[ ] is old law to be omitted.
LBD12572-05-3
S. 4006--C 2 A. 3006--C
education law, in relation to certain moneys apportioned; to amend the
education law, in relation to increasing aid for certain transporta-
tion costs; to amend the education law and the public authorities law,
in relation to zero emission bus progress reporting; to amend chapter
756 of the laws of 1992 relating to funding a program for work force
education conducted by the consortium for worker education in New York
city, in relation to reimbursement for the 2023-2024 school year,
withholding a portion of employment preparation education aid and in
relation to the effectiveness thereof; to amend the education law, in
relation to extending aid for employment preparation education for
certain persons age twenty-one and older; to amend chapter 147 of the
laws of 2001 amending the education law relating to conditional
appointment of school district, charter school or BOCES employees, in
relation to the effectiveness thereof; to amend part C of chapter 56
of the laws of 2020 directing the commissioner of education to appoint
a monitor for the Rochester city school district, establishing the
powers and duties of such monitor and certain other officers and
relating to the apportionment of aid to such school district, in
relation to the effectiveness thereof; to amend part C of chapter 57
of the laws of 2004 relating to the support of education, in relation
to the effectiveness thereof; directing the education department to
conduct a comprehensive study of alternative tuition rate-setting
methodologies for approved providers operating school-age and
preschool programs receiving funding; providing for special apportion-
ment for salary expenses; providing for special apportionment for
public pension accruals; to amend chapter 121 of the laws of 1996
relating to authorizing the Roosevelt union free school district to
finance deficits by the issuance of serial bonds, in relation to
extending the school years to which apportionment for salary expenses
apply; provides for an accelerated schedule for certain apportionments
payable to Mount Vernon city school district; providing for set-asides
from the state funds which certain districts are receiving from the
total foundation aid; providing for support of public libraries; to
amend chapter 498 of the laws of 2011 amending the education law
relating to the public library construction grant program, in relation
to the effectiveness thereof; to amend chapter 94 of the laws of 2002
relating to the financial stability of the Rochester city school
district, in relation to the effectiveness thereof; and providing for
the repeal of certain provisions upon expiration thereof (Part A); to
amend the education law, in relation to tuition authorization at the
state university of New York and the city university of New York (Part
B); intentionally omitted (Part C); to amend the education law, in
relation to removing the maximum award caps for the liberty partner-
ships program (Part D); intentionally omitted (Part E); intentionally
omitted (Part F); intentionally omitted (Part G); intentionally omit-
ted (Part H); intentionally omitted (Part I); intentionally omitted
(Part J); intentionally omitted (Part K); intentionally omitted (Part
L); intentionally omitted (Part M); intentionally omitted (Part N);
intentionally omitted (Part O); intentionally omitted (Part P); to
utilize reserves in the mortgage insurance fund for various housing
purposes (Part Q); intentionally omitted (Part R); to amend the labor
law, in relation to increasing minimum wage requirements and indexing
the minimum wage to inflation for certain periods (Part S); inten-
tionally omitted (Part T); to amend the social services law, in
relation to eligibility for child care assistance; to amend part Z of
chapter 56 of the laws of 2021 amending the social services law relat-
S. 4006--C 3 A. 3006--C
ing to making child care more affordable for low-income families, in
relation to the effectiveness thereof; and to repeal certain
provisions of the social services law relating thereto (Part U); to
amend part N of chapter 56 of the laws of 2020, amending the social
services law relating to restructuring financing for residential
school placements, in relation to the effectiveness thereof (Part V);
to amend subpart A of chapter 57 of the laws of 2012 amending the
social services law and the family court act relating to establishing
a juvenile justice services close to home initiative, and to amend
subpart B of part G of chapter 57 of the laws of 2012 amending the
social services law, the family court act and the executive law relat-
ing to juvenile delinquents, in relation to the effectiveness thereof
(Part W); to amend the social services law, in relation to eliminating
the requirement for combined education and other work/activity assign-
ments, directing approval of certain education and vocational training
activities up to two-year post-secondary degree programs and providing
for a disregard of earned income received by a recipient of public
assistance derived from participating in a qualified work activity or
training program, and further providing for a one-time disregard of
earned income following job entry for up to six consecutive months
under certain circumstances (Part X); to amend the social services
law, in relation to the replacement of stolen public assistance (Part
Y); to amend the social services law, in relation to increasing the
standards of monthly need for aged, blind and disabled persons living
in the community (Part Z); in relation to requiring the state univer-
sity of New York trustees and the city university of New York trus-
tees to develop a long-term plan to address the impact fluctuations in
student enrollment have on the academic and financial sustainability
of state-operated institutions and community colleges (Part AA); to
amend the social services law, in relation to increasing from $300 a
month to $725 a month the rent subsidy payable to a foster child
living independently (Part BB); to amend chapter 277 of the laws of
2021 amending the labor law relating to the calculation of weekly
employment insurance benefits for workers who are partially unem-
ployed, in relation to the effectiveness thereof (Part CC); to amend
the social services law, in relation to establishing a statewide
presumptive eligibility standard for the receipt of child care assist-
ance (Part DD); to amend the education law, in relation to eligible
recipients of part-time tuition assistance program awards (Part EE);
in relation to conducting a study of public and private museums in New
York state (Part FF); to amend the county law and the judiciary law,
in relation to entitled compensation for client representation (Part
GG); to amend the tax law, in relation to eligibility for the empire
state child credit (Part HH); to amend the education law, in relation
to maritime scholarships at the state university of New York (Part
II); to amend the racing, pari-mutuel wagering and breeding law, in
relation to the membership of the board of directors of the western
regional off-track betting corporation; and providing for the repeal
of such provisions upon the expiration thereof (Part JJ); to provide
state matching contributions to the endowments of the four university
centers of the state university of New York; and providing for the
repeal of certain provisions upon expiration thereof (Part KK); to
amend the public health law, in relation to authorizing body scanner
utilization in the department of corrections and community supervision
(Part LL); to amend the vehicle and traffic law, in relation to owner
liability for failure of operator to comply with bus operation-related
S. 4006--C 4 A. 3006--C
local law or regulation traffic restrictions and to the adjudication
of certain parking infractions; to amend the public officers law, in
relation to access to records prepared pursuant to bus operation-re-
lated local law or regulation traffic restrictions; to amend part II
of chapter 59 of the laws of 2010, amending the vehicle and traffic
law and the public officers law relating to establishing a bus rapid
transit demonstration program to restrict the use of bus lanes by
means of bus lane photo devices, in relation to the effectiveness
thereof; and providing for the repeal of certain provisions upon expi-
ration thereof (Part MM); in relation to directing the Metropolitan
Transportation Authority to establish and implement a fare-free bus
pilot program within the City of New York (Part NN); to amend the
racing, pari-mutuel wagering and breeding law, in relation to the
utilization of funds in the Capital region off-track betting corpo-
rations' capital acquisition funds (Part OO); to provide for the
administration of certain funds and accounts related to the 2023-2024
budget, authorizing certain payments and transfers; to amend the state
finance law, in relation to the administration of certain funds and
accounts; to amend part FFF of chapter 56 of the laws of 2022 provid-
ing for the administration of certain funds and accounts related to
the 2022-2023 budget, in relation to the effectiveness of certain
provisions thereof; to amend the military law, in relation to the
deposit of funds for the use of armories; to amend the state finance
law, in relation to the rainy day reserve fund; to amend part D of
chapter 389 of the laws of 1997 relating to the financing of the
correctional facilities improvement fund and the youth facility
improvement fund, in relation to the issuance of certain bonds or
notes; to amend chapter 81 of the laws of 2002 relating to providing
for the administration of certain funds and accounts related to the
2002-2003 budget, in relation to the issuance of certain bonds &
notes; to amend part Y of chapter 61 of the laws of 2005, relating to
providing for the administration of certain funds and accounts related
to the 2005-2006 budget, in relation to the issuance of certain bonds
or notes; to amend the public authorities law, in relation to the
issuance of certain bonds or notes; to amend the New York state
medical care facilities finance agency act, in relation to the issu-
ance of certain bonds or notes; to amend the New York state urban
development corporation act, in relation to the issuance of certain
bonds or notes; to amend chapter 329 of the laws of 1991, amending the
state finance law and other laws relating to the establishment of the
dedicated highway and bridge trust fund, in relation to the issuance
of certain bonds or notes; to amend the public authorities law, in
relation to the issuance of certain bonds or notes; to amend the
private housing finance law, in relation to housing program bonds and
notes; to amend part D of chapter 63 of the laws of 2005,
relating to the composition and responsibilities of the New York state
higher education capital matching grant board, in relation to increas-
ing the amount of authorized matching capital grants; to amend the
New York state urban development corporation act, in relation to the
nonprofit infrastructure capital investment program; to amend the New
York state urban development corporation act, in relation to personal
income tax notes for 2024, in relation to authorizing the dormitory
authority of the state of New York and the urban development corpo-
ration to enter into line of credit facilities for 2024, and in
relation to state-supported debt issued during the 2024 fiscal year;
to amend the state finance law, in relation to payments of bonds; to
S. 4006--C 5 A. 3006--C
amend the state finance law, in relation to the mental health services
fund; to amend the state finance law, in relation to the issuance of
revenue bonds; to amend the New York state urban development corpo-
ration act, in relation to permitting the dormitory authority, the New
York state urban development corporation, and the thruway authority to
issue bonds for the purpose of refunding obligations of the power
authority of the state of New York to fund energy efficiency projects
at state agencies; to amend the public authorities law, in relation to
financing of metropolitan transportation authority (MTA) transporta-
tion facilities; and providing for the repeal of certain provisions
upon expiration thereof (Part PP); to amend the public authorities law
and the public service law, in relation to advancing renewable energy
development; establishing the renewable energy access and community
help program; and providing funding to help prepare workers for
employment in the renewable energy field (Part QQ); to amend the ener-
gy law and the executive law, in relation to prohibiting the installa-
tion of fossil-fuel equipment and building systems in new
construction; and to amend the public authorities law and the public
buildings law, in relation to establishing decarbonization action
plans for state-owned facilities (Part RR); to amend part LL of chap-
ter 58 of the laws of 2019 amending the public authorities law relat-
ing to the provision of renewable power and energy by the Power
Authority of the State of New York, in relation to the effectiveness
thereof (Part SS); to amend the public authorities law and the state
finance law, in relation to climate action fund revenues and accounts;
and to amend the labor law and the public service law, in relation to
certain climate risk-related and energy transition projects (Part TT);
to amend the tax law, the cannabis law, the real property actions and
proceedings law and the criminal procedure law, in relation to making
technical corrections to tax on adult-use cannabis products and
enforcement provisions; and providing for the repeal of certain
provisions upon the expiration thereof (Part UU); and to amend the
criminal procedure law, in relation to setting bail (Subpart A); to
amend the criminal procedure law, in relation to excluding certain
arrests made without a warrant from certain pretrial proceedings
(Subpart B); and to amend the judiciary law, in relation to requiring
the chief administrator of the courts to collect data and report on
pretrial commitments to local correctional facilities (Subpart C)
(Part VV)
THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
BLY, DO ENACT AS FOLLOWS:
Section 1. This act enacts into law major components of legislation
necessary to implement the state education, labor, housing and family
assistance budget for the 2023-2024 state fiscal year. Each component is
wholly contained within a Part identified as Parts A through VV. The
effective date for each particular provision contained within such Part
is set forth in the last section of such Part. Any provision in any
section contained within a Part, including the effective date of the
Part, which makes a reference to a section "of this act", when used in
connection with that particular component, shall be deemed to mean and
refer to the corresponding section of the Part in which it is found.
Section three of this act sets forth the general effective date of this
act.
S. 4006--C 6 A. 3006--C
PART A
Section 1. Paragraph e of subdivision 1 of section 211-d of the educa-
tion law, as amended by chapter 556 of the laws of 2022, is amended to
read as follows:
e. Notwithstanding paragraphs a and b of this subdivision, a school
district that submitted a contract for excellence for the two thousand
eight--two thousand nine school year shall submit a contract for excel-
lence for the two thousand nine--two thousand ten school year in
conformity with the requirements of subparagraph (vi) of paragraph a of
subdivision two of this section unless all schools in the district are
identified as in good standing and provided further that, a school
district that submitted a contract for excellence for the two thousand
nine--two thousand ten school year, unless all schools in the district
are identified as in good standing, shall submit a contract for excel-
lence for the two thousand eleven--two thousand twelve school year which
shall, notwithstanding the requirements of subparagraph (vi) of para-
graph a of subdivision two of this section, provide for the expenditure
of an amount which shall be not less than the product of the amount
approved by the commissioner in the contract for excellence for the two
thousand nine--two thousand ten school year, multiplied by the
district's gap elimination adjustment percentage and provided further
that, a school district that submitted a contract for excellence for the
two thousand eleven--two thousand twelve school year, unless all schools
in the district are identified as in good standing, shall submit a
contract for excellence for the two thousand twelve--two thousand thir-
teen school year which shall, notwithstanding the requirements of
subparagraph (vi) of paragraph a of subdivision two of this section,
provide for the expenditure of an amount which shall be not less than
the amount approved by the commissioner in the contract for excellence
for the two thousand eleven--two thousand twelve school year and
provided further that, a school district that submitted a contract for
excellence for the two thousand twelve--two thousand thirteen school
year, unless all schools in the district are identified as in good
standing, shall submit a contract for excellence for the two thousand
thirteen--two thousand fourteen school year which shall, notwithstanding
the requirements of subparagraph (vi) of paragraph a of subdivision two
of this section, provide for the expenditure of an amount which shall be
not less than the amount approved by the commissioner in the contract
for excellence for the two thousand twelve--two thousand thirteen school
year and provided further that, a school district that submitted a
contract for excellence for the two thousand thirteen--two thousand
fourteen school year, unless all schools in the district are identified
as in good standing, shall submit a contract for excellence for the two
thousand fourteen--two thousand fifteen school year which shall,
notwithstanding the requirements of subparagraph (vi) of paragraph a of
subdivision two of this section, provide for the expenditure of an
amount which shall be not less than the amount approved by the commis-
sioner in the contract for excellence for the two thousand thirteen--two
thousand fourteen school year; and provided further that, a school
district that submitted a contract for excellence for the two thousand
fourteen--two thousand fifteen school year, unless all schools in the
district are identified as in good standing, shall submit a contract for
excellence for the two thousand fifteen--two thousand sixteen school
year which shall, notwithstanding the requirements of subparagraph (vi)
of paragraph a of subdivision two of this section, provide for the
S. 4006--C 7 A. 3006--C
expenditure of an amount which shall be not less than the amount
approved by the commissioner in the contract for excellence for the two
thousand fourteen--two thousand fifteen school year; and provided
further that a school district that submitted a contract for excellence
for the two thousand fifteen--two thousand sixteen school year, unless
all schools in the district are identified as in good standing, shall
submit a contract for excellence for the two thousand sixteen--two thou-
sand seventeen school year which shall, notwithstanding the requirements
of subparagraph (vi) of paragraph a of subdivision two of this section,
provide for the expenditure of an amount which shall be not less than
the amount approved by the commissioner in the contract for excellence
for the two thousand fifteen--two thousand sixteen school year; and
provided further that, a school district that submitted a contract for
excellence for the two thousand sixteen--two thousand seventeen school
year, unless all schools in the district are identified as in good
standing, shall submit a contract for excellence for the two thousand
seventeen--two thousand eighteen school year which shall, notwithstand-
ing the requirements of subparagraph (vi) of paragraph a of subdivision
two of this section, provide for the expenditure of an amount which
shall be not less than the amount approved by the commissioner in the
contract for excellence for the two thousand sixteen--two thousand
seventeen school year; and provided further that a school district that
submitted a contract for excellence for the two thousand seventeen--two
thousand eighteen school year, unless all schools in the district are
identified as in good standing, shall submit a contract for excellence
for the two thousand eighteen--two thousand nineteen school year which
shall, notwithstanding the requirements of subparagraph (vi) of para-
graph a of subdivision two of this section, provide for the expenditure
of an amount which shall be not less than the amount approved by the
commissioner in the contract for excellence for the two thousand seven-
teen--two thousand eighteen school year; and provided further that, a
school district that submitted a contract for excellence for the two
thousand eighteen--two thousand nineteen school year, unless all schools
in the district are identified as in good standing, shall submit a
contract for excellence for the two thousand nineteen--two thousand
twenty school year which shall, notwithstanding the requirements of
subparagraph (vi) of paragraph a of subdivision two of this section,
provide for the expenditure of an amount which shall be not less than
the amount approved by the commissioner in the contract for excellence
for the two thousand eighteen--two thousand nineteen school year; and
provided further that, a school district that submitted a contract for
excellence for the two thousand nineteen--two thousand twenty school
year, unless all schools in the district are identified as in good
standing, shall submit a contract for excellence for the two thousand
twenty--two thousand twenty-one school year which shall, notwithstanding
the requirements of subparagraph (vi) of paragraph a of subdivision two
of this section, provide for the expenditure of an amount which shall be
not less than the amount approved by the commissioner in the contract
for excellence for the two thousand nineteen--two thousand twenty school
year; and provided further that, a school district that submitted a
contract for excellence for the two thousand twenty--two thousand twen-
ty-one school year, unless all schools in the district are identified as
in good standing, shall submit a contract for excellence for the two
thousand twenty-one--two thousand twenty-two school year which shall,
notwithstanding the requirements of subparagraph (vi) of paragraph a of
subdivision two of this section, provide for the expenditure of an
S. 4006--C 8 A. 3006--C
amount which shall be not less than the amount approved by the commis-
sioner in the contract for excellence for the two thousand twenty--two
thousand twenty-one school year; and provided further that, a school
district that submitted a contract for excellence for the two thousand
twenty-one--two thousand twenty-two school year, unless all schools in
the district are identified as in good standing, shall submit a contract
for excellence for the two thousand twenty-two--two thousand twenty-
three school year which shall, notwithstanding the requirements of
subparagraph (vi) of paragraph a of subdivision two of this section,
provide for the expenditure of an amount which shall be not less than
the amount approved by the commissioner in the contract for excellence
for the two thousand twenty-one--two thousand twenty-two school year;
AND PROVIDED FURTHER THAT, A SCHOOL DISTRICT THAT SUBMITTED A CONTRACT
FOR EXCELLENCE FOR THE TWO THOUSAND TWENTY-TWO--TWO THOUSAND TWENTY-
THREE SCHOOL YEAR, UNLESS ALL SCHOOLS IN THE DISTRICT ARE IDENTIFIED AS
IN GOOD STANDING, SHALL SUBMIT A CONTRACT FOR EXCELLENCE FOR THE TWO
THOUSAND TWENTY-THREE--TWO THOUSAND TWENTY-FOUR SCHOOL YEAR WHICH SHALL,
NOTWITHSTANDING THE REQUIREMENTS OF SUBPARAGRAPH (VI) OF PARAGRAPH A OF
SUBDIVISION TWO OF THIS SECTION, PROVIDE FOR THE EXPENDITURE OF AN
AMOUNT WHICH SHALL BE NOT LESS THAN THE AMOUNT APPROVED BY THE COMMIS-
SIONER IN THE CONTRACT FOR EXCELLENCE FOR THE TWO THOUSAND TWENTY-TWO--
TWO THOUSAND TWENTY-THREE SCHOOL YEAR; provided, however, that, in a
city school district in a city having a population of one million or
more, notwithstanding the requirements of subparagraph (vi) of paragraph
a of subdivision two of this section, the contract for excellence shall
provide for the expenditure as set forth in subparagraph (v) of para-
graph a of subdivision two of this section. For purposes of this para-
graph, the "gap elimination adjustment percentage" shall be calculated
as the sum of one minus the quotient of the sum of the school district's
net gap elimination adjustment for two thousand ten--two thousand eleven
computed pursuant to chapter fifty-three of the laws of two thousand
ten, making appropriations for the support of government, plus the
school district's gap elimination adjustment for two thousand eleven--
two thousand twelve as computed pursuant to chapter fifty-three of the
laws of two thousand eleven, making appropriations for the support of
the local assistance budget, including support for general support for
public schools, divided by the total aid for adjustment computed pursu-
ant to chapter fifty-three of the laws of two thousand eleven, making
appropriations for the local assistance budget, including support for
general support for public schools. Provided, further, that such amount
shall be expended to support and maintain allowable programs and activ-
ities approved in the two thousand nine--two thousand ten school year or
to support new or expanded allowable programs and activities in the
current year.
§ 2. Subdivision 4 of section 3602 of the education law is amended by
adding a new paragraph k to read as follows:
K. FOUNDATION AID PAYABLE IN THE TWO THOUSAND TWENTY-THREE--TWO THOU-
SAND TWENTY-FOUR SCHOOL YEAR. NOTWITHSTANDING ANY PROVISION OF LAW TO
THE CONTRARY, FOUNDATION AID PAYABLE IN THE TWO THOUSAND TWENTY-THREE--
TWO THOUSAND TWENTY-FOUR SCHOOL YEAR SHALL BE EQUAL TO THE SUM OF THE
TOTAL FOUNDATION AID BASE COMPUTED PURSUANT TO PARAGRAPH J OF SUBDIVI-
SION ONE OF THIS SECTION PLUS THE GREATER OF (A) THE POSITIVE DIFFER-
ENCE, IF ANY, OF (I) TOTAL FOUNDATION AID COMPUTED PURSUANT TO PARAGRAPH
A OF THIS SUBDIVISION LESS (II) THE TOTAL FOUNDATION AID BASE COMPUTED
PURSUANT TO PARAGRAPH J OF SUBDIVISION ONE OF THIS SECTION, OR (B) THE
PRODUCT OF THREE HUNDREDTHS (0.03) MULTIPLIED BY THE TOTAL FOUNDATION
S. 4006--C 9 A. 3006--C
AID BASE COMPUTED PURSUANT TO PARAGRAPH J OF SUBDIVISION ONE OF THIS
SECTION.
§ 3. Intentionally omitted.
§ 3-a. The education law is amended by adding a new section 925 to
read as follows:
§ 925. COMMUNITY ELIGIBILITY PROVISION STATE SUBSIDY. NOTWITHSTANDING
ANY PROVISION OF LAW, RULE OR REGULATION TO THE CONTRARY, IN THE TWO
THOUSAND TWENTY-THREE--TWO THOUSAND TWENTY-FOUR SCHOOL YEAR AND THERE-
AFTER, FOR EACH BREAKFAST AND LUNCH MEAL THAT IS SERVED AT A SCHOOL
PARTICIPATING IN THE FEDERAL COMMUNITY ELIGIBILITY PROVISION PROGRAM AND
THAT IS REIMBURSED AT THE FEDERAL REIMBURSEMENT RATE FOR A PAID MEAL,
THE DEPARTMENT SHALL REIMBURSE THE SCHOOL FOOD AUTHORITY THE DIFFERENCE
BETWEEN (1) THE COMBINED STATE AND FEDERAL REIMBURSEMENT RATE FOR A PAID
MEAL FOR THE CURRENT SCHOOL YEAR AND (2) THE COMBINED STATE AND FEDERAL
REIMBURSEMENT RATE FOR A FREE MEAL FOR THE CURRENT SCHOOL YEAR, PROVIDED
THAT THE TOTAL REIMBURSEMENT RATE FOR EACH MEAL SERVED SHALL EQUAL THE
COMBINED STATE AND FEDERAL REIMBURSEMENT RATE FOR A FREE MEAL FOR THE
CURRENT SCHOOL YEAR.
§ 4. Subdivision 9 of section 2852 of the education law is amended by
adding a new paragraph (b-1) to read as follows:
(B-1) A CHARTER THAT HAS BEEN SURRENDERED, REVOKED OR TERMINATED AFTER
JANUARY FIRST, TWO THOUSAND FIFTEEN, BUT BEFORE JULY FIRST, TWO THOUSAND
TWENTY-TWO, INCLUDING A CHARTER THAT HAS NOT BEEN RENEWED BY ACTION OF
ITS CHARTER ENTITY, MAY BE REISSUED ONCE PURSUANT TO PARAGRAPH (A) OF
THIS SUBDIVISION BY THE BOARD OF REGENTS EITHER UPON APPLICATION DIRECT-
LY TO THE BOARD OF REGENTS OR ON THE RECOMMENDATION OF THE BOARD OF
TRUSTEES OF THE STATE UNIVERSITY OF NEW YORK PURSUANT TO A COMPETITIVE
PROCESS IN ACCORDANCE WITH SUBDIVISION NINE-A OF THIS SECTION. PROVIDED
THAT SUCH REISSUANCE SHALL NOT BE COUNTED TOWARD THE NUMERICAL LIMITS
ESTABLISHED BY THIS SUBDIVISION, AND PROVIDED FURTHER THAT NO MORE THAN
TWENTY-TWO CHARTERS MAY BE REISSUED PURSUANT TO THIS PARAGRAPH, PROVIDED
THAT FOURTEEN OF SUCH REISSUED CHARTERS SHALL BE ALLOCATED FOR, AND
SHALL NOT BE COUNTED TOWARD THE NUMERICAL LIMIT IN, A CITY HAVING A
POPULATION OF ONE MILLION OR MORE ESTABLISHED IN PARAGRAPH (A) OF THIS
SUBDIVISION. NOTHING HEREIN SHALL BE CONSTRUED TO ALLOW MORE THAN FOUR-
TEEN SUCH CHARTERS TO BE REISSUED IN A CITY HAVING A POPULATION OF ONE
MILLION OR MORE.
§ 4-a. Subdivision 2 of section 2852 of the education law, as amended
by section 2 of part D-2 of chapter 57 of the laws of 2007, is amended
to read as follows:
2. An application for a charter school shall not be approved unless
the charter entity finds that:
(a) the charter school described in the application meets the require-
ments set out in this article and all other applicable laws, rules and
regulations;
(b) the applicant can demonstrate the ability to operate the school in
an educationally and fiscally sound manner;
(c) granting the application is likely to improve student learning and
achievement and materially further the purposes set out in subdivision
two of section twenty-eight hundred fifty of this article; [and]
(d) in a school district where the total enrollment of resident
students attending charter schools in the base year is greater than five
percent of the total public school enrollment of the school district in
the base year (i) granting the application would have a significant
educational benefit to the students expected to attend the proposed
S. 4006--C 10 A. 3006--C
charter school or (ii) the school district in which the charter school
will be located consents to such application; AND
(E) FOR APPLICANTS FOR AN INITIAL CHARTER PURSUANT TO PARAGRAPH (B-1)
OF SUBDIVISION NINE OF THIS SECTION IN A SCHOOL DISTRICT LOCATED IN A
CITY WITH A POPULATION OF ONE MILLION OR MORE, THE TOTAL ENROLLMENT OF
STUDENTS ATTENDING CHARTER SCHOOLS WITHIN THE COMMUNITY DISTRICT IN
WHICH THE CHARTER SCHOOL WILL BE LOCATED IN THE BASE YEAR IS LESS THAN
OR EQUAL TO FIFTY-FIVE PERCENT OF THE TOTAL PUBLIC SCHOOL ENROLLMENT
ATTENDING WITHIN SUCH COMMUNITY DISTRICT IN THE BASE YEAR.
§ 5. Paragraph c of subdivision 1 of section 3602 of the education
law, as amended by section 11 of part B of chapter 57 of the laws of
2007, is amended to read as follows:
c. "Actual valuation" shall mean the valuation of taxable real proper-
ty in a school district obtained by taking the assessed valuation of
taxable real property within such district as it appears upon the
assessment roll of the town, city, village, or county in which such
property is located, for the calendar year two years prior to the calen-
dar year in which the base year commenced, after revision as provided by
law, PLUS ANY ASSESSED VALUATION THAT WAS EXEMPTED FROM TAXATION PURSU-
ANT TO THE CLASS ONE REASSESSMENT EXEMPTION AUTHORIZED BY SECTION FOUR
HUNDRED EIGHTY-FIVE-U OF THE REAL PROPERTY TAX LAW OR THE RESIDENTIAL
REVALUATION EXEMPTION AUTHORIZED BY SECTION FOUR HUNDRED EIGHTY-FIVE-V
OF SUCH LAW AS ADDED BY CHAPTER FIVE HUNDRED SIXTY OF THE LAWS OF TWO
THOUSAND TWENTY-ONE, and dividing it by the state equalization rate as
determined by the [state board of equalization and assessment] COMMIS-
SIONER OF TAXATION AND FINANCE, for the assessment roll of such town,
city, village, or county completed during such preceding calendar year.
The actual valuation of a central high school district shall be the sum
of such valuations of its component districts. Such actual valuation
shall include any actual valuation equivalent of payments in lieu of
taxes determined pursuant to section four hundred eighty-five of the
real property tax law. "Selected actual valuation" shall mean the lesser
of actual valuation calculated for aid payable in the current year or
the two-year average of the actual valuation calculated for aid payable
in the current year and the actual valuation calculated for aid payable
in the base year.
§ 6. Paragraph d of subdivision 1 of section 3602 of the education
law, as amended by section 11 of part B of chapter 57 of the laws of
2007, is amended to read as follows:
d. "Average daily attendance" shall mean the total number of attend-
ance days of pupils in a public school of a school district in kinder-
garten through grade twelve, or equivalent ungraded programs, plus the
total number of instruction days for such pupils receiving homebound
instruction including pupils receiving [instruction through a two-way
telephone communication system] REMOTE INSTRUCTION AS DEFINED IN THE
REGULATIONS OF THE COMMISSIONER, divided by the number of days the
district school was in session as provided in this section. The attend-
ance of pupils with disabilities attending under the provisions of para-
graph c of subdivision two of section forty-four hundred one of this
chapter shall be added to average daily attendance.
§ 7. Paragraph l of subdivision 1 of section 3602 of the education
law, as amended by section 11 of part B of chapter 57 of the laws of
2007, is amended to read as follows:
l. "Average daily membership" shall mean the possible aggregate
attendance of all pupils in attendance in a public school of the school
district in kindergarten through grade twelve, or equivalent ungraded
S. 4006--C 11 A. 3006--C
programs, including possible aggregate attendance for such pupils
receiving homebound instruction, including pupils receiving [instruction
through a two-way telephone communication system] REMOTE INSTRUCTION AS
DEFINED IN THE REGULATIONS OF THE COMMISSIONER, with the possible aggre-
gate attendance of such pupils in one-half day kindergartens multiplied
by one-half, divided by the number of days the district school was in
session as provided in this section. The full time equivalent enrollment
of pupils with disabilities attending under the provisions of paragraph
c of subdivision two of section forty-four hundred one of this chapter
shall be added to average daily membership. Average daily membership
shall include the equivalent attendance of the school district, as
computed pursuant to paragraph d of this subdivision. In any instance
where a pupil is a resident of another state or an Indian pupil is a
resident of any portion of a reservation located wholly or partly within
the borders of the state pursuant to subdivision four of section forty-
one hundred one of this chapter or a pupil is living on federally owned
land or property, such pupil's possible aggregate attendance shall be
counted as part of the possible aggregate attendance of the school
district in which such pupil is enrolled.
§ 8. The closing paragraph of subdivision 5-a of section 3602 of the
education law, as amended by section 14 of part A of chapter 56 of the
laws of 2022, is amended to read as follows:
For the two thousand eight--two thousand nine school year, each school
district shall be entitled to an apportionment equal to the product of
fifteen percent and the additional apportionment computed pursuant to
this subdivision for the two thousand seven--two thousand eight school
year. For the two thousand nine--two thousand ten [through two thousand
twenty-two--two thousand twenty-three] school [years] YEAR AND THEREAFT-
ER each school district shall be entitled to an apportionment equal to
the amount set forth for such school district as "SUPPLEMENTAL PUB
EXCESS COST" under the heading "2008-09 BASE YEAR AIDS" in the school
aid computer listing produced by the commissioner in support of the
budget for the two thousand nine--two thousand ten school year and enti-
tled "SA0910".
§ 9. Paragraph b of subdivision 6-c of section 3602 of the education
law, as amended by section 11 of part CCC of chapter 59 of the laws of
2018, is amended to read as follows:
b. For projects approved by the commissioner authorized to receive
additional building aid pursuant to this subdivision for the purchase of
stationary metal detectors, security cameras or other security devices
approved by the commissioner that increase the safety of students and
school personnel, provided that for purposes of this paragraph such
other security devices shall be limited to electronic security systems
and hardened doors, and provided that for projects approved by the
commissioner on or after the first day of July two thousand thirteen
[and before the first day of July two thousand twenty-three] such addi-
tional aid shall equal the product of (i) the building aid ratio
computed for use in the current year pursuant to paragraph c of subdivi-
sion six of this section plus ten percentage points, except that in no
case shall this amount exceed one hundred percent, and (ii) the actual
approved expenditures incurred in the base year pursuant to this subdi-
vision, provided that the limitations on cost allowances prescribed by
paragraph a of subdivision six of this section shall not apply, and
provided further that any projects aided under this paragraph must be
included in a district's school safety plan. The commissioner shall
annually prescribe a special cost allowance for metal detectors, and
S. 4006--C 12 A. 3006--C
security cameras, and the approved expenditures shall not exceed such
cost allowance.
§ 10. Paragraph i of subdivision 12 of section 3602 of the education
law, as amended by section 15 of part A of chapter 56 of the laws of
2022, is amended to read as follows:
i. For the two thousand twenty-one--two thousand twenty-two school
year [and] THROUGH the two thousand [twenty-two] TWENTY-THREE--two thou-
sand [twenty-three] TWENTY-FOUR school year, each school district shall
be entitled to an apportionment equal to the amount set forth for such
school district as "ACADEMIC ENHANCEMENT" under the heading "2020-21
ESTIMATED AIDS" in the school aid computer listing produced by the
commissioner in support of the budget for the two thousand twenty--two
thousand twenty-one school year and entitled "SA202-1", and such appor-
tionment shall be deemed to satisfy the state obligation to provide an
apportionment pursuant to subdivision eight of section thirty-six
hundred forty-one of this article.
§ 11. The opening paragraph of subdivision 16 of section 3602 of the
education law, as amended by section 16 of part A of chapter 56 of the
laws of 2022, is amended to read as follows:
Each school district shall be eligible to receive a high tax aid
apportionment in the two thousand eight--two thousand nine school year,
which shall equal the greater of (i) the sum of the tier 1 high tax aid
apportionment, the tier 2 high tax aid apportionment and the tier 3 high
tax aid apportionment or (ii) the product of the apportionment received
by the school district pursuant to this subdivision in the two thousand
seven--two thousand eight school year, multiplied by the due-minimum
factor, which shall equal, for districts with an alternate pupil wealth
ratio computed pursuant to paragraph b of subdivision three of this
section that is less than two, seventy percent (0.70), and for all other
districts, fifty percent (0.50). Each school district shall be eligible
to receive a high tax aid apportionment in the two thousand nine--two
thousand ten through two thousand twelve--two thousand thirteen school
years in the amount set forth for such school district as "HIGH TAX AID"
under the heading "2008-09 BASE YEAR AIDS" in the school aid computer
listing produced by the commissioner in support of the budget for the
two thousand nine--two thousand ten school year and entitled "SA0910".
Each school district shall be eligible to receive a high tax aid appor-
tionment in the two thousand thirteen--two thousand fourteen through two
thousand [twenty-two] TWENTY-THREE--two thousand [twenty-three] TWENTY-
FOUR school years equal to the greater of (1) the amount set forth for
such school district as "HIGH TAX AID" under the heading "2008-09 BASE
YEAR AIDS" in the school aid computer listing produced by the commis-
sioner in support of the budget for the two thousand nine--two thousand
ten school year and entitled "SA0910" or (2) the amount set forth for
such school district as "HIGH TAX AID" under the heading "2013-14 ESTI-
MATED AIDS" in the school aid computer listing produced by the commis-
sioner in support of the executive budget for the 2013-14 fiscal year
and entitled "BT131-4".
§ 12. Section 3602-e of the education law is amended by adding a new
subdivision 3 to read as follows:
3. BEGINNING IN THE TWO THOUSAND TWENTY-THREE--TWO THOUSAND TWENTY-
FOUR SCHOOL YEAR, ALL SCHOOL DISTRICTS SHALL ANNUALLY REPORT TO THE
COMMISSIONER: (I) THE NUMBER OF FOUR-YEAR-OLD PREKINDERGARTEN STUDENTS
THE DISTRICT INTENDS TO SERVE IN FULL-DAY AND HALF-DAY SLOTS IN
DISTRICT-OPERATED PREKINDERGARTEN PROGRAMS IN THE CURRENT SCHOOL YEAR;
(II) THE NUMBER OF FOUR-YEAR-OLD PREKINDERGARTEN STUDENTS THE DISTRICT
S. 4006--C 13 A. 3006--C
INTENDS TO SERVE IN FULL-DAY AND HALF-DAY SLOTS IN PREKINDERGARTEN
PROGRAMS OPERATED BY COMMUNITY-BASED ORGANIZATIONS IN THE CURRENT SCHOOL
YEAR; (III) THE NUMBER OF FOUR-YEAR-OLD PREKINDERGARTEN STUDENTS IN THE
CURRENT SCHOOL YEAR THE DISTRICT IS UNABLE TO SERVE DUE TO A LACK OF
CAPACITY; (IV) THE REASON FOR THE LACK OF CAPACITY, INCLUDING THE AVAIL-
ABILITY OF APPROPRIATE SPACE, FACILITIES, AND STAFF; AND (V) ANY OTHER
INFORMATION AVAILABLE TO DISTRICTS AND DETERMINED BY THE COMMISSIONER TO
BE NECESSARY TO ACCURATELY ESTIMATE THE UNMET DEMAND FOR FOUR-YEAR-OLD
PREKINDERGARTEN PROGRAMS WITHIN A DISTRICT. SCHOOL DISTRICTS THAT ARE
ELIGIBLE TO RECEIVE AN APPORTIONMENT UNDER THIS SECTION OR SECTION THIR-
TY-SIX HUNDRED TWO-EE OF THIS PART BUT HAVE NOT CLAIMED THE FULL APPOR-
TIONMENT SHALL INCLUDE IN THE REPORT TO THE COMMISSIONER INFORMATION ON
BARRIERS TO IMPLEMENTING NEW OR EXPANDING EXISTING UNIVERSAL PREKINDER-
GARTEN PROGRAMS DESPITE AVAILABLE FUNDING. SUCH REPORT SHALL BE DUE ON
OR BEFORE SEPTEMBER FIRST OF EACH YEAR AND SHALL BE COLLECTED AS PART OF
THE APPLICATION SUBMITTED PURSUANT TO SUBDIVISION FIVE OF THIS SECTION.
BEGINNING NOVEMBER FIRST, TWO THOUSAND TWENTY-THREE, THE COMMISSIONER
SHALL ANNUALLY SUBMIT A REPORT TO THE GOVERNOR, THE TEMPORARY PRESIDENT
OF THE SENATE, AND THE SPEAKER OF THE ASSEMBLY ON THE INFORMATION
REPORTED BY DISTRICTS.
§ 12-a. Section 408 of the education law is amended by adding a new
subdivision 7 to read as follows:
7. THE COMMISSIONER SHALL ISSUE GUIDANCE INFORMING ALL SCHOOL
DISTRICTS OF THE MANNER IN WHICH BUILDING AID MAY BE UTILIZED TO SUPPORT
DISTRICT-OPERATED UNIVERSAL PREKINDERGARTEN PROGRAMS PURSUANT TO
SECTIONS THIRTY-SIX HUNDRED TWO-E AND THIRTY-SIX HUNDRED TWO-EE OF THIS
CHAPTER.
§ 13. Subdivision 20 of section 3602-e of the education law is amended
by adding a new paragraph b to read as follows:
B. TWO THOUSAND TWENTY-THREE--TWO THOUSAND TWENTY-FOUR SCHOOL YEAR.
(I) THE UNIVERSAL PREKINDERGARTEN EXPANSION FOR THE TWO THOUSAND TWEN-
TY-THREE--TWO THOUSAND TWENTY-FOUR SCHOOL YEAR SHALL BE EQUAL TO TWICE
THE PRODUCT OF (1) EXPANSION SLOTS MULTIPLIED BY (2) SELECTED AID PER
PREKINDERGARTEN PUPIL CALCULATED PURSUANT TO SUBPARAGRAPH (I) OF PARA-
GRAPH B OF SUBDIVISION TEN OF THIS SECTION FOR THE TWO THOUSAND TWENTY-
THREE--TWO THOUSAND TWENTY-FOUR SCHOOL YEAR.
(II) FOR PURPOSES OF THIS PARAGRAPH, "EXPANSION SLOTS" SHALL BE SLOTS
FOR NEW FULL-DAY FOUR-YEAR-OLD PREKINDERGARTEN PUPILS FOR PURPOSES OF
SUBPARAGRAPH (II) OF PARAGRAPH B OF SUBDIVISION TEN OF THIS SECTION.
EXPANSION SLOTS SHALL BE EQUAL TO THE POSITIVE DIFFERENCE, IF ANY, OF
(1) THE PRODUCT OF EIGHT HUNDRED NINETY-SEVEN THOUSANDTHS (0.897) MULTI-
PLIED BY UNSERVED FOUR-YEAR-OLD PREKINDERGARTEN PUPILS AS DEFINED IN
SUBPARAGRAPH (IV) OF PARAGRAPH B OF SUBDIVISION TEN OF THIS SECTION LESS
(2) THE SUM OF FOUR-YEAR-OLD STUDENTS SERVED PLUS THE UNDERSERVED COUNT.
IF SUCH EXPANSION SLOTS ARE GREATER THAN OR EQUAL TO TEN BUT LESS THAN
TWENTY, THE EXPANSION SLOTS SHALL BE TWENTY; IF SUCH EXPANSION SLOTS ARE
LESS THAN TEN, THE EXPANSION SLOTS SHALL BE ZERO; AND FOR A CITY SCHOOL
DISTRICT IN A CITY HAVING A POPULATION OF ONE MILLION OR MORE, THE
EXPANSION SLOTS SHALL BE ZERO.
(III) FOR PURPOSES OF THIS PARAGRAPH, "FOUR-YEAR-OLD STUDENTS SERVED"
SHALL BE EQUAL TO THE SUM OF (1) THE NUMBER OF FOUR-YEAR-OLD STUDENTS
SERVED IN FULL-DAY AND HALF-DAY SETTINGS IN A STATE FUNDED PROGRAM WHICH
MUST MEET THE REQUIREMENTS OF THIS SECTION AS REPORTED TO THE DEPARTMENT
FOR THE TWO THOUSAND TWENTY-ONE--TWO THOUSAND TWENTY-TWO SCHOOL YEAR,
PLUS (2) THE NUMBER OF FOUR-YEAR-OLD STUDENTS SERVED IN FULL-DAY
SETTINGS IN A STATE FUNDED PROGRAM WHICH MUST MEET THE REQUIREMENTS OF
S. 4006--C 14 A. 3006--C
SECTION THIRTY-SIX HUNDRED TWO-EE OF THIS PART AND FOR WHICH GRANTS WERE
AWARDED PRIOR TO THE TWO THOUSAND TWENTY--TWO THOUSAND TWENTY-ONE SCHOOL
YEAR, PLUS (3) THE NUMBER OF EXPANSION SLOTS ALLOCATED PURSUANT TO PARA-
GRAPH B OF SUBDIVISION NINETEEN OF THIS SECTION, PLUS (4) THE NUMBER OF
EXPANSION SLOTS ALLOCATED PURSUANT TO PARAGRAPH A OF THIS SUBDIVISION,
PLUS (5) THE MAXIMUM NUMBER OF STUDENTS THAT MAY BE SERVED IN FULL-DAY
PREKINDERGARTEN PROGRAMS FUNDED BY GRANTS WHICH MUST MEET THE REQUIRE-
MENTS OF SECTION THIRTY-SIX HUNDRED TWO-EE OF THIS PART FOR GRANTS
AWARDED IN THE TWO THOUSAND TWENTY-ONE--TWO THOUSAND TWENTY-TWO OR TWO
THOUSAND TWENTY-TWO--TWO THOUSAND TWENTY-THREE SCHOOL YEAR.
(IV) FOR PURPOSES OF THIS PARAGRAPH, THE UNDERSERVED COUNT SHALL BE
EQUAL TO THE POSITIVE DIFFERENCE, IF ANY, OF (1) THE SUM OF (A) ELIGIBLE
FULL-DAY FOUR-YEAR-OLD PREKINDERGARTEN PUPILS AS DEFINED IN SUBPARAGRAPH
(II) OF PARAGRAPH B OF SUBDIVISION TEN OF THIS SECTION FOR THE TWO THOU-
SAND TWENTY-ONE--TWO THOUSAND TWENTY-TWO SCHOOL YEAR, PLUS (B) THE PROD-
UCT OF FIVE-TENTHS (0.5) AND THE ELIGIBLE HALF-DAY FOUR-YEAR-OLD PREKIN-
DERGARTEN PUPILS AS DEFINED IN SUBPARAGRAPH (III) OF PARAGRAPH B OF
SUBDIVISION TEN OF THIS SECTION FOR THE TWO THOUSAND TWENTY-ONE--TWO
THOUSAND TWENTY-TWO SCHOOL YEAR, LESS (2) THE POSITIVE DIFFERENCE OF (A)
THE NUMBER OF FOUR-YEAR-OLD STUDENTS SERVED IN FULL-DAY AND HALF-DAY
SETTINGS IN A STATE-FUNDED PROGRAM WHICH MUST MEET THE REQUIREMENTS OF
THIS SECTION AS REPORTED TO THE DEPARTMENT FOR THE TWO THOUSAND TWENTY-
ONE--TWO THOUSAND TWENTY-TWO SCHOOL YEAR, WITH STUDENTS SERVED IN HALF-
DAY SETTINGS MULTIPLIED BY FIVE-TENTHS (0.5), LESS (B) THE NUMBER OF
PUPILS SERVED IN A CONVERSION SLOT PURSUANT TO SECTION THIRTY-SIX
HUNDRED TWO-EE OF THIS PART IN THE TWO THOUSAND TWENTY-ONE--TWO THOUSAND
TWENTY-TWO SCHOOL YEAR MULTIPLIED BY FIVE-TENTHS (0.5).
§ 14. Paragraph d of subdivision 12 of section 3602-e of the education
law, as amended by section 17-b of part A of chapter 56 of the laws of
2022, is amended to read as follows:
d. transitional guidelines and rules which allow a program to meet the
required staff qualifications and any other requirements set forth
pursuant to this section and regulations adopted by the board of regents
and the commissioner; provided that such guidelines include an annual
process by which a district may apply to the commissioner by [August]
SEPTEMBER first of the current school year for a waiver that would allow
personnel employed by an eligible agency that is collaborating with a
school district to provide prekindergarten services and licensed by an
agency other than the department, to meet the staff qualifications
prescribed by the licensing or registering agency. Provided, further,
that the commissioner shall annually submit a report by [September]
NOVEMBER first to the chairperson of the assembly ways and means commit-
tee, the chairperson of the senate finance committee and the director of
the budget which shall include but not be limited to the following: (a)
a listing of the school districts receiving a waiver pursuant to this
paragraph from the commissioner for the current school year; (b) the
number and proportion of students within each district receiving a waiv-
er pursuant to this paragraph for the current school year that are
receiving instruction from personnel employed by an eligible agency that
is collaborating with a school district to provide prekindergarten
services and licensed by an agency other than the department; and (c)
the number and proportion of total prekindergarten personnel for each
school district that are providing instructional services pursuant to
this paragraph that are employed by an eligible agency that is collab-
orating with a school district to provide prekindergarten services and
S. 4006--C 15 A. 3006--C
licensed by an agency other than the department, to meet the staff qual-
ifications prescribed by the licensing or registering agency.
§ 15. Paragraph (c) of subdivision 8 of section 3602-ee of the educa-
tion law, as amended by section 17-a of part A of chapter 56 of the laws
of 2022, is amended to read as follows:
(c) for eligible agencies as defined in paragraph b of subdivision one
of section thirty-six hundred two-e of this part that are not schools, a
bachelor's degree in early childhood education. Provided however, begin-
ning with the two thousand twenty-two--two thousand twenty-three school
year, a school district may annually apply to the commissioner by
[August] SEPTEMBER first of the current school year for a waiver that
would allow personnel employed by an eligible agency that is collaborat-
ing with a school district to provide prekindergarten services and
licensed by an agency other than the department, to meet the staff qual-
ifications prescribed by the licensing or registering agency. Provided
further that the commissioner shall annually submit a report by [Septem-
ber] NOVEMBER first to the chairperson of the assembly ways and means
committee, the chairperson of the senate finance committee and the
director of the budget which shall include but not be limited to the
following: (a) a listing of the school districts receiving a waiver
pursuant to this paragraph from the commissioner for the current school
year; (b) the number and proportion of students within each district
receiving a waiver pursuant to this paragraph for the current school
year that are receiving instruction from personnel employed by an eligi-
ble agency that is collaborating with a school district to provide prek-
indergarten services and licensed by an agency other than the depart-
ment; and (c) the number and proportion of total prekindergarten
personnel for each school district that are providing instructional
services pursuant to this paragraph that are employed by an eligible
agency that is collaborating with a school district to provide prekin-
dergarten services and licensed by an agency other than the department,
to meet the staff qualifications prescribed by the licensing or regis-
tering agency.
§ 16. Subdivision 16 of section 3602-ee of the education law, as
amended by section 17 of part A of chapter 56 of the laws of 2022, is
amended to read as follows:
16. The authority of the department to administer the universal full-
day pre-kindergarten program shall expire June thirtieth, two thousand
[twenty-three] TWENTY-FOUR; provided that the program shall continue and
remain in full effect.
§ 17. Intentionally omitted.
§ 18. The opening paragraph of section 3609-a of the education law, as
amended by section 19 of part A of chapter 56 of the laws of 2022, is
amended to read as follows:
For aid payable in the two thousand seven--two thousand eight school
year through the two thousand [twenty-two] TWENTY-THREE--two thousand
[twenty-three] TWENTY-FOUR school year, "moneys apportioned" shall mean
the lesser of (i) the sum of one hundred percent of the respective
amount set forth for each school district as payable pursuant to this
section in the school aid computer listing for the current year produced
by the commissioner in support of the budget which includes the appro-
priation for the general support for public schools for the prescribed
payments and individualized payments due prior to April first for the
current year plus the apportionment payable during the current school
year pursuant to subdivision six-a and subdivision fifteen of section
thirty-six hundred two of this part minus any reductions to current year
S. 4006--C 16 A. 3006--C
aids pursuant to subdivision seven of section thirty-six hundred four of
this part or any deduction from apportionment payable pursuant to this
chapter for collection of a school district basic contribution as
defined in subdivision eight of section forty-four hundred one of this
chapter, less any grants provided pursuant to subparagraph two-a of
paragraph b of subdivision four of section ninety-two-c of the state
finance law, less any grants provided pursuant to subdivision five of
section ninety-seven-nnnn of the state finance law, less any grants
provided pursuant to subdivision twelve of section thirty-six hundred
forty-one of this article, or (ii) the apportionment calculated by the
commissioner based on data on file at the time the payment is processed;
provided however, that for the purposes of any payments made pursuant to
this section prior to the first business day of June of the current
year, moneys apportioned shall not include any aids payable pursuant to
subdivisions six and fourteen, if applicable, of section thirty-six
hundred two of this part as current year aid for debt service on bond
anticipation notes and/or bonds first issued in the current year or any
aids payable for full-day kindergarten for the current year pursuant to
subdivision nine of section thirty-six hundred two of this part. The
definitions of "base year" and "current year" as set forth in subdivi-
sion one of section thirty-six hundred two of this part shall apply to
this section. For aid payable in the two thousand [twenty-two] TWENTY-
THREE--two thousand [twenty-three] TWENTY-FOUR school year, reference to
such "school aid computer listing for the current year" shall mean the
printouts entitled ["SA222-3"] "SA232-4".
