. AGENCIES MAY RECEIVE AN EXTENSION TO SUBMIT A REQUIRED REPORT, AS
DESCRIBED IN SUBDIVISION ONE OF THIS SECTION, IF REQUESTED AND APPROVED
BY ALL LEGISLATIVE CONFERENCE LEADERS.
§ 2. This act shall take effect immediately.
PART D
Section 1. The tax law is amended by adding a new section 171-q to
read as follows:
§ 171-Q. TAX RATE REDUCTION BOARD; PERSONAL AND CORPORATE TAX STUDY.
(1) (A) THE COMMISSIONER SHALL CONTRACT WITH A NATIONALLY RECOGNIZED
ENTITY TO CONDUCT A STUDY TO EXAMINE THE CORRESPONDING PERSONAL INCOME
TAX BRACKETS AND DOLLAR AMOUNTS THAT COULD BE ENACTED IF A PROPORTIONATE
REDUCTION IN THE PERSONAL INCOME TAX BRACKET AND DOLLAR AMOUNTS AS
PROVIDED IN SECTION SIX HUNDRED ONE OF THIS CHAPTER FOR TAXABLE YEARS
BEGINNING AFTER TWO THOUSAND THIRTEEN AND BEFORE TWO THOUSAND TWENTY-
THREE AND FOR TAXABLE YEARS BEGINNING AFTER TWO THOUSAND TWENTY-TWO, IF
ALL OF THE PERSONAL INCOME TAX CREDITS PROVIDED IN SECTION SIX HUNDRED
SIX OF THIS CHAPTER WERE ELIMINATED AND PERSONAL INCOME TAX RECEIPTS
WERE FORECASTED TO BE REVENUE NEUTRAL BASED ON CURRENT LAW.
(B) THE COMMISSIONER SHALL CONTRACT WITH A NATIONALLY RECOGNIZED ENTI-
TY TO CONDUCT A STUDY TO EXAMINE THE CORRESPONDING REDUCTION IN THE
IMPOSITION OF THE CORPORATE FRANCHISE TAX THAT COULD BE ENACTED IF A
PROPORTIONATE REDUCTION IN THE IMPOSITION OF THE CORPORATE FRANCHISE TAX
AS PROVIDED BY SECTIONS TWO HUNDRED NINE AND TWO HUNDRED TEN OF THIS
CHAPTER, IF ALL THE CREDITS PROVIDED IN SECTION TWO HUNDRED TEN-B OF
THIS CHAPTER WERE ELIMINATED AND THE CORPORATE FRANCHISE TAX RECEIPTS
WERE FORECASTED TO BE REVENUE NEUTRAL BASED ON CURRENT LAW.
(2) THERE IS HEREBY ESTABLISHED A TAX RATE REDUCTION BOARD CONSISTING
OF FOUR MEMBERS. ONE REPRESENTATIVE SHALL BE APPOINTED FROM EACH OF THE
FOLLOWING:
(A) THE SPEAKER OF THE ASSEMBLY;
(B) THE MINORITY LEADER OF THE ASSEMBLY;
(C) THE TEMPORARY PRESIDENT OF THE SENATE; AND
(D) THE MINORITY LEADER OF THE SENATE.
(3) THE TAX RATE REDUCTION BOARD SHALL:
(A) APPROVE THE SELECTION OF THE NATIONALLY RECOGNIZED ENTITY
DESCRIBED IN SUBDIVISION ONE OF THIS SECTION, PRIORITY FOR SUCH ENTITY
SHALL BE GIVEN TO FIRMS THAT ARE NOT CURRENT VENDORS DOING BUSINESS WITH
THE STATE;
(B) OVERSEE THE REQUIRED REPORTS DESCRIBED IN PARAGRAPHS (A) AND (B)
OF SUBDIVISION ONE OF THIS SECTION; AND
(C) ASSIST IN THE DETERMINATION OF AREAS OF INQUIRY FOR, REVIEW THE
PROGRESS OF, AND EVALUATE THE RESULTS OF SUCH REQUIRED REPORTS.