§ 18-a. Subdivision 4 of section 3627 of the education law, as amended
by section 11-b of part A of chapter 56 of the laws of 2022, is amended
to read as follows:
4. Notwithstanding any other provision of law to the contrary, any
expenditures for transportation provided pursuant to this section in the
two thousand thirteen--two thousand fourteen school year and thereafter
and otherwise eligible for transportation aid pursuant to subdivision
seven of section thirty-six hundred two of this article shall be consid-
ered approved transportation expenses eligible for transportation aid,
provided further that for the two thousand thirteen--two thousand four-
teen school year such aid shall be limited to eight million one hundred
thousand dollars and for the two thousand fourteen--two thousand fifteen
school year such aid shall be limited to the sum of twelve million six
hundred thousand dollars plus the base amount and for the two thousand
fifteen--two thousand sixteen school year through two thousand eigh-
teen--two thousand nineteen school year such aid shall be limited to the
sum of eighteen million eight hundred fifty thousand dollars plus the
base amount and for the two thousand nineteen--two thousand twenty
school year such aid shall be limited to the sum of nineteen million
three hundred fifty thousand dollars plus the base amount and for the
two thousand twenty--two thousand twenty-one school year such aid shall
be limited to the sum of nineteen million eight hundred fifty thousand
dollars plus the base amount and for the two thousand twenty-two--two
thousand twenty-three school year [and thereafter] such aid shall be
limited to the sum of twenty-two million three hundred fifty thousand
dollars plus the base amount AND FOR THE TWO THOUSAND TWENTY-THREE--TWO
THOUSAND TWENTY-FOUR SCHOOL YEAR AND THEREAFTER SUCH AID SHALL BE LIMIT-
ED TO THE SUM OF TWENTY-FOUR MILLION EIGHT HUNDRED FIFTY THOUSAND
DOLLARS PLUS THE BASE AMOUNT. For purposes of this subdivision, "base
amount" means the amount of transportation aid paid to the school
district for expenditures incurred in the two thousand twelve--two thou-
S. 4006--C 17 A. 3006--C
sand thirteen school year for transportation that would have been eligi-
ble for aid pursuant to this section had this section been in effect in
such school year, except that subdivision six of this section shall be
deemed not to have been in effect. And provided further that the school
district shall continue to annually expend for the transportation
described in subdivision one of this section at least the expenditures
used for the base amount.
§ 19. Section 3638 of the education law is amended by adding a new
subdivision 7 to read as follows:
7. BEGINNING IN THE TWO THOUSAND TWENTY-FOUR--TWO THOUSAND TWENTY-FIVE
SCHOOL YEAR, EVERY SCHOOL DISTRICT SHALL ANNUALLY SUBMIT TO THE COMMIS-
SIONER A PROGRESS REPORT ON THE IMPLEMENTATION OF ZERO-EMISSION SCHOOL
BUSES AS REQUIRED UNDER THIS SECTION IN A FORMAT PRESCRIBED BY THE
COMMISSIONER AND APPROVED BY THE DIRECTOR OF THE BUDGET. THE REPORT
SHALL INCLUDE, BUT NOT BE LIMITED TO, (I) SUFFICIENCY OF THE SCHOOL
DISTRICT'S ELECTRIC INFRASTRUCTURE TO SUPPORT ANTICIPATED ELECTRICAL
NEEDS, (II) THE AVAILABILITY AND INSTALLATION OF CHARGING OR FUELING
STATIONS AND OTHER COMPONENTS AND CAPITAL INFRASTRUCTURE REQUIRED TO
SUPPORT THE TRANSITION TO AND FULL IMPLEMENTATION OF ZERO-EMISSION
SCHOOL BUSES, (III) WHETHER THE WORKFORCE DEVELOPMENT REPORT PURSUANT TO
PARAGRAPH (C) OF SUBDIVISION FIVE OF THIS SECTION HAS BEEN CREATED AND
IMPLEMENTED, (IV) THE NUMBER AND PROPORTION OF ZERO-EMISSION SCHOOL
BUSES THE SCHOOL DISTRICT OR ANY CONTRACTOR PROVIDING TRANSPORTATION
SERVICES IS UTILIZING IN THE CURRENT SCHOOL YEAR, AND (V) THE NUMBER AND
PROPORTION OF ZERO-EMISSION SCHOOL BUSES PURCHASED OR LEASED BY THE
SCHOOL DISTRICT OR ANY CONTRACTOR PROVIDING TRANSPORTATION SERVICES IN
THE CURRENT SCHOOL YEAR AND THE TOTAL ANTICIPATED NUMBER FOR THE NEXT
TWO YEARS. THE PROGRESS REPORT SHALL BE DUE ON OR BEFORE AUGUST FIRST OF
EACH YEAR. BEGINNING OCTOBER FIRST, TWO THOUSAND TWENTY-FOUR, THE
COMMISSIONER SHALL ANNUALLY SUBMIT A REPORT TO THE GOVERNOR, THE TEMPO-
RARY PRESIDENT OF THE SENATE AND THE SPEAKER OF THE ASSEMBLY ON THE
PROGRESS OF IMPLEMENTATION OF ZERO-EMISSION SCHOOL BUSES AS REPORTED BY
THE SCHOOL DISTRICTS.
§ 19-a. Subdivision 23 of section 1854 of the public authorities law,
as added by section 1 of subpart B of part B of chapter 56 of the laws
of 2022, is amended to read as follows:
23. No later than December thirty-first, two thousand [twenty-six]
TWENTY-FIVE, and annually thereafter, the authority shall issue a report
on the availability of zero-emission school buses and charging or fuel-
ing infrastructure that meet the criteria established in subdivision two
of section thirty-six hundred thirty-eight of the education law. The
authority shall provide technical assistance to school districts, upon
request, in pursuing state and federal grants and other funding opportu-
nities to support the purchase and contracting requirements set forth in
subdivision two of section thirty-six hundred thirty-eight of the educa-
tion law.
§ 20. Subdivision b of section 2 of chapter 756 of the laws of 1992
relating to funding a program for work force education conducted by the
consortium for worker education in New York city, as amended by section
20 of part A of chapter 56 of the laws of 2022, is amended to read as
follows:
b. Reimbursement for programs approved in accordance with subdivision
a of this section for the reimbursement for the 2018--2019 school year
shall not exceed 59.4 percent of the lesser of such approvable costs per
contact hour or fourteen dollars and ninety-five cents per contact hour,
reimbursement for the 2019--2020 school year shall not exceed 57.7
S. 4006--C 18 A. 3006--C
percent of the lesser of such approvable costs per contact hour or
fifteen dollars sixty cents per contact hour, reimbursement for the
2020--2021 school year shall not exceed 56.9 percent of the lesser of
such approvable costs per contact hour or sixteen dollars and twenty-
five cents per contact hour, reimbursement for the 2021--2022 school
year shall not exceed 56.0 percent of the lesser of such approvable
costs per contact hour or sixteen dollars and forty cents per contact
hour, [and] reimbursement for the 2022--2023 school year shall not
exceed 55.7 percent of the lesser of such approvable costs per contact
hour or sixteen dollars and sixty cents per contact hour, AND REIMBURSE-
MENT FOR THE 2023--2024 SCHOOL YEAR SHALL NOT EXCEED 54.7 PERCENT OF THE
LESSER OF SUCH APPROVABLE COSTS PER CONTACT HOUR OR SEVENTEEN DOLLARS
AND SEVENTY CENTS PER CONTACT HOUR, and where a contact hour represents
sixty minutes of instruction services provided to an eligible adult.
Notwithstanding any other provision of law to the contrary, for the
2018--2019 school year such contact hours shall not exceed one million
four hundred sixty-three thousand nine hundred sixty-three (1,463,963);
for the 2019--2020 school year such contact hours shall not exceed one
million four hundred forty-four thousand four hundred forty-four
(1,444,444); for the 2020--2021 school year such contact hours shall not
exceed one million four hundred six thousand nine hundred twenty-six
(1,406,926); for the 2021--2022 school year such contact hours shall not
exceed one million four hundred sixteen thousand one hundred twenty-two
(1,416,122); [and] for the 2022--2023 school year such contact hours
shall not exceed one million four hundred six thousand nine hundred
twenty-six (1,406,926); AND FOR THE 2023--2024 SCHOOL YEAR SUCH CONTACT
HOURS SHALL NOT EXCEED ONE MILLION THREE HUNDRED FORTY-TWO THOUSAND NINE
HUNDRED SEVENTY-FIVE (1,342,975). Notwithstanding any other provision of
law to the contrary, the apportionment calculated for the city school
district of the city of New York pursuant to subdivision 11 of section
3602 of the education law shall be computed as if such contact hours
provided by the consortium for worker education, not to exceed the
contact hours set forth herein, were eligible for aid in accordance with
the provisions of such subdivision 11 of section 3602 of the education
law.
§ 21. Section 4 of chapter 756 of the laws of 1992 relating to funding
a program for work force education conducted by the consortium for work-
er education in New York city, is amended by adding a new subdivision bb
to read as follows:
BB. THE PROVISIONS OF THIS SUBDIVISION SHALL NOT APPLY AFTER THE
COMPLETION OF PAYMENTS FOR THE 2023--24 SCHOOL YEAR. NOTWITHSTANDING ANY
INCONSISTENT PROVISIONS OF LAW, THE COMMISSIONER OF EDUCATION SHALL
WITHHOLD A PORTION OF EMPLOYMENT PREPARATION EDUCATION AID DUE TO THE
CITY SCHOOL DISTRICT OF THE CITY OF NEW YORK TO SUPPORT A PORTION OF THE
COSTS OF THE WORK FORCE EDUCATION PROGRAM. SUCH MONEYS SHALL BE CREDITED
TO THE ELEMENTARY AND SECONDARY EDUCATION FUND-LOCAL ASSISTANCE ACCOUNT
AND SHALL NOT EXCEED THIRTEEN MILLION DOLLARS ($13,000,000).
§ 22. Section 6 of chapter 756 of the laws of 1992 relating to funding
a program for work force education conducted by the consortium for work-
er education in New York city, as amended by section 22 of part A of
chapter 56 of the laws of 2022, is amended to read as follows:
§ 6. This act shall take effect July 1, 1992, and shall be deemed
repealed [on] June 30, [2023] 2024.
§ 22-a. Paragraph a-1 of subdivision 11 of section 3602 of the educa-
tion law, as amended by section 22-a of part A of chapter 56 of the laws
of 2022, is amended to read as follows:
S. 4006--C 19 A. 3006--C
a-1. Notwithstanding the provisions of paragraph a of this subdivi-
sion, for aid payable in the school years two thousand--two thousand one
through two thousand nine--two thousand ten, and two thousand eleven--
two thousand twelve through two thousand [twenty-two] TWENTY-THREE--two
thousand [twenty-three] TWENTY-FOUR, the commissioner may set aside an
amount not to exceed two million five hundred thousand dollars from the
funds appropriated for purposes of this subdivision for the purpose of
serving persons twenty-one years of age or older who have not been
enrolled in any school for the preceding school year, including persons
who have received a high school diploma or high school equivalency
diploma but fail to demonstrate basic educational competencies as
defined in regulation by the commissioner, when measured by accepted
standardized tests, and who shall be eligible to attend employment prep-
aration education programs operated pursuant to this subdivision.
§ 23. Intentionally omitted.
§ 24. Section 12 of chapter 147 of the laws of 2001 amending the
education law relating to conditional appointment of school district,
charter school or BOCES employees, as amended by section 24 of part A of
chapter 56 of the laws of 2022, is amended to read as follows:
§ 12. This act shall take effect on the same date as chapter 180 of
the laws of 2000 takes effect[, and shall expire July 1, 2023 when upon
such date the provisions of this act shall be deemed repealed].
§ 25. Section 12 of part C of chapter 56 of the laws of 2020 direct-
ing the commissioner of education to appoint a monitor for the
Rochester city school district, establishing the powers and duties
of such monitor and certain other officers and relating to the appor-
tionment of aid to such school district, is amended to read as
follows:
§ 12. This act shall take effect immediately, provided, however, that
sections two, three, four, five, six, seven, eight, nine and ten of this
act shall expire and be deemed repealed June 30, [2023] 2025; and
provided further, however that sections one and eleven of this act shall
expire and be deemed repealed June 30, 2049.
§ 26. Subdivision 11 of section 94 of part C of chapter 57 of the laws
of 2004 relating to the support of education, as amended by section 37
of part A of chapter 56 of the laws of 2020, is amended to read as
follows:
11. section seventy-one of this act shall expire and be deemed
repealed June 30, [2023] 2028;
§ 27. 1. The state education department shall conduct a comprehensive
study of alternative tuition rate-setting methodologies for approved
providers operating school-age programs receiving funding under article
81 and article 89 of the education law and providers operating approved
preschool special education programs under section 4410 of the education
law. The state education department shall ensure that such study consid-
er stakeholder feedback and include, but not be limited to, a compar-
ative analysis of rate-setting methodologies utilized by other agencies
of the state of New York, including the rate-setting methodology
utilized by the office of children and family services for private resi-
dential school programs; options and recommendations for an alternative
rate-setting methodology or methodologies; cost estimates for such
alternative methodologies; and an analysis of current provider tuition
rates compared to tuition rates that would be established under such
alternative methodologies.
2. At a minimum, any recommended alternative rate-setting methodology
or methodologies proposed for such preschool and school-age programs
S. 4006--C 20 A. 3006--C
shall: (a) be fiscally sustainable for such programs, school districts,
counties, and the state; (b) substantially restrict or eliminate tuition
rate appeals; (c) establish predictable tuition rates that are calcu-
lated based on standardized parameters and criteria, including, but not
limited to, defined program and staffing models, regional costs, and
minimum required enrollment levels as a percentage of program operating
capacities; (d) include a schedule to phase in new tuition rates in
accordance with the recommended methodology or methodologies; and (e)
ensure tuition rates for all programs can be calculated no later than
the beginning of each school year.
3. The state education department shall present its recommendations
and analysis to the governor, the director of the division of the budg-
et, the temporary president of the senate, the speaker of the assembly,
the chairperson of the senate finance committee, and the chairperson of
the assembly ways and means committee no later than July 1, 2025.
Adoption of any alternative rate-setting methodologies shall be subject
to the approval of the director of the division of the budget.
§ 28. Intentionally omitted.
§ 29. Special apportionment for salary expenses. 1. Notwithstanding
any other provision of law, upon application to the commissioner of
education, not sooner than the first day of the second full business
week of June 2024 and not later than the last day of the third full
business week of June 2024, a school district eligible for an apportion-
ment pursuant to section 3602 of the education law shall be eligible to
receive an apportionment pursuant to this section, for the school year
ending June 30, 2024, for salary expenses incurred between April 1 and
June 30, 2023 and such apportionment shall not exceed the sum of (a) the
deficit reduction assessment of 1990--1991 as determined by the commis-
sioner of education, pursuant to paragraph f of subdivision 1 of section
3602 of the education law, as in effect through June 30, 1993, plus (b)
186 percent of such amount for a city school district in a city with a
population in excess of 1,000,000 inhabitants, plus (c) 209 percent of
such amount for a city school district in a city with a population of
more than 195,000 inhabitants and less than 219,000 inhabitants accord-
ing to the latest federal census, plus (d) the net gap elimination
adjustment for 2010--2011, as determined by the commissioner of educa-
tion pursuant to chapter 53 of the laws of 2010, plus (e) the gap elimi-
nation adjustment for 2011-- 2012 as determined by the commissioner of
education pursuant to subdivision 17 of section 3602 of the education
law, and provided further that such apportionment shall not exceed such
salary expenses. Such application shall be made by a school district,
after the board of education or trustees have adopted a resolution to do
so and in the case of a city school district in a city with a population
in excess of 125,000 inhabitants, with the approval of the mayor of such
city.
2. The claim for an apportionment to be paid to a school district
pursuant to subdivision 1 of this section shall be submitted to the
commissioner of education on a form prescribed for such purpose, and
shall be payable upon determination by such commissioner that the form
has been submitted as prescribed. Such approved amounts shall be payable
on the same day in September of the school year following the year in
which application was made as funds provided pursuant to subparagraph 4
of paragraph b of subdivision 4 of section 92-c of the state finance
law, on the audit and warrant of the state comptroller on vouchers
certified or approved by the commissioner of education in the manner
prescribed by law from moneys in the state lottery fund and from the
S. 4006--C 21 A. 3006--C
general fund to the extent that the amount paid to a school district
pursuant to this section exceeds the amount, if any, due such school
district pursuant to subparagraph 2 of paragraph a of subdivision 1 of
section 3609-a of the education law in the school year following the
year in which application was made.
3. Notwithstanding the provisions of section 3609-a of the education
law, an amount equal to the amount paid to a school district pursuant to
subdivisions 1 and 2 of this section shall first be deducted from the
following payments due the school district during the school year
following the year in which application was made pursuant to subpara-
graphs 1, 2, 3, 4 and 5 of paragraph a of subdivision 1 of section
3609-a of the education law in the following order: the lottery appor-
tionment payable pursuant to subparagraph 2 of such paragraph followed
by the fixed fall payments payable pursuant to subparagraph 4 of such
paragraph and then followed by the district's payments to the teachers'
retirement system pursuant to subparagraph 1 of such paragraph, and any
remainder to be deducted from the individualized payments due the
district pursuant to paragraph b of such subdivision shall be deducted
on a chronological basis starting with the earliest payment due the
district.
§ 30. Special apportionment for public pension accruals. 1. Notwith-
standing any other provision of law, upon application to the commission-
er of education, not later than June 30, 2024, a school district eligi-
ble for an apportionment pursuant to section 3602 of the education law
shall be eligible to receive an apportionment pursuant to this section,
for the school year ending June 30, 2024 and such apportionment shall
not exceed the additional accruals required to be made by school
districts in the 2004--2005 and 2005--2006 school years associated with
changes for such public pension liabilities. The amount of such addi-
tional accrual shall be certified to the commissioner of education by
the president of the board of education or the trustees or, in the case
of a city school district in a city with a population in excess of
125,000 inhabitants, the mayor of such city. Such application shall be
made by a school district, after the board of education or trustees have
adopted a resolution to do so and in the case of a city school district
in a city with a population in excess of 125,000 inhabitants, with the
approval of the mayor of such city.
2. The claim for an apportionment to be paid to a school district
pursuant to subdivision 1 of this section shall be submitted to the
commissioner of education on a form prescribed for such purpose, and
shall be payable upon determination by such commissioner that the form
has been submitted as prescribed. Such approved amounts shall be payable
on the same day in September of the school year following the year in
which application was made as funds provided pursuant to subparagraph 4
of paragraph b of subdivision 4 of section 92-c of the state finance
law, on the audit and warrant of the state comptroller on vouchers
certified or approved by the commissioner of education in the manner
prescribed by law from moneys in the state lottery fund and from the
general fund to the extent that the amount paid to a school district
pursuant to this section exceeds the amount, if any, due such school
district pursuant to subparagraph 2 of paragraph a of subdivision 1 of
section 3609-a of the education law in the school year following the
year in which application was made.
3. Notwithstanding the provisions of section 3609-a of the education
law, an amount equal to the amount paid to a school district pursuant to
subdivisions 1 and 2 of this section shall first be deducted from the
S. 4006--C 22 A. 3006--C
following payments due the school district during the school year
following the year in which application was made pursuant to subpara-
graphs 1, 2, 3, 4 and 5 of paragraph a of subdivision 1 of section
3609-a of the education law in the following order: the lottery appor-
tionment payable pursuant to subparagraph 2 of such paragraph followed
by the fixed fall payments payable pursuant to subparagraph 4 of such
paragraph and then followed by the district's payments to the teachers'
retirement system pursuant to subparagraph 1 of such paragraph, and any
remainder to be deducted from the individualized payments due the
district pursuant to paragraph b of such subdivision shall be deducted
on a chronological basis starting with the earliest payment due the
district.
§ 30-a. Subdivision a of section 5 of chapter 121 of the laws of 1996
relating to authorizing the Roosevelt union free school district to
finance deficits by the issuance of serial bonds, as amended by section
30-a of part A of chapter 56 of the laws of 2022, is amended to read as
follows:
a. Notwithstanding any other provisions of law, upon application to
the commissioner of education submitted not sooner than April first and
not later than June thirtieth of the applicable school year, the Roose-
velt union free school district shall be eligible to receive an appor-
tionment pursuant to this chapter for salary expenses, including related
benefits, incurred between April first and June thirtieth of such school
year. Such apportionment shall not exceed: for the 1996-97 school year
through the [2022-23] 2023-24 school year, four million dollars
($4,000,000); for the [2023-24] 2024-25 school year, three million
dollars ($3,000,000); for the [2024-25] 2025-26 school year, two million
dollars ($2,000,000); for the [2025-26] 2026-27 school year, one million
dollars ($1,000,000); and for the [2026-27] 2027-28 school year, zero
dollars. Such annual application shall be made after the board of
education has adopted a resolution to do so with the approval of the
commissioner of education.
§ 30-b. Certain apportionments payable to the Mount Vernon city school
district shall be paid on an accelerated schedule as follows:
a. (1) Notwithstanding any other provisions of law, for aid payable in
the school years 2022-2023 through 2051-2052 upon application to the
commissioner of education submitted not sooner than the second Monday in
June of the school year in which such aid is payable and not later than
the Friday following the third Monday in June of the school year in
which such aid is payable, or ten days after the effective date of this
act, whichever shall be later, the Mount Vernon city school district
shall be eligible to receive an apportionment pursuant to this act in an
amount up to the product of five million dollars ($5,000,000) and the
quotient of the positive difference of thirty minus the number of school
years elapsed since the 2022-2023 school year divided by thirty. (2)
Funds apportioned pursuant to this subdivision shall be used for
services and expenses of the Mount Vernon city school district and shall
be applied to support of its educational programs and any liability
incurred by such city school district in carrying out its functions and
responsibilities under the education law.
b. The claim for an apportionment to be paid to the Mount Vernon city
school district pursuant to subdivision a of this section shall be
submitted to the commissioner of education on a form prescribed for such
purpose, and shall be payable upon determination by such commissioner
that the form has been submitted as prescribed and that the school
district has complied with the reporting requirements of this act. For
S. 4006--C 23 A. 3006--C
each school year in which application is made pursuant to subdivision a
of this section, such approved amount shall be payable on or before June
thirtieth of such school year upon the audit and warrant of the state
comptroller on vouchers certified or approved by the commissioner of
education in the manner prescribed by law from moneys in the state
lottery fund appropriated for general support of public schools and from
the general fund to the extent that the amount paid to the Mount Vernon
city school district pursuant to this subdivision and subdivision a of
this section exceeds the amount of the lottery apportionment, if any,
due such school district pursuant to subparagraph 2 of paragraph a of
subdivision 1 of section 3609-a of the education law on or before
September first of such school year.
c. Notwithstanding the provisions of section 3609-a of the education
law, an amount equal to the amount paid to the Mount Vernon city school
district during the base year pursuant to subdivisions a and b of this
section shall first be deducted from payments due during the current
school year pursuant to subparagraphs 1, 2, 3, 4 and 5 of paragraph a of
subdivision 1 of section 3609-a of the education law in the following
order: the lottery apportionment payable pursuant to subparagraph 2 of
such paragraph followed by the fixed fall payments payable pursuant to
subparagraph 4 of such paragraph, and any remainder to be deducted from
the individualized payments due to the district pursuant to paragraph b
of such subdivision shall be deducted on a chronological basis starting
with the earliest payment due the district.
d. Notwithstanding any other provisions of law, the sum of payments
made to the Mount Vernon city school district during the base year
pursuant to subdivisions a and b of this section plus payments made to
such school district during the current year pursuant to section 3609-a
of the education law shall be deemed to truly represent all aids paid to
such school district during the current school year pursuant to such
section 3609-a for the purposes of computing any adjustments to such
aids that may occur in a subsequent school year.
e. (1) On or before the first day of each month beginning in July 2023
and ending in June 2053, the chief fiscal officer and the superintendent
of schools of the Mount Vernon city school district shall prepare and
submit to the board of education a report of the fiscal condition of the
school district, including but not limited to the most current available
data on fund balances on funds maintained by the school district and the
district's use of the apportionments provided pursuant to subdivisions a
and b of this section.
(2) Such monthly report shall be in a format prescribed by the commis-
sioner of education. The board of education shall either reject and
return the report to the chief fiscal officer and the superintendent of
schools for appropriate revisions and resubmittal or shall approve the
report and submit copies to the commissioner of education and the state
comptroller of such approved report as submitted or resubmitted.
(3) In the 2022-2023 through 2051-2052 school years, the chief fiscal
officer of the Mount Vernon city school district shall monitor all budg-
ets and for each budget, shall prepare a quarterly report of summarized
budget data depicting overall trends of actual revenues and budget
expenditures for the entire budget as well as individual line items.
Such report shall compare revenue estimates and appropriations as set
forth in such budget with the actual revenues and expenditures made to
date. All quarterly reports shall be accompanied by a recommendation
from the superintendent of schools or chief fiscal officer to the board
of education setting forth any remedial actions necessary to resolve any
S. 4006--C 24 A. 3006--C
unfavorable budget variance including the overestimation of revenue and
underestimation of appropriations. The chief fiscal officer shall also
prepare, as part of such report, a quarterly trial balance of general
ledger accounts in accordance with generally accepted accounting princi-
ples as prescribed by the state comptroller. All reports shall be
completed within sixty days after the end of each quarter and shall be
submitted to the chief fiscal officer and the board of education of the
Mount Vernon city school district, the state division of budget, the
office of the state comptroller, the commissioner of education, the
chair of the assembly ways and means committee and the chair of the
senate finance committee.
§ 31. The amounts specified in this section shall be a set-aside from
the state funds which each such district is receiving from the total
foundation aid:
1. for the development, maintenance or expansion of magnet schools or
magnet school programs for the 2023--2024 school year. For the city
school district of the city of New York there shall be a set-aside of
foundation aid equal to forty-eight million one hundred seventy-five
thousand dollars ($48,175,000) including five hundred thousand dollars
($500,000) for the Andrew Jackson High School; for the Buffalo city
school district, twenty-one million twenty-five thousand dollars
($21,025,000); for the Rochester city school district, fifteen million
dollars ($15,000,000); for the Syracuse city school district, thirteen
million dollars ($13,000,000); for the Yonkers city school district,
forty-nine million five hundred thousand dollars ($49,500,000); for the
Newburgh city school district, four million six hundred forty-five thou-
sand dollars ($4,645,000); for the Poughkeepsie city school district,
two million four hundred seventy-five thousand dollars ($2,475,000); for
the Mount Vernon city school district, two million dollars ($2,000,000);
for the New Rochelle city school district, one million four hundred ten
thousand dollars ($1,410,000); for the Schenectady city school district,
one million eight hundred thousand dollars ($1,800,000); for the Port
Chester city school district, one million one hundred fifty thousand
dollars ($1,150,000); for the White Plains city school district, nine
hundred thousand dollars ($900,000); for the Niagara Falls city school
district, six hundred thousand dollars ($600,000); for the Albany city
school district, three million five hundred fifty thousand dollars
($3,550,000); for the Utica city school district, two million dollars
($2,000,000); for the Beacon city school district, five hundred sixty-
six thousand dollars ($566,000); for the Middletown city school
district, four hundred thousand dollars ($400,000); for the Freeport
union free school district, four hundred thousand dollars ($400,000);
for the Greenburgh central school district, three hundred thousand
dollars ($300,000); for the Amsterdam city school district, eight
hundred thousand dollars ($800,000); for the Peekskill city school
district, two hundred thousand dollars ($200,000); and for the Hudson
city school district, four hundred thousand dollars ($400,000).
2. Notwithstanding any inconsistent provision of law to the contrary,
a school district setting aside such foundation aid pursuant to this
section may use such set-aside funds for: (a) any instructional or
instructional support costs associated with the operation of a magnet
school; or (b) any instructional or instructional support costs associ-
ated with implementation of an alternative approach to promote diversity
and/or enhancement of the instructional program and raising of standards
in elementary and secondary schools of school districts having substan-
tial concentrations of minority students.
S. 4006--C 25 A. 3006--C
3. The commissioner of education shall not be authorized to withhold
foundation aid from a school district that used such funds in accordance
with this subdivision, notwithstanding any inconsistency with a request
for proposals issued by such commissioner for the purpose of attendance
improvement and dropout prevention for the 2023--2024 school year, and
for any city school district in a city having a population of more than
one million, the set-aside for attendance improvement and dropout
prevention shall equal the amount set aside in the base year. For the
2023--2024 school year, it is further provided that any city school
district in a city having a population of more than one million shall
allocate at least one-third of any increase from base year levels in
funds set aside pursuant to the requirements of this section to communi-
ty-based organizations. Any increase required pursuant to this section
to community-based organizations must be in addition to allocations
provided to community-based organizations in the base year.
4. For the purpose of teacher support for the 2023--2024 school year:
for the city school district of the city of New York, sixty-two million
seven hundred seven thousand dollars ($62,707,000); for the Buffalo city
school district, one million seven hundred forty-one thousand dollars
($1,741,000); for the Rochester city school district, one million seven-
ty-six thousand dollars ($1,076,000); for the Yonkers city school
district, one million one hundred forty-seven thousand dollars
($1,147,000); and for the Syracuse city school district, eight hundred
nine thousand dollars ($809,000). All funds made available to a school
district pursuant to this section shall be distributed among teachers
including prekindergarten teachers and teachers of adult vocational and
academic subjects in accordance with this section and shall be in addi-
tion to salaries heretofore or hereafter negotiated or made available;
provided, however, that all funds distributed pursuant to this section
for the current year shall be deemed to incorporate all funds distrib-
uted pursuant to former subdivision 27 of section 3602 of the education
law for prior years. In school districts where the teachers are repres-
ented by certified or recognized employee organizations, all salary
increases funded pursuant to this section shall be determined by sepa-
rate collective negotiations conducted pursuant to the provisions and
procedures of article 14 of the civil service law, notwithstanding the
existence of a negotiated agreement between a school district and a
certified or recognized employee organization.
§ 32. Support of public libraries. The moneys appropriated for the
support of public libraries by a chapter of the laws of 2023 enacting
the aid to localities budget shall be apportioned for the 2023-2024
state fiscal year in accordance with the provisions of sections 271,
272, 273, 282, 284, and 285 of the education law as amended by the
provisions of such chapter and the provisions of this section, provided
that library construction aid pursuant to section 273-a of the education
law shall not be payable from the appropriations for the support of
public libraries and provided further that no library, library system or
program, as defined by the commissioner of education, shall receive less
total system or program aid than it received for the year 2001-2002
except as a result of a reduction adjustment necessary to conform to the
appropriations for support of public libraries.
Notwithstanding any other provision of law to the contrary the moneys
appropriated for the support of public libraries for the year 2023-2024
by a chapter of the laws of 2023 enacting the aid to localities budget
shall fulfill the state's obligation to provide such aid and, pursuant
to a plan developed by the commissioner of education and approved by the
S. 4006--C 26 A. 3006--C
director of the budget, the aid payable to libraries and library systems
pursuant to such appropriations shall be reduced proportionately to
ensure that the total amount of aid payable does not exceed the total
appropriations for such purpose.
§ 32-a. Section 2 of chapter 498 of the laws of 2011 amending the
education law relating to the public library construction grant program,
as amended by chapter 192 of the laws of 2019, is amended to read as
follows:
§ 2. This act shall take effect on the first of April next succeeding
the date on which it shall have become a law and shall expire and be
deemed repealed March 31, [2023] 2026.
§ 33. Subparagraph 2 of paragraph a of section 1 of chapter 94 of the
laws of 2002 relating to the financial stability of the Rochester city
school district, is amended to read as follows:
(2) Notwithstanding any other provisions of law, for aid payable in
the 2002-03 through [2022-23] 2027-28 school years, an amount equal to
twenty million dollars ($20,000,000) of general support for public
schools otherwise due and payable to the Rochester city school district
on or before September first of the applicable school year shall be for
an entitlement period ending the immediately preceding June thirtieth.
§ 34. Severability. The provisions of this act shall be severable, and
if the application of any clause, sentence, paragraph, subdivision,
section or part of this act to any person or circumstance shall be
adjudged by any court of competent jurisdiction to be invalid, such
judgment shall not necessarily affect, impair or invalidate the applica-
tion of any such clause, sentence, paragraph, subdivision, section, part
of this act or remainder thereof, as the case may be, to any other
person or circumstance, but shall be confined in its operation to the
clause, sentence, paragraph, subdivision, section or part thereof
directly involved in the controversy in which such judgment shall have
been rendered.
§ 35. This act shall take effect immediately, and shall be deemed to
have been in full force and effect on and after April 1, 2023, provided,
however, that:
1. Sections one, two, three-a, five, eight, nine, ten, eleven, four-
teen, fifteen, sixteen, eighteen, eighteen-a, twenty-two, thirty-one,
and thirty-three of this act shall take effect July 1, 2023;
2. Section twelve of this act shall expire and be deemed repealed June
30, 2026;
3. Section nineteen of this act shall expire and be deemed repealed
June 30, 2036; and
4. The amendments to chapter 756 of the laws of 1992 relating to fund-
ing a program for work force education conducted by a consortium for
worker education in New York city made by sections twenty and twenty-one
of this act shall not affect the repeal of such chapter and shall be
deemed repealed therewith.
PART B
Section 1. Paragraph h of subdivision 2 of section 355 of the educa-
tion law is amended by adding a new subparagraph (4-a-1) to read as
follows:
(4-A-1) NOTWITHSTANDING ANY LAW, RULE, REGULATION OR PRACTICE TO THE
CONTRARY AND FOLLOWING THE REVIEW AND APPROVAL OF THE CHANCELLOR OF THE
STATE UNIVERSITY OR HIS OR HER DESIGNEE, THE BOARD OF TRUSTEES MAY ANNU-
ALLY IMPOSE DIFFERENTIAL TUITION RATES ON NON-RESIDENT UNDERGRADUATE AND
S. 4006--C 27 A. 3006--C
GRADUATE RATES OF TUITION FOR STATE-OPERATED INSTITUTIONS FOR A THREE
YEAR PERIOD COMMENCING WITH THE TWO THOUSAND TWENTY-THREE--TWO THOUSAND
TWENTY-FOUR ACADEMIC YEAR AND ENDING IN THE TWO THOUSAND TWENTY-FIVE--
TWO THOUSAND TWENTY-SIX ACADEMIC YEAR, PROVIDED THAT SUCH RATES ARE
COMPETITIVE WITH THE RATES OF TUITION CHARGED BY PEER INSTITUTIONS AND
THAT THE BOARD OF TRUSTEES ANNUALLY PROVIDE THE REASON AND METHODOLOGY
BEHIND ANY RATE INCREASE TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE
SENATE, AND THE SPEAKER OF THE ASSEMBLY PRIOR TO THE APPROVAL OF SUCH
INCREASES.
§ 2. Paragraph (a) of subdivision 7 of section 6206 of the education
law is amended by adding a new subparagraph (vi) to read as follows:
(VI) NOTWITHSTANDING ANY LAW, RULE, REGULATION OR PRACTICE TO THE
CONTRARY, COMMENCING WITH THE TWO THOUSAND TWENTY-THREE--TWO THOUSAND
TWENTY-FOUR ACADEMIC YEAR AND ENDING IN THE TWO THOUSAND TWENTY-FIVE--
TWO THOUSAND TWENTY-SIX ACADEMIC YEAR, FOLLOWING THE REVIEW AND
APPROVAL OF THE CHANCELLOR OF THE CITY UNIVERSITY OR HIS OR HER DESIG-
NEE, THE CITY UNIVERSITY OF NEW YORK BOARD OF TRUSTEES SHALL BE
EMPOWERED TO ANNUALLY IMPOSE DIFFERENTIAL TUITION RATES ON NON-RESIDENT
UNDERGRADUATE AND GRADUATE RATES OF TUITION FOR SENIOR COLLEGES,
PROVIDED THAT SUCH RATES ARE COMPETITIVE WITH THE RATES OF TUITION
CHARGED BY PEER INSTITUTIONS AND THAT THE BOARD OF TRUSTEES ANNUALLY
PROVIDE THE REASON AND METHODOLOGY BEHIND ANY RATE INCREASE TO THE
GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, AND THE SPEAKER OF THE
ASSEMBLY PRIOR TO THE APPROVAL OF SUCH INCREASES.
§ 3. Paragraph (a) of subdivision 7 of section 6206 of the education
law, as amended by chapter 669 of the laws of 2022, is amended to read
as follows:
(a) (I) The board of trustees shall establish positions, departments,
divisions and faculties; appoint and in accordance with the provisions
of law fix salaries of instructional and non-instructional employees
therein; establish and conduct courses and curricula; prescribe condi-
tions of student admission, attendance and discharge; and shall have the
power to determine in its discretion whether tuition shall be charged
and to regulate tuition charges, and other instructional and non-in-
structional fees and other fees and charges at the educational units of
the city university. The trustees shall review any proposed community
college tuition increase and the justification for such increase. The
justification provided by the community college for such increase shall
include a detailed analysis of ongoing operating costs, capital, debt
service expenditures, and all revenues. The trustees shall not impose a
differential tuition charge based upon need or income. All students
enrolled in programs leading to like degrees at the senior colleges
shall be charged a uniform rate of tuition, except for differential
tuition rates based on state residency. Notwithstanding any other
provision of this paragraph, the trustees may authorize the setting of a
separate category of tuition rate, that shall be greater than the
tuition rate for resident students and less than the tuition rate for
non-resident students, only for students enrolled in distance learning
courses who are not residents of the state. The trustees shall further
provide that the payment of tuition and fees by any student who is not a
resident of New York state, other than a non-immigrant noncitizen within
the meaning of paragraph (15) of subsection (a) of section 1101 of title
8 of the United States Code, shall be paid at a rate or charge no great-
er than that imposed for students who are residents of the state if such
student:
S. 4006--C 28 A. 3006--C
[(i)] (1) attended an approved New York high school for two or more
years, graduated from an approved New York high school and applied for
attendance at an institution or educational unit of the city university
within five years of receiving a New York state high school diploma; or
[(ii)] (2) attended an approved New York state program for general
equivalency diploma exam preparation, received a general equivalency
diploma issued within New York state and applied for attendance at an
institution or educational unit of the city university within five years
of receiving a general equivalency diploma issued within New York state;
or
[(iii)] (3) was enrolled in an institution or educational unit of the
city university in the fall semester or quarter of the two thousand
one--two thousand two academic year and was authorized by such institu-
tion or educational unit to pay tuition at the rate or charge imposed
for students who are residents of the state.
A student without lawful immigration status shall also be required to
file an affidavit with such institution or educational unit stating that
the student has filed an application to legalize his or her immigration
status, or will file such an application as soon as he or she is eligi-
ble to do so. The trustees shall not adopt changes in tuition charges
prior to the enactment of the annual budget. The board of trustees may
accept as partial reimbursement for the education of veterans of the
armed forces of the United States who are otherwise qualified such sums
as may be authorized by federal legislation to be paid for such educa-
tion. The board of trustees may conduct on a fee basis extension courses
and courses for adult education appropriate to the field of higher
education. In all courses and courses of study it may, in its
discretion, require students to pay library, laboratory, locker, break-
age and other instructional and non-instructional fees and meet the cost
of books and consumable supplies. In addition to the foregoing fees and
charges, the board of trustees may impose and collect fees and charges
for student government and other student activities and receive and
expend them as agent or trustee.
(II) NOTWITHSTANDING ANY LAW, RULE, REGULATION OR PRACTICE TO THE
CONTRARY, COMMENCING WITH THE TWO THOUSAND TWENTY-THREE--TWO THOUSAND
TWENTY-FOUR ACADEMIC YEAR AND ENDING IN THE TWO THOUSAND TWENTY-FIVE--
TWO THOUSAND TWENTY-SIX ACADEMIC YEAR, FOLLOWING THE REVIEW AND
APPROVAL OF THE CHANCELLOR OF THE CITY UNIVERSITY OR HIS OR HER DESIG-
NEE, THE CITY UNIVERSITY OF NEW YORK BOARD OF TRUSTEES SHALL BE
EMPOWERED TO ANNUALLY IMPOSE DIFFERENTIAL TUITION RATES ON NON-RESIDENT
UNDERGRADUATE AND GRADUATE RATES OF TUITION FOR SENIOR COLLEGES,
PROVIDED THAT SUCH RATES ARE COMPETITIVE WITH THE RATES OF TUITION
CHARGED BY PEER INSTITUTIONS AND THAT THE BOARD OF TRUSTEES ANNUALLY
PROVIDE THE REASON AND METHODOLOGY BEHIND ANY RATE INCREASE TO THE
GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, AND THE SPEAKER OF THE
ASSEMBLY PRIOR TO THE APPROVAL OF SUCH INCREASES.
§ 4. This act shall take effect immediately; provided however the
amendments to paragraph (a) of subdivision 7 of section 6206 of the
education law made by section two of this act shall be subject to the
expiration and reversion of such paragraph pursuant to section 16 of
chapter 260 of the laws of 2011 as amended, when upon such date the
provisions of section three of this act shall take effect.
PART C
Intentionally Omitted
S. 4006--C 29 A. 3006--C
PART D
Section 1. Paragraphs b and c of subdivision 4 of section 612 of the
education law, as added by chapter 425 of the laws of 1988, are amended
to read as follows:
[b. A grant to a recipient of an award under this section shall not
exceed the amount of three hundred thousand dollars for any grant year,
provided that a recipient may receive a grant in excess of such amount
at the rate of twelve hundred fifty dollars for each student, in excess
of two hundred forty students, who is provided compensatory and support
services by the recipient during such grant year.
c.] B. The grant recipients shall provide students at public and
nonpublic schools the opportunity to receive compensatory and support
services in an equitable manner consistent with the number and need of
the children in such schools.
§ 2. This act shall take effect immediately.
PART E
Intentionally Omitted
PART F
Intentionally Omitted
PART G
Intentionally Omitted
PART H
Intentionally Omitted
PART I
Intentionally Omitted
PART J
Intentionally Omitted
PART K
Intentionally Omitted
PART L
Intentionally Omitted
S. 4006--C 30 A. 3006--C
PART M
Intentionally Omitted
PART N
Intentionally Omitted
PART O
Intentionally Omitted
PART P
Intentionally Omitted
PART Q
Section 1. Notwithstanding any other provision of law, the housing
trust fund corporation may provide, for purposes of the neighborhood
preservation program, a sum not to exceed $17,633,000 for the fiscal
year ending March 31, 2024. Within this total amount, $250,000 shall be
used for the purpose of entering into a contract with the neighborhood
preservation coalition to provide technical assistance and services to
companies funded pursuant to article 16 of the private housing finance
law. Notwithstanding any other provision of law, and subject to the
approval of the New York state director of the budget, the board of
directors of the state of New York mortgage agency shall authorize the
transfer to the housing trust fund corporation, for the purposes of
reimbursing any costs associated with neighborhood preservation program
contracts authorized by this section, a total sum not to exceed
$17,633,000, such transfer to be made from (i) the special account of
the mortgage insurance fund created pursuant to section 2429-b of the
public authorities law, in an amount not to exceed the actual excess
balance in the special account of the mortgage insurance fund, as deter-
mined and certified by the state of New York mortgage agency for the
fiscal year 2022-2023 in accordance with section 2429-b of the public
authorities law, if any, and/or (ii) provided that the reserves in the
project pool insurance account of the mortgage insurance fund created
pursuant to section 2429-b of the public authorities law are sufficient
to attain and maintain the credit rating (as determined by the state of
New York mortgage agency) required to accomplish the purposes of such
account, the project pool insurance account of the mortgage insurance
fund, such transfer to be made as soon as practicable but no later than
June 30, 2023.
§ 2. Notwithstanding any other provision of law, the housing trust
fund corporation may provide, for purposes of the rural preservation
program, a sum not to exceed $7,557,000 for the fiscal year ending March
31, 2024. Within this total amount, $250,000 shall be used for the
purpose of entering into a contract with the rural housing coalition to
provide technical assistance and services to companies funded pursuant
to article 17 of the private housing finance law. Notwithstanding any
S. 4006--C 31 A. 3006--C
other provision of law, and subject to the approval of the New York
state director of the budget, the board of directors of the state of New
York mortgage agency shall authorize the transfer to the housing trust
fund corporation, for the purposes of reimbursing any costs associated
with rural preservation program contracts authorized by this section, a
total sum not to exceed $7,557,000, such transfer to be made from (i)
the special account of the mortgage insurance fund created pursuant to
section 2429-b of the public authorities law, in an amount not to exceed
the actual excess balance in the special account of the mortgage insur-
ance fund, as determined and certified by the state of New York mortgage
agency for the fiscal year 2022-2023 in accordance with section 2429-b
of the public authorities law, if any, and/or (ii) provided that the
reserves in the project pool insurance account of the mortgage insurance
fund created pursuant to section 2429-b of the public authorities law
are sufficient to attain and maintain the credit rating (as determined
by the state of New York mortgage agency) required to accomplish the
purposes of such account, the project pool insurance account of the
mortgage insurance fund, such transfer to be made as soon as practicable
but no later than June 30, 2023.
§ 3. Notwithstanding any other provision of law, the housing trust
fund corporation may provide, for purposes of the rural rental assist-
ance program pursuant to article 17-A of the private housing finance
law, a sum not to exceed $21,710,000 for the fiscal year ending March
31, 2024. Notwithstanding any other provision of law, and subject to
the approval of the New York state director of the budget, the board of
directors of the state of New York mortgage agency shall authorize the
transfer to the housing trust fund corporation, for the purposes of
reimbursing any costs associated with rural rental assistance program
contracts authorized by this section, a total sum not to exceed
$21,710,000, such transfer to be made from (i) the special account of
the mortgage insurance fund created pursuant to section 2429-b of the
public authorities law, in an amount not to exceed the actual excess
balance in the special account of the mortgage insurance fund, as deter-
mined and certified by the state of New York mortgage agency for the
fiscal year 2022-2023 in accordance with section 2429-b of the public
authorities law, if any, and/or (ii) provided that the reserves in the
project pool insurance account of the mortgage insurance fund created
pursuant to section 2429-b of the public authorities law are sufficient
to attain and maintain the credit rating, as determined by the state of
New York mortgage agency, required to accomplish the purposes of such
account, the project pool insurance account of the mortgage insurance
fund, such transfer shall be made as soon as practicable but no later
than June 30, 2023.
§ 4. Notwithstanding any other provision of law, the homeless housing
and assistance corporation may provide, for purposes of the New York
state supportive housing program, the solutions to end homelessness
program or the operational support for AIDS housing program, or to qual-
ified grantees under such programs, in accordance with the requirements
of such programs, a sum not to exceed $50,781,000 for the fiscal year
ending March 31, 2024. The homeless housing and assistance corporation
may enter into an agreement with the office of temporary and disability
assistance to administer such sum in accordance with the requirements of
such programs. Notwithstanding any other provision of law, and subject
to the approval of the New York state director of the budget, the board
of directors of the state of New York mortgage agency shall authorize
the transfer to the homeless housing and assistance corporation, a total
S. 4006--C 32 A. 3006--C
sum not to exceed $50,781,000, such transfer to be made from (i) the
special account of the mortgage insurance fund created pursuant to
section 2429-b of the public authorities law, in an amount not to exceed
the actual excess balance in the special account of the mortgage insur-
ance fund, as determined and certified by the state of New York mortgage
agency for the fiscal year 2022-2023 in accordance with section 2429-b
of the public authorities law, if any, and/or (ii) provided that the
reserves in the project pool insurance account of the mortgage insurance
fund created pursuant to section 2429-b of the public authorities law
are sufficient to attain and maintain the credit rating as determined by
the state of New York mortgage agency, required to accomplish the
purposes of such account, the project pool insurance account of the
mortgage insurance fund, such transfer shall be made as soon as practi-
cable but no later than March 31, 2024.
§ 5. This act shall take effect immediately.
PART R
Intentionally Omitted
PART S
Section 1. Paragraph (c) of subdivision 1 of section 652 of the labor
law, as added by section 1 of part K of chapter 54 of the laws of 2016,
is amended to read as follows:
(c) Remainder of state. Every employer shall pay to each of its
employees for each hour worked outside of the city of New York and the
counties of Nassau, Suffolk, and Westchester, a wage of not less than:
$9.70 on and after December 31, 2016,
$10.40 on and after December 31, 2017,
$11.10 on and after December 31, 2018,
$11.80 on and after December 31, 2019,
$12.50 on and after December 31, 2020,
and on each following December thirty-first UP TO AND UNTIL DECEMBER
31, 2022, a wage published by the commissioner on or before October
first, based on the then current minimum wage increased by a percentage
determined by the director of the budget in consultation with the
commissioner, with the result rounded to the nearest five cents, total-
ing no more than fifteen dollars, where the percentage increase shall be
based on indices including, but not limited to, (i) the rate of
inflation for the most recent twelve month period ending June of that
year based on the consumer price index for all urban consumers on a
national and seasonally unadjusted basis (CPI-U), or a successor index
as calculated by the United States department of labor, (ii) the rate of
state personal income growth for the prior calendar year, or a successor
index, published by the bureau of economic analysis of the United States
department of commerce, or (iii) wage growth; or, if greater, such other
wage as may be established by federal law pursuant to 29 U.S.C. section
206 or its successors or such other wage as may be established in
accordance with the provisions of this article.
§ 2. Section 652 of the labor law is amended by adding two new subdi-
visions 1-a and 1-b to read as follows:
1-A. ANNUAL MINIMUM WAGE FROM JANUARY 1, 2024 TO DECEMBER 31, 2026.
S. 4006--C 33 A. 3006--C
(A) NEW YORK CITY. NOTWITHSTANDING SUBDIVISION ONE OF THIS SECTION,
EVERY EMPLOYER REGARDLESS OF SIZE SHALL PAY TO EACH OF ITS EMPLOYEES FOR
EACH HOUR WORKED IN THE CITY OF NEW YORK A WAGE OF NOT LESS THAN:
$16.00 ON AND AFTER JANUARY 1, 2024,
$16.50 ON AND AFTER JANUARY 1, 2025,
$17.00 ON AND AFTER JANUARY 1, 2026, OR, IF GREATER, SUCH OTHER WAGE
AS MAY BE ESTABLISHED BY FEDERAL LAW PURSUANT TO 29 U.S.C. SECTION
206 OR ITS SUCCESSORS OR SUCH OTHER WAGE AS MAY BE ESTABLISHED IN
ACCORDANCE WITH THE PROVISIONS OF THIS ARTICLE.
(B) REMAINDER OF DOWNSTATE. NOTWITHSTANDING SUBDIVISION ONE OF THIS
SECTION, EVERY EMPLOYER SHALL PAY TO EACH OF ITS EMPLOYEES FOR EACH HOUR
WORKED IN THE COUNTIES OF NASSAU, SUFFOLK, AND WESTCHESTER, A WAGE OF
NOT LESS THAN:
$16.00 ON AND AFTER JANUARY 1, 2024,
$16.50 ON AND AFTER JANUARY 1, 2025,
$17.00 ON AND AFTER JANUARY 1, 2026, OR, IF GREATER, SUCH OTHER WAGE
AS MAY BE ESTABLISHED BY FEDERAL LAW PURSUANT TO 29 U.S.C. SECTION
206 OR ITS SUCCESSORS OR SUCH OTHER WAGE AS MAY BE ESTABLISHED IN
ACCORDANCE WITH THE PROVISIONS OF THIS ARTICLE.
(C) REMAINDER OF STATE. NOTWITHSTANDING SUBDIVISION ONE OF THIS
SECTION, EVERY EMPLOYER SHALL PAY TO EACH OF ITS EMPLOYEES FOR EACH HOUR
WORKED OUTSIDE THE CITY OF NEW YORK AND THE COUNTIES OF NASSAU, SUFFOLK,
AND WESTCHESTER, A WAGE OF NOT LESS THAN:
$15.00 ON AND AFTER JANUARY 1, 2024,
$15.50 ON AND AFTER JANUARY 1, 2025,
$16.00 ON AND AFTER JANUARY 1, 2026, OR, IF GREATER, SUCH OTHER WAGE
AS MAY BE ESTABLISHED BY FEDERAL LAW PURSUANT TO 29 U.S.C. SECTION 206
OR ITS SUCCESSORS OR SUCH OTHER WAGE AS MAY BE ESTABLISHED IN ACCORDANCE
WITH THE PROVISIONS OF THIS ARTICLE.
1-B. ANNUAL MINIMUM WAGE INCREASE BEGINNING ON JANUARY FIRST, TWO
THOUSAND TWENTY-SEVEN. (A) NEW YORK CITY. ON AND AFTER JANUARY FIRST,
TWO THOUSAND TWENTY-SEVEN, EVERY EMPLOYER REGARDLESS OF SIZE SHALL PAY
TO EACH OF ITS EMPLOYEES FOR EACH HOUR WORKED IN THE CITY OF NEW YORK, A
WAGE OF NOT LESS THAN THE ADJUSTED MINIMUM WAGE RATE ESTABLISHED ANNUAL-
LY BY THE COMMISSIONER. SUCH ADJUSTED MINIMUM WAGE RATE SHALL BE DETER-
MINED BY INCREASING THE THEN CURRENT YEAR'S MINIMUM WAGE RATE BY THE
RATE OF CHANGE IN THE AVERAGE OF THE THREE MOST RECENT CONSECUTIVE
TWELVE-MONTH PERIODS BETWEEN THE FIRST OF AUGUST AND THE THIRTY-FIRST OF
JULY, EACH OVER THEIR PRECEDING TWELVE-MONTH PERIODS PUBLISHED BY THE
UNITED STATES DEPARTMENT OF LABOR NON-SEASONALLY ADJUSTED CONSUMER PRICE
INDEX FOR NORTHEAST REGION URBAN WAGE EARNERS AND CLERICAL WORKERS
(CPI-W) OR ANY SUCCESSOR INDEX AS CALCULATED BY THE UNITED STATES
DEPARTMENT OF LABOR, WITH THE RESULT ROUNDED TO THE NEAREST FIVE CENTS.
(B) REMAINDER OF DOWNSTATE. ON AND AFTER JANUARY FIRST, TWO THOUSAND
TWENTY-SEVEN, EVERY EMPLOYER SHALL PAY TO EACH OF ITS EMPLOYEES FOR EACH
HOUR WORKED IN THE COUNTIES OF NASSAU, SUFFOLK, AND WESTCHESTER, A WAGE
OF NOT LESS THAN THE ADJUSTED MINIMUM WAGE RATE ESTABLISHED ANNUALLY BY
THE COMMISSIONER. SUCH ADJUSTED MINIMUM WAGE RATE SHALL BE DETERMINED BY
INCREASING THE THEN CURRENT YEAR'S MINIMUM WAGE RATE BY THE RATE OF
CHANGE IN THE AVERAGE OF THE THREE MOST RECENT CONSECUTIVE TWELVE-MONTH
PERIODS BETWEEN THE FIRST OF AUGUST AND THE THIRTY-FIRST OF JULY, EACH
OVER THEIR PRECEDING TWELVE-MONTH PERIODS PUBLISHED BY THE UNITED STATES
DEPARTMENT OF LABOR NON-SEASONALLY ADJUSTED CONSUMER PRICE INDEX FOR THE
NORTHEAST REGION URBAN WAGE EARNERS AND CLERICAL WORKERS (CPI-W) OR ANY
SUCCESSOR INDEX AS CALCULATED BY THE UNITED STATES DEPARTMENT OF LABOR,
WITH THE RESULT ROUNDED TO THE NEAREST FIVE CENTS.
S. 4006--C 34 A. 3006--C
(C) REMAINDER OF STATE. ON AND AFTER JANUARY FIRST, TWO THOUSAND TWEN-
TY-SEVEN, EVERY EMPLOYER SHALL PAY TO EACH OF ITS EMPLOYEES FOR EACH
HOUR WORKED OUTSIDE OF THE CITY OF NEW YORK AND THE COUNTIES OF NASSAU,
SUFFOLK, AND WESTCHESTER A WAGE OF NOT LESS THAN THE ADJUSTED MINIMUM
WAGE RATE ESTABLISHED ANNUALLY BY THE COMMISSIONER. SUCH ADJUSTED MINI-
MUM WAGE RATE SHALL BE DETERMINED BY INCREASING THE THEN CURRENT YEAR'S
MINIMUM WAGE RATE BY THE RATE OF CHANGE IN THE AVERAGE OF THE THREE MOST
RECENT CONSECUTIVE TWELVE-MONTH PERIODS BETWEEN THE FIRST OF AUGUST AND
THE THIRTY-FIRST OF JULY, EACH OVER THEIR PRECEDING TWELVE-MONTH PERIODS
PUBLISHED BY THE UNITED STATES DEPARTMENT OF LABOR NON-SEASONALLY
ADJUSTED CONSUMER PRICE INDEX FOR NORTHEAST REGION URBAN WAGE EARNERS
AND CLERICAL WORKERS (CPI-W) OR ANY SUCCESSOR INDEX AS CALCULATED BY THE
UNITED STATES DEPARTMENT OF LABOR, WITH THE RESULT ROUNDED TO THE NEAR-
EST FIVE CENTS.
(D) EXCEPTIONS. EFFECTIVE JANUARY FIRST, TWO THOUSAND TWENTY-SEVEN AND
THEREAFTER, NOTWITHSTANDING PARAGRAPHS (A), (B) AND (C) OF THIS SUBDIVI-
SION, THERE SHALL BE NO INCREASE IN THE MINIMUM WAGE IN THE STATE FOR
THE FOLLOWING YEAR IF ANY OF THE FOLLOWING CONDITIONS ARE MET, PROVIDED,
HOWEVER, THAT SUCH EXCEPTION SHALL BE LIMITED TO NO MORE THAN TWO
CONSECUTIVE YEARS:
(I) THE RATE OF CHANGE IN THE AVERAGE OF THE MOST RECENT PERIOD OF THE
FIRST OF AUGUST TO THE THIRTY-FIRST OF JULY OVER THE PRECEDING PERIOD OF
THE FIRST OF AUGUST TO THE THIRTY-FIRST OF JULY PUBLISHED BY THE UNITED
STATES DEPARTMENT OF LABOR NON-SEASONALLY ADJUSTED CONSUMER PRICE INDEX
FOR THE NORTHEAST REGION URBAN WAGE EARNERS AND CLERICAL WORKERS
(CPI-W), OR ANY SUCCESSOR INDEX AS CALCULATED BY THE UNITED STATES
DEPARTMENT OF LABOR, IS NEGATIVE;
(II) THE THREE-MONTH MOVING AVERAGE OF THE SEASONALLY ADJUSTED NEW
YORK STATE UNEMPLOYMENT RATE AS DETERMINED BY THE U-3 MEASURE OF LABOR
UNDERUTILIZATION FOR THE MOST RECENT PERIOD ENDING THE THIRTY-FIRST OF
JULY AS CALCULATED BY THE UNITED STATES DEPARTMENT OF LABOR RISES BY
ONE-HALF PERCENTAGE POINT OR MORE RELATIVE TO ITS LOW DURING THE PREVI-
OUS TWELVE MONTHS; OR
(III) SEASONALLY ADJUSTED, TOTAL NON-FARM EMPLOYMENT FOR NEW YORK
STATE IN JULY, CALCULATED BY THE UNITED STATES DEPARTMENT OF LABOR,
DECREASED FROM THE SEASONALLY ADJUSTED, TOTAL NON-FARM EMPLOYMENT FOR
NEW YORK STATE IN APRIL, AND SEASONALLY ADJUSTED, TOTAL NON-FARM EMPLOY-
MENT FOR NEW YORK STATE IN JULY, CALCULATED BY THE UNITED STATES DEPART-
MENT OF LABOR, DECREASED FROM THE SEASONALLY ADJUSTED, TOTAL NON-FARM
EMPLOYMENT FOR NEW YORK STATE IN JANUARY.
(E) THE COMMISSIONER SHALL PUBLISH THE ADJUSTED MINIMUM WAGE RATES NO
LATER THAN THE FIRST OF OCTOBER OF EACH YEAR TO TAKE EFFECT ON THE
FOLLOWING FIRST DAY OF JANUARY.
§ 3. Subdivisions 2, 4 and 5 of section 652 of the labor law, subdivi-
sion 2 as amended by chapter 38 of the laws of 1990, the opening para-
graph of subdivision 2 as amended by section 6 of part II of chapter 58
of the laws of 2020, and subdivisions 4 and 5 as amended by section 2 of
part K of chapter 54 of the laws of 2016, are amended to read as
follows:
2. Existing wage orders. The minimum wage orders in effect on the
effective date of this act shall remain in full force and effect, except
as modified in accordance with the provisions of this article; provided,
however, that the minimum wage order for farm workers codified at part
one hundred ninety of title twelve of the New York code of rules and
regulations in effect on January first, two thousand twenty shall be
deemed to be a wage order established and adopted under this article and
S. 4006--C 35 A. 3006--C
shall remain in full force and effect except as modified in accordance
with the provisions of this article or article nineteen-A of this chap-
ter.
Such minimum wage orders shall be modified by the commissioner to
increase all monetary amounts specified therein in the same proportion
as the increase in the hourly minimum wage as provided in [subdivision]
SUBDIVISIONS one, ONE-A, AND ONE-B of this section, including the
amounts specified in such minimum wage orders as allowances for gratui-
ties, and when furnished by the employer to its employees, for meals,
lodging, apparel and other such items, services and facilities. All
amounts so modified shall be rounded off to the nearest five cents. The
modified orders shall be promulgated by the commissioner without a
public hearing, and without reference to a wage board, and shall become
effective on the effective date of such increases in the minimum wage
except as otherwise provided in this subdivision, notwithstanding any
other provision of this article.
4. Notwithstanding subdivisions one, ONE-A, ONE-B, and two of this
section, the wage for an employee who is a food service worker receiving
tips shall be a cash wage of at least two-thirds of the minimum wage
rates set forth in subdivision one of this section, rounded to the near-
est five cents or seven dollars and fifty cents, whichever is higher,
provided that the tips of such an employee, when added to such cash
wage, are equal to or exceed the minimum wage in effect pursuant to
[subdivision] SUBDIVISIONS one, ONE-A, AND ONE-B of this section and
provided further that no other cash wage is established pursuant to
section six hundred fifty-three of this article.
5. Notwithstanding subdivisions one, ONE-A, ONE-B, and two of this
section, meal and lodging allowances for a food service worker receiving
a cash wage pursuant to subdivision four of this section shall not
increase more than two-thirds of the increase required by subdivision
two of this section as applied to state wage orders in effect pursuant
to [subdivision] SUBDIVISIONS one, ONE-A, AND ONE-B of this section.
§ 4. This act shall take effect immediately.
PART T
Intentionally Omitted
PART U
Section 1. Subdivision 2 of section 410-u of the social services law,
as amended by section 1 of part L of chapter 56 of the laws of 2022, is
amended to read as follows:
2. The state block grant for child care shall be divided into two
parts pursuant to a plan developed by the department and approved by the
director of the budget. One part shall be retained by the state to
provide child care on a statewide basis to special groups and for activ-
ities to increase the availability and/or quality of child care
programs, including, but not limited to, the start-up of child care
programs, the operation of child care resource and referral programs,
training activities, the regulation and monitoring of child care
programs, the development of computerized data systems, and consumer
education, provided however, that child care resource and referral
programs funded under title five-B of article six of this chapter shall
meet additional performance standards developed by the department of
S. 4006--C 36 A. 3006--C
social services including but not limited to: increasing the number of
child care placements for persons who are at or below [two hundred
percent of the state income standard, or three hundred percent of the
state income standard effective August first, two thousand twenty-two,
provided such persons are at or below] eighty-five percent of the state
median income, with emphasis on placements supporting local efforts in
meeting federal and state work participation requirements, increasing
technical assistance to all modalities of legal child care to persons
who are at or below [two hundred percent of the state income standard,
or three hundred percent of the state income standard effective August
first, two thousand twenty-two, provided such persons are at or below]
eighty-five percent of the state median income, including the provision
of training to assist providers in meeting child care standards or regu-
latory requirements, and creating new child care opportunities, and
assisting social services districts in assessing and responding to child
care needs for persons at or below [two hundred percent of the state
income standard, or three hundred percent of the state income standard
effective August first, two thousand twenty-two, provided such persons
are at or below] eighty-five percent of the state median income. The
department shall have the authority to withhold funds from those agen-
cies which do not meet performance standards. Agencies whose funds are
withheld may have funds restored upon achieving performance standards.
The other part shall be allocated to social services districts to
provide child care assistance to families receiving family assistance
and to other low income families.
§ 2. Subdivisions 1 and 3 of section 410-w of the social services
law, subdivision 1 as amended by section 2 of part L of chapter 56 of
the laws of 2022, and subdivision 3 as amended by chapter 70 of the laws
of 2023, are amended to read as follows:
1. A social services district may use the funds allocated to it from
the block grant to provide child care assistance to:
(a) families receiving public assistance when such child care assist-
ance is necessary: to enable a parent or caretaker relative to engage in
work, participate in work activities or perform a community service
pursuant to title nine-B of article five of this chapter; to enable a
teenage parent to attend high school or other equivalent training
program; because the parent or caretaker relative is physically or
mentally incapacitated; or because family duties away from home necessi-
tate the parent or caretaker relative's absence; child day care shall be
provided during breaks in activities[, for a period of up to two weeks].
Such child day care [may] SHALL be authorized [for a period of up to one
month if child care arrangements shall be lost if not continued, and the
program or employment is scheduled to begin within such period] FOR THE
PERIOD DESIGNATED BY THE REGULATIONS OF THE DEPARTMENT;
(b) families with incomes up to [two hundred percent of the state
income standard, or three hundred percent of the state income standard
effective August first, two thousand twenty-two] EIGHTY-FIVE PERCENT OF
THE STATE MEDIAN INCOME who are attempting through work activities to
transition off of public assistance when such child care is necessary in
order to enable a parent or caretaker relative to engage in work
provided such families' public assistance has been terminated as a
result of increased hours of or income from employment or increased
income from child support payments or the family voluntarily ended
assistance; provided that the family received public assistance at least
three of the six months preceding the month in which eligibility for
such assistance terminated or ended or provided that such family has
S. 4006--C 37 A. 3006--C
received child care assistance under subdivision four of this section[;
and provided, the family income does not exceed eighty-five percent of
the state median income];
(c) families with incomes up to [two hundred percent of the state
income standard, or three hundred percent of the state income standard
effective August first, two thousand twenty-two] EIGHTY-FIVE PERCENT OF
THE STATE MEDIAN INCOME, which are determined in accordance with the
regulations of the department to be at risk of becoming dependent on
family assistance[; provided, the family income does not exceed eighty-
five percent of the state median income];
(d) families with incomes up to [two hundred percent of the state
income standard, or three hundred percent of the state income standard
effective August first, two thousand twenty-two] EIGHTY-FIVE PERCENT OF
THE STATE MEDIAN INCOME, who are attending a post secondary educational
program[; provided, the family income does not exceed eighty-five
percent of the state median income]; and
(e) other families with incomes up to [two hundred percent of the
state income standard, or three hundred percent of the state income
standard effective August first, two thousand twenty-two, which the
social services district designates in its consolidated services plan as
eligible for child care assistance] EIGHTY-FIVE PERCENT OF THE STATE
MEDIAN INCOME in accordance with criteria established by the depart-
ment[; provided, the family income does not exceed eighty-five percent
of the state median income].
3. A social services district shall guarantee child care assistance to
families in receipt of public assistance with children under thirteen
years of age when such child care assistance is necessary for a parent
or caretaker relative to engage in work or participate in work activ-
ities pursuant to the provisions of title nine-B of article five of this
chapter. Child care assistance shall continue to be guaranteed for such
a family for a period of twelve months or, upon approval by the office,
may be provided by a social services district for a period up to twen-
ty-four months, after the month in which the family's eligibility for
public assistance has terminated or ended when such child care is neces-
sary in order to enable the parent or caretaker relative to engage in
work, provided that the family's public assistance has been terminated
as a result of an increase in the hours of or income from employment or
increased income from child support payments or because the family
voluntarily ended assistance; that the family received public assistance
in at least three of the six months preceding the month in which eligi-
bility for such assistance terminated or ended or provided that such
family has received child care assistance under subdivision four of this
section; AND that the family's income does not exceed [two hundred
percent of the state income standard, or three hundred percent of the
state income standard effective August first, two thousand twenty-two;
and that the family income does not exceed] eighty-five percent of the
state median income. Such child day care shall recognize the need for
continuity of care for the child and a district shall not move a child
from an existing provider unless the participant consents to such move.
§ 3. Paragraph (a) of subdivision 2 of section 410-x of the social
services law, as amended by chapter 416 of the laws of 2000, is amended
to read as follows:
(a) [A social services district] THE OFFICE OF CHILDREN AND FAMILY
SERVICES may establish priorities for the families which will be eligi-
ble to receive funding; provided that the priorities provide that eligi-
ble families will receive equitable access to child care assistance
S. 4006--C 38 A. 3006--C
funds to the extent that these funds are available. THE OFFICE OF CHIL-
DREN AND FAMILY SERVICES SHALL ENSURE THAT FAMILIES IN RECEIPT OF CHILD
CARE ASSISTANCE AS OF SEPTEMBER THIRTIETH, TWO THOUSAND TWENTY-THREE WHO
WERE IDENTIFIED AS A PRIORITY POPULATION UNDER A LOCAL SOCIAL SERVICES
DISTRICT'S CONSOLIDATED SERVICES PLAN SHALL CONTINUE TO BE ELIGIBLE FOR
SUCH ASSISTANCE, PROVIDED THEY MEET ALL OTHER APPLICABLE ELIGIBILITY
REQUIREMENTS FOR SUCH ASSISTANCE.
§ 4. Paragraphs (b) and (c) of subdivision 2 of section 410-x of the
social services law are REPEALED.
§ 5. Section 410-x of the social services law is amended by adding a
new subdivision 9 to read as follows:
9. REIMBURSEMENT FOR PAYMENT ON BEHALF OF CHILDREN WHO ARE TEMPORARILY
ABSENT FROM CHILD CARE SHALL BE PAID FOR UP TO EIGHTY DAYS PER YEAR.
REIMBURSEMENT FOR ADDITIONAL ABSENCES MAY BE ALLOWABLE IN THE CASE OF
EXTENUATING CIRCUMSTANCES, AS DETERMINED BY THE OFFICE OF CHILDREN AND
FAMILY SERVICES.
§ 6. Subdivision 8 of section 410-w of the social services law, as
amended by section 1 of part Z of chapter 56 of the laws of 2021, is
amended to read as follows:
8. Notwithstanding any other provision of law, rule or regulations to
the contrary, a social services district that implements a plan amend-
ment to the child care portion of its child and family services plan,
either as part of an annual plan update, or through a separate plan
amendment process, where such amendment reduces eligibility for, or
increases the family share percentage of, families receiving child care
services, or that implements the process for closing child care cases as
set forth in the district's approved child and family services plan, due
to the district determining that it cannot maintain its current caseload
because all of the available funds are projected to be needed for open
cases, shall provide all families whose eligibility for child care
assistance or family share percentage will be impacted by such action
with at least thirty days prior written notice of the action. Provided,
however, that a family receiving assistance pursuant to this title shall
not be required to contribute more than [ten] ONE percent of their
income exceeding the federal poverty level.
§ 7. Subdivision 6 of section 410-x of the social services law, as
amended by section 2 of part Z of chapter 56 of the laws of 2021, is
amended to read as follows:
6. Pursuant to department regulations, child care assistance shall be
provided on a sliding fee basis based upon the family's ability to pay;
provided, however, that a family receiving assistance pursuant to this
title shall not be required to contribute more than [ten] ONE percent of
their income exceeding the federal poverty level.
§ 8. Subdivision 10 of section 410-w of the social services law, as
added by section 2 of part L of chapter 56 of the laws of 2022, is
amended to read as follows:
10. For the purposes of this [section] TITLE, the term "state median
income" means the most recent state median income data published by the
bureau of the census, for a family of the same size, updated by the
department for a family size of four and adjusted by the department for
family size.
§ 9. Section 3 of part Z of chapter 56 of the laws of 2021 amending
the social services law relating to making child care more affordable
for low-income families, is amended to read as follows:
§ 3. This act shall take effect immediately [and shall expire and be
deemed repealed three years after such date].
S. 4006--C 39 A. 3006--C
§ 10. This act shall take effect October 1, 2023. The office of chil-
dren and family services is hereby authorized to promulgate such rules
and regulations as may be necessary, including on an emergency basis, to
implement the provisions of this act.
PART V
Section 1. Section 3 of part N of chapter 56 of the laws of 2020,
amending the social services law relating to restructuring financing for
residential school placements, as amended by section 1 of part M of
chapter 56 of the laws of 2022, is amended to read as follows:
§ 3. This act shall take effect immediately and shall expire and be
deemed repealed April 1, [2023] 2024; provided however that the amend-
ments to subdivision 10 of section 153 of the social services law made
by section one of this act, shall not affect the expiration of such
subdivision and shall be deemed to expire therewith.
§ 2. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after April 1, 2023.
PART W
Section 1. Section 11 of subpart A of part G of chapter 57 of the laws
of 2012, amending the social services law and the family court act
relating to establishing a juvenile justice services close to home
initiative, as amended by section 2 of part G of chapter 56 of the laws
of 2018, is amended to read as follows:
§ 11. This act shall take effect April 1, 2012 and shall expire on
March 31, [2023] 2028 when upon such date the provisions of this act
shall be deemed repealed; provided, however, that effective immediately,
the addition, amendment and/or repeal of any rule or regulation neces-
sary for the implementation of this act on its effective date are
authorized and directed to be made and completed on or before such
effective date; provided, however, upon the repeal of this act, a social
services district that has custody of a juvenile delinquent pursuant to
an approved juvenile justice services close to home initiative shall
retain custody of such juvenile delinquent until custody may be legally
transferred in an orderly fashion to the office of children and family
services.
§ 2. Section 7 of subpart B of part G of chapter 57 of the laws of
2012, amending the social services law, the family court act and the
executive law relating to juvenile delinquents, as amended by section 3
of part G of chapter 56 of the laws of 2018, is amended to read as
follows:
§ 7. This act shall take effect April 1, 2012 and shall expire on
March 31, [2023] 2028 when upon such date the provisions of this act
shall be deemed repealed; provided, however, that effective immediately,
the addition, amendment and/or repeal of any rule or regulation neces-
sary for the implementation of this act on its effective date is author-
ized and directed to be made and completed on or before such effective
date.
§ 3. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after March 31, 2023.
PART X
S. 4006--C 40 A. 3006--C
Section 1. Subdivision 1 of section 336-a of the social services law,
as amended by chapter 275 of the laws of 2017, is amended to read as
follows:
1. Social services districts shall make available vocational educa-
tional training and educational activities. Such activities may include
but need not be limited to, high school education or education designed
to prepare a participant for a high school equivalency certificate,
basic and remedial education, education in English proficiency, educa-
tion or a course of instruction in financial literacy and personal
finance that includes instruction on household cash management tech-
niques, career advice to obtain a well paying and secure job, using
checking and savings accounts, obtaining and utilizing short and long
term credit, securing a loan or other long term financing arrangement
for high cost items, participation in a higher education course of
instruction or trade school, and no more than a total of four years of
post-secondary education (or the part-time equivalent). Educational
activities pursuant to this section may be offered with any of the
following providers which meet the performance or assessment standards
established in regulations by the commissioner for such providers: a
community college, licensed trade school, registered business school, or
a two-year or four-year college; provided, however, that such post-sec-
ondary education must be necessary to the attainment of the partic-
ipant's individual employment goal as set forth in the employability
plan and such goal must relate directly to obtaining useful employment
[in a recognized occupation]. When making [any] AN assignment to any
educational activity pursuant to this subdivision, such assignment shall
be permitted only to the extent that such assignment is consistent with
the individual's assessment and employment plan goals in accordance with
sections three hundred thirty-five and three hundred thirty-five-a of
this title and shall require that the individual maintains satisfactory
academic progress and hourly participation is documented consistent with
federal and state requirements. For purposes of this provision "satis-
factory academic progress" shall mean having a cumulative C average, or
its equivalent, as determined by the academic institution. The require-
ment to maintain satisfactory academic progress may be waived if done so
by the academic institution and the social services district based on
undue hardship caused by an event such as a personal injury or illness
of the student, the death of a relative of the student or other exten-
uating circumstances. [Any enrollment in post-secondary education beyond
a twelve month period must be combined with no less than twenty hours of
participation averaged weekly in paid employment or work activities or
community service when paid employment is not available.] PARTICIPATION
IN AN EDUCATIONAL AND/OR VOCATIONAL TRAINING PROGRAM, THAT SHALL
INCLUDE, BUT NOT BE LIMITED TO, A TWO-YEAR POST-SECONDARY DEGREE
PROGRAM, WHICH IS NECESSARY FOR THE PARTICIPANT TO ATTAIN THEIR INDIVID-
UAL EMPLOYMENT GOAL AND IS LIKELY TO LEAD TO A DEGREE OR CERTIFICATION
AND SUSTAINED EMPLOYMENT, SHALL BE APPROVED CONSISTENT WITH SUCH INDI-
VIDUAL'S ASSESSMENT AND EMPLOYABILITY PLAN TO THE EXTENT THAT SUCH
APPROVAL DOES NOT JEOPARDIZE THE STATE'S ABILITY TO COMPLY WITH FEDERAL
WORK PARTICIPATION RATES, AS DETERMINED BY THE OFFICE OF TEMPORARY AND
DISABILITY ASSISTANCE.
§ 2. Paragraph (a) of subdivision 8 of section 131-a of the social
services law is amended by adding two new subparagraphs (xii) and (xiii)
to read as follows:
(XII) ALL OF THE EARNED INCOME OF A RECIPIENT OF PUBLIC ASSISTANCE
THAT IS DERIVED FROM PARTICIPATION IN A QUALIFIED WORK ACTIVITY OR
S. 4006--C 41 A. 3006--C
TRAINING PROGRAM AS DETERMINED BY THE OFFICE OF TEMPORARY AND DISABILITY
ASSISTANCE, TO THE EXTENT THAT SUCH EARNED INCOME HAS NOT ALREADY BEEN
DISREGARDED PURSUANT TO SUBPARAGRAPH (VII) OF THIS PARAGRAPH, PROVIDED
THAT THE RECIPIENT'S TOTAL INCOME SHALL NOT BE MORE THAN TWO HUNDRED
PERCENT OF THE FEDERAL POVERTY LEVEL.
(XIII) ONCE DURING THE LIFETIME OF A RECIPIENT OF PUBLIC ASSISTANCE,
ALL OF THE EARNED INCOME OF SUCH RECIPIENT WILL BE DISREGARDED FOLLOWING
JOB ENTRY, PROVIDED THAT SUCH EXEMPTION OF INCOME FOR PURPOSES OF PUBLIC
ASSISTANCE ELIGIBILITY SHALL BE FOR NO MORE THAN SIX CONSECUTIVE MONTHS
FROM THE INITIAL DATE OF OBTAINING SUCH EMPLOYMENT AND THAT THE RECIPI-
ENT'S TOTAL INCOME SHALL NOT BE MORE THAN TWO HUNDRED PERCENT OF THE
FEDERAL POVERTY LEVEL. IN THE EVENT A RECIPIENT MOVES FROM ONE TO ANOTH-
ER SOCIAL SERVICES DISTRICT, THIS DISREGARD SHALL FOLLOW THE RECIPIENT.
§ 3. This act shall take effect on the two hundred fortieth day after
it shall have become a law.
PART Y
Section 1. The social services law is amended by adding a new section
152-d to read as follows:
§ 152-D. REPLACEMENT OF STOLEN PUBLIC ASSISTANCE. 1. NOTWITHSTANDING
SECTION THREE HUNDRED FIFTY-J OF THIS ARTICLE AND SUBDIVISION ELEVEN OF
SECTION ONE HUNDRED THIRTY-ONE OF THIS TITLE, AND IN ACCORDANCE WITH
THIS SECTION, PUBLIC ASSISTANCE RECIPIENTS SHALL RECEIVE REPLACEMENT
ASSISTANCE FOR THE LOSS OF PUBLIC ASSISTANCE, AS DEFINED IN SUBDIVISION
NINETEEN OF SECTION TWO OF THIS CHAPTER, IN INSTANCES WHEN SUCH PUBLIC
ASSISTANCE HAS BEEN STOLEN AS A RESULT OF CARD SKIMMING, CLONING, THIRD
PARTY MISREPRESENTATION OR OTHER SIMILAR FRAUDULENT ACTIVITIES, CONSIST-
ENT WITH GUIDANCE ISSUED BY THE OFFICE OF TEMPORARY AND DISABILITY
ASSISTANCE.
2. THE OFFICE OF TEMPORARY AND DISABILITY ASSISTANCE SHALL ESTABLISH A
PROTOCOL FOR RECIPIENTS TO REPORT INCIDENTS OF STOLEN PUBLIC ASSISTANCE.
THIS PROTOCOL WILL BE ADMINISTERED BY SOCIAL SERVICES DISTRICTS PURSUANT
TO GUIDANCE ISSUED BY THE OFFICE OF TEMPORARY AND DISABILITY ASSISTANCE.
3. SOCIAL SERVICES DISTRICTS SHALL PROMPTLY REPLACE STOLEN PUBLIC
ASSISTANCE, HOWEVER, SUCH REPLACEMENT SHALL OCCUR NO LATER THAN FIVE
BUSINESS DAYS AFTER THE SOCIAL SERVICES DISTRICT HAS VERIFIED THE PUBLIC
ASSISTANCE WAS STOLEN IN ACCORDANCE WITH GUIDANCE ESTABLISHED BY THE
OFFICE OF TEMPORARY AND DISABILITY ASSISTANCE CONSISTENT WITH FEDERAL
AND STATE LAWS, REGULATIONS AND GUIDANCE, PROVIDED, HOWEVER, THAT SOCIAL
SERVICES DISTRICTS SHALL NOT ASK RECIPIENTS TO OBTAIN A POLICE REPORT OR
REQUIRE ANY OTHER INTERACTION WITH LAW ENFORCEMENT UNLESS REQUIRED BY
FEDERAL LAW, REGULATION, OR GUIDANCE FOR EITHER PUBLIC ASSISTANCE OR
SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM BENEFITS.
4. FOR PUBLIC ASSISTANCE THAT IS VERIFIED AS STOLEN, REPLACEMENT
ASSISTANCE SHALL BE PROVIDED BY THE SOCIAL SERVICES DISTRICT IN ACCORD-
ANCE WITH THIS SECTION AS FOLLOWS:
(A) THE LESSER OF: (I) THE AMOUNT OF PUBLIC ASSISTANCE THAT WAS
STOLEN; OR (II) THE AMOUNT OF PUBLIC ASSISTANCE EQUAL TO TWO MONTHS OF
THE MONTHLY ALLOTMENT OF THE HOUSEHOLD IMMEDIATELY PRIOR TO THE DATE
UPON WHICH THE PUBLIC ASSISTANCE WAS STOLEN; PROVIDED, HOWEVER, THE
COMMISSIONER MAY PROMULGATE REGULATIONS FOR THE PROVISION OF ADDITIONAL
REPLACEMENT ASSISTANCE IN EXTENUATING CIRCUMSTANCES CONSISTENT WITH
FEDERAL AND STATE LAWS, REGULATIONS AND GUIDANCE; AND
(B)(I) NO MORE THAN TWICE IN A FEDERAL FISCAL YEAR TO COVER PUBLIC
ASSISTANCE STOLEN ON OR AFTER JANUARY FIRST, TWO THOUSAND TWENTY-TWO
S. 4006--C 42 A. 3006--C
THROUGH SEPTEMBER THIRTIETH, TWO THOUSAND TWENTY-FOUR; OR (II) NO MORE
THAN ONCE IN A FEDERAL FISCAL YEAR TO COVER PUBLIC ASSISTANCE STOLEN ON
OR AFTER OCTOBER FIRST, TWO THOUSAND TWENTY-FOUR.
5. ANY REPLACEMENT ASSISTANCE PROVIDED UNDER THIS SECTION SHALL BE
EXEMPT FROM RECOUPMENT AND RECOVERY PROVISIONS UNDER TITLE SIX OF ARTI-
CLE THREE OF THIS CHAPTER; PROVIDED, HOWEVER, THAT ASSISTANCE SHALL NOT
BE EXEMPT FROM RECOUPMENT AND RECOVERY IF IT IS LATER DETERMINED THAT
THE PUBLIC ASSISTANCE THAT WAS REPLACED PURSUANT TO THIS SECTION WAS NOT
STOLEN AS A RESULT OF CARD SKIMMING, CLONING, THIRD PARTY MISREPRESEN-
TATION OR OTHER SIMILAR FRAUDULENT ACTIVITIES.
§ 2. This act shall take effect immediately.
PART Z
Section 1. Paragraphs (a), (b), (c) and (d) of subdivision 1 of
section 131-o of the social services law, as amended by section 1 of
part S of chapter 56 of the laws of 2022, are amended to read as
follows:
(a) in the case of each individual receiving family care, an amount
equal to at least [$161.00] $175.00 for each month beginning on or after
January first, two thousand [twenty-two] TWENTY-THREE.
(b) in the case of each individual receiving residential care, an
amount equal to at least [$186.00] $202.00 for each month beginning on
or after January first, two thousand [twenty-two] TWENTY-THREE.
(c) in the case of each individual receiving enhanced residential
care, an amount equal to at least [$222.00] $241.00 for each month
beginning on or after January first, two thousand [twenty-two] TWENTY-
THREE.
(d) for the period commencing January first, two thousand [twenty-
three] TWENTY-FOUR, the monthly personal needs allowance shall be an
amount equal to the sum of the amounts set forth in subparagraphs one
and two of this paragraph:
(1) the amounts specified in paragraphs (a), (b) and (c) of this
subdivision; and
(2) the amount in subparagraph one of this paragraph, multiplied by
the percentage of any federal supplemental security income cost of
living adjustment which becomes effective on or after January first, two
thousand [twenty-three] TWENTY-FOUR, but prior to June thirtieth, two
thousand [twenty-three] TWENTY-FOUR, rounded to the nearest whole
dollar.
§ 2. Paragraphs (a), (b), (c), (d), (e) and (f) of subdivision 2 of
section 209 of the social services law, as amended by section 2 of part
S of chapter 56 of the laws of 2022, are amended to read as follows:
(a) On and after January first, two thousand [twenty-two] TWENTY-
THREE, for an eligible individual living alone, [$928.00] $1,001.00; and
for an eligible couple living alone, [$1,365.00] $1,475.00.
(b) On and after January first, two thousand [twenty-two]
TWENTY-THREE, for an eligible individual living with others with or
without in-kind income, [$864.00] $937.00; and for an eligible couple
living with others with or without in-kind income, [$1,307.00]
$1,417.00.
(c) On and after January first, two thousand [twenty-two]TWENTY-THREE,
(i) for an eligible individual receiving family care, [$1,107.48]
$1,180.48 if he or she is receiving such care in the city of New York or
the county of Nassau, Suffolk, Westchester or Rockland; and (ii) for an
eligible couple receiving family care in the city of New York or the
S. 4006--C 43 A. 3006--C
county of Nassau, Suffolk, Westchester or Rockland, two times the amount
set forth in subparagraph (i) of this paragraph; or (iii) for an eligi-
ble individual receiving such care in any other county in the state,
[$1,069.48] $1,142.48; and (iv) for an eligible couple receiving such
care in any other county in the state, two times the amount set forth in
subparagraph (iii) of this paragraph.
(d) On and after January first, two thousand [twenty-two]
TWENTY-THREE, (i) for an eligible individual receiving residential care,
[$1,276.00] $1,349.00 if he or she is receiving such care in the city of
New York or the county of Nassau, Suffolk, Westchester or Rockland; and
(ii) for an eligible couple receiving residential care in the city of
New York or the county of Nassau, Suffolk, Westchester or Rockland, two
times the amount set forth in subparagraph (i) of this paragraph; or
(iii) for an eligible individual receiving such care in any other county
in the state, [$1,246.00] $1,319.00; and (iv) for an eligible couple
receiving such care in any other county in the state, two times the
amount set forth in subparagraph (iii) of this paragraph.
(e) On and after January first, two thousand [twenty-two]
TWENTY-THREE, (i) for an eligible individual receiving enhanced residen-
tial care, [$1,535.00] $1,608.00; and (ii) for an eligible couple
receiving enhanced residential care, two times the amount set forth in
subparagraph (i) of this paragraph.
(f) The amounts set forth in paragraphs (a) through (e) of this subdi-
vision shall be increased to reflect any increases in federal supple-
mental security income benefits for individuals or couples which become
effective on or after January first, two thousand [twenty-three] TWEN-
TY-FOUR but prior to June thirtieth, two thousand [twenty-three] TWEN-
TY-FOUR.
§ 3. This act shall take effect December 31, 2023.
PART AA
Section 1. 1. The state university of New York trustees shall develop
a long-term plan to address the impact fluctuations in student enroll-
ment have on the academic and financial sustainability of state-operated
institutions and community colleges. Such plan shall include, but not be
limited to, projected student enrollments, an assessment of degree and
credential offerings, initiatives to attract and retain students and
faculty from diverse demographics, and any research benchmarks. The
plan shall also include how the state university of New York trustees
plan to stabilize the finances of all campuses and leverage each
campus's strengths to improve its long-term success. The state universi-
ty of New York trustees shall submit such plan to the governor, the
temporary president of the senate, and the speaker of the assembly on or
before January 1, 2024.
2. The city university of New York trustees shall develop a long-term
plan to address the impact fluctuations in student enrollment have on
the academic and financial sustainability of senior colleges and commu-
nity colleges. Such plan shall include, but not be limited to, projected
student enrollments, an assessment of degree and credential offerings,
initiatives to attract and retain students and faculty from diverse
demographics, and any research benchmarks. The plan shall also include
how the city university of New York trustees plan to stabilize the
finances of all campuses and leverage each campus's strengths to improve
its long-term success. The city university of New York trustees shall
S. 4006--C 44 A. 3006--C
submit such plan to the governor, the temporary president of the senate,
and the speaker of the assembly on or before January 1, 2024.
§ 2. This act shall take effect immediately.
PART BB
Section 1. Paragraph (c) of subdivision 5 of section 409-a of the
social services law, as amended by chapter 624 of the laws of 2019, is
amended to read as follows:
(c) Notwithstanding any other provision of this section, where a
social services official determines that a lack of adequate housing is
the primary factor preventing the discharge of a child or children from
foster care including, but not limited to, children with the goal of
discharge to independent living, preventive services shall include, in
addition to any other payments or benefits received by the family,
special cash grants in the form of rent subsidies, including rent
arrears, or any other assistance, sufficient to obtain adequate housing.
Such rent subsidies or assistance shall not exceed the sum of [three]
SEVEN hundred TWENTY-FIVE dollars per month, shall not be provided for a
period of more than three years, and shall be considered a special
grant. Nothing in this paragraph shall be construed to limit the ability
of those using such rent subsidy to live with roommates. The provisions
of this paragraph shall not be construed to limit such official's
authority to provide other preventive services.
§ 2. Subdivision 7 of section 409-a of the social services law, as
amended by chapter 624 of the laws of 2019, is amended to read as
follows:
7. Notwithstanding any other provision of this section, if a social
services official determines that a lack of adequate housing is a factor
that may cause the entry of a child or children into foster care and the
family has at least one service need other than lack of adequate hous-
ing, preventive services may include, in addition to any other payments
or benefits received by the family, special cash grants in the form of
rent subsidies, including rent arrears, or any other assistance, suffi-
cient to obtain adequate housing. Such rent subsidies or assistance
shall not exceed the sum of [three] SEVEN hundred TWENTY-FIVE dollars
per month, shall not be provided for a period of more than three years,
and shall be considered a special grant. Nothing in this subdivision
shall be construed to limit the ability of those using such rent subsidy
to live with roommates. The provisions of this paragraph shall not be
construed to limit such official's authority to provide other preventive
services.
§ 3. This act shall take effect January 1, 2024.
PART CC
Section 1. Section 33 of chapter 277 of the laws of 2021 amending the
labor law relating to the calculation of weekly employment insurance
benefits for workers who are partially unemployed, as amended by section
1 of part JJ of chapter 56 of the laws of 2022, is amended to read as
follows:
§ 33. This act shall take effect on the thirtieth day after it shall
have become a law; provided, however, that sections one through thirty
of this act shall take effect on THE FIRST MONDAY AFTER April 1, [2023]
2024 or thirty days after the commissioner of labor certifies that the
department of labor has an information technology system capable of
S. 4006--C 45 A. 3006--C
accommodating the amendments in this act, whichever occurs earlier, AND
SHALL BE APPLICABLE TO ALL CLAIMS FILED AND PAYMENTS MADE AFTER SUCH
DATE; provided that section thirty-one of this act shall take effect on
the thirtieth day after it shall have become a law and shall be applica-
ble to new claims on such date and thereafter and shall be deemed
repealed on the same date as the remaining provisions of this act take
effect. In a manner consistent with the provisions of this section, the
commissioner of labor shall notify the legislative bill drafting commis-
sion upon issuing his or her certification in order that the commission
may maintain an accurate and timely effective data base of the official
text of the laws of the state of New York in furtherance of effecting
the provisions of section 44 of the legislative law and section 70-b of
the public officers law, and provided further that the amendments to
subdivision 1 of section 591 of the labor law made by section twelve of
this act shall be subject to the expiration and reversion of such subdi-
vision pursuant to section 10 of chapter 413 of the laws of 2003, as
amended, when upon such date the provisions of section thirteen of this
act shall take effect; provided further that the amendments to section
591-a of the labor law made by section fifteen of this act shall not
affect the repeal of such section and shall be deemed repealed there-
with.
§ 2. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after April 1, 2023.
PART DD
Section 1. Section 410-w of the social services law is amended by
adding a new subdivision 3-a to read as follows:
3-A. A LOCAL SOCIAL SERVICES DISTRICT MAY, UPON NOTIFICATION TO THE
OFFICE, UTILIZE A PRESUMPTIVE ELIGIBILITY STANDARD TO PROVIDE CHILD CARE
ASSISTANCE, IN ACCORDANCE WITH THIS SUBDIVISION. THE OFFICE OF CHILDREN
AND FAMILY SERVICES SHALL ISSUE GUIDANCE REGARDING THE PRELIMINARY
ELIGIBILITY CRITERIA TO BE USED BY LOCAL SOCIAL SERVICES DISTRICTS
UTILIZING A PRESUMPTIVE ELIGIBILITY STANDARD.
(A) A LOCAL SOCIAL SERVICES DISTRICT OPTING TO UTILIZE A PRESUMPTIVE
ELIGIBILITY STANDARD, SHALL, UPON RECEIPT OF AN APPLICATION FOR CHILD
CARE ASSISTANCE, INCLUDING ALL COMPLETED DOCUMENTATION REQUIRED BY THE
DISTRICT, COMPLETE A PRELIMINARY ELIGIBILITY DETERMINATION.
(B) IF THE FAMILY MEETS THE PRELIMINARY ELIGIBILITY CRITERIA, THE
FAMILY SHALL BE PRESUMED ELIGIBLE FOR CHILD CARE ASSISTANCE FOR THE
PERIOD FROM THE DATE OF THE APPLICATION TO THE DATE OF THE FINAL ELIGI-
BILITY DETERMINATION.
(C) IF, UPON FINAL DETERMINATION, A FAMILY IS DETERMINED TO BE ELIGI-
BLE FOR CHILD CARE ASSISTANCE UNDER SUBDIVISION ONE OR FOUR OF THIS
SECTION, THE SOCIAL SERVICES DISTRICT MAY UTILIZE CHILD CARE BLOCK GRANT
FUNDS FOR THE PRESUMPTIVE ELIGIBILITY PERIOD.
(D) IF, UPON FINAL DETERMINATION, A FAMILY IS DETERMINED TO BE INELI-
GIBLE FOR CHILD CARE ASSISTANCE UNDER SUBDIVISION ONE OR FOUR OF THIS
SECTION, THE SOCIAL SERVICES DISTRICT MUST UTILIZE LOCAL FUNDS FOR THE
PRESUMPTIVE ELIGIBILITY PERIOD.
(E) IF, UPON FINAL DETERMINATION, THE APPLICATION FOR CHILD CARE
SERVICES IS DENIED, THE SOCIAL SERVICES DISTRICT SHALL SEND WRITTEN
NOTICE TO THE APPLICANT OF THE DETERMINATION OF INELIGIBILITY AND OF THE
APPLICANT'S RIGHT TO A FAIR HEARING IN ACCORDANCE WITH THE REGULATIONS
OF THE OFFICE.
S. 4006--C 46 A. 3006--C
§ 2. This act shall take effect one year after it shall have become a
law.
PART EE
Section 1. Paragraph b of subdivision 1 and subparagraph (ii) of para-
graph b of subdivision 2 of section 667-c of the education law, para-
graph b of subdivision 1 as amended and subparagraph (ii) of paragraph b
of subdivision 2 as added by section 1 of part E of chapter 56 of the
laws of 2022, are amended to read as follows:
b. part-time students enrolled at a community college OR A PUBLIC
AGRICULTURAL AND TECHNICAL COLLEGE in a non-degree workforce credential
program directly leading to the employment or advancement of a student
in a "significant industry" as identified by the department of labor in
its three most recent statewide significant industries reports published
preceding the student's enrollment in such non-degree workforce creden-
tial program. The state university of New York and the city university
of New York shall publish and maintain a master list of all eligible
non-degree workforce credential program courses and update such list
every semester. ELIGIBLE NON-DEGREE WORKFORCE CREDENTIAL PROGRAMS SHALL
INCLUDE THOSE PROGRAMS LESS THAN TWELVE SEMESTER HOURS, OR THE EQUIV-
ALENT, PER SEMESTER. A student who successfully completes a non-degree
workforce credential program and receives part-time tuition assistance
program awards pursuant to this paragraph shall be awarded academic
credit by the state university of New York or city university of New
York upon matriculation into a degree program at such institution,
provided that such credit shall be equal to the corresponding credit
hours earned in the non-degree workforce credential program.
(ii) is enrolled in an approved non-degree workforce credential
program at a community college OR A PUBLIC AGRICULTURAL AND TECHNICAL
COLLEGE pursuant to paragraph b of subdivision one of this section.
§ 2. This act shall take effect immediately.
PART FF
Section 1. The department of economic development, in conjunction with
the empire state development corporation, the department of education,
the office of parks, recreation and historic preservation, the depart-
ment of environmental conservation, the department of state, and the New
York state council on the arts, is hereby directed to conduct a compre-
hensive study on public and private museums in the state. Such study
shall include, but not be limited to:
1. taking a census of public and private museums in the state, includ-
ing information on the size, hours of operation, visitor statistics,
funding sources and amounts, and the subjects of the museums'
collections, of the many museums throughout the state.
2. identifying the benefits, shortfalls and consequences of the
different sources of support museums receive publicly and those they
must find privately.
3. providing information and recommendations so as to inform the
legislature of the adequacy of public and private sources of the funding
for museums in the state and to serve current and future funding needs,
recommend systems of support to best ensure equitable distribution of
such funds, regardless of discipline, budget size, or location, and the
continued accessibility and availability of museums promoting a general
interest in cultural and historical topics, fine arts, physical and
S. 4006--C 47 A. 3006--C
natural sciences, technology, engineering and mathematics, and to deter-
mine the feasibility of a single reporting system that includes active
oversight.
§ 2. A report of the findings of such study, recommendations, and any
proposed legislation necessary to implement such recommendations shall
be filed with the governor, the temporary president of the senate, and
the speaker of the assembly within one year after the effective date of
this act.
§ 3. This act shall take effect immediately.
PART GG
Section 1. Section 722-b of the county law, as amended by section 2 of
part J of chapter 62 of the laws of 2003, is amended to read as follows:
§ 722-b. Compensation and reimbursement for representation. 1. All
counsel assigned in accordance with a plan of a bar association conform-
ing to the requirements of section seven hundred twenty-two of this
article whereby the services of private counsel are rotated and coordi-
nated by an administrator shall at the conclusion of the representation
receive[:
(a) for representation of a person entitled to representation by law
who is initially charged with a misdemeanor or lesser offense and no
felony, compensation for such misdemeanor or lesser offense represen-
tation at a rate of sixty dollars per hour for time expended in court or
before a magistrate, judge or justice, and sixty dollars per hour for
time reasonably expended out of court, and shall receive reimbursement
for expenses reasonably incurred; and
(b)] for representation of a person in all [other] cases governed by
this article, including all representation in an appellate court,
compensation at a rate of [seventy-five] ONE HUNDRED FIFTY-EIGHT dollars
per hour for time expended in court before a magistrate, judge or
justice and [seventy-five] ONE HUNDRED FIFTY-EIGHT dollars per hour for
time reasonably expended out of court, and shall receive reimbursement
for expenses reasonably incurred.
2. Except as provided in SUBDIVISION THREE OF this section, compen-
sation for time expended in providing representation[:
(a)] pursuant to [paragraph (a) of] subdivision one of this section
shall not exceed [two] TEN thousand [four hundred] dollars[; and
(b) pursuant to paragraph (b) of subdivision one of this section shall
not exceed four thousand four hundred dollars].