(4) SUCH BOARD, IN CONSULTATION WITH THE COMMISSIONER SHALL OVERSEE
THE ANALYSIS OF THE CONTRACTING ENTITY AND ISSUE A REPORT TO THE GOVER-
NOR, THE SPEAKER OF THE ASSEMBLY, THE MINORITY LEADER OF THE ASSEMBLY,
THE TEMPORARY PRESIDENT OF THE SENATE AND THE MINORITY LEADER OF THE
SENATE DETAILING THE RESULTS OF SUCH STUDIES DESCRIBED IN PARAGRAPHS (A)
A. 6780 6
AND (B) OF SUBDIVISION ONE OF THIS SECTION WITHIN ONE YEAR AFTER THE
EFFECTIVE DATE OF THIS SECTION.
§ 2. This act shall take effect immediately.
PART E
Section 1. The economic development law is amended by adding a new
section 107 to read as follows:
§ 107. ECONOMIC DEVELOPMENT AUDIT BOARD. 1. THE COMPTROLLER IN COORDI-
NATION WITH THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND
FINANCE SHALL CONTRACT WITH A NATIONALLY RECOGNIZED ENTITY TO CONDUCT AN
AUDIT OF ALL STATE ECONOMIC DEVELOPMENT PROGRAMS. SUCH AUDIT SHALL
INCLUDE, BUT NOT BE LIMITED TO:
(A) IDENTIFYING ALL PROGRAMS BY TYPE AND FUNDING SOURCE;
(B) IDENTIFYING THE TYPES OF BUSINESSES THAT HAVE RECEIVED FINANCIAL
ASSISTANCE;
(C) REVIEWING INFORMATION AVAILABLE ON JOB CREATION OR OTHER DATA ON
ECONOMIC EXPANSION;
(D) ANALYZING THE GEOGRAPHIC DISTRIBUTION OF FINANCIAL ASSISTANCE
THROUGHOUT THE STATE;
(E) REVIEWING A SAMPLE OF LOANS AND GRANTS TO DETERMINE IF STATUTORY
REQUIREMENTS FOR THE PROGRAMS WERE FOLLOWED;
(F) REVIEWING INFORMATION AVAILABLE ON ECONOMIC DEVELOPMENT PROGRAMS
IN OTHER STATES; AND
(G) ANY OTHER INFORMATION DEEMED NECESSARY BY THE COMPTROLLER IN COOR-
DINATION WITH THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND
FINANCE.
2. THERE IS HEREBY ESTABLISHED AN ECONOMIC DEVELOPMENT AUDIT BOARD
CONSISTING OF FOUR MEMBERS. ONE REPRESENTATIVE SHALL BE APPOINTED FROM
EACH OF THE FOLLOWING:
(A) THE SPEAKER OF THE ASSEMBLY;
(B) THE MINORITY LEADER OF THE ASSEMBLY;
(C) THE TEMPORARY PRESIDENT OF THE SENATE; AND
(D) THE MINORITY LEADER OF THE SENATE.
3. THE ECONOMIC DEVELOPMENT BOARD SHALL:
(A) APPROVE THE SELECTION OF THE NATIONALLY RECOGNIZED ENTITY
DESCRIBED IN SUBDIVISION ONE OF THIS SECTION, PRIORITY FOR SUCH ENTITY
SHALL BE GIVEN TO FIRMS THAT ARE NOT CURRENT VENDORS DOING BUSINESS WITH
THE STATE;
(B) OVERSEE THE REQUIRED REPORTS DESCRIBED IN SUBDIVISION FIVE OF THIS
SECTION; AND
(C) ASSIST IN THE DETERMINATION OF AREAS OF INQUIRY FOR, REVIEW THE
PROGRESS OF, AND EVALUATE THE RESULTS OF SUCH REQUIRED REPORTS.