3. For representation on an appeal, compensation and reimbursement
shall be fixed by the appellate court. For all other representation,
compensation and reimbursement shall be fixed by the trial court judge.
In extraordinary circumstances a trial or appellate court may provide
for compensation in excess of the foregoing limits and for payment of
compensation and reimbursement for expenses before the completion of the
representation.
4. Each claim for compensation and reimbursement shall be supported by
a sworn statement specifying the time expended, services rendered,
expenses incurred and reimbursement or compensation applied for or
received in the same case from any other source. No counsel assigned
hereunder shall seek or accept any fee for representing the party for
whom he or she is assigned without approval of the court as herein
provided.
§ 2. Section 722-c of the county law, as amended by section 3 of part
J of chapter 62 of the laws of 2003, is amended to read as follows:
S. 4006--C 48 A. 3006--C
§ 722-c. Services other than counsel. Upon a finding in an ex parte
proceeding that investigative, expert or other services are necessary
and that the defendant or other person described in section two hundred
forty-nine or section two hundred sixty-two of the family court act,
article six-C of the correction law or section four hundred seven of the
surrogate's court procedure act, is financially unable to obtain them,
the court shall authorize counsel, whether or not assigned in accordance
with a plan, to obtain the services on behalf of the defendant or such
other person. The court upon a finding that timely procurement of neces-
sary services could not await prior authorization may authorize the
services nunc pro tunc. The court shall determine reasonable compen-
sation for the services and direct payment to the person who rendered
them or to the person entitled to reimbursement. Only in extraordinary
circumstances may the court provide for compensation in excess of [one]
THREE thousand dollars per investigative, expert or other service
provider.
Each claim for compensation shall be supported by a sworn statement
specifying the time expended, services rendered, expenses incurred and
reimbursement or compensation applied for or received in the same case
from any other source.
§ 3. Subdivisions 3 and 4 of section 35 of the judiciary law, subdivi-
sion 3 as amended by section 5 of part J of chapter 62 of the laws of
2003, and subdivision 4 as amended by chapter 706 of the laws of 1975
and as renumbered by chapter 315 of the laws of 1985, are amended to
read as follows:
3. A. No counsel assigned pursuant to this section shall seek or
accept any fee for representing the person for whom he or she is
assigned without approval of the court as herein provided. Whenever it
appears that such person is financially able to obtain counsel or make
partial payment for the representation, counsel may report this fact to
the court and the court may terminate the assignment or authorize
payment, as the interests of justice may dictate, to such counsel. Coun-
sel assigned hereunder shall at the conclusion of the representation
receive compensation at a rate of [seventy-five] ONE HUNDRED FIFTY-EIGHT
dollars per hour for time expended in court, and [seventy-five] ONE
HUNDRED FIFTY-EIGHT dollars per hour for time reasonably expended out of
court, and shall receive reimbursement for expenses reasonably incurred.
B. For representation upon a hearing, compensation and reimbursement
shall be fixed by the court wherein the hearing was held and such
compensation shall not exceed [four] TEN thousand [four hundred]
dollars. For representation in an appellate court, compensation and
reimbursement shall be fixed by such court and such compensation shall
not exceed [four] TEN thousand [four hundred] dollars. In extraordinary
circumstances the court may provide for compensation in excess of the
foregoing limits.
4. In any proceeding described in paragraph [(a)] A of subdivision one
of this section, when a person is alleged to be mentally ill, mentally
defective or a narcotic addict, the court which ordered the hearing may
appoint no more than two psychiatrists, certified psychologists or
physicians to examine and testify at the hearing upon the condition of
such person. A psychiatrist, psychologist or physician so appointed
shall, upon completion of [his] THEIR services, receive reimbursement
for expenses reasonably incurred and reasonable compensation for such
services, to be fixed by the court. Such compensation shall not exceed
[two hundred] THREE THOUSAND dollars [if one psychiatrist, psychologist
or physician is appointed, or an aggregate sum of three hundred dollars
S. 4006--C 49 A. 3006--C
if two psychiatrists, psychologists or physicians are appointed], except
that in extraordinary circumstances the court may provide for compen-
sation in excess of the foregoing limits.
§ 4. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after April 1, 2023. Effective
immediately, the addition, amendment, and/or repeal of any rule or regu-
lation necessary for the implementation of this act on its effective
date are authorized to be made and completed on or before such effective
date.
PART HH
Section 1. Paragraph 1 of subsection (c-1) of section 606 of the tax
law, as amended by section 1 of part P of chapter 59 of the laws of
2018, is amended to read as follows:
(1) A resident taxpayer shall be allowed a credit as provided herein
equal to the greater of one hundred dollars times the number of qualify-
ing children of the taxpayer or the applicable percentage of the child
tax credit allowed the taxpayer under section twenty-four of the inter-
nal revenue code for the same taxable year for each qualifying child.
Provided, however, in the case of a taxpayer whose federal adjusted
gross income exceeds the applicable threshold amount set forth by
section 24(b)(2) of the Internal Revenue Code, the credit shall only be
equal to the applicable percentage of the child tax credit allowed the
taxpayer under section 24 of the Internal Revenue Code for each qualify-
ing child. For the purposes of this subsection, a qualifying child shall
be a child who meets the definition of qualified child under section
24(c) of the internal revenue code [and is at least four years of age].
The applicable percentage shall be thirty-three percent. For purposes of
this subsection, any reference to section 24 of the Internal Revenue
Code shall be a reference to such section as it existed immediately
prior to the enactment of Public Law 115-97.
§ 2. This act shall take effect immediately and shall apply to taxable
years beginning on or after January 1, 2023.
PART II
Section 1. Subdivisions 2, 5 and 6 of section 352-a of the education
law, as added by section 1 of part F of chapter 83 of the laws of 2002,
are amended to read as follows:
2. (a) Maritime college shall have a total of two hundred eighty-four
vacancy positions set aside for applicants who are nominated by the
governor, a state senator or a member of the assembly. Such vacancy
nominations shall increase or decrease based upon the number of senate
districts authorized pursuant to article three of the New York state
constitution. An applicant who receives such a nomination, is accepted
for admission into the college and participates in the regimental
program shall receive a [tuition] scholarship equal to the amount of the
state tuition charge after the deduction of any available grant aid for
the four consecutive years following his or her admission into the
program provided, however, that the student remains in the
regimental/cadet degree program and remains at all times in good academ-
ic standing as determined by the maritime college administration. In no
event shall a student lose his or her scholarship based upon legislative
reapportionment or changes in legislative composition or membership.
S. 4006--C 50 A. 3006--C
Nothing herein shall be construed to limit or reduce the number of
vacancies available to the general population.
(b) To be eligible to receive such nomination and [tuition] scholar-
ship, the applicant must be a resident of the state. For purposes of
this section, a state resident shall be defined as a person who has
resided in the state of New York for a period of at least one year prior
to the time of nomination, is a graduate or within one year of gradu-
ation from an approved high school or has attained a New York state high
school equivalency diploma or its equivalent as determined by the
commissioner.
5. The [tuition] scholarships authorized by this section shall be made
available so long as funds are made available for such purposes.
6. Any individual receiving a [tuition] scholarship pursuant to this
section shall apply for all other available state, federal, or other
educational grant aid at the time of enrollment. Any grant aid or finan-
cial assistance received shall be utilized to offset the cost of tuition
AND THE "SUMMER SEA TERM" to the maximum extent possible, except that
nothing shall require that aid or assistance received which may be used
towards costs other than that of tuition shall be applied toward the
cost of tuition.
§ 2. This act shall take effect immediately.
PART JJ
Section 1. The racing, pari-mutuel wagering and breeding law is
amended by adding a new section 502-a to read as follows:
§ 502-A. SPECIAL PROVISIONS WITH REGARD TO THE WESTERN REGIONAL OFF-
TRACK BETTING CORPORATION. 1. NOTWITHSTANDING ANY INCONSISTENT PROVISION
OF THIS ARTICLE, ON THE EFFECTIVE DATE OF THIS SECTION THE APPOINTMENTS
OF ALL MEMBERS OF THE WESTERN REGIONAL OFF-TRACK BETTING CORPORATION
APPOINTED PRIOR TO THE EFFECTIVE DATE OF THIS SECTION ARE DEEMED TERMI-
NATED, AND EACH SUCH VACANT BOARD POSITION SHALL BE REPLACED WITH THE
NEW APPOINTMENTS MADE PURSUANT TO THIS SECTION.
2. THE WESTERN REGIONAL OFF-TRACK BETTING CORPORATION BOARD OF DIREC-
TORS SHALL BE COMPOSED OF SEVENTEEN MEMBERS, ONE EACH TO REPRESENT EACH
PARTICIPATING COUNTY WITHIN THE WESTERN OFF-TRACK BETTING REGION, AND
ONE EACH TO REPRESENT THE CITY OF ROCHESTER AND THE CITY OF BUFFALO.
EACH CITY REPRESENTATIVE SHALL BE APPOINTED BY THE MAYOR OF THE CITY
SUCH MEMBER REPRESENTS, AND EACH COUNTY REPRESENTATIVE SHALL BE
APPOINTED BY THE COUNTY EXECUTIVE OF THE COUNTY SUCH MEMBER REPRESENTS;
PROVIDED HOWEVER, IN THE CASE OF A COUNTY THAT DOES NOT HAVE A COUNTY
EXECUTIVE, SUCH COUNTY'S BOARD OF SUPERVISORS SHALL APPOINT SUCH COUN-
TY'S REPRESENTATIVE.
3. NO ACTION SHALL BE TAKEN BY THE CORPORATION EXCEPT PURSUANT TO THE
FAVORABLE VOTE OF FIFTY-ONE PERCENT OF THE TOTAL AUTHORIZED VOTING
STRENGTH OF THE BOARD OF DIRECTORS. THE TOTAL AUTHORIZED VOTING STRENGTH
OF THE BOARD OF DIRECTORS SHALL BE THE SUM TOTAL OF THE VOTES SPECIFIED
IN SUBDIVISIONS FOUR AND SEVEN OF THIS SECTION.
4. THE REPRESENTATIVES OF EACH OF THE PARTICIPATING COUNTIES AND
CITIES SHALL EACH HAVE THE FOLLOWING NUMBER OF VOTES: THE REPRESENTATIVE
OF THE COUNTY OF NIAGARA SHALL HAVE EIGHT VOTES, THE REPRESENTATIVE OF
THE COUNTY OF CHAUTAUQUA SHALL HAVE FIVE VOTES, THE REPRESENTATIVE OF
THE COUNTY OF OSWEGO SHALL HAVE FOUR VOTES, THE REPRESENTATIVE OF THE
COUNTY OF STEUBEN SHALL HAVE THREE VOTES, THE REPRESENTATIVE OF THE
COUNTY OF WAYNE SHALL HAVE THREE VOTES, THE REPRESENTATIVE OF THE COUNTY
OF CATTARAUGUS SHALL HAVE THREE VOTES, THE REPRESENTATIVE OF THE COUNTY
S. 4006--C 51 A. 3006--C
OF CAYUGA SHALL HAVE THREE VOTES, THE REPRESENTATIVE OF THE COUNTY OF
LIVINGSTON SHALL HAVE TWO VOTES, THE REPRESENTATIVE OF THE COUNTY OF
GENESEE SHALL HAVE TWO VOTES, THE REPRESENTATIVE OF THE COUNTY OF WYOM-
ING SHALL HAVE ONE VOTE, THE REPRESENTATIVE OF THE COUNTY OF ORLEANS
SHALL HAVE ONE VOTE, THE REPRESENTATIVE OF THE COUNTY OF SENECA SHALL
HAVE ONE VOTE, THE REPRESENTATIVE OF THE COUNTY OF SCHUYLER SHALL HAVE
ONE VOTE, THE REPRESENTATIVE OF THE COUNTY OF ERIE SHALL HAVE TWENTY-
FOUR VOTES, THE REPRESENTATIVE OF THE COUNTY OF MONROE SHALL HAVE TWENTY
VOTES, THE REPRESENTATIVE OF THE CITY OF BUFFALO SHALL HAVE TEN VOTES,
AND THE REPRESENTATIVE OF THE CITY OF ROCHESTER SHALL HAVE EIGHT VOTES.
5. EACH MEMBER OF THE CORPORATION APPOINTED PURSUANT TO THIS SECTION
SHALL BE APPOINTED FOR A TERM OF FOUR YEARS; PROVIDED HOWEVER, THAT A
MEMBER'S TERM SHALL NOT BE TERMINATED EXCEPT FOR GOOD CAUSE SHOWN.
6. MEMBERS REPRESENTING A MAJORITY OF THE TOTAL VOTING STRENGTH OF THE
BOARD OF DIRECTORS THEN IN OFFICE SHALL CONSTITUTE A QUORUM FOR THE
TRANSACTION OF ANY BUSINESS OR THE EXERCISE OF ANY POWER OF THE CORPO-
RATION. EXCEPT AS OTHERWISE SPECIFIED IN THIS SECTION, FOR THE TRANS-
ACTION OF ANY BUSINESS OR THE EXERCISE OF ANY POWER OF THE CORPORATION,
THE CORPORATION SHALL HAVE THE POWER TO ACT BY A MAJORITY VOTE OF THE
TOTAL VOTING STRENGTH PRESENT AT ANY MEETING AT WHICH A QUORUM IS IN
ATTENDANCE.
7. THE MEMBERS OF THE BOARD OF DIRECTORS SHALL ELECT FROM THEIR
MEMBERSHIP, BY A MAJORITY VOTE OF THE TOTAL VOTING STRENGTH OF THE BOARD
OF DIRECTORS, A CHAIRPERSON. SUCH CHAIRPERSON SHALL SERVE AS CHAIRPERSON
FOR THE DURATION OF THEIR TERM ON THE BOARD OF DIRECTORS, OR UNTIL SUCH
CHAIRPERSON'S RESIGNATION OR UPON REMOVAL BY A MAJORITY VOTE OF THE
TOTAL VOTING STRENGTH OF THE BOARD OF DIRECTORS. IN ADDITION TO SUCH
CHAIRPERSON'S VOTING STRENGTH POSSESSED BY VIRTUE OF SUCH CHAIRPERSON'S
REPRESENTATION OF A MUNICIPALITY WHICH IS A MEMBER OF THE BOARD, SUCH
CHAIRPERSON SHALL ALSO HAVE ONE ADDITIONAL VOTE.
§ 2. This act shall take effect immediately; provided, however, that
effective immediately, cities and counties may take any action necessary
to begin the selection and appointment process for new board member
terms pursuant to this act; and provided further, that upon selection of
new board members, cities and counties shall notify the corporation of
their respective appointments via certified mail; and provided further,
that this act shall expire and be deemed repealed four years after such
effective date.
PART KK
Section 1. The state shall make available an amount equal to the
$500,000,000 appropriated by a chapter of the laws of 2023 enacting the
fiscal year 2023-2024 state operations budget for state matching
contributions to the endowments of the four university centers of the
state university of New York as defined in section 352 of the education
law. Such matching contributions shall provide one dollar of state
matching funds for every two dollars of new private donations contrib-
uted to the endowments of the foundations of the university centers at
Albany, Binghamton, Buffalo, and Stony Brook, not to exceed $500,000,000
in total state matching contributions.
§ 2. Payment of such state matching contributions shall be pursuant to
a plan developed by the state university of New York and approved by the
director of the budget. Such plan at a minimum shall: (i) require annual
reporting on the allocation of state matching contributions and an
accounting of private donations to the university center foundations
S. 4006--C 52 A. 3006--C
secured for state matching contributions; (ii) require use of such
matching contributions to support the employment of faculty members,
student financial aid, grants for research and development, and/or any
other program or function that supports university center operations;
and (iii) align with student needs, programmatic needs, and the diversi-
ty, equity, and inclusion activities of the state university of New
York.
§ 3. As a condition of eligibility for such state matching contrib-
utions, each university center foundation shall be required to have a
contract with its respective university center that provides, at a mini-
mum, the services the foundation will provide to the university center,
with such contract being subject to audit by the state comptroller to
the extent permitted by the state finance law.
§ 4. Each university center of the state university of New York shall
be eligible for state matching contributions of no less than
$25,000,000.
§ 5. Each university center of the state university of New York shall
be eligible for state matching contributions of no more than
$200,000,000.
§ 6. This act shall take effect immediately, provided, however, that
section five of this act shall expire and be deemed repealed April 1,
2026.
PART LL
Section 1. Subparagraph (ii) of paragraph (a), paragraph (b), subpara-
graphs (i), (ii), (iii) and (v) of paragraph (c), paragraph (e) and the
opening paragraph and subparagraphs (i) and (ii) of paragraph (f) of
subdivision 6 of section 3502 of the public health law, subparagraph
(ii) of paragraph (a), paragraph (b), subparagraphs (i), (iii) and (v)
of paragraph (c), paragraph (e) and the opening paragraph of paragraph
(f) as added by chapter 313 of the laws of 2018, subparagraph (ii) of
paragraph (c), and subparagraphs (i) and (ii) of paragraph (f) as
amended by chapter 486 of the laws of 2022, are amended to read as
follows:
(ii) NOTWITHSTANDING THE PROVISIONS OF THIS SECTION OR ANY OTHER
PROVISION OF LAW, RULE OR REGULATION TO THE CONTRARY, LICENSED PRACTI-
TIONERS, PERSONS LICENSED UNDER THIS ARTICLE AND UNLICENSED PERSONNEL
EMPLOYED AT A STATE CORRECTIONAL FACILITY MAY, IN A MANNER PERMITTED BY
THE REGULATIONS PROMULGATED PURSUANT TO THIS SUBDIVISION, UTILIZE BODY
IMAGING SCANNING EQUIPMENT THAT APPLIES IONIZING RADIATION TO HUMANS FOR
PURPOSES OF SCREENING INDIVIDUALS DETAINED IN, COMMITTED TO, VISITING,
OR EMPLOYED IN SUCH FACILITY, IN CONNECTION WITH THE IMPLEMENTATION OF
SUCH FACILITY'S SECURITY PROGRAM.
(III) The utilization of such body imaging scanning equipment shall be
in accordance with regulations promulgated by the department, or FOR
LOCAL CORRECTIONAL FACILITIES in cities having a population of two
million or more, such utilization shall be in accordance with regu-
lations promulgated by the New York city department of health and mental
hygiene. THE STATE COMMISSION OF CORRECTION, IN CONSULTATION WITH THE
DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION, SHALL PROMULGATE
REGULATIONS ESTABLISHING WHEN BODY IMAGING SCANNING EQUIPMENT WILL BE
USED TO SCREEN VISITORS AND INCARCERATED INDIVIDUALS IN STATE CORREC-
TIONAL FACILITIES. SUCH REGULATIONS SHALL INCLUDE PROVISIONS ESTABLISH-
ING THAT ALTERNATIVE METHODS OF SCREENING MAY BE USED TO ACCOMMODATE
INDIVIDUALS WHO DECLINE OR ARE UNABLE TO BE SCREENED BY BODY IMAGING
S. 4006--C 53 A. 3006--C
SCANNING EQUIPMENT FOR MEDICAL REASONS AND THAT ALTERNATIVE METHODS OF
SCREENING MAY BE USED TO ACCOMMODATE INDIVIDUALS WHO DECLINE TO BE
SCREENED FOR OTHER REASONS, UNLESS SECURITY CONSIDERATIONS WARRANT
OTHERWISE. SUCH REGULATIONS SHALL ALSO ENSURE THAT NO PERSON SHALL BE
SUBJECTED TO ANY FORM OF HARASSMENT, INTIMIDATION, OR DISCIPLINARY
ACTION FOR CHOOSING TO BE SEARCHED BY AN ALTERNATIVE METHOD OF SCREENING
IN LIEU OF BODY IMAGING SCANNING.
THE DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION SHALL PROMUL-
GATE REGULATIONS ESTABLISHING WHEN BODY IMAGING SCANNING EQUIPMENT WILL
BE USED TO SCREEN EMPLOYEES OF THE DEPARTMENT OF CORRECTIONS AND COMMU-
NITY SUPERVISION, PROVIDED, HOWEVER THAT SUCH REGULATIONS SHALL BE
CONSISTENT WITH THE POLICIES AND PROCEDURES OF THE DEPARTMENT OF
CORRECTIONS AND COMMUNITY SUPERVISION GOVERNING THE SEARCH OF EMPLOYEES.
SUCH REGULATIONS SHALL INCLUDE PROVISIONS ESTABLISHING THAT ALTERNATIVE
METHODS OF SCREENING MAY BE USED TO ACCOMMODATE INDIVIDUALS WHO DECLINE
OR ARE UNABLE TO BE SCREENED BY BODY IMAGING SCANNING EQUIPMENT FOR
MEDICAL OR OTHER REASONS. SUCH REGULATIONS SHALL ALSO ENSURE THAT NO
PERSON SHALL BE SUBJECTED TO ANY FORM OF HARASSMENT, INTIMIDATION, OR
DISCIPLINARY ACTION FOR CHOOSING TO BE SEARCHED BY AN ALTERNATIVE METHOD
OF SCREENING IN LIEU OF BODY IMAGING SCANNING. AN EMPLOYEE'S REQUEST TO
BE SEARCHED BY AN ALTERNATIVE METHOD OF SCREENING IN LIEU OF BODY IMAG-
ING SCANNING SHALL NOT, IN ITSELF, BE GROUNDS FOR DISCIPLINARY ACTION
AGAINST SUCH EMPLOYEE.
(b) Prior to establishing, maintaining or operating in a STATE OR
local correctional facility, any body imaging scanning equipment, the
chief administrative officer of the facility shall ensure that such
facility is in compliance with the regulations promulgated pursuant to
this subdivision and otherwise applicable requirements for the installa-
tion, registration, maintenance, operation and inspection of body imag-
ing scanning equipment.
(i) A requirement that prior to operating body imaging scanning equip-
ment, unlicensed personnel employed at STATE OR local correctional
facilities shall have successfully completed a training course approved
by the department, or FOR LOCAL CORRECTIONAL FACILITIES in cities of two
million or more, approved by the New York city department of health and
mental hygiene, and that such personnel receive additional training on
an annual basis;
(ii) Limitations on exposure which shall be no more than fifty percent
of the annual exposure limits for non-radiation workers as specified by
applicable regulations, except that [incarcerated] individuals under the
age of eighteen shall not be subject to more than five percent of such
annual exposure limits, and pregnant women shall not be subject to such
scanning at any time. Procedures for identifying pregnant women shall be
set forth in the regulations;
(iii) Registration with the department of each body imaging scanning
machine purchased or installed at a STATE OR local correctional facili-
ty;
(v) A requirement that records be kept regarding each use of body
imaging scanning equipment by the STATE OR local correctional facility.
(e) For the purposes of this subdivision[,]:
(I) "[local] LOCAL correctional facility" shall have the same meaning
as found in subdivision sixteen of section two of the correction law.
(II) "STATE CORRECTIONAL FACILITY" SHALL MEAN A "CORRECTIONAL FACILI-
TY" AS DEFINED IN SUBDIVISION FOUR OF SECTION TWO OF THE CORRECTION LAW.
Any local government agency that utilizes body imaging scanning equip-
ment in a local correctional facility under its jurisdiction shall
S. 4006--C 54 A. 3006--C
submit an annual report to the department, the speaker of the assembly,
and the temporary president of the senate. IF BODY IMAGING SCANNING
EQUIPMENT IS UTILIZED IN ONE OR MORE STATE CORRECTIONAL FACILITIES, THE
DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPERVISION SHALL SUBMIT AN
ANNUAL REPORT TO THE DEPARTMENT, THE SPEAKER OF THE ASSEMBLY, AND THE
TEMPORARY PRESIDENT OF THE SENATE. Such report BY EITHER THE LOCAL
GOVERNMENT AGENCY OR THE DEPARTMENT OF CORRECTIONS AND COMMUNITY SUPER-
VISION shall be submitted within eighteen months after the initial date
of registration of such equipment with the department, and annually
thereafter, and shall contain the following information as to each such
facility:
(i) FOR LOCAL CORRECTIONAL FACILITIES, the number of times the equip-
ment was used on incarcerated individuals upon intake, after visits, and
upon the suspicion of contraband, as well as any other event that trig-
gers the use of such equipment[;
(ii)], AND the average, median, and highest number of times the equip-
ment was used on any incarcerated individual, with corresponding expo-
sure levels; AND
(II) FOR STATE CORRECTIONAL FACILITIES, THE NUMBER OF TIMES THE EQUIP-
MENT WAS USED ON INDIVIDUALS DETAINED IN, COMMITTED TO, WORKING IN, OR
VISITING THE FACILITY UPON INTAKE, BEFORE WORK SHIFT, AFTER WORK SHIFT,
BEFORE VISITS, AFTER VISITS, AND UPON THE SUSPICION OF CONTRABAND, AS
WELL AS ANY OTHER EVENT THAT TRIGGERS THE USE OF SUCH EQUIPMENT, AND THE
AVERAGE, MEDIAN, AND HIGHEST NUMBER OF TIMES THE EQUIPMENT WAS USED ON
ANY INDIVIDUAL DETAINED IN, COMMITTED TO, WORKING IN, OR VISITING THE
FACILITY, WITH CORRESPONDING EXPOSURE LEVELS.
§ 2. This act shall take effect on the one hundred twentieth day after
it shall have become a law; provided however, that the amendments to
subdivision 6 of section 3502 of the public health law made by section
one of this act shall not affect the repeal of such subdivision and
shall be deemed repealed therewith. Effective immediately, the addition,
amendment and/or repeal of any rule or regulation necessary for the
implementation of this act on its effective date are authorized to be
made and completed on or before such effective date.
PART MM
Section 1. The vehicle and traffic law is amended by adding a new
section 1111-c-1 to read as follows:
§ 1111-C-1. OWNER LIABILITY FOR FAILURE OF OPERATOR TO COMPLY WITH BUS
OPERATION-RELATED TRAFFIC REGULATIONS. (A) 1. NOTWITHSTANDING ANY OTHER
PROVISION OF LAW, THE CITY OF NEW YORK IS HEREBY AUTHORIZED AND
EMPOWERED TO ESTABLISH A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABIL-
ITY ON THE OWNER OF A VEHICLE FOR FAILURE OF AN OPERATOR THEREOF TO
COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGULATIONS, IN ACCORDANCE
WITH THE PROVISIONS OF THIS SECTION. THE NEW YORK CITY DEPARTMENT OF
TRANSPORTATION AND/OR APPLICABLE MASS TRANSIT AGENCY, FOR PURPOSES OF
THE IMPLEMENTATION OF SUCH PROGRAM, SHALL OPERATE BUS OPERATION-RELATED
PHOTO DEVICES THAT MAY BE STATIONARY OR MOBILE AND SHALL BE ACTIVATED AT
LOCATIONS DETERMINED BY SUCH DEPARTMENT OF TRANSPORTATION AND/OR ON
BUSES SELECTED BY SUCH DEPARTMENT OF TRANSPORTATION IN CONSULTATION WITH
THE APPLICABLE MASS TRANSIT AGENCY.
2. ANY PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED
IMAGES CAPTURED BY BUS OPERATION-RELATED PHOTO DEVICES SHALL BE INADMIS-
SIBLE IN ANY DISCIPLINARY PROCEEDING CONVENED BY THE APPLICABLE MASS
TRANSIT AGENCY OR ANY SUBSIDIARY THEREOF AND ANY PROCEEDING INITIATED BY
S. 4006--C 55 A. 3006--C
THE DEPARTMENT INVOLVING LICENSURE PRIVILEGES OF BUS OPERATORS. ANY
MOBILE BUS OPERATION-RELATED PHOTO DEVICE MOUNTED ON A BUS SHALL BE
DIRECTED OUTWARDLY FROM SUCH BUS TO CAPTURE IMAGES OF VEHICLES OPERATED
IN VIOLATION OF BUS OPERATION-RELATED TRAFFIC REGULATIONS, AND IMAGES
PRODUCED BY SUCH DEVICE SHALL NOT BE USED FOR ANY OTHER PURPOSE IN THE
ABSENCE OF A COURT ORDER REQUIRING SUCH IMAGES TO BE PRODUCED.
3. (I) THE CITY OF NEW YORK SHALL ADOPT AND ENFORCE MEASURES TO
PROTECT THE PRIVACY OF DRIVERS, PASSENGERS, PEDESTRIANS AND CYCLISTS
WHOSE IDENTITY AND IDENTIFYING INFORMATION MAY BE CAPTURED BY A BUS
OPERATION-RELATED PHOTO DEVICE. SUCH MEASURES SHALL INCLUDE:
(A) UTILIZATION OF NECESSARY TECHNOLOGIES TO ENSURE, TO THE EXTENT
PRACTICABLE, THAT PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER
RECORDED IMAGES PRODUCED BY SUCH BUS OPERATION-RELATED PHOTO DEVICES
SHALL NOT INCLUDE IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS, OR
THE CONTENTS OF THE VEHICLE. PROVIDED, HOWEVER, THAT NO NOTICE OF
LIABILITY ISSUED PURSUANT TO THIS SECTION SHALL BE DISMISSED SOLELY
BECAUSE SUCH A PHOTOGRAPH, MICROPHOTOGRAPH, VIDEOTAPE OR OTHER RECORDED
IMAGE ALLOWS FOR THE IDENTIFICATION OF THE DRIVER, THE PASSENGERS, OR
THE CONTENTS OF A VEHICLE WHERE THE CITY SHOWS THAT IT MADE REASONABLE
EFFORTS TO COMPLY WITH THE PROVISIONS OF THIS PARAGRAPH IN SUCH CASE;
(B) THE INSTALLATION OF SIGNAGE THAT IS CLEARLY VISIBLE TO DRIVERS AT
REGULAR INTERVALS ALONG AND ADJACENT TO ROADWAYS UPON WHICH MOBILE
AND/OR STATIONARY BUS OPERATION-RELATED PHOTO DEVICES ARE OPERATED
PURSUANT TO A DEMONSTRATION PROGRAM AUTHORIZED PURSUANT TO THIS SECTION
STATING THAT MOBILE AND/OR STATIONARY BUS OPERATION-RELATED PHOTO
DEVICES ARE USED TO ENFORCE BUS OPERATION-RELATED TRAFFIC REGULATIONS,
IN CONFORMANCE WITH STANDARDS ESTABLISHED IN THE MUTCD; AND
(C) OVERSIGHT PROCEDURES TO ENSURE COMPLIANCE WITH THE PRIVACY
PROTECTION MEASURES UNDER THIS SUBDIVISION.
(II) PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR ANY OTHER RECORDED
IMAGE FROM A BUS OPERATION-RELATED PHOTO DEVICE SHALL BE FOR THE EXCLU-
SIVE USE OF THE CITY OF NEW YORK FOR THE PURPOSE OF THE ADJUDICATION OF
LIABILITY IMPOSED PURSUANT TO THIS SECTION AND OF THE OWNER RECEIVING A
NOTICE OF LIABILITY PURSUANT TO THIS SECTION, AND SHALL BE DESTROYED BY
SUCH CITY UPON THE FINAL RESOLUTION OF THE NOTICE OF LIABILITY TO WHICH
SUCH PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED IMAGES
RELATE, OR ONE YEAR FOLLOWING THE DATE OF ISSUANCE OF SUCH NOTICE OF
LIABILITY, WHICHEVER IS LATER. NOTWITHSTANDING THE PROVISIONS OF ANY
OTHER LAW, RULE OR REGULATION TO THE CONTRARY, PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE OR ANY OTHER RECORDED IMAGE FROM A BUS OPERATION-RE-
LATED PHOTO DEVICE SHALL NOT BE OPEN TO THE PUBLIC, NOR SUBJECT TO CIVIL
OR CRIMINAL PROCESS OR DISCOVERY, NOR USED BY ANY COURT OR ADMINISTRA-
TIVE OR ADJUDICATORY BODY IN ANY ACTION OR PROCEEDING THEREIN EXCEPT
THAT WHICH IS NECESSARY FOR THE ADJUDICATION OF A NOTICE OF LIABILITY
ISSUED PURSUANT TO THIS SECTION, AND NO PUBLIC ENTITY OR EMPLOYEE, OFFI-
CER OR AGENT THEREOF SHALL DISCLOSE SUCH INFORMATION, EXCEPT THAT SUCH
PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR ANY OTHER RECORDED IMAGES
FROM SUCH SYSTEMS:
(A) SHALL BE AVAILABLE FOR INSPECTION AND COPYING AND USE BY THE MOTOR
VEHICLE OWNER AND OPERATOR FOR SO LONG AS SUCH PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE OR OTHER RECORDED IMAGES ARE REQUIRED TO BE MAINTAINED
OR ARE MAINTAINED BY SUCH PUBLIC ENTITY, EMPLOYEE, OFFICER OR AGENT; AND
(B) (1) SHALL BE FURNISHED WHEN DESCRIBED IN A SEARCH WARRANT ISSUED
BY A COURT AUTHORIZED TO ISSUE SUCH A SEARCH WARRANT PURSUANT TO ARTICLE
SIX HUNDRED NINETY OF THE CRIMINAL PROCEDURE LAW OR A FEDERAL COURT
AUTHORIZED TO ISSUE SUCH A SEARCH WARRANT UNDER FEDERAL LAW, WHERE SUCH
S. 4006--C 56 A. 3006--C
SEARCH WARRANT STATES THAT THERE IS REASONABLE CAUSE TO BELIEVE SUCH
INFORMATION CONSTITUTES EVIDENCE OF, OR TENDS TO DEMONSTRATE THAT, A
MISDEMEANOR OR FELONY OFFENSE WAS COMMITTED IN THIS STATE OR ANOTHER
STATE, OR THAT A PARTICULAR PERSON PARTICIPATED IN THE COMMISSION OF A
MISDEMEANOR OR FELONY OFFENSE IN THIS STATE OR ANOTHER STATE, PROVIDED,
HOWEVER, THAT IF SUCH OFFENSE WAS AGAINST THE LAWS OF ANOTHER STATE, THE
COURT SHALL ONLY ISSUE A WARRANT IF THE CONDUCT COMPRISING SUCH OFFENSE
WOULD, IF OCCURRING IN THIS STATE, CONSTITUTE A MISDEMEANOR OR FELONY
AGAINST THE LAWS OF THIS STATE; AND
(2) SHALL BE FURNISHED IN RESPONSE TO A SUBPOENA DUCES TECUM SIGNED BY
A JUDGE OF COMPETENT JURISDICTION AND ISSUED PURSUANT TO ARTICLE SIX
HUNDRED TEN OF THE CRIMINAL PROCEDURE LAW OR A JUDGE OR MAGISTRATE OF A
FEDERAL COURT AUTHORIZED TO ISSUE SUCH A SUBPOENA DUCES TECUM UNDER
FEDERAL LAW, WHERE THE JUDGE FINDS AND THE SUBPOENA STATES THAT THERE IS
REASONABLE CAUSE TO BELIEVE SUCH INFORMATION IS RELEVANT AND MATERIAL TO
THE PROSECUTION, OR THE DEFENSE, OR THE INVESTIGATION BY AN AUTHORIZED
LAW ENFORCEMENT OFFICIAL, OF THE ALLEGED COMMISSION OF A MISDEMEANOR OR
FELONY IN THIS STATE OR ANOTHER STATE, PROVIDED, HOWEVER, THAT IF SUCH
OFFENSE WAS AGAINST THE LAWS OF ANOTHER STATE, SUCH JUDGE OR MAGISTRATE
SHALL ONLY ISSUE SUCH SUBPOENA IF THE CONDUCT COMPRISING SUCH OFFENSE
WOULD, IF OCCURRING IN THIS STATE, CONSTITUTE A MISDEMEANOR OR FELONY IN
THIS STATE; AND
(3) MAY, IF LAWFULLY OBTAINED PURSUANT TO THIS CLAUSE AND CLAUSE (A)
OF THIS SUBPARAGRAPH AND OTHERWISE ADMISSIBLE, BE USED IN SUCH CRIMINAL
ACTION OR PROCEEDING.
(III) THE DEMONSTRATION PROGRAM AUTHORIZED PURSUANT TO THIS SECTION IS
PROHIBITED FROM UTILIZING AND FROM ARRANGING FOR THE UTILIZATION OF
BIOMETRIC IDENTIFYING TECHNOLOGY, INCLUDING BUT NOT LIMITED TO FACIAL
RECOGNITION TECHNOLOGY, FOR ANY PURPOSE. THE USE, AND THE ARRANGEMENT
FOR THE USE, OF BIOMETRIC IDENTIFYING TECHNOLOGY, INCLUDING BUT NOT
LIMITED TO FACIAL RECOGNITION TECHNOLOGY, ON PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE, OR ANY OTHER RECORDED IMAGE OR DATA PRODUCED BY A BUS
OPERATION-RELATED PHOTO DEVICE, BY ANY PERSON FOR ANY PURPOSE, ARE
PROHIBITED. FOR PURPOSES OF THIS SUBPARAGRAPH, "PERSON" SHALL INCLUDE,
BUT NOT BE LIMITED TO, A HUMAN BEING, A PUBLIC OR PRIVATE CORPORATION,
AN UNINCORPORATED ASSOCIATION, A PARTNERSHIP, A GOVERNMENT OR A GOVERN-
MENTAL INSTRUMENTALITY, A COURT OR AN ADMINISTRATIVE OR ADJUDICATORY
BODY, AND ANY EMPLOYEE, OFFICER, AND AGENT OF THE FOREGOING.
(IV) ANY APPLICABLE MASS TRANSIT AGENCY OPERATING BUS OPERATION-RELAT-
ED PHOTO DEVICES SHALL BE PROHIBITED FROM ACCESSING ANY PHOTOGRAPHS,
MICROPHOTOGRAPHS, VIDEOTAPES, OTHER RECORDED IMAGES OR DATA FROM BUS
OPERATION-RELATED PHOTO DEVICES BUT SHALL PROVIDE, PURSUANT TO AN AGREE-
MENT WITH THE CITY OF NEW YORK, FOR THE PROPER HANDLING AND CUSTODY OF
SUCH PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPES, OTHER RECORDED IMAGES
AND DATA PRODUCED BY SUCH SYSTEMS, AND FOR THE FORWARDING OF SUCH PHOTO-
GRAPHS, MICROPHOTOGRAPHS, VIDEOTAPES, OTHER RECORDED IMAGES AND DATA TO
SUCH CITY FOR THE PURPOSE OF DETERMINING WHETHER A MOTOR VEHICLE WAS
OPERATED IN VIOLATION OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AND
IMPOSING MONETARY LIABILITY ON THE OWNER OF SUCH MOTOR VEHICLE THEREFOR.
(V) EVERY BUS UPON WHICH A MOBILE BUS OPERATION-RELATED PHOTO DEVICE
IS INSTALLED AND OPERATED PURSUANT TO A DEMONSTRATION PROGRAM AUTHORIZED
PURSUANT TO THIS SECTION SHALL BE EQUIPPED WITH SIGNS, PLACARDS OR OTHER
DISPLAYS GIVING NOTICE TO APPROACHING MOTOR VEHICLE OPERATORS THAT BUS
OPERATION-RELATED PHOTO DEVICES ARE USED TO ENFORCE BUS OPERATION-RELAT-
ED TRAFFIC REGULATIONS.
S. 4006--C 57 A. 3006--C
(B) WARNING NOTICES OF VIOLATION SHALL BE ISSUED DURING THE FIRST
SIXTY DAYS THAT BUS OPERATION-RELATED PHOTO DEVICES PURSUANT TO A DEMON-
STRATION PROGRAM AUTHORIZED BY THIS SECTION ARE ACTIVE AND IN OPERATION.
(C) IF THE CITY OF NEW YORK HAS ESTABLISHED A DEMONSTRATION PROGRAM
PURSUANT TO SUBDIVISION (A) OF THIS SECTION, THE OWNER OF A VEHICLE
SHALL BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION IF SUCH
VEHICLE WAS USED OR OPERATED WITH THE PERMISSION OF THE OWNER, EXPRESS
OR IMPLIED, IN VIOLATION OF ANY BUS OPERATION-RELATED TRAFFIC REGU-
LATIONS AND SUCH VIOLATION IS EVIDENCED BY INFORMATION OBTAINED FROM A
BUS OPERATION-RELATED PHOTO DEVICE; PROVIDED HOWEVER THAT NO OWNER OF A
VEHICLE SHALL BE LIABLE FOR A PENALTY IMPOSED PURSUANT TO THIS SECTION
WHERE THE OPERATOR OF SUCH VEHICLE HAS BEEN CONVICTED OF THE UNDERLYING
VIOLATION OF SUCH BUS OPERATION-RELATED TRAFFIC REGULATION.
(D) FOR PURPOSES OF THIS SECTION THE FOLLOWING TERMS SHALL HAVE THE
FOLLOWING MEANINGS:
1. "OWNER" SHALL HAVE THE MEANING PROVIDED IN ARTICLE TWO-B OF THIS
CHAPTER.
2. "BUS OPERATION-RELATED PHOTO DEVICE" SHALL MEAN A DEVICE THAT IS
CAPABLE OF OPERATING INDEPENDENTLY OF AN ENFORCEMENT OFFICER AND PRODUC-
ES ONE OR MORE IMAGES OF EACH VEHICLE AT THE TIME IT IS IN VIOLATION OF
A BUS OPERATION-RELATED TRAFFIC REGULATION.
3. "BUS OPERATION-RELATED TRAFFIC REGULATIONS" SHALL MEAN THE FOLLOW-
ING PROVISIONS SET FORTH IN CHAPTER FOUR OF TITLE THIRTY-FOUR OF THE
RULES OF THE CITY OF NEW YORK, ADOPTED PURSUANT TO SECTION SIXTEEN
HUNDRED FORTY-TWO OF THIS CHAPTER: 4-08(C)(3), VIOLATION OF POSTED NO
STANDING RULES PROHIBITED-BUS STOP; 4-08(E)(9), GENERAL NO STOPPING
ZONES-BICYCLE LANES; 4-08(F)(1), GENERAL NO STANDING ZONES-DOUBLE PARK-
ING; AND 4-08(F)(4), GENERAL NO STANDING ZONES-BUS LANE.
4. "MANUAL ON UNIFORM TRAFFIC CONTROL DEVICES" OR "MUTCD" SHALL MEAN
THE MANUAL AND SPECIFICATIONS FOR A UNIFORM SYSTEM OF TRAFFIC CONTROL
DEVICES MAINTAINED BY THE COMMISSIONER OF TRANSPORTATION PURSUANT TO
SECTION SIXTEEN HUNDRED EIGHTY OF THIS CHAPTER.
5. "BIOMETRIC IDENTIFYING TECHNOLOGY" SHALL MEAN ANY TOOL USING AN
AUTOMATED OR SEMI-AUTOMATED PROCESS THAT ASSISTS IN VERIFYING A PERSON'S
IDENTITY BASED ON A PERSON'S BIOMETRIC INFORMATION.
6. "BIOMETRIC INFORMATION" SHALL MEAN ANY MEASURABLE PHYSICAL, PHYSIO-
LOGICAL OR BEHAVIORAL CHARACTERISTICS THAT ARE ATTRIBUTABLE TO A PERSON,
INCLUDING BUT NOT LIMITED TO FACIAL CHARACTERISTICS, FINGERPRINT CHARAC-
TERISTICS, HAND CHARACTERISTICS, EYE CHARACTERISTICS, VOCAL CHARACTER-
ISTICS, AND ANY OTHER CHARACTERISTICS THAT CAN BE USED TO IDENTIFY A
PERSON INCLUDING, BUT NOT LIMITED TO: FINGERPRINTS; HANDPRINTS; RETINA
AND IRIS PATTERNS; DNA SEQUENCE; VOICE; GAIT; AND FACIAL GEOMETRY.
7. "FACIAL RECOGNITION" SHALL MEAN ANY TOOL USING AN AUTOMATED OR
SEMI-AUTOMATED PROCESS THAT ASSISTS IN UNIQUELY IDENTIFYING OR VERIFYING
A PERSON BY COMPARING AND ANALYZING PATTERNS BASED ON THE PERSON'S FACE.
(E) A CERTIFICATE, SWORN TO OR AFFIRMED BY A TECHNICIAN EMPLOYED BY
THE CITY OF NEW YORK IN WHICH THE CHARGED VIOLATION OCCURRED, OR A
FACSIMILE THEREOF, BASED UPON INSPECTION OF PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE OR OTHER RECORDED IMAGES PRODUCED BY A BUS OPERATION-
RELATED PHOTO DEVICE, SHALL BE PRIMA FACIE EVIDENCE OF THE FACTS
CONTAINED THEREIN. ANY PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR
OTHER RECORDED IMAGES EVIDENCING SUCH A VIOLATION SHALL BE AVAILABLE FOR
INSPECTION IN ANY PROCEEDING TO ADJUDICATE THE LIABILITY FOR SUCH
VIOLATION PURSUANT TO THIS SECTION.
(F) AN OWNER LIABLE FOR A VIOLATION OF A BUS OPERATION-RELATED TRAFFIC
REGULATION PURSUANT TO A DEMONSTRATION PROGRAM ESTABLISHED PURSUANT TO
S. 4006--C 58 A. 3006--C
THIS SECTION SHALL BE LIABLE FOR MONETARY PENALTIES IN ACCORDANCE WITH A
SCHEDULE OF FINES AND PENALTIES TO BE PROMULGATED BY THE PARKING
VIOLATIONS BUREAU OF THE CITY OF NEW YORK. THE LIABILITY OF THE OWNER
PURSUANT TO THIS SECTION SHALL NOT EXCEED FIFTY DOLLARS FOR A FIRST
VIOLATION, ONE HUNDRED DOLLARS FOR A SECOND VIOLATION WITHIN A TWELVE-
MONTH PERIOD, ONE HUNDRED FIFTY DOLLARS FOR A THIRD VIOLATION WITHIN A
TWELVE-MONTH PERIOD, TWO HUNDRED DOLLARS FOR A FOURTH VIOLATION WITHIN A
TWELVE-MONTH PERIOD, AND TWO HUNDRED FIFTY DOLLARS FOR EACH SUBSEQUENT
VIOLATION WITHIN A TWELVE-MONTH PERIOD; PROVIDED, HOWEVER, THAT AN OWNER
SHALL BE LIABLE FOR AN ADDITIONAL PENALTY NOT TO EXCEED TWENTY-FIVE
DOLLARS FOR EACH VIOLATION FOR THE FAILURE TO RESPOND TO A NOTICE OF
LIABILITY WITHIN THE PRESCRIBED TIME PERIOD.
(G) AN IMPOSITION OF LIABILITY UNDER THE DEMONSTRATION PROGRAM ESTAB-
LISHED PURSUANT TO THIS SECTION SHALL NOT BE DEEMED A CONVICTION OF AN
OPERATOR AND SHALL NOT BE MADE PART OF THE OPERATING RECORD OF THE
PERSON UPON WHOM SUCH LIABILITY IS IMPOSED, NOR SHALL IT BE USED FOR
INSURANCE PURPOSES IN THE PROVISION OF MOTOR VEHICLE INSURANCE COVERAGE.
(H) 1. A NOTICE OF LIABILITY SHALL BE SENT BY FIRST CLASS MAIL TO EACH
PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF A BUS OPERA-
TION-RELATED TRAFFIC REGULATION. PERSONAL DELIVERY TO THE OWNER SHALL
NOT BE REQUIRED. A MANUAL OR AUTOMATIC RECORD OF MAILING PREPARED IN THE
ORDINARY COURSE OF BUSINESS SHALL BE PRIMA FACIE EVIDENCE OF THE FACTS
CONTAINED THEREIN.
2. A NOTICE OF LIABILITY SHALL CONTAIN THE NAME AND ADDRESS OF THE
PERSON ALLEGED TO BE LIABLE AS AN OWNER FOR A VIOLATION OF A BUS OPERA-
TION-RELATED TRAFFIC REGULATION, THE REGISTRATION NUMBER OF THE VEHICLE
INVOLVED IN SUCH VIOLATION, THE LOCATION WHERE SUCH VIOLATION TOOK PLACE
INCLUDING THE STREET ADDRESS OR CROSS STREETS, ONE OR MORE IMAGES IDEN-
TIFYING THE VIOLATION, THE DATE AND TIME OF SUCH VIOLATION, THE IDEN-
TIFICATION NUMBER OF THE BUS OPERATION-RELATED PHOTO DEVICE WHICH
RECORDED THE VIOLATION OR OTHER DOCUMENT LOCATOR NUMBER, AND WHETHER THE
DEVICE WAS STATIONARY OR MOBILE. IF THE BUS OPERATION-RELATED PHOTO
DEVICE WAS MOBILE, AN IDENTITY OF THE VEHICLE CONTAINING SUCH BUS OPERA-
TION-RELATED PHOTO DEVICE SHALL BE INCLUDED IN THE NOTICE.
3. THE NOTICE OF LIABILITY SHALL CONTAIN INFORMATION ADVISING THE
PERSON CHARGED OF THE MANNER AND THE TIME IN WHICH HE OR SHE MAY CONTEST
THE LIABILITY ALLEGED IN THE NOTICE. SUCH NOTICE OF LIABILITY SHALL ALSO
CONTAIN A WARNING TO ADVISE THE PERSONS CHARGED THAT FAILURE TO CONTEST
IN THE MANNER AND TIME PROVIDED SHALL BE DEEMED AN ADMISSION OF LIABIL-
ITY AND THAT A DEFAULT JUDGMENT MAY BE ENTERED THEREON.
4. THE NOTICE OF LIABILITY SHALL BE PREPARED AND MAILED BY THE AGENCY
OR AGENCIES DESIGNATED BY THE CITY OF NEW YORK, OR ANY OTHER ENTITY
AUTHORIZED BY SUCH CITY TO PREPARE AND MAIL SUCH NOTICE OF LIABILITY.
(I) ADJUDICATION OF THE LIABILITY IMPOSED UPON OWNERS BY THIS SECTION
SHALL BE CONDUCTED BY THE NEW YORK CITY PARKING VIOLATIONS BUREAU.
(J) IF AN OWNER OF A VEHICLE RECEIVES A NOTICE OF LIABILITY PURSUANT
TO THIS SECTION FOR ANY TIME PERIOD DURING WHICH SUCH VEHICLE WAS
REPORTED TO THE POLICE DEPARTMENT AS HAVING BEEN STOLEN, IT SHALL BE A
VALID DEFENSE TO AN ALLEGATION OF LIABILITY FOR A VIOLATION OF A BUS
OPERATION-RELATED TRAFFIC REGULATION PURSUANT TO THIS SECTION THAT THE
VEHICLE HAD BEEN REPORTED TO THE POLICE AS STOLEN PRIOR TO THE TIME THE
VIOLATION OCCURRED AND HAD NOT BEEN RECOVERED BY SUCH TIME. FOR PURPOSES
OF ASSERTING THE DEFENSE PROVIDED BY THIS SUBDIVISION IT SHALL BE SUFFI-
CIENT THAT A CERTIFIED COPY OF THE POLICE REPORT ON THE STOLEN VEHICLE
BE SENT BY FIRST CLASS MAIL TO THE PARKING VIOLATIONS BUREAU OF SUCH
CITY.
S. 4006--C 59 A. 3006--C
(K) 1. AN OWNER WHO IS A LESSOR OF A VEHICLE TO WHICH A NOTICE OF
LIABILITY WAS ISSUED PURSUANT TO SUBDIVISION (H) OF THIS SECTION SHALL
NOT BE LIABLE FOR THE VIOLATION OF A BUS OPERATION-RELATED TRAFFIC REGU-
LATION, PROVIDED THAT:
(I) PRIOR TO THE VIOLATION, THE LESSOR HAS FILED WITH SUCH PARKING
VIOLATIONS BUREAU IN ACCORDANCE WITH THE PROVISIONS OF SECTION TWO
HUNDRED THIRTY-NINE OF THIS CHAPTER; AND
(II) WITHIN THIRTY-SEVEN DAYS AFTER RECEIVING NOTICE FROM SUCH PARKING
VIOLATIONS BUREAU OF THE DATE AND TIME OF A LIABILITY, TOGETHER WITH THE
OTHER INFORMATION CONTAINED IN THE ORIGINAL NOTICE OF LIABILITY, THE
LESSOR SUBMITS TO SUCH BUREAU THE CORRECT NAME AND ADDRESS OF THE LESSEE
OF THE VEHICLE IDENTIFIED IN THE NOTICE OF LIABILITY AT THE TIME OF SUCH
VIOLATION, TOGETHER WITH SUCH OTHER ADDITIONAL INFORMATION CONTAINED IN
THE RENTAL, LEASE OR OTHER CONTRACT DOCUMENT, AS MAY BE REASONABLY
REQUIRED BY SUCH BUREAU PURSUANT TO REGULATIONS THAT MAY BE PROMULGATED
FOR SUCH PURPOSE.
2. FAILURE TO COMPLY WITH SUBPARAGRAPH (II) OF PARAGRAPH ONE OF THIS
SUBDIVISION SHALL RENDER THE LESSOR LIABLE FOR THE PENALTY PRESCRIBED IN
THIS SECTION.
3. WHERE THE LESSOR COMPLIES WITH THE PROVISIONS OF PARAGRAPH ONE OF
THIS SUBDIVISION, THE LESSEE OF SUCH VEHICLE ON THE DATE OF SUCH
VIOLATION SHALL BE DEEMED TO BE THE OWNER OF SUCH VEHICLE FOR PURPOSES
OF THIS SECTION, SHALL BE SUBJECT TO LIABILITY FOR SUCH VIOLATION PURSU-
ANT TO THIS SECTION AND SHALL BE SENT A NOTICE OF LIABILITY PURSUANT TO
SUBDIVISION (H) OF THIS SECTION.
(L) 1. IF THE OWNER LIABLE FOR A VIOLATION OF A BUS OPERATION-RELATED
TRAFFIC REGULATION PURSUANT TO THIS SECTION WAS NOT THE OPERATOR OF THE
VEHICLE AT THE TIME OF SUCH VIOLATION, THE OWNER MAY MAINTAIN AN ACTION
FOR INDEMNIFICATION AGAINST THE OPERATOR.
2. NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
VEHICLE SHALL BE SUBJECT TO A MONETARY FINE IMPOSED PURSUANT TO THIS
SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
OUT THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO OBEY A
BUS OPERATION-RELATED TRAFFIC REGULATION. FOR PURPOSES OF THIS SUBDIVI-
SION THERE SHALL BE A PRESUMPTION THAT THE OPERATOR OF SUCH VEHICLE WAS
OPERATING SUCH VEHICLE WITH THE CONSENT OF THE OWNER AT THE TIME SUCH
OPERATOR FAILED TO OBEY A BUS OPERATION-RELATED TRAFFIC REGULATION.
(M) NOTHING IN THIS SECTION SHALL BE CONSTRUED TO LIMIT THE LIABILITY
OF AN OPERATOR OF A VEHICLE FOR ANY VIOLATION OF A BUS OPERATION-RELATED
TRAFFIC REGULATION.
(N) IF THE CITY OF NEW YORK ADOPTS A DEMONSTRATION PROGRAM PURSUANT TO
SUBDIVISION (A) OF THIS SECTION, SUCH CITY AND THE APPLICABLE MASS TRAN-
SIT AGENCY SHALL SUBMIT A REPORT ON THE RESULTS OF THE USE OF BUS OPERA-
TION-RELATED PHOTO DEVICES TO THE GOVERNOR, THE TEMPORARY PRESIDENT OF
THE SENATE, AND THE SPEAKER OF THE ASSEMBLY BY APRIL FIRST, TWO THOUSAND
TWENTY-FIVE AND EVERY TWO YEARS THEREAFTER. THE CITY OF NEW YORK AND
APPLICABLE MASS TRANSIT AGENCY SHALL ALSO MAKE SUCH REPORTS AVAILABLE ON
THEIR PUBLIC-FACING WEBSITES, PROVIDED THAT THEY MAY PROVIDE AGGREGATE
DATA FROM PARAGRAPH ONE OF THIS SUBDIVISION IF THE CITY FINDS THAT
PUBLISHING SPECIFIC LOCATION DATA WOULD JEOPARDIZE PUBLIC SAFETY. SUCH
REPORT SHALL INCLUDE, BUT NOT BE LIMITED TO:
1. A DESCRIPTION OF THE LOCATIONS AND/OR BUSES WHERE BUS OPERATION-RE-
LATED PHOTO DEVICES WERE USED;
2. THE TOTAL NUMBER OF VIOLATIONS RECORDED ON A MONTHLY AND ANNUAL
BASIS;
3. THE TOTAL NUMBER OF NOTICES OF LIABILITY ISSUED;
S. 4006--C 60 A. 3006--C
4. THE NUMBER OF FINES AND TOTAL AMOUNT OF FINES PAID AFTER THE FIRST
NOTICE OF LIABILITY;
5. THE NUMBER OF VIOLATIONS ADJUDICATED AND RESULTS OF SUCH ADJUDI-
CATIONS INCLUDING BREAKDOWNS OF DISPOSITIONS MADE;
6. THE TOTAL AMOUNT OF REVENUE REALIZED BY SUCH CITY AND ANY PARTIC-
IPATING MASS TRANSIT AGENCY AND AN ITEMIZED LIST OF EXPENDITURES MADE BY
THE PARTICIPATING MASS TRANSIT AGENCY WITH THESE REVENUES;
7. THE QUALITY OF THE ADJUDICATION PROCESS AND ITS RESULTS;
8. THE TOTAL NUMBER OF CAMERAS BY TYPE OF CAMERA USED;
9. THE TOTAL COST TO SUCH CITY AND THE TOTAL COST TO ANY PARTICIPAT-
ING MASS TRANSIT AGENCY; AND
10. A DETAILED REPORT ON THE BUS SPEEDS, RELIABILITY, AND RIDERSHIP
BEFORE AND AFTER IMPLEMENTATION OF THE DEMONSTRATION PROGRAM FOR EACH
BUS ROUTE, INCLUDING CURRENT STATISTICS.
(O) ANY REVENUE FROM FINES AND PENALTIES COLLECTED FROM ANY MOBILE BUS
OPERATION-RELATED PHOTO DEVICES, NOT INCLUDING ANY REVENUE SHARED WITH
THE CITY OF NEW YORK PURSUANT TO AGREEMENT, SHALL BE REMITTED BY THE
CITY OF NEW YORK TO THE APPLICABLE MASS TRANSIT AGENCY ON A QUARTERLY
BASIS TO BE DEPOSITED IN THE GENERAL TRANSPORTATION ACCOUNT OF THE NEW
YORK CITY TRANSPORTATION ASSISTANCE FUND ESTABLISHED PURSUANT TO SECTION
TWELVE HUNDRED SEVENTY-I OF THE PUBLIC AUTHORITIES LAW.
(P) IT SHALL BE A DEFENSE TO ANY PROSECUTION FOR A VIOLATION OF A BUS
OPERATION-RELATED TRAFFIC REGULATION PURSUANT TO A DEMONSTRATION PROGRAM
ADOPTED PURSUANT TO THIS SECTION THAT SUCH BUS OPERATION-RELATED PHOTO
DEVICES WERE MALFUNCTIONING AT THE TIME OF THE ALLEGED VIOLATION.
§ 2. Subdivision 1 of section 235 of the vehicle and traffic law, as
separately added by chapters 421, 460 and 773 of the laws of 2021, para-
graph (h) as relettered by chapter 258 of the laws of 2022, is amended
to read as follows:
1. Notwithstanding any inconsistent provision of any general, special
or local law or administrative code to the contrary, in any city which
heretofore or hereafter is authorized to establish an administrative
tribunal: (a) to hear and determine complaints of traffic infractions
constituting parking, standing or stopping violations, or (b) to adjudi-
cate the liability of owners for violations of subdivision (d) of
section eleven hundred eleven of this chapter imposed pursuant to a
local law or ordinance imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with traffic-con-
trol indications through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter, or (c) to adjudicate the liability of
owners for violations of subdivision (b), (c), (d), (f) or (g) of
section eleven hundred eighty of this chapter imposed pursuant to a
demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such posted
maximum speed limits through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter, or (d) to adjudicate the liability of owners for
violations of bus lane restrictions as defined by article twenty-four of
this chapter imposed pursuant to a bus rapid transit program imposing
monetary liability on the owner of a vehicle for failure of an operator
thereof to comply with such bus lane restrictions through the installa-
tion and operation of bus lane photo devices, in accordance with article
twenty-four of this chapter, or (e) to adjudicate the liability of
owners for violations of toll collection regulations imposed by certain
public authorities pursuant to the law authorizing such public authori-
S. 4006--C 61 A. 3006--C
ties to impose monetary liability on the owner of a vehicle for failure
of an operator thereof to comply with toll collection regulations of
such public authorities through the installation and operation of
photo-monitoring systems, in accordance with the provisions of section
two thousand nine hundred eighty-five of the public authorities law and
sections sixteen-a, sixteen-b and sixteen-c of chapter seven hundred
seventy-four of the laws of nineteen hundred fifty, or (f) to adjudicate
the liability of owners for violations of section eleven hundred seven-
ty-four of this chapter when meeting a school bus marked and equipped as
provided in subdivisions twenty and twenty-one-c of section three
hundred seventy-five of this chapter imposed pursuant to a local law or
ordinance imposing monetary liability on the owner of a vehicle for
failure of an operator thereof to comply with school bus red visual
signals through the installation and operation of school bus photo
violation monitoring systems, in accordance with article twenty-nine of
this chapter, or (g) to adjudicate the liability of owners for
violations of section three hundred eighty-five of this chapter and the
rules of the department of transportation of the city of New York in
relation to gross vehicle weight and/or axle weight violations imposed
pursuant to a weigh in motion demonstration program imposing monetary
liability on the owner of a vehicle for failure of an operator thereof
to comply with such gross vehicle weight and/or axle weight restrictions
through the installation and operation of weigh in motion violation
monitoring systems, in accordance with article ten of this chapter, or
(h) to adjudicate the liability of owners for violations of subdivision
(b), (d), (f) or (g) of section eleven hundred eighty of this chapter
imposed pursuant to a demonstration program imposing monetary liability
on the owner of a vehicle for failure of an operator thereof to comply
with such posted maximum speed limits within a highway construction or
maintenance work area through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter, OR (I) TO ADJUDICATE THE LIABILITY OF OWNERS FOR
VIOLATIONS OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY
ARTICLE TWENTY-FOUR OF THIS CHAPTER IMPOSED PURSUANT TO A DEMONSTRATION
PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF A VEHICLE FOR FAIL-
URE OF AN OPERATOR THEREOF TO COMPLY WITH SUCH BUS OPERATION-RELATED
TRAFFIC REGULATIONS THROUGH THE INSTALLATION AND OPERATION OF BUS OPERA-
TION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF
THIS CHAPTER, such tribunal and the rules and regulations pertaining
thereto shall be constituted in substantial conformance with the follow-
ing sections.
§ 3. Subdivision 1 of section 236 of the vehicle and traffic law, as
separately added by chapters 421, 460 and 773 of the laws of 2021 and
paragraph (g) as relettered by chapter 258 of the laws of 2022, is
amended to read as follows:
1. Creation. In any city as hereinbefore or hereafter authorized such
tribunal when created shall be known as the parking violations bureau
and shall have jurisdiction of traffic infractions which constitute a
parking violation and, where authorized: (a) to adjudicate the liability
of owners for violations of subdivision (d) of section eleven hundred
eleven of this chapter imposed pursuant to a local law or ordinance
imposing monetary liability on the owner of a vehicle for failure of an
operator thereof to comply with traffic-control indications through the
installation and operation of traffic-control signal photo violation-
monitoring systems, in accordance with article twenty-four of this chap-
ter, or (b) to adjudicate the liability of owners for violations of
S. 4006--C 62 A. 3006--C
subdivision (b), (c), (d), (f) or (g) of section eleven hundred eighty
of this chapter imposed pursuant to a demonstration program imposing
monetary liability on the owner of a vehicle for failure of an operator
thereof to comply with such posted maximum speed limits through the
installation and operation of photo speed violation monitoring systems,
in accordance with article thirty of this chapter, or (c) to adjudicate
the liability of owners for violations of bus lane restrictions as
defined by article twenty-four of this chapter imposed pursuant to a bus
rapid transit program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such bus lane
restrictions through the installation and operation of bus lane photo
devices, in accordance with article twenty-four of this chapter, or (d)
to adjudicate the liability of owners for violations of toll collection
regulations imposed by certain public authorities pursuant to the law
authorizing such public authorities to impose monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
toll collection regulations of such public authorities through the
installation and operation of photo-monitoring systems, in accordance
with the provisions of section two thousand nine hundred eighty-five of
the public authorities law and sections sixteen-a, sixteen-b and
sixteen-c of chapter seven hundred seventy-four of the laws of nineteen
hundred fifty, or (e) to adjudicate the liability of owners for
violations of section eleven hundred seventy-four of this chapter when
meeting a school bus marked and equipped as provided in subdivisions
twenty and twenty-one-c of section three hundred seventy-five of this
chapter imposed pursuant to a local law or ordinance imposing monetary
liability on the owner of a vehicle for failure of an operator thereof
to comply with school bus red visual signals through the installation
and operation of school bus photo violation monitoring systems, in
accordance with article twenty-nine of this chapter, or (f) to adjudi-
cate the liability of owners for violations of section three hundred
eighty-five of this chapter and the rules of the department of transpor-
tation of the city of New York in relation to gross vehicle weight
and/or axle weight violations imposed pursuant to a weigh in motion
demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such gross
vehicle weight and/or axle weight restrictions through the installation
and operation of weigh in motion violation monitoring systems, in
accordance with article ten of this chapter, or (g) to adjudicate the
liability of owners for violations of subdivision (b), (d), (f) or (g)
of section eleven hundred eighty of this chapter imposed pursuant to a
demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such posted
maximum speed limits within a highway construction or maintenance work
area through the installation and operation of photo speed violation
monitoring systems, in accordance with article thirty of this chapter,
OR (H) TO ADJUDICATE THE LIABILITY OF OWNERS FOR VIOLATIONS OF BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF
THIS CHAPTER IMPOSED PURSUANT TO A DEMONSTRATION PROGRAM IMPOSING MONE-
TARY LIABILITY ON THE OWNER OF A VEHICLE FOR FAILURE OF AN OPERATOR
THEREOF TO COMPLY WITH SUCH BUS OPERATION-RELATED TRAFFIC REGULATIONS
THROUGH THE INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO
DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER. Such
tribunal, except in a city with a population of one million or more,
shall also have jurisdiction of abandoned vehicle violations. For the
purposes of this article, a parking violation is the violation of any
S. 4006--C 63 A. 3006--C
law, rule or regulation providing for or regulating the parking, stop-
ping or standing of a vehicle. In addition for purposes of this article,
"commissioner" shall mean and include the commissioner of traffic of the
city or an official possessing authority as such a commissioner.
§ 4. Paragraph f of subdivision 1 of section 239 of the vehicle and
traffic law, as separately added by chapters 421, 460 and 773 of the
laws of 2021, is amended to read as follows:
f. "Notice of violation" means a notice of violation as defined in
subdivision nine of section two hundred thirty-seven of this article,
but shall not be deemed to include a notice of liability issued pursuant
to authorization set forth in articles ten, twenty-four, twenty-nine and
thirty of this chapter, section two thousand nine hundred eighty-five of
the public authorities law and sections sixteen-a, sixteen-b and
sixteen-c of chapter seven hundred seventy-four of the laws of nineteen
hundred fifty to impose monetary liability on the owner of a vehicle for
failure of an operator thereof: to comply with traffic-control indi-
cations in violation of subdivision (d) of section eleven hundred eleven
of this chapter through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter; or to comply with certain posted maxi-
mum speed limits in violation of subdivision (b), (c), (d), (f) or (g)
of section eleven hundred eighty of this chapter through the installa-
tion and operation of photo speed violation monitoring systems, in
accordance with article thirty of this chapter; or to comply with bus
lane restrictions as defined by article twenty-four of this chapter
through the installation and operation of bus lane photo devices, in
accordance with article twenty-four of this chapter; or to comply with
toll collection regulations of certain public authorities through the
installation and operation of photo-monitoring systems, in accordance
with the provisions of section two thousand nine hundred eighty-five of
the public authorities law and sections sixteen-a, sixteen-b and
sixteen-c of chapter seven hundred seventy-four of the laws of nineteen
hundred fifty; or to stop for a school bus displaying a red visual
signal in violation of section eleven hundred seventy-four of this chap-
ter through the installation and operation of school bus photo violation
monitoring systems, in accordance with article twenty-nine of this chap-
ter[,]; or to comply with certain posted maximum speed limits in
violation of subdivision (b), (d), (f) or (g) of section eleven hundred
eighty of this chapter within a highway construction or maintenance work
area through the installation and operation of photo speed violation
monitoring systems, in accordance with article thirty of this chapter;
or to comply with gross vehicle weight and/or axle weight restrictions
in violation of section three hundred eighty-five of this chapter and
the rules of the department of transportation of the city of New York
through the installation and operation of weigh in motion violation
monitoring systems, in accordance with article ten of this chapter; OR
TO COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY
ARTICLE TWENTY-FOUR OF THIS CHAPTER IN VIOLATION OF THE RULES OF THE
DEPARTMENT OF TRANSPORTATION OF THE CITY OF NEW YORK THROUGH THE INSTAL-
LATION AND OPERATION OF BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORD-
ANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER.
§ 5. Subdivisions 1, 1-a and the opening subparagraph of paragraph (a)
of subdivision 1-b of section 240 of the vehicle and traffic law, subdi-
visions 1 and 1-a as separately added by chapters 421, 460 and 773 of
the laws of 2021, and the opening subparagraph of paragraph (a) of
S. 4006--C 64 A. 3006--C
subdivision 1-b as added by chapter 407 of the laws of 2022, are amended
to read as follows:
1. Notice of hearing. Whenever a person charged with a parking
violation enters a plea of not guilty; or a person alleged to be liable
in accordance with any provisions of law specifically authorizing the
imposition of monetary liability on the owner of a vehicle for failure
of an operator thereof: to comply with traffic-control indications in
violation of subdivision (d) of section eleven hundred eleven of this
chapter through the installation and operation of traffic-control signal
photo violation-monitoring systems, in accordance with article twenty-
four of this chapter; or to comply with certain posted maximum speed
limits in violation of subdivision (b), (c), (d), (f) or (g) of section
eleven hundred eighty of this chapter through the installation and oper-
ation of photo speed violation monitoring systems, in accordance with
article thirty of this chapter; or to comply with bus lane restrictions
as defined by article twenty-four of this chapter through the installa-
tion and operation of bus lane photo devices, in accordance with article
twenty-four of this chapter; or to comply with toll collection regu-
lations of certain public authorities through the installation and oper-
ation of photo-monitoring systems, in accordance with the provisions of
section two thousand nine hundred eighty-five of the public authorities
law and sections sixteen-a, sixteen-b and sixteen-c of chapter seven
hundred seventy-four of the laws of nineteen hundred fifty; or to stop
for a school bus displaying a red visual signal in violation of section
eleven hundred seventy-four of this chapter through the installation and
operation of school bus photo violation monitoring systems, in accord-
ance with article twenty-nine of this chapter[,]; or to comply with
certain posted maximum speed limits in violation of subdivision (b),
(d), (f) or (g) of section eleven hundred eighty of this chapter within
a highway construction or maintenance work area through the installation
and operation of photo speed violation monitoring systems, in accordance
with article thirty of this chapter; or to comply with gross vehicle
weight and/or axle weight restrictions in violation of section three
hundred eighty-five of this chapter and the rules of the department of
transportation of the city of New York through the installation and
operation of weigh in motion violation monitoring systems, in accordance
with article ten of this chapter; OR TO COMPLY WITH BUS OPERATION-RELAT-
ED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER
IN VIOLATION OF THE RULES OF THE DEPARTMENT OF TRANSPORTATION OF THE
CITY OF NEW YORK THROUGH THE INSTALLATION AND OPERATION OF BUS OPERA-
TION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF
THIS CHAPTER, contests such allegation, the bureau shall advise such
person personally by such form of first class mail as the director may
direct of the date on which he or she must appear to answer the charge
at a hearing. The form and content of such notice of hearing shall be
prescribed by the director, and shall contain a warning to advise the
person so pleading or contesting that failure to appear on the date
designated, or on any subsequent adjourned date, shall be deemed an
admission of liability, and that a default judgment may be entered ther-
eon.
1-a. Fines and penalties. Whenever a plea of not guilty has been
entered, or the bureau has been notified that an allegation of liability
in accordance with provisions of law specifically authorizing the impo-
sition of monetary liability on the owner of a vehicle for failure of an
operator thereof: to comply with traffic-control indications in
violation of subdivision (d) of section eleven hundred eleven of this
S. 4006--C 65 A. 3006--C
chapter through the installation and operation of traffic-control signal
photo violation-monitoring systems, in accordance with article twenty-
four of this chapter; or to comply with certain posted maximum speed
limits in violation of subdivision (b), (c), (d), (f) or (g) of section
eleven hundred eighty of this chapter through the installation and oper-
ation of photo speed violation monitoring systems, in accordance with
article thirty of this chapter; or to comply with bus lane restrictions
as defined by article twenty-four of this chapter through the installa-
tion and operation of bus lane photo devices, in accordance with article
twenty-four of this chapter; or to comply with toll collection regu-
lations of certain public authorities through the installation and oper-
ation of photo-monitoring systems, in accordance with the provisions of
section two thousand nine hundred eighty-five of the public authorities
law and sections sixteen-a, sixteen-b and sixteen-c of chapter seven
hundred seventy-four of the laws of nineteen hundred fifty; or to stop
for a school bus displaying a red visual signal in violation of section
eleven hundred seventy-four of this chapter through the installation and
operation of school bus photo violation monitoring systems, in accord-
ance with article twenty-nine of this chapter[,]; or to comply with
certain posted maximum speed limits in violation of subdivision (b),
(d), (f) or (g) of section eleven hundred eighty of this chapter within
a highway construction or maintenance work area through the installation
and operation of photo speed violation monitoring systems, in accordance
with article thirty of this chapter; or to comply with gross vehicle
weight and/or axle weight restrictions in violation of section three
hundred eighty-five of this chapter and the rules of the department of
transportation of the city of New York through the installation and
operation of weigh in motion violation monitoring systems, in accordance
with article ten of this chapter; OR TO COMPLY WITH BUS OPERATION-RELAT-
ED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER
IN VIOLATION OF THE RULES OF THE DEPARTMENT OF TRANSPORTATION OF THE
CITY OF NEW YORK THROUGH THE INSTALLATION AND OPERATION OF BUS OPERA-
TION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF
THIS CHAPTER, is being contested, by a person in a timely fashion and a
hearing upon the merits has been demanded, but has not yet been held,
the bureau shall not issue any notice of fine or penalty to that person
prior to the date of the hearing.
In a city having a population of one million or more, at every hearing
for the adjudication of a notice of liability, as provided by this arti-
cle, there shall be a rebuttable presumption that the owner of a first-
response emergency vehicle alleged to be liable in accordance with any
provisions of law specifically authorizing the imposition of monetary
liability on the owner of a vehicle for failure of an operator thereof:
to comply with traffic-control indications in violation of subdivision
(d) of section eleven hundred eleven of this chapter through the instal-
lation and operation of traffic-control signal photo violation-monitor-
ing systems, in accordance with article twenty-four of this chapter; or
to comply with certain posted maximum speed limits in violation of
subdivision (b), (c), (d), (f) or (g) of section eleven hundred eighty
of this chapter through the installation and operation of photo speed
violation monitoring systems, in accordance with article thirty of this
chapter; or to comply with bus lane restrictions as defined by article
twenty-four of this chapter through the installation and operation of
bus lane photo devices, in accordance with article twenty-four of this
chapter; OR TO COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGULATIONS AS
DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IN VIOLATION OF THE RULES
S. 4006--C 66 A. 3006--C
OF THE DEPARTMENT OF TRANSPORTATION OF THE CITY OF NEW YORK THROUGH THE
INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO DEVICES, IN
ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER is not liable for
such alleged violation if such owner of the first-response emergency
vehicle provides the hearing officer with:
§ 6. Paragraphs a and g of subdivision 2 of section 240 of the vehicle
and traffic law, as separately added by chapters 421, 460 and 773 of the
laws of 2021, are amended to read as follows:
a. Every hearing for the adjudication of a charge of parking violation
or an allegation of liability of an owner for a violation of subdivision
(d) of section eleven hundred eleven of this chapter imposed pursuant to
a local law or ordinance imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with traffic-con-
trol indications through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter, or an allegation of liability of an
owner for a violation of subdivision (b), (c), (d), (f) or (g) of
section eleven hundred eighty of this chapter imposed pursuant to a
demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with certain posted
maximum speed limits through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter, or an allegation of liability of an owner for a violation
of bus lane restrictions as defined by article twenty-four of this chap-
ter imposed pursuant to a bus rapid transit program imposing monetary
liability on the owner of a vehicle for failure of an operator thereof
to comply with such bus lane restrictions through the installation and
operation of bus lane photo devices, in accordance with article twenty-
four of this chapter, or an allegation of liability of an owner for a
violation of toll collection regulations imposed by certain public
authorities pursuant to the law authorizing such public authorities to
impose monetary liability on the owner of a vehicle for failure of an
operator thereof to comply with toll collection regulations of such
public authorities through the installation and operation of photo-moni-
toring systems, in accordance with the provisions of section two thou-
sand nine hundred eighty-five of the public authorities law and sections
sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
of the laws of nineteen hundred fifty, or an allegation of liability of
an owner for a violation of section eleven hundred seventy-four of this
chapter when meeting a school bus marked and equipped as provided in
subdivisions twenty and twenty-one-c of section three hundred seventy-
five of this chapter imposed pursuant to a local law or ordinance impos-
ing monetary liability on the owner of a vehicle for failure of an oper-
ator thereof to comply with school bus red visual signals through the
installation and operation of school bus photo violation monitoring
systems, in accordance with article twenty-nine of this chapter, or an
allegation of liability of an owner for a violation of subdivision (b),
(d), (f) or (g) of section eleven hundred eighty of this chapter imposed
pursuant to a demonstration program imposing monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
certain posted maximum speed limits within a highway construction or
maintenance work area through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter, or an allegation of liability of an owner for a violation
of section three hundred eighty-five of this chapter and the rules of
the department of transportation of the city of New York in relation to
S. 4006--C 67 A. 3006--C
gross vehicle weight and/or axle weight violations imposed pursuant to a
weigh in motion demonstration program imposing monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
such gross vehicle weight and/or axle weight restrictions through the
installation and operation of weigh in motion violation monitoring
systems, in accordance with article ten of this chapter, OR AN ALLEGA-
TION OF LIABILITY OF AN OWNER FOR A VIOLATION OF BUS OPERATION-RELATED
TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER
IMPOSED PURSUANT TO A DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY
ON THE OWNER OF A VEHICLE FOR FAILURE OF AN OPERATOR THEREOF TO COMPLY
WITH SUCH BUS OPERATION-RELATED TRAFFIC REGULATIONS THROUGH THE INSTAL-
LATION AND OPERATION OF BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORD-
ANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER, shall be held before a
hearing examiner in accordance with rules and regulations promulgated by
the bureau.
g. A record shall be made of a hearing on a plea of not guilty or of a
hearing at which liability in accordance with any provisions of law
specifically authorizing the imposition of monetary liability on the
owner of a vehicle for failure of an operator thereof: to comply with
traffic-control indications in violation of subdivision (d) of section
eleven hundred eleven of this chapter through the installation and oper-
ation of traffic-control signal photo violation-monitoring systems, in
accordance with article twenty-four of this chapter; to comply with
certain posted maximum speed limits in violation of subdivision (b),
(c), (d), (f) or (g) of section eleven hundred eighty of this chapter
through the installation and operation of photo speed violation monitor-
ing systems, in accordance with article thirty of this chapter; to
comply with bus lane restrictions as defined by article twenty-four of
this chapter through the installation and operation of bus lane photo
devices, in accordance with article twenty-four of this chapter; to
comply with toll collection regulations of certain public authorities
through the installation and operation of photo-monitoring systems, in
accordance with the provisions of section two thousand nine hundred
eighty-five of the public authorities law and sections sixteen-a,
sixteen-b and sixteen-c of chapter seven hundred seventy-four of the
laws of nineteen hundred fifty; [or] to stop for a school bus displaying
a red visual signal in violation of section eleven hundred seventy-four
of this chapter through the installation and operation of school bus
photo violation monitoring systems, in accordance with article twenty-
nine of this chapter[, or]; to comply with certain posted maximum speed
limits in violation of subdivision (b), (d), (f) or (g) of section elev-
en hundred eighty of this chapter within a highway construction or main-
tenance work area through the installation and operation of photo speed
violation monitoring systems, in accordance with article thirty of this
chapter[, or]; to comply with gross vehicle weight and/or axle weight
restrictions in violation of section three hundred eighty-five of this
chapter and the rules of the department of transportation of the city of
New York through the installation and operation of weigh in motion
violation monitoring systems, in accordance with article ten of this
chapter; OR TO COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGULATIONS AS
DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IN VIOLATION OF THE RULES
OF THE DEPARTMENT OF TRANSPORTATION OF THE CITY OF NEW YORK THROUGH THE
INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO DEVICES, IN
ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER, is contested.
Recording devices may be used for the making of the record.
S. 4006--C 68 A. 3006--C
§ 7. Subdivisions 1 and 2 of section 241 of the vehicle and traffic
law, as separately added by chapters 421, 460 and 773 of the laws of
2021, are amended to read as follows:
1. The hearing examiner shall make a determination on the charges,
either sustaining or dismissing them. Where the hearing examiner deter-
mines that the charges have been sustained he or she may examine either
the prior parking violations record or the record of liabilities
incurred in accordance with any provisions of law specifically authoriz-
ing the imposition of monetary liability on the owner of a vehicle for
failure of an operator thereof: to comply with traffic-control indi-
cations in violation of subdivision (d) of section eleven hundred eleven
of this chapter through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter; to comply with certain posted maximum
speed limits in violation of subdivision (b), (c), (d), (f) or (g) of
section eleven hundred eighty of this chapter through the installation
and operation of photo speed violation monitoring systems, in accordance
with article thirty of this chapter; to comply with bus lane
restrictions as defined by article twenty-four of this chapter through
the installation and operation of bus lane photo devices, in accordance
with article twenty-four of this chapter; to comply with toll collection
regulations of certain public authorities through the installation and
operation of photo-monitoring systems, in accordance with the provisions
of section two thousand nine hundred eighty-five of the public authori-
ties law and sections sixteen-a, sixteen-b and sixteen-c of chapter
seven hundred seventy-four of the laws of nineteen hundred fifty; [or]
to stop for a school bus displaying a red visual signal in violation of
section eleven hundred seventy-four of this chapter through the instal-
lation and operation of school bus photo violation monitoring systems,
in accordance with article twenty-nine of this chapter[, or]; to comply
with certain posted maximum speed limits in violation of subdivision
(b), (d), (f) or (g) of section eleven hundred eighty of this chapter
within a highway construction or maintenance work area through the
installation and operation of photo speed violation monitoring systems,
in accordance with article thirty of this chapter; [or] to comply with
gross vehicle weight and/or axle weight restrictions in violation of
section three hundred eighty-five of this chapter and the rules of the
department of transportation of the city of New York through the instal-
lation and operation of weigh in motion violation monitoring systems, in
accordance with article ten of this chapter; OR TO COMPLY WITH BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF
THIS CHAPTER IN VIOLATION OF THE RULES OF THE DEPARTMENT OF TRANSPORTA-
TION OF THE CITY OF NEW YORK THROUGH THE INSTALLATION AND OPERATION OF
BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-
FOUR OF THIS CHAPTER, of the person charged, as applicable prior to
rendering a final determination. Final determinations sustaining or
dismissing charges shall be entered on a final determination roll main-
tained by the bureau together with records showing payment and nonpay-
ment of penalties.
2. Where an operator or owner fails to enter a plea to a charge of a
parking violation or contest an allegation of liability in accordance
with any provisions of law specifically authorizing the imposition of
monetary liability on the owner of a vehicle for failure of an operator
thereof: to comply with traffic-control indications in violation of
subdivision (d) of section eleven hundred eleven of this chapter through
the installation and operation of traffic-control signal photo viola-
S. 4006--C 69 A. 3006--C
tion-monitoring systems, in accordance with article twenty-four of this
chapter; to comply with certain posted maximum speed limits in violation
of subdivision (b), (c), (d), (f) or (g) of section eleven hundred
eighty of this chapter through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter; to comply with bus lane restrictions as defined by article
twenty-four of this chapter through the installation and operation of
bus lane photo devices, in accordance with article twenty-four of this
chapter; to comply with toll collection regulations of certain public
authorities through the installation and operation of photo-monitoring
systems, in accordance with the provisions of section two thousand nine
hundred eighty-five of the public authorities law and sections
sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
of the laws of nineteen hundred fifty; to stop for a school bus display-
ing a red visual signal in violation of section eleven hundred seventy-
four of this chapter through the installation and operation of school
bus photo violation monitoring systems, in accordance with article twen-
ty-nine of this chapter[, or]; to comply with certain posted maximum
speed limits in violation of subdivision (b), (d), (f) or (g) of section
eleven hundred eighty of this chapter within a highway construction or
maintenance work area through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter; [or] to comply with gross vehicle weight and/or axle
weight restrictions in violation of section three hundred eighty-five of
this chapter and the rules of the department of transportation of the
city of New York through the installation and operation of weigh in
motion violation monitoring systems, in accordance with article ten of
this chapter; OR TO COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGU-
LATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IN VIOLATION
OF THE RULES OF THE DEPARTMENT OF TRANSPORTATION OF THE CITY OF NEW YORK
THROUGH THE INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO
DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER, or
fails to appear on a designated hearing date or subsequent adjourned
date or fails after a hearing to comply with the determination of a
hearing examiner, as prescribed by this article or by rule or regulation
of the bureau, such failure to plead or contest, appear or comply shall
be deemed, for all purposes, an admission of liability and shall be
grounds for rendering and entering a default judgment in an amount
provided by the rules and regulations of the bureau. However, after the
expiration of the original date prescribed for entering a plea and
before a default judgment may be rendered, in such case the bureau shall
pursuant to the applicable provisions of law notify such operator or
owner, by such form of first class mail as the commission may direct;
(1) of the violation charged, or liability alleged in accordance with
any provisions of law specifically authorizing the imposition of mone-
tary liability on the owner of a vehicle for failure of an operator
thereof: to comply with traffic-control indications in violation of
subdivision (d) of section eleven hundred eleven of this chapter through
the installation and operation of traffic-control signal photo viola-
tion-monitoring systems, in accordance with article twenty-four of this
chapter; to comply with certain posted maximum speed limits in violation
of subdivision (b), (c), (d), (f) or (g) of section eleven hundred
eighty of this chapter through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter; to comply with bus lane restrictions as defined by article
twenty-four of this chapter through the installation and operation of
S. 4006--C 70 A. 3006--C
bus lane photo devices, in accordance with article twenty-four of this
chapter; to comply with toll collection regulations of certain public
authorities through the installation and operation of photo-monitoring
systems, in accordance with the provisions of section two thousand nine
hundred eighty-five of the public authorities law and sections
sixteen-a, sixteen-b and sixteen-c of chapter seven hundred seventy-four
of the laws of nineteen hundred fifty; to stop for a school bus display-
ing a red visual signal in violation of section eleven hundred seventy-
four of this chapter through the installation and operation of school
bus photo violation monitoring systems, in accordance with article twen-
ty-nine of this chapter[, or]; to comply with certain posted maximum
speed limits in violation of subdivision (b), (d), (f) or (g) of section
eleven hundred eighty of this chapter within a highway construction or
maintenance work area through the installation and operation of photo
speed violation monitoring systems, in accordance with article thirty of
this chapter; [or] to comply with gross vehicle weight and/or axle
weight restrictions in violation of section three hundred eighty-five of
this chapter and the rules of the department of transportation of the
city of New York through the installation and operation of weigh in
motion violation monitoring systems, in accordance with article ten of
this chapter; OR TO COMPLY WITH BUS OPERATION-RELATED TRAFFIC REGU-
LATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IN VIOLATION
OF THE RULES OF THE DEPARTMENT OF TRANSPORTATION OF THE CITY OF NEW YORK
THROUGH THE INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO
DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER, (2) of
the impending default judgment, (3) that such judgment will be entered
in the Civil Court of the city in which the bureau has been established,
or other court of civil jurisdiction or any other place provided for the
entry of civil judgments within the state of New York, and (4) that a
default may be avoided by entering a plea or contesting an allegation of
liability in accordance with any provisions of law specifically author-
izing the imposition of monetary liability on the owner of a vehicle for
failure of an operator thereof: to comply with traffic-control indi-
cations in violation of subdivision (d) of section eleven hundred eleven
of this chapter through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter; to comply with certain posted maximum
speed limits in violation of subdivision (b), (c), (d), (f) or (g) of
section eleven hundred eighty of this chapter through the installation
and operation of photo speed violation monitoring systems, in accordance
with article thirty of this chapter; to comply with bus lane
restrictions as defined by article twenty-four of this chapter through
the installation and operation of bus lane photo devices, in accordance
with article twenty-four of this chapter; to comply with toll collection
regulations of certain public authorities through the installation and
operation of photo-monitoring systems, in accordance with the provisions
of section two thousand nine hundred eighty-five of the public authori-
ties law and sections sixteen-a, sixteen-b and sixteen-c of chapter
seven hundred seventy-four of the laws of nineteen hundred fifty; to
stop for a school bus displaying a red visual signal in violation of
section eleven hundred seventy-four of this chapter through the instal-
lation and operation of school bus photo violation monitoring systems,
in accordance with article twenty-nine of this chapter[, or]; to comply
with certain posted maximum speed limits in violation of subdivision
(b), (d), (f) or (g) of section eleven hundred eighty of this chapter
within a highway construction or maintenance work area through the
S. 4006--C 71 A. 3006--C
installation and operation of photo speed violation monitoring systems,
in accordance with article thirty of this chapter; [or] to comply with
gross vehicle weight and/or axle weight restrictions in violation of
section three hundred eighty-five of this chapter and the rules of the
department of transportation of the city of New York through the instal-
lation and operation of weigh in motion violation monitoring systems, in
accordance with article ten of this chapter; OR TO COMPLY WITH BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF
THIS CHAPTER IN VIOLATION OF THE RULES OF THE DEPARTMENT OF TRANSPORTA-
TION OF THE CITY OF NEW YORK THROUGH THE INSTALLATION AND OPERATION OF
BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-
FOUR OF THIS CHAPTER; or making an appearance within thirty days of the
sending of such notice. Pleas entered and allegations contested within
that period shall be in the manner prescribed in the notice and not
subject to additional penalty or fee. Such notice of impending default
judgment shall not be required prior to the rendering and entry thereof
in the case of operators or owners who are non-residents of the state of
New York. In no case shall a default judgment be rendered or, where
required, a notice of impending default judgment be sent, more than two
years after the expiration of the time prescribed for entering a plea or
contesting an allegation. When a person has demanded a hearing, no fine
or penalty shall be imposed for any reason, prior to the holding of the
hearing. If the hearing examiner shall make a determination on the
charges, sustaining them, he or she shall impose no greater penalty or
fine than those upon which the person was originally charged.
§ 8. Subparagraph (i) of paragraph a of subdivision 5-a of section 401
of the vehicle and traffic law, as separately added by chapters 421, 460
and 773 of the laws of 2021, clause (vii) as renumbered by chapter 258
of the laws of 2022, is amended to read as follows:
(i) If at the time of application for a registration or renewal there-
of there is a certification from a court, parking violations bureau,
traffic and parking violations agency or administrative tribunal of
appropriate jurisdiction that the registrant or his or her represen-
tative failed to appear on the return date or any subsequent adjourned
date or failed to comply with the rules and regulations of an adminis-
trative tribunal following entry of a final decision in response to a
total of three or more summonses or other process in the aggregate,
issued within an eighteen month period, charging either that: (i) such
motor vehicle was parked, stopped or standing, or that such motor vehi-
cle was operated for hire by the registrant or his or her agent without
being licensed as a motor vehicle for hire by the appropriate local
authority, in violation of any of the provisions of this chapter or of
any law, ordinance, rule or regulation made by a local authority; or
(ii) the registrant was liable for a violation of subdivision (d) of
section eleven hundred eleven of this chapter imposed pursuant to a
local law or ordinance imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with traffic-con-
trol indications through the installation and operation of traffic-con-
trol signal photo violation-monitoring systems, in accordance with arti-
cle twenty-four of this chapter; or (iii) the registrant was liable for
a violation of subdivision (b), (c), (d), (f) or (g) of section eleven
hundred eighty of this chapter imposed pursuant to a demonstration
program imposing monetary liability on the owner of a vehicle for fail-
ure of an operator thereof to comply with such posted maximum speed
limits through the installation and operation of photo speed violation
monitoring systems, in accordance with article thirty of this chapter;
S. 4006--C 72 A. 3006--C
or (iv) the registrant was liable for a violation of bus lane
restrictions as defined by article twenty-four of this chapter imposed
pursuant to a bus rapid transit program imposing monetary liability on
the owner of a vehicle for failure of an operator thereof to comply with
such bus lane restrictions through the installation and operation of bus
lane photo devices, in accordance with article twenty-four of this chap-
ter; or (v) the registrant was liable for a violation of section eleven
hundred seventy-four of this chapter when meeting a school bus marked
and equipped as provided in subdivisions twenty and twenty-one-c of
section three hundred seventy-five of this chapter imposed pursuant to a
local law or ordinance imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with school bus red
visual signals through the installation and operation of school bus
photo violation monitoring systems, in accordance with article twenty-
nine of this chapter; or (vi) the registrant was liable for a violation
of section three hundred eighty-five of this chapter and the rules of
the department of transportation of the city of New York in relation to
gross vehicle weight and/or axle weight violations imposed pursuant to a
weigh in motion demonstration program imposing monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
such gross vehicle weight and/or axle weight restrictions through the
installation and operation of weigh in motion violation monitoring
systems, in accordance with article ten of this chapter; or (vii) the
registrant was liable for a violation of subdivision (b), (d), (f) or
(g) of section eleven hundred eighty of this chapter imposed pursuant to
a demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such posted
maximum speed limits within a highway construction or maintenance work
area through the installation and operation of photo speed violation
monitoring systems, in accordance with article thirty of this chapter,
OR (VIII) THE REGISTRANT WAS LIABLE FOR A VIOLATION OF BUS OPERATION-RE-
LATED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWENTY-FOUR OF THIS
CHAPTER IMPOSED PURSUANT TO A DEMONSTRATION PROGRAM IMPOSING MONETARY
LIABILITY ON THE OWNER OF A VEHICLE FOR FAILURE OF AN OPERATOR THEREOF
TO COMPLY WITH SUCH BUS OPERATION-RELATED TRAFFIC REGULATIONS THROUGH
THE INSTALLATION AND OPERATION OF BUS OPERATION-RELATED PHOTO DEVICES,
IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER, the commissioner
or his or her agent shall deny the registration or renewal application
until the applicant provides proof from the court, traffic and parking
violations agency or administrative tribunal wherein the charges are
pending that an appearance or answer has been made or in the case of an
administrative tribunal that he or she has complied with the rules and
regulations of said tribunal following entry of a final decision. Where
an application is denied pursuant to this section, the commissioner may,
in his or her discretion, deny a registration or renewal application to
any other person for the same vehicle and may deny a registration or
renewal application for any other motor vehicle registered in the name
of the applicant where the commissioner has determined that such regis-
trant's intent has been to evade the purposes of this subdivision and
where the commissioner has reasonable grounds to believe that such
registration or renewal will have the effect of defeating the purposes
of this subdivision. Such denial shall only remain in effect as long as
the summonses remain unanswered, or in the case of an administrative
tribunal, the registrant fails to comply with the rules and regulations
following entry of a final decision.
S. 4006--C 73 A. 3006--C
§ 9. Subdivision 1-a of section 1809 of the vehicle and traffic law,
as separately added by chapters 421, 460 and 773 of the laws of 2021,
paragraph (g) as relettered by chapter 258 of the laws of 2022, is
amended to read as follows:
1-a. Notwithstanding the provisions of subdivision one of this
section, the provisions of subdivision one of this section shall not
apply to an adjudication of liability of owners: (a) for violations of
subdivision (d) of section eleven hundred eleven of this chapter imposed
pursuant to a local law or ordinance imposing monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
traffic-control indications through the installation and operation of
traffic-control signal photo violation-monitoring systems, in accordance
with article twenty-four of this chapter; or (b) for violations of
subdivision (b), (c), (d), (f) or (g) of section eleven hundred eighty
of this chapter imposed pursuant to a demonstration program imposing
monetary liability on the owner of a vehicle for failure of an operator
thereof to comply with such posted maximum speed limits through the
installation and operation of photo speed violation monitoring systems,
in accordance with article thirty of this chapter; or (c) for violations
of bus lane restrictions as defined by article twenty-four of this chap-
ter imposed pursuant to a bus rapid transit program imposing monetary
liability on the owner of a vehicle for failure of an operator thereof
to comply with such bus lane restrictions through the installation and
operation of bus lane photo devices, in accordance with article twenty-
four of this chapter; or (d) for violations of toll collection regu-
lations imposed by certain public authorities pursuant to the law
authorizing such public authorities to impose monetary liability on the
owner of a vehicle for failure of an operator thereof to comply with
toll collection regulations of such public authorities through the
installation and operation of photo-monitoring systems, in accordance
with the provisions of section two thousand nine hundred eighty-five of
the public authorities law and sections sixteen-a, sixteen-b and
sixteen-c of chapter seven hundred seventy-four of the laws of nineteen
hundred fifty; or (e) for violations of section eleven hundred seventy-
four of this chapter when meeting a school bus marked and equipped as
provided in subdivisions twenty and twenty-one-c of section three
hundred seventy-five of this chapter imposed pursuant to a local law or
ordinance imposing monetary liability on the owner of a vehicle for
failure of an operator thereof to comply with school bus red visual
signals through the installation and operation of school bus photo
violation monitoring systems, in accordance with article twenty-nine of
this chapter; or (f) for violations of section three hundred eighty-five
of this chapter and the rules of the department of transportation of the
city of New York in relation to gross vehicle weight and/or axle weight
violations imposed pursuant to a weigh in motion demonstration program
imposing monetary liability on the owner of a vehicle for failure of an
operator thereof to comply with such gross vehicle weight and/or axle
weight restrictions through the installation and operation of weigh in
motion violation monitoring systems, in accordance with article ten of
this chapter; or (g) for violations of subdivision (b), (d), (f) or (g)
of section eleven hundred eighty of this chapter imposed pursuant to a
demonstration program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such posted
maximum speed limits within a highway construction or maintenance work
area through the installation and operation of photo speed violation
monitoring systems, in accordance with article thirty of this chapter;
S. 4006--C 74 A. 3006--C
OR (H) FOR VIOLATIONS OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AS
DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IMPOSED PURSUANT TO A
DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF A
VEHICLE FOR FAILURE OF AN OPERATOR THEREOF TO COMPLY WITH SUCH BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS THROUGH THE INSTALLATION AND OPERATION
OF BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWEN-
TY-FOUR OF THIS CHAPTER.
§ 10. Subdivision 1 of section 1809-a of the vehicle and traffic law,
as amended by section 21 of part J of chapter 62 of the laws of 2003, is
amended to read as follows:
1. The provisions of any other general or special law notwithstanding,
whenever, in a city having a population of one hundred thousand or more
according to the nineteen hundred eighty United States census,
proceedings in an administrative tribunal or a court result in a finding
of liability, or conviction for the violation of any statute, local law,
ordinance or rule involving the parking, stopping or standing of a motor
vehicle, EXCEPT AN ADJUDICATION OF LIABILITY OF AN OWNER FOR A VIOLATION
OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AS DEFINED BY ARTICLE TWEN-
TY-FOUR OF THIS CHAPTER IMPOSED PURSUANT TO A DEMONSTRATION PROGRAM
IMPOSING MONETARY LIABILITY ON THE OWNER OF A VEHICLE FOR FAILURE OF AN
OPERATOR THEREOF TO COMPLY WITH SUCH BUS OPERATION-RELATED TRAFFIC REGU-
LATIONS THROUGH THE INSTALLATION AND OPERATION OF BUS OPERATION-RELATED
PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWENTY-FOUR OF THIS CHAPTER,
there shall be levied a mandatory surcharge in addition to any other
sentence, fine or penalty otherwise permitted or required, in the amount
of fifteen dollars. Such surcharge shall not be deemed a monetary penal-
ty for the purposes of section two hundred thirty-seven of this chapter
or section 19-203 of the administrative code of the city of New York.
§ 11. Subdivision 1 of section 1809-aa of the vehicle and traffic law,
as added by section 7 of part C of chapter 55 of the laws of 2013, is
amended to read as follows:
1. Notwithstanding any other provision of law, whenever proceedings in
an administrative tribunal or court result in a conviction for a
violation of section twelve hundred, twelve hundred one or twelve
hundred two of this chapter, EXCEPT AN ADJUDICATION OF LIABILITY OF AN
OWNER FOR A VIOLATION OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AS
DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IMPOSED PURSUANT TO A
DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF A
VEHICLE FOR FAILURE OF AN OPERATOR THEREOF TO COMPLY WITH SUCH BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS THROUGH THE INSTALLATION AND OPERATION
OF BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWEN-
TY-FOUR OF THIS CHAPTER, there shall be levied a mandatory surcharge in
addition to any other sentence, fine or penalty otherwise permitted or
required, in the amount of twenty-five dollars.