4. THE ECONOMIC DEVELOPMENT AUDIT BOARD IN CONSULTATION WITH THE COMP-
TROLLER, THE COMMISSIONER, AND THE COMMISSIONER OF TAXATION AND FINANCE
SHALL DEVELOP ALL NECESSARY RULES AND REGULATIONS TO CONDUCT AN AUDIT OF
ECONOMIC DEVELOPMENT PROGRAMS PURSUANT TO THIS SECTION. FOLLOWING THE
REVIEW AND AUDIT OF SUCH ECONOMIC DEVELOPMENT PROGRAMS, THE BOARD SHALL
RECOMMEND ALL NECESSARY CHANGES TO MAKE SUCH ECONOMIC DEVELOPMENT
PROGRAMS MORE TRANSPARENT, STREAMLINED, AND TO ENSURE THAT SUCH PROGRAMS
ARE MEETING THE GOALS OF THE LAWS THAT ESTABLISHED THEM AND PROVIDING
FOR A RETURN ON INVESTMENT TO THE STATE. THE RESULTS OF THIS AUDIT SHALL
BE FILED WITH THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE
MINORITY LEADER OF THE SENATE, THE SPEAKER OF THE ASSEMBLY AND THE
MINORITY LEADER OF THE ASSEMBLY AND MADE AVAILABLE FOR PUBLIC REVIEW
ONLINE.
A. 6780 7
5. AFTER THE CONCLUSION OF THE AUDIT, THE BOARD IN CONSULTATION WITH
THE COMPTROLLER, THE COMMISSIONER AND THE COMMISSIONER OF TAXATION AND
FINANCE SHALL STUDY THE FEASIBILITY OF REDUCING THE NUMBER OF ECONOMIC
DEVELOPMENT PROGRAMS CURRENTLY OFFERED BY THE STATE AND ITS SUBSIDIARIES
AND REPLACING THESE PROGRAMS WITH ONE CENTRALIZED COMPETITIVE PROGRAM. A
REPORT OF THE STUDY, OUTLINING THE IMPACT OF SUCH CONSOLIDATION OF
PROGRAMS SHALL BE POSTED ONLINE FOR PUBLIC REVIEW AND FILED WITH THE
GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE MINORITY LEADER OF
THE SENATE, THE SPEAKER OF THE ASSEMBLY AND THE MINORITY LEADER OF THE
ASSEMBLY WITHIN ONE YEAR AFTER THE EFFECTIVE DATE OF THIS SECTION.
§ 2. This act shall take effect immediately.
PART F
Section 1. Paragraph (c) of subdivision 17 of section 73 of the public
officers law, as added by chapter 14 of the laws of 2007, is amended to
read as follows:
(c) (I) No state officer or employee shall, directly or indirectly,
use his or her official authority to compel or induce any other state
officer or employee to make or promise to make any political contrib-
ution, whether by gift of money, service or other thing of value.
(II) NO OFFICER, APPOINTED BY ONE OR MORE STATE OFFICERS, OR BY THE
LEGISLATURE, INCLUDING BUT NOT LIMITED TO APPOINTEES TO A COMMISSION,
BOARD, COUNCIL OR PANEL, CHARGED WITH THE DISTRIBUTION OF STATE LUMP SUM
APPROPRIATIONS, AS DEFINED BY SUBDIVISION TWENTY-ONE OF SECTION TWO OF
THE STATE FINANCE LAW, SHALL NOT MAKE ANY POLITICAL CONTRIBUTIONS TO
SUCH APPOINTING AUTHORITY. THIS CONTRIBUTION PROHIBITION SHALL ALSO
APPLY TO ANYONE RESIDING IN THE APPOINTEE'S HOUSEHOLD INCLUDING, BUT NOT
LIMITED TO, A SPOUSE, DOMESTIC PARTNER AND/OR CHILD. SUCH CONTRIBUTION
PROHIBITION SHALL BE FOR THE TERM OF ONE YEAR PRIOR TO, ONE YEAR FOLLOW-
ING, AND DURING THE TERM OF HIS OR HER APPOINTMENT. WHEN AN INDIVIDUAL
IS APPOINTED TO SUCH A POSITION, THE APPOINTEE MUST IDENTIFY ANY
CONTRIBUTIONS MADE TO THE APPOINTING AUTHORITY, AND THE APPOINTING
AUTHORITY MUST REFUND THE ENTIRE CONTRIBUTION MADE WITHIN THE PREVIOUS
TWELVE-MONTH PERIOD.