§ 12. Paragraph a of subdivision 1 of section 1809-e of the vehicle
and traffic law, as separately added by chapters 421, 460 and 773 of the
laws of 2021, clause (viii) as renumbered by chapter 258 of the laws of
2022, is amended to read as follows:
a. Notwithstanding any other provision of law, whenever proceedings in
a court or an administrative tribunal of this state result in a
conviction for an offense under this chapter, except a conviction pursu-
ant to section eleven hundred ninety-two of this chapter, or for a traf-
fic infraction under this chapter, or a local law, ordinance, rule or
regulation adopted pursuant to this chapter, except: (i) a traffic
infraction involving standing, stopping, or parking or violations by
pedestrians or bicyclists; and (ii) an adjudication of liability of an
S. 4006--C 75 A. 3006--C
owner for a violation of subdivision (d) of section eleven hundred elev-
en of this chapter imposed pursuant to a local law or ordinance imposing
monetary liability on the owner of a vehicle for failure of an operator
thereof to comply with traffic-control indications through the installa-
tion and operation of traffic-control signal photo violation-monitoring
systems, in accordance with article twenty-four of this chapter; and
(iii) an adjudication of liability of an owner for a violation of subdi-
vision (b), (c), (d), (f) or (g) of section eleven hundred eighty of
this chapter imposed pursuant to a demonstration program imposing mone-
tary liability on the owner of a vehicle for failure of an operator
thereof to comply with such posted maximum speed limits through the
installation and operation of photo speed violation monitoring systems,
in accordance with article thirty of this chapter; and (iv) an adjudi-
cation of liability of an owner for a violation of bus lane restrictions
as defined by article twenty-four of this chapter imposed pursuant to a
bus rapid transit program imposing monetary liability on the owner of a
vehicle for failure of an operator thereof to comply with such bus lane
restrictions through the installation and operation of bus lane photo
devices, in accordance with article twenty-four of this chapter; and (v)
an adjudication of liability of an owner for a violation of toll
collection regulations imposed by certain public authorities pursuant to
the law authorizing such public authorities to impose monetary liability
on the owner of a vehicle for failure of an operator thereof to comply
with toll collection regulations of such public authorities through the
installation and operation of photo-monitoring systems, in accordance
with section two thousand nine hundred eighty-five of the public author-
ities law or sections sixteen-a, sixteen-b and sixteen-c of chapter
seven hundred seventy-four of the laws of nineteen hundred fifty; and
(vi) an adjudication of liability of an owner for a violation of section
eleven hundred seventy-four of this chapter when meeting a school bus
marked and equipped as provided in subdivisions twenty and twenty-one-c
of section three hundred seventy-five of this chapter imposed pursuant
to a local law or ordinance imposing monetary liability on the owner of
a vehicle for failure of an operator thereof to comply with school bus
red visual signals through the installation and operation of school bus
photo violation monitoring systems, in accordance with article twenty-
nine of this chapter; and (vii) an adjudication of liability of an owner
for a violation of section three hundred eighty-five of this chapter and
the rules of the department of transportation of the city of New York in
relation to gross vehicle weight and/or axle weight violations imposed
pursuant to a weigh in motion demonstration program imposing monetary
liability on the owner of a vehicle for failure of an operator thereof
to comply with such gross vehicle weight and/or axle weight restrictions
through the installation and operation of weigh in motion violation
monitoring systems, in accordance with article ten of this chapter; and
(viii) an adjudication of liability of an owner for a violation of
subdivision (b), (d), (f) or (g) of section eleven hundred eighty of
this chapter imposed pursuant to a demonstration program imposing mone-
tary liability on the owner of a vehicle for failure of an operator
thereof to comply with such posted maximum speed limits within a highway
construction or maintenance work area through the installation and oper-
ation of photo speed violation monitoring systems, in accordance with
article thirty of this chapter; AND (IX) AN ADJUDICATION OF LIABILITY OF
AN OWNER FOR A VIOLATION OF BUS OPERATION-RELATED TRAFFIC REGULATIONS AS
DEFINED BY ARTICLE TWENTY-FOUR OF THIS CHAPTER IMPOSED PURSUANT TO A
DEMONSTRATION PROGRAM IMPOSING MONETARY LIABILITY ON THE OWNER OF A
S. 4006--C 76 A. 3006--C
VEHICLE FOR FAILURE OF AN OPERATOR THEREOF TO COMPLY WITH SUCH BUS OPER-
ATION-RELATED TRAFFIC REGULATIONS THROUGH THE INSTALLATION AND OPERATION
OF BUS OPERATION-RELATED PHOTO DEVICES, IN ACCORDANCE WITH ARTICLE TWEN-
TY-FOUR OF THIS CHAPTER, there shall be levied in addition to any
sentence, penalty or other surcharge required or permitted by law, an
additional surcharge of twenty-eight dollars.
§ 13. Subdivision 2 of section 87 of the public officers law is
amended by adding a new paragraph (s) to read as follows:
(S) ARE PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED
IMAGES PREPARED UNDER AUTHORITY OF SECTION ELEVEN HUNDRED ELEVEN-C-ONE
OF THE VEHICLE AND TRAFFIC LAW.
§ 14. Paragraph 3 of subdivision (a) of section 1111-c of the vehicle
and traffic law is REPEALED and a new paragraph 3 is added to read as
follows:
3. (I) THE CITY OF NEW YORK SHALL ADOPT AND ENFORCE MEASURES TO
PROTECT THE PRIVACY OF DRIVERS, PASSENGERS, PEDESTRIANS AND CYCLISTS
WHOSE IDENTITY AND IDENTIFYING INFORMATION MAY BE CAPTURED BY A BUS LANE
PHOTO DEVICE. SUCH MEASURES SHALL INCLUDE:
(A) UTILIZATION OF NECESSARY TECHNOLOGIES TO ENSURE, TO THE EXTENT
PRACTICABLE, THAT PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER
RECORDED IMAGES PRODUCED BY SUCH BUS LANE PHOTO DEVICES SHALL NOT
INCLUDE IMAGES THAT IDENTIFY THE DRIVER, THE PASSENGERS, OR THE CONTENTS
OF THE VEHICLE. PROVIDED, HOWEVER, THAT NO NOTICE OF LIABILITY ISSUED
PURSUANT TO THIS SECTION SHALL BE DISMISSED SOLELY BECAUSE SUCH A PHOTO-
GRAPH, MICROPHOTOGRAPH, VIDEOTAPE OR OTHER RECORDED IMAGE ALLOWS FOR THE
IDENTIFICATION OF THE DRIVER, THE PASSENGERS, OR THE CONTENTS OF A VEHI-
CLE WHERE THE CITY SHOWS THAT IT MADE REASONABLE EFFORTS TO COMPLY WITH
THE PROVISIONS OF THIS PARAGRAPH IN SUCH CASE;
(B) THE INSTALLATION OF SIGNAGE THAT IS CLEARLY VISIBLE TO DRIVERS AT
REGULAR INTERVALS ALONG AND ADJACENT TO BUS LANES STATING THAT MOBILE
AND/OR STATIONARY BUS LANE PHOTO DEVICES ARE USED TO ENFORCE BUS LANE
RESTRICTIONS, IN CONFORMANCE WITH STANDARDS ESTABLISHED IN THE MUTCD;
AND
(C) OVERSIGHT PROCEDURES TO ENSURE COMPLIANCE WITH THE PRIVACY
PROTECTION MEASURES UNDER THIS SUBDIVISION.
(II) PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR ANY OTHER RECORDED
IMAGE FROM A BUS LANE PHOTO DEVICE SHALL BE FOR THE EXCLUSIVE USE OF THE
CITY OF NEW YORK FOR THE PURPOSE OF THE ADJUDICATION OF LIABILITY
IMPOSED PURSUANT TO THIS SECTION AND OF THE OWNER RECEIVING A NOTICE OF
LIABILITY PURSUANT TO THIS SECTION, AND SHALL BE DESTROYED BY SUCH CITY
UPON THE FINAL RESOLUTION OF THE NOTICE OF LIABILITY TO WHICH SUCH
PHOTOGRAPHS, MICROPHOTOGRAPHS, VIDEOTAPE OR OTHER RECORDED IMAGES
RELATE, OR ONE YEAR FOLLOWING THE DATE OF ISSUANCE OF SUCH NOTICE OF
LIABILITY, WHICHEVER IS LATER. NOTWITHSTANDING THE PROVISIONS OF ANY
OTHER LAW, RULE OR REGULATION TO THE CONTRARY, PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE OR ANY OTHER RECORDED IMAGE FROM A BUS LANE PHOTO
DEVICE SHALL NOT BE OPEN TO THE PUBLIC, NOR SUBJECT TO CIVIL OR CRIMINAL
PROCESS OR DISCOVERY, NOR USED BY ANY COURT OR ADMINISTRATIVE OR ADJUDI-
CATORY BODY IN ANY ACTION OR PROCEEDING THEREIN EXCEPT THAT WHICH IS
NECESSARY FOR THE ADJUDICATION OF A NOTICE OF LIABILITY ISSUED PURSUANT
TO THIS SECTION, AND NO PUBLIC ENTITY OR EMPLOYEE, OFFICER OR AGENT
THEREOF SHALL DISCLOSE SUCH INFORMATION, EXCEPT THAT SUCH PHOTOGRAPHS,
MICROPHOTOGRAPHS, VIDEOTAPE OR ANY OTHER RECORDED IMAGES FROM SUCH
SYSTEMS:
(A) SHALL BE AVAILABLE FOR INSPECTION AND COPYING AND USE BY THE MOTOR
VEHICLE OWNER AND OPERATOR FOR SO LONG AS SUCH PHOTOGRAPHS, MICROPHOTO-
S. 4006--C 77 A. 3006--C
GRAPHS, VIDEOTAPE OR OTHER RECORDED IMAGES ARE REQUIRED TO BE MAINTAINED
OR ARE MAINTAINED BY SUCH PUBLIC ENTITY, EMPLOYEE, OFFICER OR AGENT; AND
(B) (1) SHALL BE FURNISHED WHEN DESCRIBED IN A SEARCH WARRANT ISSUED
BY A COURT AUTHORIZED TO ISSUE SUCH A SEARCH WARRANT PURSUANT TO ARTICLE
SIX HUNDRED NINETY OF THE CRIMINAL PROCEDURE LAW OR A FEDERAL COURT
AUTHORIZED TO ISSUE SUCH A SEARCH WARRANT UNDER FEDERAL LAW, WHERE SUCH
SEARCH WARRANT STATES THAT THERE IS REASONABLE CAUSE TO BELIEVE SUCH
INFORMATION CONSTITUTES EVIDENCE OF, OR TENDS TO DEMONSTRATE THAT, A
MISDEMEANOR OR FELONY OFFENSE WAS COMMITTED IN THIS STATE OR ANOTHER
STATE, OR THAT A PARTICULAR PERSON PARTICIPATED IN THE COMMISSION OF A
MISDEMEANOR OR FELONY OFFENSE IN THIS STATE OR ANOTHER STATE, PROVIDED,
HOWEVER, THAT IF SUCH OFFENSE WAS AGAINST THE LAWS OF ANOTHER STATE, THE
COURT SHALL ONLY ISSUE A WARRANT IF THE CONDUCT COMPRISING SUCH OFFENSE
WOULD, IF OCCURRING IN THIS STATE, CONSTITUTE A MISDEMEANOR OR FELONY
AGAINST THE LAWS OF THIS STATE; AND
(2) SHALL BE FURNISHED IN RESPONSE TO A SUBPOENA DUCES TECUM SIGNED BY
A JUDGE OF COMPETENT JURISDICTION AND ISSUED PURSUANT TO ARTICLE SIX
HUNDRED TEN OF THE CRIMINAL PROCEDURE LAW OR A JUDGE OR MAGISTRATE OF A
FEDERAL COURT AUTHORIZED TO ISSUE SUCH A SUBPOENA DUCES TECUM UNDER
FEDERAL LAW, WHERE THE JUDGE FINDS AND THE SUBPOENA STATES THAT THERE IS
REASONABLE CAUSE TO BELIEVE SUCH INFORMATION IS RELEVANT AND MATERIAL TO
THE PROSECUTION, OR THE DEFENSE, OR THE INVESTIGATION BY AN AUTHORIZED
LAW ENFORCEMENT OFFICIAL, OF THE ALLEGED COMMISSION OF A MISDEMEANOR OR
FELONY IN THIS STATE OR ANOTHER STATE, PROVIDED, HOWEVER, THAT IF SUCH
OFFENSE WAS AGAINST THE LAWS OF ANOTHER STATE, SUCH JUDGE OR MAGISTRATE
SHALL ONLY ISSUE SUCH SUBPOENA IF THE CONDUCT COMPRISING SUCH OFFENSE
WOULD, IF OCCURRING IN THIS STATE, CONSTITUTE A MISDEMEANOR OR FELONY IN
THIS STATE; AND
(3) MAY, IF LAWFULLY OBTAINED PURSUANT TO THIS CLAUSE AND CLAUSE (A)
OF THIS SUBPARAGRAPH AND OTHERWISE ADMISSIBLE, BE USED IN SUCH CRIMINAL
ACTION OR PROCEEDING.
(III) THE DEMONSTRATION PROGRAM AUTHORIZED PURSUANT TO THIS SECTION IS
PROHIBITED FROM UTILIZING AND FROM ARRANGING FOR THE UTILIZATION OF
BIOMETRIC IDENTIFYING TECHNOLOGY, INCLUDING BUT NOT LIMITED TO FACIAL
RECOGNITION TECHNOLOGY, FOR ANY PURPOSE. THE USE, AND THE ARRANGEMENT
FOR THE USE, OF BIOMETRIC IDENTIFYING TECHNOLOGY, INCLUDING BUT NOT
LIMITED TO FACIAL RECOGNITION TECHNOLOGY, ON PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPE, OR ANY OTHER RECORDED IMAGE OR DATA PRODUCED BY A BUS
LANE PHOTO DEVICE, BY ANY PERSON FOR ANY PURPOSE, ARE PROHIBITED. FOR
PURPOSES OF THIS SUBPARAGRAPH, "PERSON" SHALL INCLUDE, BUT NOT BE LIMIT-
ED TO, A HUMAN BEING, A PUBLIC OR PRIVATE CORPORATION, AN UNINCORPORATED
ASSOCIATION, A PARTNERSHIP, A GOVERNMENT OR A GOVERNMENTAL INSTRUMENTAL-
ITY, A COURT OR AN ADMINISTRATIVE OR ADJUDICATORY BODY, AND ANY EMPLOY-
EE, OFFICER, AND AGENT OF THE FOREGOING.
(IV) ANY APPLICABLE MASS TRANSIT AGENCY OPERATING BUS LANE PHOTO
DEVICES SHALL BE PROHIBITED FROM ACCESSING ANY PHOTOGRAPHS, MICROPHOTO-
GRAPHS, VIDEOTAPES, OTHER RECORDED IMAGES OR DATA FROM BUS LANE PHOTO
DEVICES BUT SHALL PROVIDE, PURSUANT TO AN AGREEMENT WITH THE CITY OF NEW
YORK, FOR THE PROPER HANDLING AND CUSTODY OF SUCH PHOTOGRAPHS, MICROPHO-
TOGRAPHS, VIDEOTAPES, OTHER RECORDED IMAGES AND DATA PRODUCED BY SUCH
SYSTEMS, AND FOR THE FORWARDING OF SUCH PHOTOGRAPHS, MICROPHOTOGRAPHS,
VIDEOTAPES, OTHER RECORDED IMAGES AND DATA TO SUCH CITY FOR THE PURPOSE
OF DETERMINING WHETHER A MOTOR VEHICLE WAS OPERATED IN VIOLATION OF BUS
LANE RESTRICTIONS AND IMPOSING MONETARY LIABILITY ON THE OWNER OF SUCH
MOTOR VEHICLE THEREFOR.
S. 4006--C 78 A. 3006--C
(V) EVERY BUS UPON WHICH A MOBILE BUS LANE PHOTO DEVICE IS INSTALLED
AND OPERATED PURSUANT TO A BUS RAPID TRANSIT PROGRAM AUTHORIZED PURSUANT
TO THIS SECTION SHALL BE EQUIPPED WITH SIGNS, PLACARDS OR OTHER DISPLAYS
GIVING NOTICE TO APPROACHING MOTOR VEHICLE OPERATORS THAT BUS LANE PHOTO
DEVICES ARE USED TO ENFORCE BUS LANE RESTRICTIONS.
§ 15. Subdivision (c) of section 1111-c of the vehicle and traffic law
is amended by adding four new paragraphs 7, 8, 9 and 10 to read as
follows:
7. "MANUAL ON UNIFORM TRAFFIC CONTROL DEVICES" OR "MUTCD" SHALL MEAN
THE MANUAL AND SPECIFICATIONS FOR A UNIFORM SYSTEM OF TRAFFIC CONTROL
DEVICES MAINTAINED BY THE COMMISSIONER OF TRANSPORTATION PURSUANT TO
SECTION SIXTEEN HUNDRED EIGHTY OF THIS CHAPTER.
8. "BIOMETRIC IDENTIFYING TECHNOLOGY" SHALL MEAN ANY TOOL USING AN
AUTOMATED OR SEMI-AUTOMATED PROCESS THAT ASSISTS IN VERIFYING A PERSON'S
IDENTITY BASED ON A PERSON'S BIOMETRIC INFORMATION.
9. "BIOMETRIC INFORMATION" SHALL MEAN ANY MEASURABLE PHYSICAL, PHYSIO-
LOGICAL OR BEHAVIORAL CHARACTERISTICS THAT ARE ATTRIBUTABLE TO A PERSON,
INCLUDING BUT NOT LIMITED TO FACIAL CHARACTERISTICS, FINGERPRINT CHARAC-
TERISTICS, HAND CHARACTERISTICS, EYE CHARACTERISTICS, VOCAL CHARACTER-
ISTICS, AND ANY OTHER CHARACTERISTICS THAT CAN BE USED TO IDENTIFY A
PERSON INCLUDING, BUT NOT LIMITED TO: FINGERPRINTS; HANDPRINTS; RETINA
AND IRIS PATTERNS; DNA SEQUENCE; VOICE; GAIT; AND FACIAL GEOMETRY.
10. "FACIAL RECOGNITION" SHALL MEAN ANY TOOL USING AN AUTOMATED OR
SEMI-AUTOMATED PROCESS THAT ASSISTS IN UNIQUELY IDENTIFYING OR VERIFYING
A PERSON BY COMPARING AND ANALYZING PATTERNS BASED ON THE PERSON'S FACE.
§ 16. Subdivision (e) of section 1111-c of the vehicle and traffic
law, as amended by section 1 of part D of chapter 39 of the laws of
2019, is amended to read as follows:
(e) An owner liable for a violation of a bus lane restriction imposed
on any route within a bus rapid transit program shall be liable for
monetary penalties in accordance with a schedule of fines and penalties
promulgated by the parking violations bureau of the city of New York[;
provided, however, that the monetary penalty for violating a bus lane
restriction]. THE LIABILITY OF THE OWNER PURSUANT TO THIS SECTION shall
not exceed fifty dollars FOR A FIRST VIOLATION, one hundred dollars for
a second [offense] VIOLATION within a twelve-month period, one hundred
fifty dollars for a third [offense] VIOLATION within a twelve-month
period, two hundred dollars for a fourth [offense] VIOLATION within a
twelve-month period, and two hundred fifty dollars for each subsequent
[offense] VIOLATION within a twelve-month period; provided, further,
that an owner shall be liable for an additional penalty not to exceed
twenty-five dollars for each violation for the failure to respond to a
notice of liability within the prescribed time period.
§ 17. Subdivision (j) of section 1111-c of the vehicle and traffic
law, as amended by section 6 of part NNN of chapter 59 of the laws of
2018, is amended to read as follows:
(j) 1. If the owner liable for a violation of a bus lane restriction
was not the operator of the vehicle at the time of the violation, the
owner may maintain an action for indemnification against the operator.
2. NOTWITHSTANDING ANY OTHER PROVISION OF THIS SECTION, NO OWNER OF A
VEHICLE SHALL BE SUBJECT TO A MONETARY FINE IMPOSED PURSUANT TO THIS
SECTION IF THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE WITH-
OUT THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO OBEY A
BUS LANE RESTRICTION. FOR PURPOSES OF THIS SUBDIVISION THERE SHALL BE A
PRESUMPTION THAT THE OPERATOR OF SUCH VEHICLE WAS OPERATING SUCH VEHICLE
S. 4006--C 79 A. 3006--C
WITH THE CONSENT OF THE OWNER AT THE TIME SUCH OPERATOR FAILED TO OBEY A
BUS LANE RESTRICTION.
§ 18. The opening paragraph and paragraph 6 of subdivision (l) of
section 1111-c of the vehicle and traffic law, as amended by section 6
of part NNN of chapter 59 of the laws of 2018, are amended to read as
follows:
If the city of New York adopts a bus rapid transit demonstration
program pursuant to subdivision (a) of this section it shall submit a
report on the results of the use of bus lane photo devices to the gover-
nor, the temporary president of the senate and the speaker of the assem-
bly by April first, two thousand twelve and every two years thereafter.
THE CITY OF NEW YORK AND APPLICABLE MASS TRANSIT AGENCY SHALL ALSO MAKE
SUCH REPORTS AVAILABLE ON THEIR PUBLIC-FACING WEBSITES, PROVIDED THAT
THEY MAY PROVIDE AGGREGATE DATA FROM PARAGRAPH ONE OF THIS SUBDIVISION
IF THE CITY FINDS THAT PUBLISHING SPECIFIC LOCATION DATA WOULD JEOPARD-
IZE PUBLIC SAFETY. Such report shall include, but not be limited to:
6. the total amount of revenue realized by such city and any partic-
ipating mass transit agency AND AN ITEMIZED LIST OF EXPENDITURES MADE BY
THE PARTICIPATING MASS TRANSIT AGENCY WITH THESE REVENUES;
§ 19. Section 1111-c of the vehicle and traffic law is amended by
adding a new subdivision (n) to read as follows:
(N) IT SHALL BE A DEFENSE TO ANY PROSECUTION FOR A VIOLATION OF A BUS
LANE RESTRICTION PURSUANT TO A BUS RAPID TRANSIT PROGRAM ADOPTED PURSU-
ANT TO THIS SECTION THAT SUCH BUS LANE PHOTO DEVICES WERE MALFUNCTIONING
AT THE TIME OF THE ALLEGED VIOLATION.
§ 20. The opening paragraph of section 14 of part II of chapter 59 of
the laws of 2010, amending the vehicle and traffic law and the public
officers law relating to establishing a bus rapid transit demonstration
program to restrict the use of bus lanes by means of bus lane photo
devices, as amended by section 2 of part D of chapter 39 of the laws of
2019, is amended to read as follows:
This act shall take effect on the ninetieth day after it shall have
become a law and shall expire [15 years after such effective date] JULY
1, 2028 when upon such date the provisions of this act shall be deemed
repealed; and provided that any rules and regulations related to this
act shall be promulgated on or before such effective date, provided
that:
§ 21. This act shall take effect one year after it shall have become a
law; provided, however, that sections one and thirteen of this act shall
expire on July 1, 2028, when upon such date the provisions of such
sections shall be deemed repealed; provided further, however, that the
amendments to subdivision 1 of section 1809-a of the vehicle and traffic
law made by section ten of this act shall not affect the repeal of such
subdivision and shall be deemed repealed therewith; and provided,
further, that the amendments to section 1111-c of the vehicle and traf-
fic law made by sections fourteen, fifteen, sixteen, seventeen, eighteen
and nineteen of this act shall not affect the repeal of such section and
shall be deemed to be repealed therewith. Effective immediately, the
addition, amendment and/or repeal of any rule or regulation necessary
for the implementation of section one of this act on its effective date
are authorized to be made and completed on or before such effective
date.
PART NN
S. 4006--C 80 A. 3006--C
Section 1. 1. The Metropolitan Transportation Authority ("the authori-
ty") shall take necessary steps to establish and implement a fare-free
bus pilot program within the City of New York. The authority shall pres-
ent the fare-free bus pilot program to its board for approval no later
than 60 days after the effective date of this act, for implementation no
later than 90 days after board adoption.
2. The purpose of the fare-free bus pilot program shall be to under-
stand the impact of fare-free bus routes on ridership, quality of life
issues, bus speed performance, operations, and related issues as the
authority deems relevant.
3. The fare-free bus pilot program shall consist of five fare-free bus
routes and shall cost no more than fifteen million dollars in net oper-
ating costs. Net operating costs shall be determined by the total costs
of implementing the fare-free bus pilot program and shall not accrue to
the City of New York.
4. The fare-free bus routes included in the fare-free bus pilot
program shall be selected by the authority, provided that there shall be
at least one fare-free bus route within each of the following counties:
Kings County, New York County, Queens County, Richmond County and Bronx
County. The factors considered by the authority in selecting such fare-
free bus routes shall include but not be limited to: (a) fare evasion;
(b) ridership, including subway ridership and ridership on
adjacent/redundant bus routes; (c) service adequacy and equity for low-
income and economically disadvantaged communities; and (d) access to
employment and commercial activity in areas served by the fare-free
routes.
5. No express bus routes shall be included in the fare-free bus pilot
program.
6. The authority shall report to its board on the fare-free bus pilot
program after it has been in effect for six months and again upon the
conclusion of the pilot. Such reports shall also be sent to the Gover-
nor, the temporary president of the Senate, and the speaker of the
Assembly, and shall include, but not be limited to, the following
comparative performance metrics: (a) ridership totals relative to equiv-
alent time periods before the pilot took effect; (b) increases or
decreases in fare evasion on adjacent/redundant bus routes and subways
during the fare-free bus pilot program relative to the equivalent time
period before the fare-free bus pilot program took effect; (c) percent
of scheduled service delivered; (d) average end-to-end bus speed chang-
es; (e) customer journey time performance; (f) additional bus stop time
and travel time; (g) wait assessments; (h) the cost to provide such
service itemized by route; (i) scheduled service frequency; and (j) any
other impacts associated with and resulting from such fare-free bus
pilot program.
7. The fare-free bus routes shall revert to regular revenue service
six to twelve months after the fare-free bus pilot program begins.
§ 2. This act shall take effect immediately.
PART OO
Section 1. Subdivision 2 of section 509-a of the racing, pari-mutuel
wagering and breeding law, as amended by section 1 of part DD of chapter
59 of the laws of 2022, is amended to read as follows:
2. a. Notwithstanding any other provision of law or regulation to the
contrary, from April nineteenth, two thousand twenty-one to March thir-
ty-first, two thousand twenty-two, twenty-three percent of the funds,
S. 4006--C 81 A. 3006--C
not to exceed two and one-half million dollars, in the Catskill off-
track betting corporation's capital acquisition fund and twenty-three
percent of the funds, not to exceed four hundred forty thousand dollars,
in the Capital off-track betting corporation's capital acquisition fund
established pursuant to this section shall also be available to such
off-track betting corporation for the purposes of statutory obligations,
payroll, and expenditures necessary to accept authorized wagers.
b. Notwithstanding any other provision of law or regulation to the
contrary, from April first, two thousand twenty-two to March thirty-
first, two thousand twenty-three, twenty-three percent of the funds, not
to exceed two and one-half million dollars, in the Catskill off-track
betting corporation's capital acquisition fund established pursuant to
this section, and twenty-three percent of the funds, not to exceed four
hundred forty thousand dollars, in the Capital off-track betting corpo-
ration's capital acquisition fund established pursuant to this section,
shall be available to such off-track betting corporations for the
purposes of statutory obligations, payroll, and expenditures necessary
to accept authorized wagers.
c. NOTWITHSTANDING ANY OTHER PROVISION OF LAW OR REGULATION TO THE
CONTRARY, FROM APRIL FIRST, TWO THOUSAND TWENTY-THREE TO MARCH THIRTY-
FIRST, TWO THOUSAND TWENTY-FOUR, TWENTY-THREE PERCENT OF THE FUNDS, NOT
TO EXCEED TWO AND ONE-HALF MILLION DOLLARS, IN THE CATSKILL OFF-TRACK
BETTING CORPORATION'S CAPITAL ACQUISITION FUND ESTABLISHED PURSUANT TO
THIS SECTION, AND ONE MILLION DOLLARS IN THE CAPITAL OFF-TRACK BETTING
CORPORATION'S CAPITAL ACQUISITION FUND ESTABLISHED PURSUANT TO THIS
SECTION, SHALL BE AVAILABLE TO SUCH OFF-TRACK BETTING CORPORATION FOR
THE PURPOSES OF EXPENDITURES NECESSARY TO ACCEPT AUTHORIZED WAGERS; PAST
DUE STATUTORY OBLIGATIONS TO NEW YORK LICENSED OR FRANCHISED RACING
CORPORATIONS OR ASSOCIATIONS; PAST DUE CONTRACTUAL OBLIGATIONS DUE TO
OTHER RACING ASSOCIATIONS OR ORGANIZATIONS FOR THE COSTS OF ACQUIRING A
SIMULCAST SIGNAL; PAST DUE STATUTORY PAYMENT OBLIGATIONS DUE TO THE NEW
YORK STATE THOROUGHBRED BREEDING AND DEVELOPMENT FUND CORPORATION, AGRI-
CULTURE AND NEW YORK STATE HORSE BREEDING DEVELOPMENT FUND, AND THE
HARRY M. ZWEIG MEMORIAL FUND FOR EQUINE RESEARCH; AND PAST DUE OBLI-
GATIONS DUE THE STATE.
D. Prior to a corporation being able to utilize the funds authorized
by paragraph [b] C of this subdivision, the corporation must ATTEST THAT
THE SURCHARGE MONIES FROM SECTION FIVE HUNDRED THIRTY-TWO OF THIS CHAP-
TER ARE BEING HELD SEPARATE AND APART FROM ANY AMOUNTS OTHERWISE AUTHOR-
IZED TO BE RETAINED FROM PARI-MUTUEL POOLS AND ALL SURCHARGE MONIES
HAVE BEEN AND WILL CONTINUE TO BE PAID TO THE LOCALITIES AS PRESCRIBED
IN LAW. ONCE THIS CONDITION IS SATISFIED, THE CORPORATION MUST submit
an expenditure plan to the gaming commission for review. Such plan shall
include the corporation's outstanding liabilities, projected revenue for
the upcoming year, a detailed explanation of how the funds will be used,
and any other information NECESSARY TO DETAIL SUCH PLAN AS determined
[necessary] by the commission. Upon review, the commission [will] SHALL
make a determination as to whether [access to the funds is needed and
warranted] THE REQUIREMENTS OF THIS PARAGRAPH HAVE BEEN SATISFIED AND
NOTIFY THE CORPORATION OF EXPENDITURE PLAN APPROVAL. IN THE EVENT THE
COMMISSION DETERMINES THE REQUIREMENTS OF THIS PARAGRAPH HAVE NOT BEEN
SATISFIED, THE COMMISSION SHALL NOTIFY THE CORPORATION OF ALL DEFICIEN-
CIES NECESSARY FOR APPROVAL. AS A CONDITION OF SUCH EXPENDITURE PLAN
APPROVAL, THE CORPORATION SHALL PROVIDE A REPORT TO THE COMMISSION NO
LATER THAN OCTOBER FIRST, TWO THOUSAND TWENTY-THREE, WHICH SHALL INCLUDE
AN ACCOUNTING OF THE USE OF SUCH FUNDS. AT SUCH TIME, THE COMMISSION MAY
S. 4006--C 82 A. 3006--C
CAUSE AN INDEPENDENT AUDIT TO BE CONDUCTED OF THE CORPORATION'S BOOKS TO
ENSURE THAT ALL MONEYS WERE SPENT AS INDICATED IN SUCH APPROVED PLAN.
THE AUDIT SHALL BE PAID FOR FROM MONEY IN THE FUND ESTABLISHED BY THIS
SECTION. IF THE AUDIT DETERMINES THAT A CORPORATION USED THE MONEY
AUTHORIZED UNDER THIS SECTION FOR A PURPOSE OTHER THAN ONE LISTED IN
THEIR EXPENDITURE PLAN, THEN THE CORPORATION SHALL REIMBURSE THE CAPITAL
ACQUISITION FUND FOR THE UNAUTHORIZED AMOUNT.
§ 2. This act shall take effect immediately.
PART PP
Section 1. The state comptroller is hereby authorized and directed to
loan money in accordance with the provisions set forth in subdivision 5
of section 4 of the state finance law to the following funds and/or
accounts:
1. DOL-Child performer protection account (20401).
2. Local government records management account (20501).
3. Child health plus program account (20810).
4. EPIC premium account (20818).
5. Education - New (20901).
6. VLT - Sound basic education fund (20904).
7. Sewage treatment program management and administration fund
(21000).
8. Hazardous bulk storage account (21061).
9. Utility environmental regulatory account (21064).
10. Federal grants indirect cost recovery account (21065).
11. Low level radioactive waste account (21066).
12. Recreation account (21067).
13. Public safety recovery account (21077).
14. Environmental regulatory account (21081).
15. Natural resource account (21082).
16. Mined land reclamation program account (21084).
17. Great lakes restoration initiative account (21087).
18. Environmental protection and oil spill compensation fund (21200).
19. Public transportation systems account (21401).
20. Metropolitan mass transportation (21402).
21. Operating permit program account (21451).
22. Mobile source account (21452).
23. Statewide planning and research cooperative system account
(21902).
24. New York state thruway authority account (21905).
25. Mental hygiene program fund account (21907).
26. Mental hygiene patient income account (21909).
27. Financial control board account (21911).
28. Regulation of racing account (21912).
29. State university dormitory income reimbursable account (21937).
30. Criminal justice improvement account (21945).
31. Environmental laboratory reference fee account (21959).
32. Training, management and evaluation account (21961).
33. Clinical laboratory reference system assessment account (21962).
34. Indirect cost recovery account (21978).
35. Multi-agency training account (21989).
36. Bell jar collection account (22003).
37. Industry and utility service account (22004).
38. Real property disposition account (22006).
39. Parking account (22007).
S. 4006--C 83 A. 3006--C
40. Courts special grants (22008).
41. Asbestos safety training program account (22009).
42. Batavia school for the blind account (22032).
43. Investment services account (22034).
44. Surplus property account (22036).
45. Financial oversight account (22039).
46. Regulation of Indian gaming account (22046).
47. Rome school for the deaf account (22053).
48. Seized assets account (22054).
49. Administrative adjudication account (22055).
50. New York City assessment account (22062).
51. Cultural education account (22063).
52. Local services account (22078).
53. DHCR mortgage servicing account (22085).
54. Housing indirect cost recovery account (22090).
55. Voting Machine Examinations account (22099).
56. DHCR-HCA application fee account (22100).
57. Low income housing monitoring account (22130).
58. Restitution account (22134).
59. Corporation administration account (22135).
60. New York State Home for Veterans in the Lower-Hudson Valley
account (22144).
61. Deferred compensation administration account (22151).
62. Rent revenue other New York City account (22156).
63. Rent revenue account (22158).
64. Transportation aviation account (22165).
65. Tax revenue arrearage account (22168).
66. New York State Campaign Finance Fund account (22211).
67. New York state medical indemnity fund account (22240).
68. Behavioral health parity compliance fund (22246).
69. Pharmacy benefit manager regulatory fund (22255).
70. State university general income offset account (22654).
71. Lake George park trust fund account (22751).
72. Highway safety program account (23001).
73. DOH drinking water program account (23102).
74. NYCCC operating offset account (23151).
75. Commercial gaming revenue account (23701).
76. Commercial gaming regulation account (23702).
77. Highway use tax administration account (23801).
78. New York state secure choice administrative account (23806).
79. New York state cannabis revenue fund (24800).
80. Fantasy sports administration account (24951).
81. Mobile sports wagering fund (24955).
82. Highway and bridge capital account (30051).
83. State university residence hall rehabilitation fund (30100).
84. State parks infrastructure account (30351).
85. Clean water/clean air implementation fund (30500).
86. Hazardous waste remedial cleanup account (31506).
87. Youth facilities improvement account (31701).
88. Housing assistance fund (31800).
89. Housing program fund (31850).
90. Highway facility purpose account (31951).
91. New York racing account (32213).
92. Capital miscellaneous gifts account (32214).
93. Information technology capital financing account (32215).
S. 4006--C 84 A. 3006--C
94. New York environmental protection and spill remediation account
(32219).
95. Mental hygiene facilities capital improvement fund (32300).
96. Correctional facilities capital improvement fund (32350).
97. New York State Storm Recovery Capital Fund (33000).
98. OGS convention center account (50318).
99. Empire Plaza Gift Shop (50327).
100. Unemployment Insurance Benefit Fund, Interest Assessment Account
(50651).
101. Centralized services fund (55000).
102. Archives records management account (55052).
103. Federal single audit account (55053).
104. Civil service administration account (55055).
105. Civil service EHS occupational health program account (55056).
106. Banking services account (55057).
107. Cultural resources survey account (55058).
108. Neighborhood work project account (55059).
109. Automation & printing chargeback account (55060).
110. OFT NYT account (55061).
111. Data center account (55062).
112. Intrusion detection account (55066).
113. Domestic violence grant account (55067).
114. Centralized technology services account (55069).
115. Labor contact center account (55071).
116. Human services contact center account (55072).
117. Tax contact center account (55073).
118. Department of law civil recoveries account (55074).
119. Executive direction internal audit account (55251).
120. CIO Information technology centralized services account (55252).
121. Health insurance internal service account (55300).
122. Civil service employee benefits division administrative account
(55301).
123. Correctional industries revolving fund (55350).
124. Employees health insurance account (60201).
125. Medicaid management information system escrow fund (60900).
126. Virtual currency assessments account.
§ 1-a. The state comptroller is hereby authorized and directed to loan
money in accordance with the provisions set forth in subdivision 5 of
section 4 of the state finance law to any account within the following
federal funds, provided the comptroller has made a determination that
sufficient federal grant award authority is available to reimburse such
loans:
1. Federal USDA-food and nutrition services fund (25000).
2. Federal health and human services fund (25100).
3. Federal education fund (25200).
4. Federal block grant fund (25250).
5. Federal miscellaneous operating grants fund (25300).
6. Federal unemployment insurance administration fund (25900).
7. Federal unemployment insurance occupational training fund (25950).
8. Federal emergency employment act fund (26000).
9. Federal capital projects fund (31350).
§ 2. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget, on
or before March 31, 2024, up to the unencumbered balance or the follow-
ing amounts:
S. 4006--C 85 A. 3006--C
Economic Development and Public Authorities:
1. $1,175,000 from the miscellaneous special revenue fund, underground
facilities safety training account (22172), to the general fund.
2. An amount up to the unencumbered balance from the miscellaneous
special revenue fund, business and licensing services account (21977),
to the general fund.
3. $19,810,000 from the miscellaneous special revenue fund, code
enforcement account (21904), to the general fund.
4. $3,000,000 from the general fund to the miscellaneous special
revenue fund, tax revenue arrearage account (22168).
Education:
1. $2,303,000,000 from the general fund to the state lottery fund,
education account (20901), as reimbursement for disbursements made from
such fund for supplemental aid to education pursuant to section 92-c of
the state finance law that are in excess of the amounts deposited in
such fund for such purposes pursuant to section 1612 of the tax law.
2. $1,033,000,000 from the general fund to the state lottery fund, VLT
education account (20904), as reimbursement for disbursements made from
such fund for supplemental aid to education pursuant to section 92-c of
the state finance law that are in excess of the amounts deposited in
such fund for such purposes pursuant to section 1612 of the tax law.
3. $137,789,000 from the general fund to the New York state commercial
gaming fund, commercial gaming revenue account (23701), as reimbursement
for disbursements made from such fund for supplemental aid to education
pursuant to section 97-nnnn of the state finance law that are in excess
of the amounts deposited in such fund for purposes pursuant to section
1352 of the racing, pari-mutuel wagering and breeding law.
4. $1,061,047,000 from the general fund to the mobile sports wagering
fund, education account (24955), as reimbursement for disbursements made
from such fund for supplemental aid to education pursuant to section
92-c of the state finance law that are in excess of the amounts deposit-
ed in such fund for such purposes pursuant to section 1367 of the
racing, pari-mutuel wagering and breeding law.
5. $7,000,000 from the interactive fantasy sports fund, fantasy sports
education account (24950), to the state lottery fund, education account
(20901), as reimbursement for disbursements made from such fund for
supplemental aid to education pursuant to section 92-c of the state
finance law.
6. An amount up to the unencumbered balance in the fund on March 31,
2024 from the charitable gifts trust fund, elementary and secondary
education account (24901), to the general fund, for payment of general
support for public schools pursuant to section 3609-a of the education
law.
7. Moneys from the state lottery fund (20900) up to an amount deposit-
ed in such fund pursuant to section 1612 of the tax law in excess of the
current year appropriation for supplemental aid to education pursuant to
section 92-c of the state finance law.
8. $300,000 from the New York state local government records manage-
ment improvement fund, local government records management account
(20501), to the New York state archives partnership trust fund, archives
partnership trust maintenance account (20351).
9. $900,000 from the general fund to the miscellaneous special revenue
fund, Batavia school for the blind account (22032).
10. $900,000 from the general fund to the miscellaneous special reven-
ue fund, Rome school for the deaf account (22053).
S. 4006--C 86 A. 3006--C
11. $343,400,000 from the state university dormitory income fund
(40350) to the miscellaneous special revenue fund, state university
dormitory income reimbursable account (21937).
12. $8,318,000 from the general fund to the state university income
fund, state university income offset account (22654), for the state's
share of repayment of the STIP loan.
13. $53,000,000 from the state university income fund, state universi-
ty hospitals income reimbursable account (22656) to the general fund for
hospital debt service for the period April 1, 2023 through March 31,
2024.
14. $5,160,000 from the miscellaneous special revenue fund, office of
the professions account (22051), to the miscellaneous capital projects
fund, office of the professions electronic licensing account (32222).
15. $24,000,000 from any of the state education department's special
revenue and internal service funds to the miscellaneous special revenue
fund, indirect cost recovery account (21978).
16. $4,200,000 from any of the state education department's special
revenue or internal service funds to the capital projects fund (30000).
17. $30,013,000 from the general fund to the miscellaneous special
revenue fund, HESC-insurance premium payments account (21960).
Environmental Affairs:
1. $16,000,000 from any of the department of environmental conserva-
tion's special revenue federal funds, and/or federal capital funds, to
the environmental conservation special revenue fund, federal indirect
recovery account (21065).
2. $5,000,000 from any of the department of environmental conserva-
tion's special revenue federal funds, and/or federal capital funds, to
the conservation fund (21150) or Marine Resources Account (21151) as
necessary to avoid diversion of conservation funds.
3. $3,000,000 from any of the office of parks, recreation and historic
preservation capital projects federal funds and special revenue federal
funds to the miscellaneous special revenue fund, federal grant indirect
cost recovery account (22188).
4. $1,000,000 from any of the office of parks, recreation and historic
preservation special revenue federal funds to the miscellaneous capital
projects fund, I love NY water account (32212).
5. $100,000,000 from the general fund to the environmental protection
fund, environmental protection fund transfer account (30451).
6. $6,000,000 from the general fund to the hazardous waste remedial
fund, hazardous waste oversight and assistance account (31505).
7. An amount up to or equal to the cash balance within the special
revenue-other waste management & cleanup account (21053) to the capital
projects fund (30000) for services and capital expenses related to the
management and cleanup program as put forth in section 27-1915 of the
environmental conservation law.
8. $1,800,000 from the miscellaneous special revenue fund, public
service account (22011) to the miscellaneous special revenue fund, util-
ity environmental regulatory account (21064).
9. $7,000,000 from the general fund to the enterprise fund, state fair
account (50051).
10. $4,000,000 from the waste management & cleanup account (21053) to
the general fund.
11. $3,000,000 from the waste management & cleanup account (21053) to
the environmental protection fund transfer account (30451).
12. Up to $10,000,000 from the general fund to the miscellaneous
special revenue fund, patron services account (22163).
S. 4006--C 87 A. 3006--C
13. $500,000 from the general fund to the miscellaneous special reven-
ue fund, authority budget office account (22138).
Family Assistance:
1. $7,000,000 from any of the office of children and family services,
office of temporary and disability assistance, or department of health
special revenue federal funds and the general fund, in accordance with
agreements with social services districts, to the miscellaneous special
revenue fund, office of human resources development state match account
(21967).
2. $4,000,000 from any of the office of children and family services
or office of temporary and disability assistance special revenue federal
funds to the miscellaneous special revenue fund, family preservation and
support services and family violence services account (22082).
3. $18,670,000 from any of the office of children and family services,
office of temporary and disability assistance, or department of health
special revenue federal funds and any other miscellaneous revenues
generated from the operation of office of children and family services
programs to the general fund.
4. $175,000,000 from any of the office of temporary and disability
assistance or department of health special revenue funds to the general
fund.
5. $2,500,000 from any of the office of temporary and disability
assistance special revenue funds to the miscellaneous special revenue
fund, office of temporary and disability assistance program account
(21980).
6. $35,000,000 from any of the office of children and family services,
office of temporary and disability assistance, department of labor, and
department of health special revenue federal funds to the office of
children and family services miscellaneous special revenue fund, multi-
agency training contract account (21989).
7. $205,000,000 from the miscellaneous special revenue fund, youth
facility per diem account (22186), to the general fund.
8. $621,850 from the general fund to the combined gifts, grants, and
bequests fund, WB Hoyt Memorial account (20128).
9. $5,000,000 from the miscellaneous special revenue fund, state
central registry (22028), to the general fund.
10. $900,000 from the general fund to the Veterans' Remembrance and
Cemetery Maintenance and Operation account (20201).
11. $905,000,000 from the general fund to the housing program fund
(31850).
12. Up to $10,000,000 from any of the office of children and family
services special revenue federal funds to the office of the court admin-
istration special revenue other federal iv-e funds account.
General Government:
1. $12,000,000 from the general fund to the health insurance revolving
fund (55300).
2. $292,400,000 from the health insurance reserve receipts fund
(60550) to the general fund.
3. $150,000 from the general fund to the not-for-profit revolving loan
fund (20650).
4. $150,000 from the not-for-profit revolving loan fund (20650) to the
general fund.
5. $3,000,000 from the miscellaneous special revenue fund, surplus
property account (22036), to the general fund.
6. $19,000,000 from the miscellaneous special revenue fund, revenue
arrearage account (22024), to the general fund.
S. 4006--C 88 A. 3006--C
7. $1,826,000 from the miscellaneous special revenue fund, revenue
arrearage account (22024), to the miscellaneous special revenue fund,
authority budget office account (22138).
8. $1,000,000 from the miscellaneous special revenue fund, parking
account (22007), to the general fund, for the purpose of reimbursing the
costs of debt service related to state parking facilities.
9. $11,460,000 from the general fund to the agencies internal service
fund, central technology services account (55069), for the purpose of
enterprise technology projects.
10. $10,000,000 from the general fund to the agencies internal service
fund, state data center account (55062).
11. $12,000,000 from the miscellaneous special revenue fund, parking
account (22007), to the centralized services, building support services
account (55018).
12. $30,000,000 from the general fund to the internal service fund,
business services center account (55022).
13. $8,000,000 from the general fund to the internal service fund,
building support services account (55018).
14. $1,500,000 from the combined expendable trust fund, plaza special
events account (20120), to the general fund.
15. $50,000,000 from the New York State cannabis revenue fund (24800)
to the general fund.
16. A transfer from the general fund to the miscellaneous special
revenue fund, New York State Campaign Finance Fund Account (22211), up
to an amount equal to total reimbursements due to qualified candidates.
17. $6,000,000 from the miscellaneous special revenue fund, standards
and purchasing account (22019), to the general fund.
Health:
1. A transfer from the general fund to the combined gifts, grants and
bequests fund, breast cancer research and education account (20155), up
to an amount equal to the monies collected and deposited into that
account in the previous fiscal year.
2. A transfer from the general fund to the combined gifts, grants and
bequests fund, prostate cancer research, detection, and education
account (20183), up to an amount equal to the moneys collected and
deposited into that account in the previous fiscal year.
3. A transfer from the general fund to the combined gifts, grants and
bequests fund, Alzheimer's disease research and assistance account
(20143), up to an amount equal to the moneys collected and deposited
into that account in the previous fiscal year.
4. $8,940,000 from the HCRA resources fund (20800) to the miscella-
neous special revenue fund, empire state stem cell trust fund account
(22161).
5. $3,600,000 from the miscellaneous special revenue fund, certificate
of need account (21920), to the miscellaneous capital projects fund,
healthcare IT capital subfund (32216).
6. $4,000,000 from the miscellaneous special revenue fund, vital
health records account (22103), to the miscellaneous capital projects
fund, healthcare IT capital subfund (32216).
7. $6,000,000 from the miscellaneous special revenue fund, profes-
sional medical conduct account (22088), to the miscellaneous capital
projects fund, healthcare IT capital subfund (32216).
8. $114,500,000 from the HCRA resources fund (20800) to the capital
projects fund (30000).
9. $6,550,000 from the general fund to the medical cannabis trust
fund, health operation and oversight account (23755).
S. 4006--C 89 A. 3006--C
10. An amount up to the unencumbered balance from the charitable gifts
trust fund, health charitable account (24900), to the general fund, for
payment of general support for primary, preventive, and inpatient health
care, dental and vision care, hunger prevention and nutritional assist-
ance, and other services for New York state residents with the overall
goal of ensuring that New York state residents have access to quality
health care and other related services.
11. $500,000 from the miscellaneous special revenue fund, New York
State cannabis revenue fund, to the miscellaneous special revenue fund,
environmental laboratory fee account (21959).
12. An amount up to the unencumbered balance from the public health
emergency charitable gifts trust fund to the general fund, for payment
of goods and services necessary to respond to a public health disaster
emergency or to assist or aid in responding to such a disaster.
13. $1,000,000,000 from the general fund to the health care transfor-
mation fund (24850).
14. $2,590,000 from the miscellaneous special revenue fund, patient
safety center account (22140), to the general fund.
15. $1,000,000 from the miscellaneous special revenue fund, nursing
home receivership account (21925), to the general fund.
16. $130,000 from the miscellaneous special revenue fund, quality of
care account (21915), to the general fund.
17. $2,200,000 from the miscellaneous special revenue fund, adult home
quality enhancement account (22091), to the general fund.
18. $7,429,000 from the general fund, to the miscellaneous special
revenue fund, helen hayes hospital account (22140).
19. $1,117,000 from the general fund, to the miscellaneous special
revenue fund, New York city veterans' home account (22141).
20. $813,000 from the general fund, to the miscellaneous special
revenue fund, New York state home for veterans' and their dependents at
oxford account (22142).
21. $313,000 from the general fund, to the miscellaneous special
revenue fund, western New York veterans' home account (22143).
22. $1,473,000 from the general fund, to the miscellaneous special
revenue fund, New York state for veterans in the lower-hudson valley
account (22144).
Labor:
1. $600,000 from the miscellaneous special revenue fund, DOL fee and
penalty account (21923), to the child performer's protection fund, child
performer protection account (20401).
2. $11,700,000 from the unemployment insurance interest and penalty
fund, unemployment insurance special interest and penalty account
(23601), to the general fund.
3. $50,000,000 from the DOL fee and penalty account (21923), unemploy-
ment insurance special interest and penalty account (23601), and public
work enforcement account (21998), to the general fund.
4. $850,000 from the miscellaneous special revenue fund, DOL elevator
safety program fund (22252) to the miscellaneous special revenue fund,
DOL fee and penalty account (21923).
Mental Hygiene:
1. $3,800,000 from the general fund, to the agencies internal service
fund, civil service EHS occupational health program account (55056).
2. $2,000,000 from the general fund, to the mental hygiene facilities
capital improvement fund (32300).
3. $20,000,000 from the opioid settlement fund (23817) to the miscel-
laneous capital projects fund, opioid settlement capital account.
S. 4006--C 90 A. 3006--C
4. $20,000,000 from the miscellaneous capital projects fund, opioid
settlement capital account to the opioid settlement fund (23817).
Public Protection:
1. $1,350,000 from the miscellaneous special revenue fund, emergency
management account (21944), to the general fund.
2. $2,587,000 from the general fund to the miscellaneous special
revenue fund, recruitment incentive account (22171).
3. $23,773,000 from the general fund to the correctional industries
revolving fund, correctional industries internal service account
(55350).
4. $2,000,000,000 from any of the division of homeland security and
emergency services special revenue federal funds to the general fund.
5. $115,420,000 from the state police motor vehicle law enforcement
and motor vehicle theft and insurance fraud prevention fund, state
police motor vehicle enforcement account (22802), to the general fund
for state operation expenses of the division of state police.
6. $138,272,000 from the general fund to the correctional facilities
capital improvement fund (32350).
7. $5,000,000 from the general fund to the dedicated highway and
bridge trust fund (30050) for the purpose of work zone safety activities
provided by the division of state police for the department of transpor-
tation.
8. $10,000,000 from the miscellaneous special revenue fund, statewide
public safety communications account (22123), to the capital projects
fund (30000).
9. $9,830,000 from the miscellaneous special revenue fund, legal
services assistance account (22096), to the general fund.
10. $1,000,000 from the general fund to the agencies internal service
fund, neighborhood work project account (55059).
11. $7,980,000 from the miscellaneous special revenue fund, finger-
print identification & technology account (21950), to the general fund.
12. $1,100,000 from the state police motor vehicle law enforcement and
motor vehicle theft and insurance fraud prevention fund, motor vehicle
theft and insurance fraud account (22801), to the general fund.
13. $14,400,000 from the general fund to the miscellaneous special
revenue fund, criminal justice improvement account (21945).
14. $2,000,000 from the general fund to the miscellaneous special
revenue fund, hazard mitigation revolving loan account.
15. Up to $114,000,000 from the indigent legal services fund, indigent
legal services account (23551) to the general fund.
Transportation:
1. $20,000,000 from the general fund to the mass transportation oper-
ating assistance fund, public transportation systems operating assist-
ance account (21401), of which $12,000,000 constitutes the base need for
operations.
2. $727,500,000 from the general fund to the dedicated highway and
bridge trust fund (30050).
3. $244,250,000 from the general fund to the MTA financial assistance
fund, mobility tax trust account (23651).
4. $5,000,000 from the miscellaneous special revenue fund, transporta-
tion regulation account (22067) to the dedicated highway and bridge
trust fund (30050), for disbursements made from such fund for motor
carrier safety that are in excess of the amounts deposited in the dedi-
cated highway and bridge trust fund (30050) for such purpose pursuant to
section 94 of the transportation law.
S. 4006--C 91 A. 3006--C
5. $477,000 from the miscellaneous special revenue fund, traffic adju-
dication account (22055), to the general fund.
6. $5,000,000 from the miscellaneous special revenue fund, transporta-
tion regulation account (22067) to the general fund, for disbursements
made from such fund for motor carrier safety that are in excess of the
amounts deposited in the general fund for such purpose pursuant to
section 94 of the transportation law.
Miscellaneous:
1. $250,000,000 from the general fund to any funds or accounts for the
purpose of reimbursing certain outstanding accounts receivable balances.
2. $500,000,000 from the general fund to the debt reduction reserve
fund (40000).
3. $450,000,000 from the New York state storm recovery capital fund
(33000) to the revenue bond tax fund (40152).
4. $15,500,000 from the general fund, community projects account GG
(10256), to the general fund, state purposes account (10050).
5. $100,000,000 from any special revenue federal fund to the general
fund, state purposes account (10050).
6. $8,250,000,000 from the special revenue federal fund, ARPA-Fiscal
Recovery Fund (25546) to the general fund, state purposes account
(10050) to cover eligible costs incurred by the state.
§ 3. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, on or before March 31, 2024:
1. Upon request of the commissioner of environmental conservation, up
to $12,745,400 from revenues credited to any of the department of envi-
ronmental conservation special revenue funds, including $4,000,000 from
the environmental protection and oil spill compensation fund (21200),
and $1,834,600 from the conservation fund (21150), to the environmental
conservation special revenue fund, indirect charges account (21060).
2. Upon request of the commissioner of agriculture and markets, up to
$3,000,000 from any special revenue fund or enterprise fund within the
department of agriculture and markets to the general fund, to pay appro-
priate administrative expenses.
3. Upon request of the commissioner of the division of housing and
community renewal, up to $6,221,000 from revenues credited to any divi-
sion of housing and community renewal federal or miscellaneous special
revenue fund to the miscellaneous special revenue fund, housing indirect
cost recovery account (22090).
4. Upon request of the commissioner of the division of housing and
community renewal, up to $5,500,000 may be transferred from any miscel-
laneous special revenue fund account, to any miscellaneous special
revenue fund.
5. Upon request of the commissioner of health up to $13,694,000 from
revenues credited to any of the department of health's special revenue
funds, to the miscellaneous special revenue fund, administration account
(21982).
6. Upon the request of the attorney general, up to $4,000,000 from
revenues credited to the federal health and human services fund, federal
health and human services account (25117) or the miscellaneous special
revenue fund, recoveries and revenue account (22041), to the miscella-
neous special revenue fund, litigation settlement and civil recovery
account (22117).
§ 4. On or before March 31, 2024, the comptroller is hereby authorized
and directed to deposit earnings that would otherwise accrue to the
general fund that are attributable to the operation of section 98-a of
S. 4006--C 92 A. 3006--C
the state finance law, to the agencies internal service fund, banking
services account (55057), for the purpose of meeting direct payments
from such account.
§ 5. Notwithstanding any law to the contrary, upon the direction of
the director of the budget and upon requisition by the state university
of New York, the dormitory authority of the state of New York is
directed to transfer, up to $22,000,000 in revenues generated from the
sale of notes or bonds, the state university income fund general revenue
account (22653) for reimbursement of bondable equipment for further
transfer to the state's general fund.
§ 6. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget and
upon consultation with the state university chancellor or his or her
designee, on or before March 31, 2024, up to $16,000,000 from the state
university income fund general revenue account (22653) to the state
general fund for debt service costs related to campus supported capital
project costs for the NY-SUNY 2020 challenge grant program at the
University at Buffalo.
§ 7. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget and
upon consultation with the state university chancellor or his or her
designee, on or before March 31, 2024, up to $6,500,000 from the state
university income fund general revenue account (22653) to the state
general fund for debt service costs related to campus supported capital
project costs for the NY-SUNY 2020 challenge grant program at the
University at Albany.
§ 8. Notwithstanding any law to the contrary, the state university
chancellor or his or her designee is authorized and directed to transfer
estimated tuition revenue balances from the state university collection
fund (61000) to the state university income fund, state university
general revenue offset account (22655) on or before March 31, 2024.
§ 9. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget, up
to $1,335,239,500 from the general fund to the state university income
fund, state university general revenue offset account (22655) during the
period of July 1, 2023 through June 30, 2024 to support operations at
the state university.
§ 10. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget, up
to $48,966,000 from the general fund to the state university income
fund, state university general revenue offset account (22655) during the
period of July 1, 2023 to June 30, 2024 for general fund operating
support pursuant to subparagraph (4-b) of paragraph h of subdivision 2
of section three hundred fifty-five of the education law.
§ 11. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the director of the budget, up
to $20,000,000 from the general fund to the state university income
fund, state university general revenue offset account (22655) during the
period of July 1, 2023 to June 30, 2024 to fully fund the tuition credit
pursuant to subdivision two of section six hundred sixty-nine-h of the
education law.
S. 4006--C 93 A. 3006--C
§ 12. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, upon request of the state university chancel-
lor or his or her designee, up to $55,000,000 from the state university
income fund, state university hospitals income reimbursable account
(22656), for services and expenses of hospital operations and capital
expenditures at the state university hospitals; and the state university
income fund, Long Island veterans' home account (22652) to the state
university capital projects fund (32400) on or before June 30, 2024.
§ 13. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller, after consultation
with the state university chancellor or his or her designee, is hereby
authorized and directed to transfer moneys, in the first instance, from
the state university collection fund, Stony Brook hospital collection
account (61006), Brooklyn hospital collection account (61007), and Syra-
cuse hospital collection account (61008) to the state university income
fund, state university hospitals income reimbursable account (22656) in
the event insufficient funds are available in the state university
income fund, state university hospitals income reimbursable account
(22656) to permit the full transfer of moneys authorized for transfer,
to the general fund for payment of debt service related to the SUNY
hospitals. Notwithstanding any law to the contrary, the comptroller is
also hereby authorized and directed, after consultation with the state
university chancellor or his or her designee, to transfer moneys from
the state university income fund to the state university income fund,
state university hospitals income reimbursable account (22656) in the
event insufficient funds are available in the state university income
fund, state university hospitals income reimbursable account (22656) to
pay hospital operating costs or to permit the full transfer of moneys
authorized for transfer, to the general fund for payment of debt service
related to the SUNY hospitals on or before March 31, 2024.
§ 14. Notwithstanding any law to the contrary, upon the direction of
the director of the budget and the chancellor of the state university of
New York or his or her designee, and in accordance with section 4 of the
state finance law, the comptroller is hereby authorized and directed to
transfer monies from the state university dormitory income fund (40350)
to the state university residence hall rehabilitation fund (30100), and
from the state university residence hall rehabilitation fund (30100) to
the state university dormitory income fund (40350), in an amount not to
exceed $100 million from each fund.
§ 15. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, at the request of the director of the budget,
up to $700 million from the unencumbered balance of any special revenue
fund or account, agency fund or account, internal service fund or
account, enterprise fund or account, or any combination of such funds
and accounts, to the general fund. The amounts transferred pursuant to
this authorization shall be in addition to any other transfers expressly
authorized in the 2023-24 budget. Transfers from federal funds, debt
service funds, capital projects funds, the community projects fund, or
funds that would result in the loss of eligibility for federal benefits
or federal funds pursuant to federal law, rule, or regulation as assent-
ed to in chapter 683 of the laws of 1938 and chapter 700 of the laws of
1951 are not permitted pursuant to this authorization.
§ 16. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
S. 4006--C 94 A. 3006--C
and directed to transfer, at the request of the director of the budget,
up to $100 million from any non-general fund or account, or combination
of funds and accounts, to the miscellaneous special revenue fund, tech-
nology financing account (22207), the miscellaneous capital projects
fund, the federal capital projects account (31350), information technol-
ogy capital financing account (32215), or the centralized technology
services account (55069), for the purpose of consolidating technology
procurement and services. The amounts transferred to the miscellaneous
special revenue fund, technology financing account (22207) pursuant to
this authorization shall be equal to or less than the amount of such
monies intended to support information technology costs which are
attributable, according to a plan, to such account made in pursuance to
an appropriation by law. Transfers to the technology financing account
shall be completed from amounts collected by non-general funds or
accounts pursuant to a fund deposit schedule or permanent statute, and
shall be transferred to the technology financing account pursuant to a
schedule agreed upon by the affected agency commissioner. Transfers from
funds that would result in the loss of eligibility for federal benefits
or federal funds pursuant to federal law, rule, or regulation as assent-
ed to in chapter 683 of the laws of 1938 and chapter 700 of the laws of
1951 are not permitted pursuant to this authorization.
§ 17. Notwithstanding any law to the contrary, and in accordance with
section 4 of the state finance law, the comptroller is hereby authorized
and directed to transfer, at the request of the director of the budget,
up to $400 million from any non-general fund or account, or combination
of funds and accounts, to the general fund for the purpose of consol-
idating technology procurement and services. The amounts transferred
pursuant to this authorization shall be equal to or less than the amount
of such monies intended to support information technology costs which
are attributable, according to a plan, to such account made in pursuance
to an appropriation by law. Transfers to the general fund shall be
completed from amounts collected by non-general funds or accounts pursu-
ant to a fund deposit schedule. Transfers from funds that would result
in the loss of eligibility for federal benefits or federal funds pursu-
ant to federal law, rule, or regulation as assented to in chapter 683 of
the laws of 1938 and chapter 700 of the laws of 1951 are not permitted
pursuant to this authorization.
§ 18. Notwithstanding any provision of law to the contrary, as deemed
feasible and advisable by its trustees, the power authority of the state
of New York is authorized and directed to transfer to the state treasury
to the credit of the general fund up to $20,000,000 for the state fiscal
year commencing April 1, 2023, the proceeds of which will be utilized to
support energy-related state activities.
§ 19. Notwithstanding any provision of law, rule or regulation to the
contrary, the New York state energy research and development authority
is authorized and directed to contribute $913,000 to the state treasury
to the credit of the general fund on or before March 31, 2024.
§ 20. Notwithstanding any provision of law, rule or regulation to the
contrary, the New York state energy research and development authority
is authorized and directed to transfer five million dollars to the cred-
it of the Environmental Protection Fund on or before March 31, 2024 from
proceeds collected by the authority from the auction or sale of carbon
dioxide emission allowances allocated by the department of environmental
conservation.
S. 4006--C 95 A. 3006--C
§ 21. Subdivision 5 of section 97-rrr of the state finance law, as
amended by section 21 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
5. Notwithstanding the provisions of section one hundred seventy-one-a
of the tax law, as separately amended by chapters four hundred eighty-
one and four hundred eighty-four of the laws of nineteen hundred eight-
y-one, and notwithstanding the provisions of chapter ninety-four of the
laws of two thousand eleven, or any other provisions of law to the
contrary, during the fiscal year beginning April first, two thousand
[twenty-two] TWENTY-THREE, the state comptroller is hereby authorized
and directed to deposit to the fund created pursuant to this section
from amounts collected pursuant to article twenty-two of the tax law and
pursuant to a schedule submitted by the director of the budget, up to
[$1,830,985,000,] $1,716,913,000 as may be certified in such schedule as
necessary to meet the purposes of such fund for the fiscal year begin-
ning April first, two thousand [twenty-two] TWENTY-THREE.
§ 22. Notwithstanding any law to the contrary, the comptroller is
hereby authorized and directed to transfer, upon request of the director
of the budget, on or before March 31, 2024, the following amounts from
the following special revenue accounts to the capital projects fund
(30000), for the purposes of reimbursement to such fund for expenses
related to the maintenance and preservation of state assets:
1. $43,000 from the miscellaneous special revenue fund, administrative
program account (21982).
2. $1,478,000 from the miscellaneous special revenue fund, helen hayes
hospital account (22140).
3. $456,000 from the miscellaneous special revenue fund, New York city
veterans' home account (22141).
4. $570,000 from the miscellaneous special revenue fund, New York
state home for veterans' and their dependents at oxford account (22142).
5. $170,000 from the miscellaneous special revenue fund, western New
York veterans' home account (22143).
6. $323,000 from the miscellaneous special revenue fund, New York
state for veterans in the lower-hudson valley account (22144).
7. $2,550,000 from the miscellaneous special revenue fund, patron
services account (22163).
8. $9,016,000 from the miscellaneous special revenue fund, state
university general income reimbursable account (22653).
9. $142,782,000 from the miscellaneous special revenue fund, state
university revenue offset account (22655).
10. $51,897,000 from the state university dormitory income fund, state
university dormitory income fund (40350).
11. $1,000,000 from the miscellaneous special revenue fund, litigation
settlement and civil recovery account (22117).
§ 23. Section 60 of part FFF of chapter 56 of the laws of 2022
providing for the administration of certain funds and accounts related
to the 2022-2023 budget, is amended to read as follows:
§ 60. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after April 1, 2022; provided,
however, that the provisions of sections one, one-a, two, three, four,
five, six, seven, eight, thirteen, fourteen, fifteen, sixteen, seven-
teen, eighteen, nineteen, twenty[,] AND twenty-two[, and twenty-three]
of this act shall expire March 31, 2023 when upon such date the
provisions of such sections shall be deemed repealed; provided, further,
that the amendments to section 89-h of the state finance law made by
section twenty-eight of this act shall not affect the repeal of such
S. 4006--C 96 A. 3006--C
section and shall be deemed repealed therewith; and provided, further,
that section twenty-eight-a of this act shall expire March 31, 2027; AND
PROVIDED, FURTHER, THAT SECTION TWENTY-THREE OF THIS ACT SHALL EXPIRE
MARCH 31, 2028.
§ 24. Subdivision 5 of section 183 of the military law, as amended by
section 2 of part O of chapter 55 of the laws of 2018, is amended to
read as follows:
5. All moneys paid as rent as provided in this section, together with
all sums paid to cover expenses of heating and lighting, shall be trans-
mitted by the officer in charge and control of the armory through the
adjutant general to the state treasury for deposit to the [agencies
enterprise fund] MISCELLANEOUS SPECIAL REVENUE FUND - 339 armory rental
account.
§ 25. Subdivision 2 of section 92-cc of the state finance law, as
amended by section 26 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
2. Such fund shall have a maximum balance not to exceed [fifteen]
TWENTY-FIVE per centum of the aggregate amount projected to be disbursed
from the general fund during [the fiscal year immediately following] the
then-current fiscal year. At the request of the director of the budget,
the state comptroller shall transfer monies to the rainy day reserve
fund up to and including an amount equivalent to [three] FIFTEEN per
centum of the aggregate amount projected to be disbursed from the gener-
al fund during the then-current fiscal year, unless such transfer would
increase the rainy day reserve fund to an amount in excess of [fifteen]
TWENTY-FIVE per centum of the aggregate amount projected to be disbursed
from the general fund during the [fiscal year immediately following the]
then-current fiscal year, in which event such transfer shall be limited
to such amount as will increase the rainy day reserve fund to such
[fifteen] TWENTY-FIVE per centum limitation.
§ 26. Notwithstanding any other law, rule, or regulation to the
contrary, the state comptroller is hereby authorized and directed to use
any balance remaining in the mental health services fund debt service
appropriation, after payment by the state comptroller of all obligations
required pursuant to any lease, sublease, or other financing arrangement
between the dormitory authority of the state of New York as successor to
the New York state medical care facilities finance agency, and the
facilities development corporation pursuant to chapter 83 of the laws of
1995 and the department of mental hygiene for the purpose of making
payments to the dormitory authority of the state of New York for the
amount of the earnings for the investment of monies deposited in the
mental health services fund that such agency determines will or may have
to be rebated to the federal government pursuant to the provisions of
the internal revenue code of 1986, as amended, in order to enable such
agency to maintain the exemption from federal income taxation on the
interest paid to the holders of such agency's mental services facilities
improvement revenue bonds. Annually on or before each June 30th, such
agency shall certify to the state comptroller its determination of the
amounts received in the mental health services fund as a result of the
investment of monies deposited therein that will or may have to be
rebated to the federal government pursuant to the provisions of the
internal revenue code of 1986, as amended.
§ 27. Subdivision 1 of section 16 of part D of chapter 389 of the laws
of 1997, relating to the financing of the correctional facilities
improvement fund and the youth facility improvement fund, as amended by
S. 4006--C 97 A. 3006--C
section 30 of part FFF of chapter 56 of the laws of 2022, is amended to
read as follows:
1. Subject to the provisions of chapter 59 of the laws of 2000, but
notwithstanding the provisions of section 18 of section 1 of chapter 174
of the laws of 1968, the New York state urban development corporation is
hereby authorized to issue bonds, notes and other obligations in an
aggregate principal amount not to exceed [nine billion five hundred two
million seven hundred thirty-nine thousand dollars $9,502,739,000] NINE
BILLION EIGHT HUNDRED SIXTY-FIVE MILLION EIGHT HUNDRED FIFTY-NINE THOU-
SAND DOLLARS $9,865,859,000, and shall include all bonds, notes and
other obligations issued pursuant to chapter 56 of the laws of 1983, as
amended or supplemented. The proceeds of such bonds, notes or other
obligations shall be paid to the state, for deposit in the correctional
facilities capital improvement fund to pay for all or any portion of the
amount or amounts paid by the state from appropriations or reappropri-
ations made to the department of corrections and community supervision
from the correctional facilities capital improvement fund for capital
projects. The aggregate amount of bonds, notes or other obligations
authorized to be issued pursuant to this section shall exclude bonds,
notes or other obligations issued to refund or otherwise repay bonds,
notes or other obligations theretofore issued, the proceeds of which
were paid to the state for all or a portion of the amounts expended by
the state from appropriations or reappropriations made to the department
of corrections and community supervision; provided, however, that upon
any such refunding or repayment the total aggregate principal amount of
outstanding bonds, notes or other obligations may be greater than [nine
billion five hundred two million seven hundred thirty-nine thousand
dollars $9,502,739,000] NINE BILLION EIGHT HUNDRED SIXTY-FIVE MILLION
EIGHT HUNDRED FIFTY-NINE THOUSAND DOLLARS $9,865,859,000, only if the
present value of the aggregate debt service of the refunding or repay-
ment bonds, notes or other obligations to be issued shall not exceed the
present value of the aggregate debt service of the bonds, notes or other
obligations so to be refunded or repaid. For the purposes hereof, the
present value of the aggregate debt service of the refunding or repay-
ment bonds, notes or other obligations and of the aggregate debt service
of the bonds, notes or other obligations so refunded or repaid, shall be
calculated by utilizing the effective interest rate of the refunding or
repayment bonds, notes or other obligations, which shall be that rate
arrived at by doubling the semi-annual interest rate (compounded semi-
annually) necessary to discount the debt service payments on the refund-
ing or repayment bonds, notes or other obligations from the payment
dates thereof to the date of issue of the refunding or repayment bonds,
notes or other obligations and to the price bid including estimated
accrued interest or proceeds received by the corporation including esti-
mated accrued interest from the sale thereof.
§ 28. Subdivision (a) of section 27 of part Y of chapter 61 of the
laws of 2005, relating to providing for the administration of certain
funds and accounts related to the 2005-2006 budget, as amended by
section 31 of part FFF of chapter 56 of the laws of 2022, is amended to
read as follows:
(a) Subject to the provisions of chapter 59 of the laws of 2000, but
notwithstanding any provisions of law to the contrary, the urban devel-
opment corporation is hereby authorized to issue bonds or notes in one
or more series in an aggregate principal amount not to exceed [four
hundred twenty-six million one hundred thousand dollars $426,100,000]
FIVE HUNDRED THIRTY-EIGHT MILLION ONE HUNDRED THOUSAND DOLLARS
S. 4006--C 98 A. 3006--C
$538,100,000, excluding bonds issued to finance one or more debt service
reserve funds, to pay costs of issuance of such bonds, and bonds or
notes issued to refund or otherwise repay such bonds or notes previously
issued, for the purpose of financing capital projects including IT
initiatives for the division of state police, debt service and leases;
and to reimburse the state general fund for disbursements made therefor.
Such bonds and notes of such authorized issuer shall not be a debt of
the state, and the state shall not be liable thereon, nor shall they be
payable out of any funds other than those appropriated by the state to
such authorized issuer for debt service and related expenses pursuant to
any service contract executed pursuant to subdivision (b) of this
section and such bonds and notes shall contain on the face thereof a
statement to such effect. Except for purposes of complying with the
internal revenue code, any interest income earned on bond proceeds shall
only be used to pay debt service on such bonds.
§ 29. Subdivision 3 of section 1285-p of the public authorities law,
as amended by section 32 of part FFF of chapter 56 of the laws of 2022,
is amended to read as follows:
3. The maximum amount of bonds that may be issued for the purpose of
financing environmental infrastructure projects authorized by this
section shall be [eight billion one hundred seventy-one million one
hundred ten thousand dollars $8,171,110,000] NINE BILLION THREE HUNDRED
THIRTY-FIVE MILLION SEVEN HUNDRED TEN THOUSAND DOLLARS $9,335,710,000,
exclusive of bonds issued to fund any debt service reserve funds, pay
costs of issuance of such bonds, and bonds or notes issued to refund or
otherwise repay bonds or notes previously issued. Such bonds and notes
of the corporation shall not be a debt of the state, and the state shall
not be liable thereon, nor shall they be payable out of any funds other
than those appropriated by the state to the corporation for debt service
and related expenses pursuant to any service contracts executed pursuant
to subdivision one of this section, and such bonds and notes shall
contain on the face thereof a statement to such effect.
§ 30. Subdivision (a) of section 48 of part K of chapter 81 of the
laws of 2002, relating to providing for the administration of certain
funds and accounts related to the 2002-2003 budget, as amended by
section 33 of part FFF of chapter 56 of the laws of 2022, is amended to
read as follows:
(a) Subject to the provisions of chapter 59 of the laws of 2000 but
notwithstanding the provisions of section 18 of the urban development
corporation act, the corporation is hereby authorized to issue bonds or
notes in one or more series in an aggregate principal amount not to
exceed [three hundred eighty-three million five hundred thousand dollars
$383,500,000] FIVE HUNDRED ONE MILLION FIVE HUNDRED THOUSAND DOLLARS
$501,500,000, excluding bonds issued to fund one or more debt service
reserve funds, to pay costs of issuance of such bonds, and bonds or
notes issued to refund or otherwise repay such bonds or notes previously
issued, for the purpose of financing capital costs related to homeland
security and training facilities for the division of state police, the
division of military and naval affairs, and any other state agency,
including the reimbursement of any disbursements made from the state
capital projects fund, and is hereby authorized to issue bonds or notes
in one or more series in an aggregate principal amount not to exceed
[one billion six hundred four million nine hundred eighty-six thousand
dollars $1,604,986,000] ONE BILLION SEVEN HUNDRED THIRTEEN MILLION
EIGHTY-SIX THOUSAND DOLLARS $1,713,086,000, excluding bonds issued to
fund one or more debt service reserve funds, to pay costs of issuance of
S. 4006--C 99 A. 3006--C
such bonds, and bonds or notes issued to refund or otherwise repay such
bonds or notes previously issued, for the purpose of financing improve-
ments to State office buildings and other facilities located statewide,
including the reimbursement of any disbursements made from the state
capital projects fund. Such bonds and notes of the corporation shall not
be a debt of the state, and the state shall not be liable thereon, nor
shall they be payable out of any funds other than those appropriated by
the state to the corporation for debt service and related expenses
pursuant to any service contracts executed pursuant to subdivision (b)
of this section, and such bonds and notes shall contain on the face
thereof a statement to such effect.
§ 31. Paragraph (c) of subdivision 19 of section 1680 of the public
authorities law, as amended by section 34 of part FFF of chapter 56 of
the laws of 2022, is amended to read as follows:
(c) Subject to the provisions of chapter fifty-nine of the laws of two
thousand, the dormitory authority shall not issue any bonds for state
university educational facilities purposes if the principal amount of
bonds to be issued when added to the aggregate principal amount of bonds
issued by the dormitory authority on and after July first, nineteen
hundred eighty-eight for state university educational facilities will
exceed [sixteen billion six hundred eleven million five hundred sixty-
four thousand dollars $16,611,564,000] EIGHTEEN BILLION ONE HUNDRED TEN
MILLION NINE HUNDRED SIXTY-FOUR THOUSAND DOLLARS $18,110,964,000;
provided, however, that bonds issued or to be issued shall be excluded
from such limitation if: (1) such bonds are issued to refund state
university construction bonds and state university construction notes
previously issued by the housing finance agency; or (2) such bonds are
issued to refund bonds of the authority or other obligations issued for
state university educational facilities purposes and the present value
of the aggregate debt service on the refunding bonds does not exceed the
present value of the aggregate debt service on the bonds refunded there-
by; provided, further that upon certification by the director of the
budget that the issuance of refunding bonds or other obligations issued
between April first, nineteen hundred ninety-two and March thirty-first,
nineteen hundred ninety-three will generate long term economic benefits
to the state, as assessed on a present value basis, such issuance will
be deemed to have met the present value test noted above. For purposes
of this subdivision, the present value of the aggregate debt service of
the refunding bonds and the aggregate debt service of the bonds
refunded, shall be calculated by utilizing the true interest cost of the
refunding bonds, which shall be that rate arrived at by doubling the
semi-annual interest rate (compounded semi-annually) necessary to
discount the debt service payments on the refunding bonds from the
payment dates thereof to the date of issue of the refunding bonds to the
purchase price of the refunding bonds, including interest accrued there-
on prior to the issuance thereof. The maturity of such bonds, other than
bonds issued to refund outstanding bonds, shall not exceed the weighted
average economic life, as certified by the state university construction
fund, of the facilities in connection with which the bonds are issued,
and in any case not later than the earlier of thirty years or the expi-
ration of the term of any lease, sublease or other agreement relating
thereto; provided that no note, including renewals thereof, shall mature
later than five years after the date of issuance of such note. The
legislature reserves the right to amend or repeal such limit, and the
state of New York, the dormitory authority, the state university of New
York, and the state university construction fund are prohibited from
S. 4006--C 100 A. 3006--C
covenanting or making any other agreements with or for the benefit of
bondholders which might in any way affect such right.
§ 32. Paragraph (c) of subdivision 14 of section 1680 of the public
authorities law, as amended by section 35 of part FFF of chapter 56 of
the laws of 2022, is amended to read as follows:
(c) Subject to the provisions of chapter fifty-nine of the laws of two
thousand, (i) the dormitory authority shall not deliver a series of
bonds for city university community college facilities, except to refund
or to be substituted for or in lieu of other bonds in relation to city
university community college facilities pursuant to a resolution of the
dormitory authority adopted before July first, nineteen hundred eighty-
five or any resolution supplemental thereto, if the principal amount of
bonds so to be issued when added to all principal amounts of bonds
previously issued by the dormitory authority for city university commu-
nity college facilities, except to refund or to be substituted in lieu
of other bonds in relation to city university community college facili-
ties will exceed the sum of four hundred twenty-five million dollars and
(ii) the dormitory authority shall not deliver a series of bonds issued
for city university facilities, including community college facilities,
pursuant to a resolution of the dormitory authority adopted on or after
July first, nineteen hundred eighty-five, except to refund or to be
substituted for or in lieu of other bonds in relation to city university
facilities and except for bonds issued pursuant to a resolution supple-
mental to a resolution of the dormitory authority adopted prior to July
first, nineteen hundred eighty-five, if the principal amount of bonds so
to be issued when added to the principal amount of bonds previously
issued pursuant to any such resolution, except bonds issued to refund or
to be substituted for or in lieu of other bonds in relation to city
university facilities, will exceed [ten billion two hundred fifty-four
million six hundred eighty-six thousand dollars $10,254,686,000] ELEVEN
BILLION THREE HUNDRED FOURTEEN MILLION THREE HUNDRED FIFTY-TWO THOUSAND
DOLLARS $11,314,352,000. The legislature reserves the right to amend or
repeal such limit, and the state of New York, the dormitory authority,
the city university, and the fund are prohibited from covenanting or
making any other agreements with or for the benefit of bondholders which
might in any way affect such right.
§ 33. Subdivision 10-a of section 1680 of the public authorities law,
as amended by section 36 of part FFF of chapter 56 of the laws of 2022,
is amended to read as follows:
10-a. Subject to the provisions of chapter fifty-nine of the laws of
two thousand, but notwithstanding any other provision of the law to the
contrary, the maximum amount of bonds and notes to be issued after March
thirty-first, two thousand two, on behalf of the state, in relation to
any locally sponsored community college, shall be [one billion one
hundred twenty-three million one hundred forty thousand dollars
$1,123,140,000] ONE BILLION TWO HUNDRED TWENTY-SEVEN MILLION NINETY-
FIVE THOUSAND DOLLARS $1,227,095,000. Such amount shall be exclusive of
bonds and notes issued to fund any reserve fund or funds, costs of issu-
ance and to refund any outstanding bonds and notes, issued on behalf of
the state, relating to a locally sponsored community college.
§ 34. Subdivision 1 of section 17 of part D of chapter 389 of the laws
of 1997, relating to the financing of the correctional facilities
improvement fund and the youth facility improvement fund, as amended by
section 37 of part FFF of chapter 56 of the laws of 2022, is amended to
read as follows:
S. 4006--C 101 A. 3006--C
1. Subject to the provisions of chapter 59 of the laws of 2000, but
notwithstanding the provisions of section 18 of section 1 of chapter 174
of the laws of 1968, the New York state urban development corporation is
hereby authorized to issue bonds, notes and other obligations in an
aggregate principal amount not to exceed [nine hundred sixty-two million
seven hundred fifteen thousand dollars $962,715,000] ONE BILLION FOUR-
TEEN MILLION SEVEN HUNDRED THIRTY-FIVE THOUSAND DOLLARS $1,014,735,000,
which authorization increases the aggregate principal amount of bonds,
notes and other obligations authorized by section 40 of chapter 309 of
the laws of 1996, and shall include all bonds, notes and other obli-
gations issued pursuant to chapter 211 of the laws of 1990, as amended
or supplemented. The proceeds of such bonds, notes or other obligations
shall be paid to the state, for deposit in the youth facilities improve-
ment fund OR THE CAPITAL PROJECTS FUND, to pay for all or any portion of
the amount or amounts paid by the state from appropriations or reappro-
priations made to the office of children and family services from the
youth facilities improvement fund for capital projects. The aggregate
amount of bonds, notes and other obligations authorized to be issued
pursuant to this section shall exclude bonds, notes or other obligations
issued to refund or otherwise repay bonds, notes or other obligations
theretofore issued, the proceeds of which were paid to the state for all
or a portion of the amounts expended by the state from appropriations or
reappropriations made to the office of children and family services;
provided, however, that upon any such refunding or repayment the total
aggregate principal amount of outstanding bonds, notes or other obli-
gations may be greater than [nine hundred sixty-two million seven
hundred fifteen thousand dollars $962,715,000] ONE BILLION FOURTEEN
MILLION SEVEN HUNDRED THIRTY-FIVE THOUSAND DOLLARS $1,014,735,000, only
if the present value of the aggregate debt service of the refunding or
repayment bonds, notes or other obligations to be issued shall not
exceed the present value of the aggregate debt service of the bonds,
notes or other obligations so to be refunded or repaid. For the purposes
hereof, the present value of the aggregate debt service of the refunding
or repayment bonds, notes or other obligations and of the aggregate debt
service of the bonds, notes or other obligations so refunded or repaid,
shall be calculated by utilizing the effective interest rate of the
refunding or repayment bonds, notes or other obligations, which shall be
that rate arrived at by doubling the semi-annual interest rate
(compounded semi-annually) necessary to discount the debt service
payments on the refunding or repayment bonds, notes or other obligations
from the payment dates thereof to the date of issue of the refunding or
repayment bonds, notes or other obligations and to the price bid includ-
ing estimated accrued interest or proceeds received by the corporation
including estimated accrued interest from the sale thereof.
§ 35. Paragraph b of subdivision 2 of section 9-a of section 1 of
chapter 392 of the laws of 1973, constituting the New York state medical
care facilities finance agency act, as amended by section 38 of part FFF
of chapter 56 of the laws of 2022, is amended to read as follows:
b. The agency shall have power and is hereby authorized from time to
time to issue negotiable bonds and notes in conformity with applicable
provisions of the uniform commercial code in such principal amount as,
in the opinion of the agency, shall be necessary, after taking into
account other moneys which may be available for the purpose, to provide
sufficient funds to the facilities development corporation, or any
successor agency, for the financing or refinancing of or for the design,
construction, acquisition, reconstruction, rehabilitation or improvement
S. 4006--C 102 A. 3006--C
of mental health services facilities pursuant to paragraph a of this
subdivision, the payment of interest on mental health services improve-
ment bonds and mental health services improvement notes issued for such
purposes, the establishment of reserves to secure such bonds and notes,
the cost or premium of bond insurance or the costs of any financial
mechanisms which may be used to reduce the debt service that would be
payable by the agency on its mental health services facilities improve-
ment bonds and notes and all other expenditures of the agency incident
to and necessary or convenient to providing the facilities development
corporation, or any successor agency, with funds for the financing or
refinancing of or for any such design, construction, acquisition, recon-
struction, rehabilitation or improvement and for the refunding of mental
hygiene improvement bonds issued pursuant to section 47-b of the private
housing finance law; provided, however, that the agency shall not issue
mental health services facilities improvement bonds and mental health
services facilities improvement notes in an aggregate principal amount
exceeding [ten billion nine hundred forty-two million eight hundred
thirty-three thousand dollars $10,942,833,000] TWELVE BILLION FOUR
HUNDRED EIGHTEEN MILLION THREE HUNDRED THIRTY-SEVEN THOUSAND DOLLARS
$12,418,337,000, excluding mental health services facilities improvement
bonds and mental health services facilities improvement notes issued to
refund outstanding mental health services facilities improvement bonds
and mental health services facilities improvement notes; provided,
however, that upon any such refunding or repayment of mental health
services facilities improvement bonds and/or mental health services
facilities improvement notes the total aggregate principal amount of
outstanding mental health services facilities improvement bonds and
mental health facilities improvement notes may be greater than [ten
billion nine hundred forty-two million eight hundred thirty-three thou-
sand dollars $10,942,833,000] TWELVE BILLION FOUR HUNDRED EIGHTEEN
MILLION THREE HUNDRED THIRTY-SEVEN THOUSAND DOLLARS $12,418,337,000,
only if, except as hereinafter provided with respect to mental health
services facilities bonds and mental health services facilities notes
issued to refund mental hygiene improvement bonds authorized to be
issued pursuant to the provisions of section 47-b of the private housing
finance law, the present value of the aggregate debt service of the
refunding or repayment bonds to be issued shall not exceed the present
value of the aggregate debt service of the bonds to be refunded or
repaid. For purposes hereof, the present values of the aggregate debt
service of the refunding or repayment bonds, notes or other obligations
and of the aggregate debt service of the bonds, notes or other obli-
gations so refunded or repaid, shall be calculated by utilizing the
effective interest rate of the refunding or repayment bonds, notes or
other obligations, which shall be that rate arrived at by doubling the
semi-annual interest rate (compounded semi-annually) necessary to
discount the debt service payments on the refunding or repayment bonds,
notes or other obligations from the payment dates thereof to the date of
issue of the refunding or repayment bonds, notes or other obligations
and to the price bid including estimated accrued interest or proceeds
received by the authority including estimated accrued interest from the
sale thereof. Such bonds, other than bonds issued to refund outstanding
bonds, shall be scheduled to mature over a term not to exceed the aver-
age useful life, as certified by the facilities development corporation,
of the projects for which the bonds are issued, and in any case shall
not exceed thirty years and the maximum maturity of notes or any
renewals thereof shall not exceed five years from the date of the
S. 4006--C 103 A. 3006--C
original issue of such notes. Notwithstanding the provisions of this
section, the agency shall have the power and is hereby authorized to
issue mental health services facilities improvement bonds and/or mental
health services facilities improvement notes to refund outstanding
mental hygiene improvement bonds authorized to be issued pursuant to the
provisions of section 47-b of the private housing finance law and the
amount of bonds issued or outstanding for such purposes shall not be
included for purposes of determining the amount of bonds issued pursuant
to this section. The director of the budget shall allocate the aggregate
principal authorized to be issued by the agency among the office of
mental health, office for people with developmental disabilities, and
the office of addiction services and supports, in consultation with
their respective commissioners to finance bondable appropriations previ-
ously approved by the legislature.
§ 36. Subdivision (a) of section 28 of part Y of chapter 61 of the
laws of 2005, relating to providing for the administration of certain
funds and accounts related to the 2005-2006 budget, as amended by
section 39 of part FFF of chapter 56 of the laws of 2022, is amended to
read as follows:
(a) Subject to the provisions of chapter 59 of the laws of 2000, but
notwithstanding any provisions of law to the contrary, one or more
authorized issuers as defined by section 68-a of the state finance law
are hereby authorized to issue bonds or notes in one or more series in
an aggregate principal amount not to exceed [one hundred ninety-seven
million dollars $197,000,000] TWO HUNDRED FORTY-SEVEN MILLION DOLLARS
$247,000,000, excluding bonds issued to finance one or more debt service
reserve funds, to pay costs of issuance of such bonds, and bonds or
notes issued to refund or otherwise repay such bonds or notes previously
issued, for the purpose of financing capital projects for public
protection facilities in the Division of Military and Naval Affairs,
debt service and leases; and to reimburse the state general fund for
disbursements made therefor. Such bonds and notes of such authorized
issuer shall not be a debt of the state, and the state shall not be
liable thereon, nor shall they be payable out of any funds other than
those appropriated by the state to such authorized issuer for debt
service and related expenses pursuant to any service contract executed
pursuant to subdivision (b) of this section and such bonds and notes
shall contain on the face thereof a statement to such effect. Except for
purposes of complying with the internal revenue code, any interest
income earned on bond proceeds shall only be used to pay debt service on
such bonds.
§ 37. Section 53 of section 1 of chapter 174 of the laws of 1968,
constituting the New York state urban development corporation act, as
amended by section 40 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
§ 53. 1. Notwithstanding the provisions of any other law to the
contrary, the dormitory authority and the urban development corporation
are hereby authorized to issue bonds or notes in one or more series for
the purpose of funding project costs for the acquisition of equipment,
including but not limited to the creation or modernization of informa-
tion technology systems and related research and development equipment,
health and safety equipment, heavy equipment and machinery, the creation
or improvement of security systems, and laboratory equipment and other
state costs associated with such capital projects. The aggregate princi-
pal amount of bonds authorized to be issued pursuant to this section
shall not exceed [three hundred ninety-three million dollars
S. 4006--C 104 A. 3006--C
$393,000,000] FOUR HUNDRED NINETY-THREE MILLION DOLLARS $493,000,000,
excluding bonds issued to fund one or more debt service reserve funds,
to pay costs of issuance of such bonds, and bonds or notes issued to
refund or otherwise repay such bonds or notes previously issued. Such
bonds and notes of the dormitory authority and the urban development
corporation shall not be a debt of the state, and the state shall not be
liable thereon, nor shall they be payable out of any funds other than
those appropriated by the state to the dormitory authority and the urban
development corporation for principal, interest, and related expenses
pursuant to a service contract and such bonds and notes shall contain on
the face thereof a statement to such effect. Except for purposes of
complying with the internal revenue code, any interest income earned on
bond proceeds shall only be used to pay debt service on such bonds.
2. Notwithstanding any other provision of law to the contrary, in
order to assist the dormitory authority and the urban development corpo-
ration in undertaking the financing for project costs for the acquisi-
tion of equipment, including but not limited to the creation or modern-
ization of information technology systems and related research and
development equipment, health and safety equipment, heavy equipment and
machinery, the creation or improvement of security systems, and labora-
tory equipment and other state costs associated with such capital
projects, the director of the budget is hereby authorized to enter into
one or more service contracts with the dormitory authority and the urban
development corporation, none of which shall exceed thirty years in
duration, upon such terms and conditions as the director of the budget
and the dormitory authority and the urban development corporation agree,
so as to annually provide to the dormitory authority and the urban
development corporation, in the aggregate, a sum not to exceed the prin-
cipal, interest, and related expenses required for such bonds and notes.
Any service contract entered into pursuant to this section shall provide
that the obligation of the state to pay the amount therein provided
shall not constitute a debt of the state within the meaning of any
constitutional or statutory provision and shall be deemed executory only
to the extent of monies available and that no liability shall be
incurred by the state beyond the monies available for such purpose,
subject to annual appropriation by the legislature. Any such contract or
any payments made or to be made thereunder may be assigned and pledged
by the dormitory authority and the urban development corporation as
security for its bonds and notes, as authorized by this section.
§ 38. Subdivision (b) of section 11 of chapter 329 of the laws of
1991, amending the state finance law and other laws relating to the
establishment of the dedicated highway and bridge trust fund, as amended
by section 41 of part FFF of chapter 56 of the laws of 2022, is amended
to read as follows:
(b) Any service contract or contracts for projects authorized pursuant
to sections 10-c, 10-f, 10-g and 80-b of the highway law and section
14-k of the transportation law, and entered into pursuant to subdivision
(a) of this section, shall provide for state commitments to provide
annually to the thruway authority a sum or sums, upon such terms and
conditions as shall be deemed appropriate by the director of the budget,
to fund, or fund the debt service requirements of any bonds or any obli-
gations of the thruway authority issued to fund or to reimburse the
state for funding such projects having a cost not in excess of [thirteen
billion fifty-three million eight hundred eighty-one thousand dollars
$13,053,881,000] THIRTEEN BILLION NINE HUNDRED FORTY-NINE MILLION TWO
HUNDRED THIRTY-FOUR THOUSAND DOLLARS $13,949,234,000 cumulatively by the
S. 4006--C 105 A. 3006--C
end of fiscal year [2022-23] 2023-24. For purposes of this subdivision,
such projects shall be deemed to include capital grants to cities, towns
and villages for the reimbursement of eligible capital costs of local
highway and bridge projects within such municipality, where allocations
to cities, towns and villages are based on the total number of New York
or United States or interstate signed touring route miles for which such
municipality has capital maintenance responsibility, and where such
eligible capital costs include the costs of construction and repair of
highways, bridges, highway-railroad crossings, and other transportation
facilities for projects with a service life of ten years or more.
§ 39. Subdivision 1 of section 1689-i of the public authorities law,
as amended by section 42 of part FFF of chapter 56 of the laws of 2022,
is amended to read as follows:
1. The dormitory authority is authorized to issue bonds, at the
request of the commissioner of education, to finance eligible library
construction projects pursuant to section two hundred seventy-three-a of
the education law, in amounts certified by such commissioner not to
exceed a total principal amount of [three hundred thirty-three million
dollars $333,000,000] THREE HUNDRED SIXTY-SEVEN MILLION DOLLARS
$367,000,000.
§ 40. Section 44 of section 1 of chapter 174 of the laws of 1968,
constituting the New York state urban development corporation act, as
amended by section 43 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
§ 44. Issuance of certain bonds or notes. 1. Notwithstanding the
provisions of any other law to the contrary, the dormitory authority and
the corporation are hereby authorized to issue bonds or notes in one or
more series for the purpose of funding project costs for the regional
economic development council initiative, the economic transformation
program, state university of New York college for nanoscale and science
engineering, projects within the city of Buffalo or surrounding envi-
rons, the New York works economic development fund, projects for the
retention of professional football in western New York, the empire state
economic development fund, the clarkson-trudeau partnership, the New
York genome center, the cornell university college of veterinary medi-
cine, the olympic regional development authority, projects at nano
Utica, onondaga county revitalization projects, Binghamton university
school of pharmacy, New York power electronics manufacturing consortium,
regional infrastructure projects, high tech innovation and economic
development infrastructure program, high technology manufacturing
projects in Chautauqua and Erie county, an industrial scale research and
development facility in Clinton county, upstate revitalization initi-
ative projects, downstate revitalization initiative, market New York
projects, fairground buildings, equipment or facilities used to house
and promote agriculture, the state fair, the empire state trail, the
moynihan station development project, the Kingsbridge armory project,
strategic economic development projects, the cultural, arts and public
spaces fund, water infrastructure in the city of Auburn and town of
Owasco, a life sciences laboratory public health initiative, not-for-
profit pounds, shelters and humane societies, arts and cultural facili-
ties improvement program, restore New York's communities initiative,
heavy equipment, economic development and infrastructure projects,
Roosevelt Island operating corporation capital projects, Lake Ontario
regional projects, Pennsylvania station and other transit projects,
athletic facilities for professional football in Orchard Park, New York
and other state costs associated with such projects. The aggregate prin-
S. 4006--C 106 A. 3006--C
cipal amount of bonds authorized to be issued pursuant to this section
shall not exceed [fourteen billion nine hundred sixty-eight million four
hundred two thousand dollars $14,968,402,000] SEVENTEEN BILLION SIX
HUNDRED FIFTY-FIVE MILLION SIX HUNDRED TWO THOUSAND DOLLARS
$17,655,602,000, excluding bonds issued to fund one or more debt service
reserve funds, to pay costs of issuance of such bonds, and bonds or
notes issued to refund or otherwise repay such bonds or notes previously
issued. Such bonds and notes of the dormitory authority and the corpo-
ration shall not be a debt of the state, and the state shall not be
liable thereon, nor shall they be payable out of any funds other than
those appropriated by the state to the dormitory authority and the
corporation for principal, interest, and related expenses pursuant to a
service contract and such bonds and notes shall contain on the face
thereof a statement to such effect. Except for purposes of complying
with the internal revenue code, any interest income earned on bond
proceeds shall only be used to pay debt service on such bonds.
2. Notwithstanding any other provision of law to the contrary, in
order to assist the dormitory authority and the corporation in undertak-
ing the financing for project costs for the regional economic develop-
ment council initiative, the economic transformation program, state
university of New York college for nanoscale and science engineering,
projects within the city of Buffalo or surrounding environs, the New
York works economic development fund, projects for the retention of
professional football in western New York, the empire state economic
development fund, the clarkson-trudeau partnership, the New York genome
center, the cornell university college of veterinary medicine, the olym-
pic regional development authority, projects at nano Utica, onondaga
county revitalization projects, Binghamton university school of pharma-
cy, New York power electronics manufacturing consortium, regional
infrastructure projects, New York State Capital Assistance Program for
Transportation, infrastructure, and economic development, high tech
innovation and economic development infrastructure program, high tech-
nology manufacturing projects in Chautauqua and Erie county, an indus-
trial scale research and development facility in Clinton county, upstate
revitalization initiative projects, downstate revitalization initiative,
market New York projects, fairground buildings, equipment or facilities
used to house and promote agriculture, the state fair, the empire state
trail, the moynihan station development project, the Kingsbridge armory
project, strategic economic development projects, the cultural, arts and
public spaces fund, water infrastructure in the city of Auburn and town
of Owasco, a life sciences laboratory public health initiative, not-for-
profit pounds, shelters and humane societies, arts and cultural facili-
ties improvement program, restore New York's communities initiative,
heavy equipment, economic development and infrastructure projects,
Roosevelt Island operating corporation capital projects, Lake Ontario
regional projects, Pennsylvania station and other transit projects,
athletic facilities for professional football in Orchard Park, New York
and other state costs associated with such projects the director of the
budget is hereby authorized to enter into one or more service contracts
with the dormitory authority and the corporation, none of which shall
exceed thirty years in duration, upon such terms and conditions as the
director of the budget and the dormitory authority and the corporation
agree, so as to annually provide to the dormitory authority and the
corporation, in the aggregate, a sum not to exceed the principal, inter-
est, and related expenses required for such bonds and notes. Any service
contract entered into pursuant to this section shall provide that the
S. 4006--C 107 A. 3006--C
obligation of the state to pay the amount therein provided shall not
constitute a debt of the state within the meaning of any constitutional
or statutory provision and shall be deemed executory only to the extent
of monies available and that no liability shall be incurred by the state
beyond the monies available for such purpose, subject to annual appro-
priation by the legislature. Any such contract or any payments made or
to be made thereunder may be assigned and pledged by the dormitory
authority and the corporation as security for its bonds and notes, as
authorized by this section.