§ 2. The election law is amended by adding a new section 14-133 to
read as follows:
§ 14-133. CONTRIBUTIONS BY APPOINTED PARTY OFFICERS. ANY APPOINTED
PARTY OFFICER, INCLUDING BUT NOT LIMITED TO APPOINTEES TO A COMMISSION,
BOARD, COUNCIL OR PANEL CHARGED WITH THE DISTRIBUTION OF STATE LUMP SUM
APPROPRIATIONS, AS DEFINED BY SUBDIVISION TWENTY-ONE OF SECTION TWO OF
THE STATE FINANCE LAW, SHALL NOT MAKE ANY POLITICAL CONTRIBUTIONS TO
SUCH APPOINTING AUTHORITY. THIS CONTRIBUTION PROHIBITION SHALL ALSO
APPLY TO ANYONE RESIDING IN THE APPOINTEE'S HOUSEHOLD INCLUDING, BUT NOT
LIMITED TO, A SPOUSE, DOMESTIC PARTNER AND/OR CHILD. SUCH CONTRIBUTION
PROHIBITION SHALL BE FOR THE TERM OF ONE YEAR PRIOR TO, ONE YEAR FOLLOW-
ING, AND DURING THE TERM OF HIS OR HER APPOINTMENT. WHEN AN INDIVIDUAL
IS APPOINTED TO SUCH A POSITION, THE APPOINTEE MUST IDENTIFY ANY
CONTRIBUTIONS MADE TO THE APPOINTING AUTHORITY, AND THE APPOINTING
AUTHORITY MUST REFUND THE ENTIRE CONTRIBUTION MADE WITHIN THE PREVIOUS
TWELVE-MONTH PERIOD.
§ 3. This act shall take effect immediately.
PART G
A. 6780 8
Section 1. The public authorities law is amended by adding a new
section 2882 to read as follows:
§ 2882. THIRD-PARTY CONTRACTING PROHIBITED. 1. NO STATE AUTHORITY
SHALL ENTER INTO A CONTRACT OR AGREEMENT OR EXTEND AN EXISTING CONTRACT
OR AGREEMENT WITH ANOTHER ENTITY, UNLESS AUTHORIZED BY SPECIAL ACT OF
THE LEGISLATURE, (I) WHERE THE EXCLUSIVE OR PRIMARY ROLE OF SUCH ENTITY
UNDER THE CONTRACT OR AGREEMENT IS TO PROCURE GOODS OR SERVICES OF ANY
KIND, INCLUDING, BUT NOT LIMITED TO, PUBLIC WORK, CONSTRUCTION, ALTER-
ATIONS, OR IMPROVEMENTS TO PUBLIC FACILITIES, GRANT CONTRACTS, EMPLOY-
MENT CONTRACTS, REVENUE OR CONCESSION CONTRACTS, THE EXCHANGE OF
PERSONAL OR REAL PROPERTY, THE EXCHANGE OF SERVICES, OR ANY COMBINATION
THEREOF THROUGH A CONTRACT OR AGREEMENT WITH A THIRD PARTY AND (II)
WHERE SUCH ENTITY IS ACTING AS A PROCUREMENT CONDUIT, RATHER THAN BEING
DIRECTLY RESPONSIBLE FOR THE GOODS OR SERVICES.
2. THE COMPTROLLER MAY PROMULGATE SUCH RULES AND REGULATIONS AS MAY BE
NECESSARY TO ENFORCE THIS SECTION, INCLUDING THE STANDARDS FOR DETERMIN-
ING WHETHER A CONTRACT IS PROHIBITED BY THIS SECTION.
§ 2. This act shall take effect immediately and shall apply to
contracts entered into on and after such date.
§ 3. Severability clause. If any clause, sentence, paragraph, subdivi-
sion, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein.
§ 4. This act shall take effect immediately provided, however, that
the applicable effective date of Parts A through G of this act shall be
as specifically set forth in the last section of such Parts.