§ 41. Subdivision 1 of section 386-b of the public authorities law, as
amended by section 44 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
1. Notwithstanding any other provision of law to the contrary, the
authority, the dormitory authority and the urban development corporation
are hereby authorized to issue bonds or notes in one or more series for
the purpose of financing peace bridge projects and capital costs of
state and local highways, parkways, bridges, the New York state thruway,
Indian reservation roads, and facilities, and transportation infrastruc-
ture projects including aviation projects, non-MTA mass transit
projects, and rail service preservation projects, including work appur-
tenant and ancillary thereto. The aggregate principal amount of bonds
authorized to be issued pursuant to this section shall not exceed [ten
billion one hundred forty-seven million eight hundred sixty-three thou-
sand dollars $10,147,863,000] TWELVE BILLION THREE HUNDRED EIGHT MILLION
THREE HUNDRED ELEVEN THOUSAND DOLLARS $12,308,311,000, excluding bonds
issued to fund one or more debt service reserve funds, to pay costs of
issuance of such bonds, and to refund or otherwise repay such bonds or
notes previously issued. Such bonds and notes of the authority, the
dormitory authority and the urban development corporation shall not be a
debt of the state, and the state shall not be liable thereon, nor shall
they be payable out of any funds other than those appropriated by the
state to the authority, the dormitory authority and the urban develop-
ment corporation for principal, interest, and related expenses pursuant
to a service contract and such bonds and notes shall contain on the face
thereof a statement to such effect. Except for purposes of complying
with the internal revenue code, any interest income earned on bond
proceeds shall only be used to pay debt service on such bonds.
§ 42. Paragraph (a) of subdivision 2 of section 47-e of the private
housing finance law, as amended by section 45 of part FFF of chapter 56
of the laws of 2022, is amended to read as follows:
(a) Subject to the provisions of chapter fifty-nine of the laws of two
thousand, in order to enhance and encourage the promotion of housing
programs and thereby achieve the stated purposes and objectives of such
housing programs, the agency shall have the power and is hereby author-
ized from time to time to issue negotiable housing program bonds and
notes in such principal amount as shall be necessary to provide suffi-
cient funds for the repayment of amounts disbursed (and not previously
reimbursed) pursuant to law or any prior year making capital appropri-
ations or reappropriations for the purposes of the housing program;
provided, however, that the agency may issue such bonds and notes in an
aggregate principal amount not exceeding [thirteen billion eighty-two
million eight hundred ninety-one thousand dollars $13,082,891,000] THIR-
TEEN BILLION SIX HUNDRED THIRTY-FIVE MILLION FOUR HUNDRED TWENTY-FIVE
THOUSAND DOLLARS $13,635,425,000, plus a principal amount of bonds
issued to fund the debt service reserve fund in accordance with the debt
service reserve fund requirement established by the agency and to fund
S. 4006--C 108 A. 3006--C
any other reserves that the agency reasonably deems necessary for the
security or marketability of such bonds and to provide for the payment
of fees and other charges and expenses, including underwriters'
discount, trustee and rating agency fees, bond insurance, credit
enhancement and liquidity enhancement related to the issuance of such
bonds and notes. No reserve fund securing the housing program bonds
shall be entitled or eligible to receive state funds apportioned or
appropriated to maintain or restore such reserve fund at or to a partic-
ular level, except to the extent of any deficiency resulting directly or
indirectly from a failure of the state to appropriate or pay the agreed
amount under any of the contracts provided for in subdivision four of
this section.
§ 43. Subdivision 1 of section 50 of section 1 of chapter 174 of the
laws of 1968, constituting the New York state urban development corpo-
ration act, as amended by section 46 of part FFF of chapter 56 of the
laws of 2022, is amended to read as follows:
1. Notwithstanding the provisions of any other law to the contrary,
the dormitory authority and the urban development corporation are hereby
authorized to issue bonds or notes in one or more series for the purpose
of funding project costs undertaken by or on behalf of the state educa-
tion department, special act school districts, state-supported schools
for the blind and deaf, approved private special education schools,
non-public schools, community centers, day care facilities, residential
camps, day camps, Native American Indian Nation schools, and other state
costs associated with such capital projects. The aggregate principal
amount of bonds authorized to be issued pursuant to this section shall
not exceed [three hundred one million seven hundred thousand dollars
$301,700,000] THREE HUNDRED TWENTY-ONE MILLION SEVEN HUNDRED NINETY-NINE
THOUSAND DOLLARS $321,799,000, excluding bonds issued to fund one or
more debt service reserve funds, to pay costs of issuance of such bonds,
and bonds or notes issued to refund or otherwise repay such bonds or
notes previously issued. Such bonds and notes of the dormitory authority
and the urban development corporation shall not be a debt of the state,
and the state shall not be liable thereon, nor shall they be payable out
of any funds other than those appropriated by the state to the dormitory
authority and the urban development corporation for principal, interest,
and related expenses pursuant to a service contract and such bonds and
notes shall contain on the face thereof a statement to such effect.
Except for purposes of complying with the internal revenue code, any
interest income earned on bond proceeds shall only be used to pay debt
service on such bonds.
§ 44. Subdivision 1 of section 47 of section 1 of chapter 174 of the
laws of 1968, constituting the New York state urban development corpo-
ration act, as amended by section 47 of part FFF of chapter 56 of the
laws of 2022, is amended to read as follows:
1. Notwithstanding the provisions of any other law to the contrary,
the dormitory authority and the corporation are hereby authorized to
issue bonds or notes in one or more series for the purpose of funding
project costs for the office of information technology services, depart-
ment of law, and other state costs associated with such capital
projects. The aggregate principal amount of bonds authorized to be
issued pursuant to this section shall not exceed [one billion one
hundred fifty-two million five hundred sixty-six thousand dollars
$1,152,566,000] ONE BILLION THREE HUNDRED FIFTY-THREE MILLION EIGHT
HUNDRED FIFTY-TWO THOUSAND DOLLARS $1,353,852,000, excluding bonds
issued to fund one or more debt service reserve funds, to pay costs of
S. 4006--C 109 A. 3006--C
issuance of such bonds, and bonds or notes issued to refund or otherwise
repay such bonds or notes previously issued. Such bonds and notes of the
dormitory authority and the corporation shall not be a debt of the
state, and the state shall not be liable thereon, nor shall they be
payable out of any funds other than those appropriated by the state to
the dormitory authority and the corporation for principal, interest, and
related expenses pursuant to a service contract and such bonds and notes
shall contain on the face thereof a statement to such effect. Except for
purposes of complying with the internal revenue code, any interest
income earned on bond proceeds shall only be used to pay debt service on
such bonds.
§ 45. Paragraph (b) of subdivision 1 of section 385 of the public
authorities law, as amended by section 48 of part FFF of chapter 56 of
the laws of 2022, is amended to read as follows:
(b) The authority is hereby authorized, as additional corporate
purposes thereof solely upon the request of the director of the budget:
(i) to issue special emergency highway and bridge trust fund bonds and
notes for a term not to exceed thirty years and to incur obligations
secured by the moneys appropriated from the dedicated highway and bridge
trust fund established in section eighty-nine-b of the state finance
law; (ii) to make available the proceeds in accordance with instructions
provided by the director of the budget from the sale of such special
emergency highway and bridge trust fund bonds, notes or other obli-
gations, net of all costs to the authority in connection therewith, for
the purposes of financing all or a portion of the costs of activities
for which moneys in the dedicated highway and bridge trust fund estab-
lished in section eighty-nine-b of the state finance law are authorized
to be utilized or for the financing of disbursements made by the state
for the activities authorized pursuant to section eighty-nine-b of the
state finance law; and (iii) to enter into agreements with the commis-
sioner of transportation pursuant to section ten-e of the highway law
with respect to financing for any activities authorized pursuant to
section eighty-nine-b of the state finance law, or agreements with the
commissioner of transportation pursuant to sections ten-f and ten-g of
the highway law in connection with activities on state highways pursuant
to these sections, and (iv) to enter into service contracts, contracts,
agreements, deeds and leases with the director of the budget or the
commissioner of transportation and project sponsors and others to
provide for the financing by the authority of activities authorized
pursuant to section eighty-nine-b of the state finance law, and each of
the director of the budget and the commissioner of transportation are
hereby authorized to enter into service contracts, contracts, agree-
ments, deeds and leases with the authority, project sponsors or others
to provide for such financing. The authority shall not issue any bonds
or notes in an amount in excess of [nineteen billion seven hundred
seventy-six million nine hundred twenty thousand dollars
$19,776,920,000] TWENTY BILLION SIX HUNDRED FORTY-EIGHT MILLION FIVE
HUNDRED SEVEN THOUSAND DOLLARS $20,648,507,000, plus a principal amount
of bonds or notes: (A) to fund capital reserve funds; (B) to provide
capitalized interest; and, (C) to fund other costs of issuance. In
computing for the purposes of this subdivision, the aggregate amount of
indebtedness evidenced by bonds and notes of the authority issued pursu-
ant to this section, as amended by a chapter of the laws of nineteen
hundred ninety-six, there shall be excluded the amount of bonds or notes
issued that would constitute interest under the United States Internal
S. 4006--C 110 A. 3006--C
Revenue Code of 1986, as amended, and the amount of indebtedness issued
to refund or otherwise repay bonds or notes.
§ 46. Subdivision 1 of section 1680-r of the public authorities law,
as amended by section 50 of part FFF of chapter 56 of the laws of 2022,
is amended to read as follows:
1. Notwithstanding the provisions of any other law to the contrary,
the dormitory authority and the urban development corporation are hereby
authorized to issue bonds or notes in one or more series for the purpose
of funding project costs for the capital restructuring financing program
for health care and related facilities licensed pursuant to the public
health law or the mental hygiene law and other state costs associated
with such capital projects, the health care facility transformation
programs, the essential health care provider program, and other health
care capital project costs. The aggregate principal amount of bonds
authorized to be issued pursuant to this section shall not exceed [four
billion six hundred fifty-three million dollars $4,653,000,000] FIVE
BILLION ONE HUNDRED FIFTY-THREE MILLION DOLLARS $5,153,000,000, exclud-
ing bonds issued to fund one or more debt service reserve funds, to pay
costs of issuance of such bonds, and bonds or notes issued to refund or
otherwise repay such bonds or notes previously issued. Such bonds and
notes of the dormitory authority and the urban development corporation
shall not be a debt of the state, and the state shall not be liable
thereon, nor shall they be payable out of any funds other than those
appropriated by the state to the dormitory authority and the urban
development corporation for principal, interest, and related expenses
pursuant to a service contract and such bonds and notes shall contain on
the face thereof a statement to such effect. Except for purposes of
complying with the internal revenue code, any interest income earned on
bond proceeds shall only be used to pay debt service on such bonds.
§ 47. Subdivision 1 of section 1680-k of the public authorities law,
as amended by section 51 of part FFF of chapter 56 of the laws of 2022,
is amended to read as follows:
1. Subject to the provisions of chapter fifty-nine of the laws of two
thousand, but notwithstanding any provisions of law to the contrary, the
dormitory authority is hereby authorized to issue bonds or notes in one
or more series in an aggregate principal amount not to exceed [forty
million eight hundred thirty thousand dollars ($40,830,000)] FORTY
MILLION NINE HUNDRED FORTY-FIVE THOUSAND DOLLARS $40,945,000, excluding
bonds issued to finance one or more debt service reserve funds, to pay
costs of issuance of such bonds, and bonds or notes issued to refund or
otherwise repay such bonds or notes previously issued, for the purpose
of financing the construction of the New York state agriculture and
markets food laboratory. Eligible project costs may include, but not be
limited to the cost of design, financing, site investigations, site
acquisition and preparation, demolition, construction, rehabilitation,
acquisition of machinery and equipment, and infrastructure improvements.
Such bonds and notes of such authorized issuers shall not be a debt of
the state, and the state shall not be liable thereon, nor shall they be
payable out of any funds other than those appropriated by the state to
such authorized issuers for debt service and related expenses pursuant
to any service contract executed pursuant to subdivision two of this
section and such bonds and notes shall contain on the face thereof a
statement to such effect. Except for purposes of complying with the
internal revenue code, any interest income earned on bond proceeds shall
only be used to pay debt service on such bonds.
S. 4006--C 111 A. 3006--C
§ 48. Paragraph (b) of subdivision 3 and clause (B) of subparagraph
(iii) of paragraph (j) of subdivision 4 of section 1 of part D of chap-
ter 63 of the laws of 2005, relating to the composition and responsibil-
ities of the New York state higher education capital matching grant
board, as amended by section 52 of part FFF of chapter 56 of the laws of
2022, are amended to read as follows:
(b) Within amounts appropriated therefor, the board is hereby author-
ized and directed to award matching capital grants totaling [three
hundred forty-five million dollars $345,000,000] THREE HUNDRED EIGHTY-
FIVE MILLION DOLLARS, $385,000,000. Each college shall be eligible for a
grant award amount as determined by the calculations pursuant to subdi-
vision five of this section. In addition, such colleges shall be eligi-
ble to compete for additional funds pursuant to paragraph (h) of subdi-
vision four of this section.
(B) The dormitory authority shall not issue any bonds or notes in an
amount in excess of [three hundred forty-five million dollars
$345,000,000] THREE HUNDRED EIGHTY-FIVE MILLION DOLLARS, $385,000,000
for the purposes of this section; excluding bonds or notes issued to
fund one or more debt service reserve funds, to pay costs of issuance of
such bonds, and bonds or notes issued to refund or otherwise repay such
bonds or notes previously issued. Except for purposes of complying with
the internal revenue code, any interest on bond proceeds shall only be
used to pay debt service on such bonds.
§ 49. Paragraph (b) of subdivision 1 of section 54-b of section 1 of
chapter 174 of the laws of 1968, constituting the New York state urban
development corporation act, as added by section 54 of part FFF of chap-
ter 56 of the laws of 2022, is amended to read as follows:
(b) Notwithstanding any other provision of law to the contrary,
including, specifically, the provisions of chapter 59 of the laws of
2000 and section sixty-seven-b of the state finance law, the dormitory
authority of the state of New York and the corporation are hereby
authorized to issue personal income tax revenue anticipation notes with
a maturity no later than March 31, [2023] 2024, in one or more series in
an aggregate principal amount for each fiscal year not to exceed three
billion dollars, and to pay costs of issuance of such notes, for the
purpose of temporarily financing budgetary needs of the state. Such
purpose shall constitute an authorized purpose under subdivision two of
section sixty-eight-a of the state finance law for all purposes of arti-
cle five-C of the state finance law with respect to the notes authorized
by this paragraph. Such notes shall not be renewed, extended or
refunded. For so long as any notes authorized by this paragraph shall be
outstanding, the restrictions, limitations and requirements contained in
article five-B of the state finance law shall not apply.
§ 50. Paragraph (c) of subdivision 1 of section 55-b of section 1 of
chapter 174 of the laws of 1968, constituting the New York state urban
development corporation act, as added by section 55 of part FFF of chap-
ter 56 of the laws of 2022, is amended to read as follows:
(c) Notwithstanding any other provision of law to the contrary,
including, specifically, the provisions of chapter 59 of the laws of
2000 and section 67-b of the state finance law, the dormitory authority
of the state of New York and the urban development corporation are
authorized until March 31, [2023] 2024 to: (i) enter into one or more
line of credit facilities not in excess of [two] ONE billion dollars in
aggregate principal amount; (ii) draw, at one or more times at the
direction of the director of the budget, upon such line of credit facil-
ities and provide to the state the amounts so drawn for the purpose of
S. 4006--C 112 A. 3006--C
assisting the state to temporarily finance its budgetary needs;
provided, however, that the total principal amounts of such draws for
each fiscal year shall not exceed [two] ONE billion dollars; and (iii)
secure repayment of all draws under such line of credit facilities and
the payment of related expenses and fees, which repayment and payment
obligations shall not constitute a debt of the state within the meaning
of any constitutional or statutory provision and shall be deemed execu-
tory only to the extent moneys are available and that no liability shall
be incurred by the state beyond the moneys available for such purpose,
and that such payment obligation is subject to annual appropriation by
the legislature. Any line of credit facility agreements entered into by
the dormitory authority of the state of New York and/or the urban devel-
opment corporation with financial institutions pursuant to this section
may contain such provisions that the dormitory authority of the state of
New York and/or the urban development corporation deem necessary or
desirable for the establishment of such credit facilities. The maximum
term of any line of credit facility shall be one year from the date of
incurrence; provided however that no draw on any such line of credit
facility shall occur after March 31, [2023] 2024, and provided further
that any such line of credit facility whose term extends beyond March
31, [2023] 2024 shall be supported by sufficient appropriation authority
enacted by the legislature that provides for the repayment of all
amounts drawn and remaining unpaid as of March 31, [2023] 2024, as well
as the payment of related expenses and fees incurred and to become due
and payable by the dormitory authority of the state of New York and/or
the urban development corporation.
§ 51. Subdivisions 2 and 3 of section 58 of section 1 of chapter 174
of the laws of 1968, constituting the New York state urban development
corporation act, as added by section 56 of part FFF of chapter 56 of the
laws of 2022, are amended and a new subdivision 5 is added to read as
follows:
2. Definitions. When used in this section:
(A) "Commission" shall mean the gateway development commission, a
bi-state commission and a body corporate and politic established by the
state of New Jersey and the state of New York, acting in the public
interest and exercising essential governmental functions in accordance
with the Gateway development commission act, and any successor thereto.
(B) "Federal transportation loan" shall mean one or more loans made to
the commission to finance the Hudson tunnel project under or pursuant to
any U.S. Department of Transportation program or act, including but not
limited to the Railroad Rehabilitation & Improvement Financing Program
or the Transportation Infrastructure Finance and Innovation Act, which
loan or loans are related to the state capital commitment.
(C) "Gateway development commission act" shall mean chapter 108 of the
laws of New York, 2019, as amended.
(D) "Gateway project" shall mean the Hudson tunnel project.
(E) "Hudson tunnel project" shall mean the project consisting of
construction of a tunnel connecting the states of New York and New
Jersey and the completion of certain ancillary facilities including
construction of concrete casing at Hudson Yards in Manhattan, New York
and the rehabilitation of the existing North River Tunnels.
(F) "State capital commitment" shall mean (I) an aggregate principal
amount not to exceed [$2,350,000,000] $2,850,000,000, plus (II) any
interest costs, including capitalized interest, and (III) related
expenses and fees, ALL OF WHICH SHALL BE payable by the state of New
York to, OR AT THE DIRECTION OF, the commission under one or more
S. 4006--C 113 A. 3006--C
service contracts or other agreements pursuant to this section, as well
as any expenses of the state incurred in connection therewith.
(G) "Related expenses and fees" shall mean commitment fees, SERVICING
AND MONITORING COSTS, CREDIT RISK PREMIUM PAYMENTS AND SIMILAR CHARGES,
ADMINISTRATIVE FEES and other ancillary costs, expenses and fees
incurred, and to become due and payable, by the commission in connection
with the Federal transportation loan, OR BY THE STATE IN CONNECTION WITH
ANY SERVICE CONTRACT.
3. Notwithstanding any other provision of law to the contrary, in
order to provide for the payment for the state capital commitment, the
director of the budget is hereby authorized to enter into one or more
service contracts or other agreements with the commission, none of which
shall exceed the maximum duration of the Federal transportation loan,
upon such terms and conditions as the director of the budget and commis-
sion agree, so as to provide to OR AT THE DIRECTION OF the commission,
for each state fiscal year, a sum not to exceed the amount required [for
the payment of the state capital commitment] TO BE PAID AS PRINCIPAL AND
INTEREST UNDER THE FEDERAL TRANSPORTATION LOAN FOR SUCH FISCAL YEAR,
PLUS RELATED EXPENSES AND FEES for such fiscal year. Any such service
contract or other agreement shall provide that the obligation of the
state to pay the amount therein provided shall not constitute a debt of
the state within the meaning of any constitutional or statutory
provision and shall be deemed executory only to the extent of monies
available, that no liability shall be incurred by the state beyond the
monies available for such purpose, and that such obligation is subject
to annual appropriation by the legislature. Any such service contract or
other agreement and any payments made or to be made thereunder may be
assigned and pledged by the commission as security for the repayment by
the commission of the Federal transportation loan.
5. ON OR BEFORE THE BEGINNING OF EACH QUARTER, THE DIRECTOR OF THE
BUDGET SHALL CERTIFY TO THE STATE COMPTROLLER THE ESTIMATED AMOUNT OF
MONIES THAT SHALL BE RESERVED IN THE GENERAL DEBT SERVICE FUND FOR
PAYMENT PURSUANT TO ANY SERVICE CONTRACT AUTHORIZED BY SUBDIVISION 3 OF
THIS SECTION PAYABLE BY SUCH FUND DURING EACH MONTH OF THE STATE FISCAL
YEAR. SUCH CERTIFICATE MAY BE PERIODICALLY UPDATED, AS NECESSARY.
NOTWITHSTANDING ANY PROVISION OF LAW TO THE CONTRARY, THE STATE COMP-
TROLLER SHALL RESERVE IN THE GENERAL DEBT SERVICE FUND THE AMOUNT OF
MONIES IDENTIFIED ON SUCH CERTIFICATE AS NECESSARY FOR PAYMENT PURSUANT
TO ANY SERVICE CONTRACT AUTHORIZED BY SUBDIVISION 3 OF THIS SECTION
DURING THE CURRENT OR NEXT SUCCEEDING QUARTER OF THE STATE FISCAL YEAR.
SUCH MONIES SO RESERVED SHALL NOT BE AVAILABLE FOR ANY OTHER PURPOSE.
SUCH CERTIFICATE SHALL BE REPORTED TO THE CHAIRPERSONS OF THE SENATE
FINANCE COMMITTEE AND THE ASSEMBLY WAYS AND MEANS COMMITTEE.
§ 52. Notwithstanding any law to the contrary, the comptroller is
hereby authorized and directed to transfer, upon request of the director
of the budget, on or before March 31, 2024 the following amounts from
the following special revenue accounts or enterprise funds to the gener-
al fund, for the purposes of offsetting principal and interest costs,
incurred by the state pursuant to section fifty-four of this act,
provided that the annual amount of the transfer shall be no more than
the principal and interest that would have otherwise been due to the
power authority of the state of New York, from any state agency, in a
given state fiscal year. Amounts pertaining to special revenue accounts
assigned to the state university of New York shall be considered inter-
changeable between the designated special revenue accounts as to meet
the requirements of this section and section fifty-four of this act:
S. 4006--C 114 A. 3006--C
1. $15,000,000 from the miscellaneous special revenue fund, state
university general income reimbursable account (22653).
2. $5,000,000 from the miscellaneous special revenue fund, state
university dormitory income reimbursable account (21937).
3. $5,000,000 from the enterprise fund, city university senior college
operating fund (60851).
§ 53. Section 59 of section 1 of chapter 174 of the laws of 1968,
constituting the New York state urban development corporation act, as
added by section 59 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
§ 59. The dormitory authority of the state of New York, the New York
state urban development corporation, and the New York state thruway
authority are hereby authorized to issue bonds in one or more series
under either article 5-C or article 5-F of the state finance law for the
purpose of refunding obligations of the power authority of the state of
New York to fund energy efficiency projects at state agencies including,
but not limited to, the state university of New York, city university of
New York, the New York state office of general services, New York state
office of mental health, state education department, and New York state
department of agriculture and markets. The aggregate principal amount
of bonds authorized to be issued pursuant to this section shall not
exceed [two hundred million dollars ($200,000,000)] FOUR HUNDRED SEVEN-
TY-FIVE MILLION DOLLARS ($475,000,000), excluding bonds issued to pay
costs of issuance of such bonds and to refund or otherwise repay such
bonds. Such bonds issued by the dormitory authority of the state of New
York, the New York state urban development corporation, and New York
state thruway authority shall not be a debt of the state, and the state
shall not be liable thereon, nor shall they be payable out of any funds
other than those appropriated by the state under article 5-C or article
5-F of the state finance law, as applicable.
§ 54. Subdivision 1 of section 386-a of the public authorities law, as
amended by section 49 of part FFF of chapter 56 of the laws of 2022, is
amended to read as follows:
1. Notwithstanding any other provision of law to the contrary, the
authority, the dormitory authority and the urban development corporation
are hereby authorized to issue bonds or notes in one or more series for
the purpose of assisting the metropolitan transportation authority in
the financing of transportation facilities as defined in subdivision
seventeen of section twelve hundred sixty-one of this chapter or other
capital projects. The aggregate principal amount of bonds authorized to
be issued pursuant to this section shall not exceed twelve billion five
hundred fifteen million eight hundred fifty-six thousand dollars
$12,515,856,000, excluding bonds issued to fund one or more debt service
reserve funds, to pay costs of issuance of such bonds, and to refund or
otherwise repay such bonds or notes previously issued. Such bonds and
notes of the authority, the dormitory authority and the urban develop-
ment corporation shall not be a debt of the state, and the state shall
not be liable thereon, nor shall they be payable out of any funds other
than those appropriated by the state to the authority, the dormitory
authority and the urban development corporation for principal, interest,
and related expenses pursuant to a service contract and such bonds and
notes shall contain on the face thereof a statement to such effect.
Except for purposes of complying with the internal revenue code, any
interest income earned on bond proceeds shall only be used to pay debt
service on such bonds. Notwithstanding any other provision of law to
the contrary, including the limitations contained in subdivision four of
S. 4006--C 115 A. 3006--C
section sixty-seven-b of the state finance law, (A) any bonds and notes
issued prior to April first, two thousand [twenty-three] TWENTY-FOUR
pursuant to this section may be issued with a maximum maturity of fifty
years, and (B) any bonds issued to refund such bonds and notes may be
issued with a maximum maturity of fifty years from the respective date
of original issuance of such bonds and notes.
§ 55. Paragraph (b) of subdivision 4 of section 72 of the state
finance law, as amended by section 46 of part JJ of chapter 56 of the
laws of 2020, is amended to read as follows:
(b) On or before the beginning of each quarter, the director of the
budget may certify to the state comptroller the estimated amount of
monies that shall be reserved in the general debt service fund for the
payment of debt service and related expenses payable by such fund during
each month of the state fiscal year, excluding payments due from the
revenue bond tax fund. Such certificate may be periodically updated, as
necessary. Notwithstanding any provision of law to the contrary, the
state comptroller shall reserve in the general debt service fund the
amount of monies identified on such certificate as necessary for the
payment of debt service and related expenses during the current or next
succeeding quarter of the state fiscal year. Such monies reserved shall
not be available for any other purpose. Such certificate shall be
reported to the chairpersons of the Senate Finance Committee and the
Assembly Ways and Means Committee. The provisions of this paragraph
shall expire June thirtieth, two thousand [twenty-three] TWENTY-SIX.
§ 56. This act shall take effect immediately and shall be deemed to
have been in full force and effect on and after April 1, 2023; provided,
however, that the provisions of sections one, one-a, two, three, four,
five, six, seven, eight, thirteen, fourteen, fifteen, sixteen, seven-
teen, eighteen, nineteen, twenty and twenty-two, of this act shall
expire March 31, 2024 when upon such date the provisions of such
sections shall be deemed repealed.
PART QQ
Section 1. Section 1005 of the public authorities law is amended by
adding a new subdivision 27-a to read as follows:
27-A. (A) THE AUTHORITY IS AUTHORIZED AND DIRECTED, TO:
(I) PLAN, DESIGN, DEVELOP, FINANCE, CONSTRUCT, OWN, OPERATE, MAINTAIN
AND IMPROVE, EITHER ALONE, OR JOINTLY WITH OTHER ENTITIES THROUGH THE
USE OF PUBLIC-PRIVATE AGREEMENTS ESTABLISHED IN PARAGRAPH (F) OF THIS
SUBDIVISION, RENEWABLE ENERGY GENERATING PROJECTS IN THE STATE, INCLUD-
ING ITS TERRITORIAL WATERS, AND/OR ON PROPERTY OR IN WATERS UNDER THE
JURISDICTION OR REGULATORY AUTHORITY OF THE UNITED STATES, OR ANY COMPO-
NENT THEREOF, TO: SUPPORT THE STATE'S RENEWABLE ENERGY GOALS ESTAB-
LISHED PURSUANT TO THE CLIMATE LEADERSHIP AND COMMUNITY PROTECTION ACT;
PROVIDE OR MAINTAIN AN ADEQUATE AND RELIABLE SUPPLY OF ELECTRIC POWER
AND ENERGY IN THE STATE, INCLUDING BUT NOT LIMITED TO, HIGH NEED AREAS
AND COMMUNITIES SERVED BY SMALL NATURAL GAS POWER PLANTS AS DEFINED IN
THIS SECTION; AND SUPPORT THE RENEWABLE ENERGY ACCESS AND COMMUNITY HELP
PROGRAM ESTABLISHED PURSUANT TO SUBDIVISION TWENTY-SEVEN-B OF THIS
SECTION; SUBJECT TO THE STRATEGIC PLAN DEVELOPED AND UPDATED PURSUANT TO
PARAGRAPH (E) OF THIS SUBDIVISION APPROVED BY THE TRUSTEES OF THE
AUTHORITY, PROVIDED THAT THE AUTHORITY, OR A WHOLLY OWNED SUBSIDIARY
THEREOF, SHALL AT ALL TIMES MAINTAIN MAJORITY OWNERSHIP OF ANY SUCH
PROJECT, AND PROVIDED FURTHER THAT THE AUTHORITY, ANY SUBSIDIARY THERE-
OF, OR ANY OTHER ENTITY PARTICIPATING IN A PUBLIC-PRIVATE AGREEMENT
S. 4006--C 116 A. 3006--C
ESTABLISHED IN PARAGRAPH (F) OF THIS SUBDIVISION, SHALL ONLY DESIGN,
DEVELOP, FINANCE, CONSTRUCT, OWN, OPERATE, MAINTAIN AND IMPROVE PROJECTS
PURSUANT TO THIS SUBDIVISION THAT HAVE BEEN IDENTIFIED IN THE STRATEGIC
PLAN OR ITS UPDATES AS PROVIDED IN SUBPARAGRAPH (V) OF PARAGRAPH (E) OF
THIS SUBDIVISION; AND
(II) NOTWITHSTANDING ANY CONFLICTING PROVISION OF TITLE FIVE-A OF
ARTICLE NINE OF THIS CHAPTER, ACQUIRE FROM WILLING SELLERS, LEASE, OR
DISPOSE OF PROPERTY INTERESTS RELATED TO THE DEVELOPMENT OR DISPOSITION
OF RENEWABLE ENERGY GENERATING PROJECTS AUTHORIZED BY THIS PARAGRAPH
THROUGH A COMPETITIVE SELECTION PROCESS OR BY NEGOTIATION, PROVIDED THAT
THE AUTHORITY AND ANY SUBSIDIARY THEREOF SHALL RECEIVE NOT LESS THAN
FAIR MARKET VALUE, SUPPORTED BY AN APPRAISAL PREPARED BY AN INDEPENDENT
APPRAISER, FOR THE DISPOSAL OF ANY INTEREST IN ANY RENEWABLE ENERGY
GENERATING PROJECT.
(B) THE AUTHORITY, ITS SUBSIDIARIES OR ANY ENTITY PARTICIPATING IN A
PUBLIC-PRIVATE AGREEMENT ESTABLISHED IN PARAGRAPH (F) OF THIS SUBDIVI-
SION OR ACTING ON BEHALF OF THE AUTHORITY, WHEN DEVELOPING RENEWABLE
ENERGY GENERATING PROJECTS AUTHORIZED IN THIS SUBDIVISION, OR SUBDIVI-
SION TWENTY-SEVEN-B OF THIS SECTION, SHALL: (I) NOT DEVELOP, EXCEPT WHEN
NECESSARY FOR GENERATOR LEAD LINES AND OTHER EQUIPMENT NEEDED FOR INTER-
CONNECTION OF PROJECTS TO THE ELECTRIC SYSTEM, ON PROPERTY THAT CONSISTS
OF LAND USED IN AGRICULTURAL PRODUCTION, TAKING INTO CONSIDERATION
WHETHER THE LAND IS WITHIN AN AGRICULTURAL DISTRICT OR CONTAINS MINERAL
SOIL GROUPS 1-4, AS DEFINED BY THE DEPARTMENT OF AGRICULTURE AND
MARKETS, UNLESS A RENEWABLE ENERGY GENERATION PROJECT IS IN FURTHERANCE
OF AN AGRIVOLTAICS PROJECT; (II) MINIMIZE HARM TO WILDLIFE, ECOSYSTEMS,
PUBLIC HEALTH AND PUBLIC SAFETY; AND (III) NOT BUILD ON LANDS LOCATED
UPON ANY NATIVE AMERICAN TERRITORY OR RESERVATION LOCATED WHOLLY OR
PARTLY WITHIN THE STATE, EXCEPT THROUGH VOLUNTARY SALE OR OTHER AGREE-
MENT FOR SUCH USE WITH THE CONSENT OF THE RELEVANT NATION AND ANY
REQUIRED CONSENT OF THE FEDERAL GOVERNMENT.
(C) RENEWABLE ENERGY GENERATING PROJECTS DEVELOPED BY THE AUTHORITY,
OR A WHOLLY OWNED SUBSIDIARY, PURSUANT TO THIS SUBDIVISION OR SUBDIVI-
SION TWENTY-SEVEN-B OF THIS SECTION THAT MEET ELIGIBILITY CRITERIA UNDER
STATE PROGRAMS ADMINISTERED BY THE PUBLIC SERVICE COMMISSION AND THE NEW
YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY SHALL BE ELIGIBLE
TO RECEIVE RENEWABLE ENERGY CERTIFICATES IN ACCORDANCE WITH SUCH
PROGRAMS CONSISTENT WITH LAWS AND REGULATIONS.
(D) NO LATER THAN ONE HUNDRED EIGHTY DAYS AFTER THE EFFECTIVE DATE OF
THIS SUBDIVISION, AND ANNUALLY THEREAFTER, THE AUTHORITY SHALL CONFER
WITH THE NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, THE
OFFICE OF RENEWABLE ENERGY SITING, THE DEPARTMENT OF PUBLIC SERVICE,
CLIMATE AND RESILIENCY EXPERTS, LABOR ORGANIZATIONS, AND ENVIRONMENTAL
JUSTICE AND COMMUNITY ORGANIZATIONS CONCERNING THE STATE'S PROGRESS ON
MEETING THE RENEWABLE ENERGY GOALS ESTABLISHED BY THE CLIMATE LEADERSHIP
AND COMMUNITY PROTECTION ACT. WHEN EXERCISING THE AUTHORITY PROVIDED FOR
IN PARAGRAPH (A) OF THIS SUBDIVISION, THE INFORMATION DEVELOPED THROUGH
SUCH CONFERRAL SHALL BE USED TO IDENTIFY PROJECTS TO HELP ENSURE THAT
THE STATE MEETS ITS GOALS UNDER THE CLIMATE LEADERSHIP AND COMMUNITY
PROTECTION ACT. ANY CONFERRAL PROVIDED FOR IN THIS PARAGRAPH SHALL
INCLUDE CONSIDERATION OF THE TIMING OF PROJECTS IN THE INTERCONNECTION
QUEUE OF THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM OPERATOR FOR NEW
YORK STATE, TAKING INTO ACCOUNT BOTH CAPACITY FACTORS OR PLANNED
PROJECTS AND THE INTERCONNECTION QUEUE'S HISTORICAL COMPLETION RATE. A
REPORT ON THE INFORMATION DEVELOPED THROUGH SUCH CONFERRAL SHALL BE
PUBLISHED AND MADE ACCESSIBLE ON THE WEBSITE OF THE AUTHORITY.
S. 4006--C 117 A. 3006--C
(E) (I) BEGINNING IN TWO THOUSAND TWENTY-FIVE, AND BIENNIALLY THERE-
AFTER UNTIL TWO THOUSAND THIRTY-THREE, THE AUTHORITY, IN CONSULTATION
WITH THE NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, THE
OFFICE OF RENEWABLE ENERGY SITING, THE DEPARTMENT OF PUBLIC SERVICE, AND
THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM OPERATOR FOR NEW YORK
STATE, SHALL DEVELOP AND PUBLISH BIENNIALLY A RENEWABLE ENERGY GENER-
ATION STRATEGIC PLAN ("STRATEGIC PLAN") THAT IDENTIFIES THE RENEWABLE
ENERGY GENERATING PRIORITIES BASED ON THE PROVISIONS OF PARAGRAPH (A) OF
THIS SUBDIVISION FOR THE TWO-YEAR PERIOD COVERED BY THE PLAN AS FURTHER
PROVIDED FOR IN THIS PARAGRAPH.
(II) IN DEVELOPING, AND UPDATING, THE STRATEGIC PLAN, THE AUTHORITY
SHALL CONSIDER:
(A) INFORMATION DEVELOPED PURSUANT TO PARAGRAPH (D) OF THIS SUBDIVI-
SION;
(B) HIGH NEED AREAS WHERE TRANSMISSION AND DISTRIBUTION UPGRADES WILL
BE NECESSARY TO INTERCONNECT NEW RENEWABLE ENERGY GENERATION PROJECTS;
(C) THE FEASIBILITY OF PROJECTS, BASED ON COSTS, POTENTIAL BENEFITS,
AND OTHER RELEVANT CONSIDERATIONS;
(D) THE FISCAL CONDITION OF THE AUTHORITY AND THE IMPACTS OF POTENTIAL
RENEWABLE ENERGY GENERATING PROJECTS ON THE AUTHORITY AND ITS SUBSID-
IARIES;
(E) WAYS TO MINIMIZE ANY NEGATIVE TAX REVENUE IMPACTS ON MUNICI-
PALITIES THAT HOST RENEWABLE ENERGY GENERATING PROJECTS, INCLUDING BUT
NOT LIMITED TO, PILOT AND/OR COMMUNITY BENEFIT AGREEMENTS;
(F) THE TIMING, CHARACTERISTICS AND SIZE OF THE RENEWABLE ENERGY
GENERATING PROJECTS IN THE INTERCONNECTION QUEUE OF THE FEDERALLY DESIG-
NATED ELECTRIC BULK SYSTEM OPERATOR FOR NEW YORK STATE;
(G) IN CONSULTATION WITH THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM
OPERATOR FOR NEW YORK STATE, THE POWER, ENERGY AND ANCILLARY SERVICES
PROVIDED BY PLANNED RENEWABLE ENERGY GENERATING PROJECTS, TAKING INTO
ACCOUNT THE HISTORICAL COMPLETION RATE OF SIMILAR PROJECTS; AND
(H) OPPORTUNITIES TO WORK IN PARTNERSHIP WITH PRIVATE SECTOR RENEWABLE
ENERGY DEVELOPERS TO ACCELERATE ACTIVITY, CATALYZE GREATER SCALE, AND
SPUR ADDITIONAL MARKET PARTICIPATION.
(III) THE STRATEGIC PLAN SHALL ADDRESS THE PURPOSES STATED IN PARA-
GRAPH (A) OF THIS SUBDIVISION, AND PRIORITIZE PROJECTS THAT:
(A) ACTIVELY BENEFIT DISADVANTAGED COMMUNITIES;
(B) SERVE PUBLICLY-OWNED FACILITIES; AND
(C) SUPPORT THE RENEWABLE ENERGY ACCESS AND COMMUNITY HELP PROGRAM
ESTABLISHED PURSUANT TO SUBDIVISION TWENTY-SEVEN-B OF THIS SECTION.
(IV) THE STRATEGIC PLAN SHALL ASSESS AND IDENTIFY AT A MINIMUM:
(A) RENEWABLE ENERGY GENERATING HIGH NEED AND PRIORITY AREAS;
(B) PRIORITY LOCATIONS FOR THE DEVELOPMENT OF RENEWABLE ENERGY GENER-
ATING PROJECTS;
(C) THE TYPES AND CAPACITY OF RENEWABLE ENERGY RESOURCES TO BE
UTILIZED;
(D) THE ESTIMATED COST OF RENEWABLE ENERGY GENERATING PROJECTS TO THE
EXTENT KNOWN;
(E) A DESCRIPTION OF ANY DELAYS OR ANTICIPATED DELAYS ASSOCIATED WITH
COMPLETION OF THE RENEWABLE ENERGY GENERATING PROJECTS;
(F) WHICH OF THE INTENDED PURPOSES IN PARAGRAPH (A) OF THIS SUBDIVI-
SION EACH RENEWABLE ENERGY GENERATING PROJECT IS INTENDED TO SUPPORT;
(G) ANY PRIORITIZATION GIVEN TO THE ORDER OF DEVELOPMENT OF RENEWABLE
ENERGY GENERATING PROJECTS;
(H) THE BENEFITS ASSOCIATED WITH THE RENEWABLE ENERGY GENERATING
PROJECTS, INCLUDING ANY BENEFITS TO DISADVANTAGED COMMUNITIES;
S. 4006--C 118 A. 3006--C
(I) ANY BENEFITS TO RATE PAYERS;
(J) THE STATE'S PROGRESS TOWARDS ACHIEVING THE RENEWABLE ENERGY GOALS
OF THE CLIMATE LEADERSHIP AND COMMUNITY PROTECTION ACT; AND
(K) ANY OTHER INFORMATION THE AUTHORITY DETERMINES TO BE APPROPRIATE.
(V) THE PLAN SHALL INCLUDE A LIST OF PROPOSED RENEWABLE ENERGY GENER-
ATING PROJECTS. SUCH LIST SHALL INCLUDE PROJECTS THAT ARE PLANNED TO BE
COMMENCED PRIOR TO THE NEXT UPDATE OR VERSION OF THE PLAN, AND AT THE
AUTHORITY'S DISCRETION NEED NOT INCLUDE ANY PROJECTS IN THE PLANNING
STAGE. EACH PROPOSED PROJECT LISTED SHALL INCLUDE, WITHOUT LIMITATION:
(A) LOCATION OF THE PROJECT, TO THE EXTENT THAT PROPERTY ASSOCIATED
WITH SUCH LOCATION HAS BEEN SECURED FOR THE PROPOSED PROJECT;
(B) THE TYPE, OR TYPES, OF RENEWABLE ENERGY RESOURCES UTILIZED;
(C) THE POTENTIAL GENERATING CAPACITY OF EACH PROJECT;
(D) THE ESTIMATED PROJECT COST;
(E) THE TIMELINE FOR COMPLETION; AND
(F) THE ENTITY UNDERTAKING THE PROPOSED PROJECT AND ANY PUBLIC PART-
NERSHIP AGREEMENTS THE AUTHORITY OR ITS SUBSIDIARIES ENTER INTO FOR SUCH
PROJECT.
(VI) IN DEVELOPING THE STRATEGIC PLAN, THE AUTHORITY SHALL CONSULT
WITH STAKEHOLDERS INCLUDING, WITHOUT LIMITATION, CLIMATE AND RESILIENCY
EXPERTS, LABOR ORGANIZATIONS, ENVIRONMENTAL JUSTICE COMMUNITIES, DISAD-
VANTAGED COMMUNITY MEMBERS, RESIDENTIAL AND SMALL BUSINESS RATEPAYER
ADVOCATES, AND COMMUNITY ORGANIZATIONS. THE AUTHORITY SHALL ALSO SEEK,
WHERE POSSIBLE, COMMUNITY INPUT THROUGH THE REGIONAL CLEAN ENERGY HUBS
PROGRAM ADMINISTERED BY THE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY.
(VII) THE AUTHORITY SHALL POST A DRAFT OF THE STRATEGIC PLAN ON ITS
WEBSITE FOR PUBLIC COMMENT FOR A PERIOD OF AT LEAST SIXTY DAYS, AND
SHALL HOLD AT LEAST THREE PUBLIC HEARINGS ON THE DRAFT STRATEGIC PLAN IN
REGIONALLY DIVERSE PARTS OF THE STATE.
(VIII) THE AUTHORITY SHALL AFTER CONSIDERING THE STAKEHOLDER INPUT
PUBLISH THE FIRST FINAL STRATEGIC PLAN ON ITS WEBSITE NO LATER THAN
JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE.
(IX) THE AUTHORITY, UNTIL TWO THOUSAND THIRTY-FIVE, SHALL UPDATE
EACH BIENNIAL STRATEGIC PLAN ANNUALLY, AFTER A PUBLIC COMMENT PERIOD OF
AT LEAST THIRTY DAYS AND AT LEAST ONE PUBLIC HEARING. SUCH UPDATED
STRATEGIC PLAN SHALL INCLUDE A REVIEW OF THE IMPLEMENTATION OF THE
PROJECTS PREVIOUSLY INCLUDED IN THE STRATEGIC PLAN WITH NECESSARY
UPDATES, INCLUDING STATUS IN THE INTERCONNECTION QUEUE. THE AUTHORITY
MAY UPDATE THE PLAN MORE OFTEN THAN ANNUALLY PROVIDED THAT IT FOLLOWS
THE PUBLIC COMMENT AND PUBLIC HEARING PROCESS FOR UPDATED PLANS
PRESCRIBED BY THIS PARAGRAPH.
(X) THE STRATEGIC PLAN AND ANY UPDATE THEREOF SHALL NOT BE DEEMED
FINAL UNTIL IT IS APPROVED BY THE AUTHORITY'S TRUSTEES.
(F) THE AUTHORITY SHALL HAVE THE RIGHT TO EXERCISE AND PERFORM ALL OR
PART OF ITS POWERS AND FUNCTIONS PURSUANT TO THIS SUBDIVISION OR SUBDI-
VISION TWENTY-SEVEN-B OF THIS SECTION, THROUGH ONE OR MORE WHOLLY OWNED
SUBSIDIARIES. THE AUTHORITY MAY FORM SUCH SUBSIDIARY BY ACQUIRING THE
VOTING SHARES THEREOF OR BY RESOLUTION OF THE BOARD DIRECTING ANY OF ITS
TRUSTEES, OFFICERS OR EMPLOYEES TO ORGANIZE A SUBSIDIARY PURSUANT TO THE
BUSINESS CORPORATION LAW, OR THE NOT-FOR-PROFIT CORPORATION LAW, OR AS
OTHERWISE AUTHORIZED BY LAW. SUCH RESOLUTION SHALL PRESCRIBE THE PURPOSE
FOR WHICH SUCH SUBSIDIARY IS TO BE FORMED, WHICH SHALL NOT BE INCONSIST-
ENT WITH THE PROVISIONS OF THIS SUBDIVISION. EACH SUCH SUBSIDIARY PURSU-
ANT TO THIS SUBDIVISION SHALL BE SUBJECT TO ANY PROVISION OF THIS CHAP-
TER PERTAINING TO SUBSIDIARIES OF PUBLIC AUTHORITIES, EXCEPT THAT
SUBDIVISION THREE OF SECTION TWENTY-EIGHT HUNDRED TWENTY-SEVEN-A OF THIS
S. 4006--C 119 A. 3006--C
CHAPTER SHALL NOT APPLY TO ANY SUBSIDIARY ORGANIZED PURSUANT TO THIS
SECTION. THE AUTHORITY MAY TRANSFER TO ANY SUCH SUBSIDIARY ANY MONEYS,
PROPERTY (REAL, PERSONAL OR MIXED) OR FACILITIES IN ORDER TO CARRY OUT
THE PURPOSES OF THIS SUBDIVISION. EACH SUCH SUBSIDIARY SHALL HAVE ALL
THE PRIVILEGES, IMMUNITIES, TAX EXEMPTIONS AND OTHER EXEMPTIONS OF THE
AUTHORITY TO THE EXTENT THE SAME ARE NOT INCONSISTENT WITH THE STATUTE
OR STATUTES PURSUANT TO WHICH SUCH SUBSIDIARY WAS INCORPORATED;
PROVIDED, HOWEVER, THAT IN ANY EVENT ANY SUCH SUBSIDIARY SHALL BE ENTI-
TLED TO EXEMPTIONS FROM THE PUBLIC SERVICE LAW AND ANY REGULATION BY, OR
THE JURISDICTION OF, THE PUBLIC SERVICE COMMISSION, EXCEPT AS OTHERWISE
PROVIDED IN THIS SUBDIVISION OR SUBDIVISION TWENTY-SEVEN-B OF THIS
SECTION. IN EXERCISING THE AUTHORITY PROVIDED FOR IN PARAGRAPH (A) OF
THIS SUBDIVISION, THE AUTHORITY OR ANY SUBSIDIARY THEREOF, MAY ENTER
INTO PUBLIC-PRIVATE PARTNERSHIP AGREEMENTS, TO THE EXTENT THE AUTHORITY
DETERMINES THAT SUCH COLLABORATIONS ARE IN THE BEST INTEREST OF THE
STATE, AND NECESSARY TO MITIGATE FINANCIAL RISKS TO THE AUTHORITY TO
MANAGEABLE LEVELS AS DETERMINED BY THE TRUSTEES. NOTHING IN THIS SUBDI-
VISION SHALL BE CONSTRUED AS AUTHORIZING ANY PRIVATE ENTITY THAT ENTERS
INTO A PUBLIC-PRIVATE PARTNERSHIP OR A SIMILAR AGREEMENT, OR ANY
CONTRACT AUTHORIZED HEREIN, WITH THE AUTHORITY OR A SUBSIDIARY THEREOF,
TO RECEIVE, EXERCISE OR CLAIM ENTITLEMENT TO ANY OF THE PRIVILEGES,
IMMUNITIES, TAX EXEMPTIONS OR OTHER EXEMPTIONS OF THE AUTHORITY OR ANY
SUBSIDIARY THEREOF.
(G) THE SOURCE OF ANY FINANCING AND/OR LOANS FOR ANY OF THE ACTIONS
AUTHORIZED IN THIS SUBDIVISION MAY INCLUDE: (I) THE PROCEEDS OF NOTES
ISSUED PURSUANT TO SECTION ONE THOUSAND NINE-A OF THIS TITLE; (II) THE
PROCEEDS OF BONDS ISSUED PURSUANT TO SECTION ONE THOUSAND TEN OF THIS
TITLE; (III) OTHER FUNDS MADE AVAILABLE BY THE AUTHORITY FOR SUCH
PURPOSES; OR (IV) ANY OTHER FUNDS MADE AVAILABLE TO THE AUTHORITY FROM
NON-AUTHORITY SOURCES INCLUDING BUT NOT LIMITED TO STATE OR FEDERAL
MONIES.
(H) FOR ANY RENEWABLE ENERGY GENERATING PROJECT AUTHORIZED BY THIS
SUBDIVISION, IDENTIFIED IN THE STRATEGIC PLAN AND DEVELOPED AFTER ITS
EFFECTIVE DATE, THE AUTHORITY IS AUTHORIZED, PURSUANT TO LAW AND REGU-
LATION, TO:
(I) SELL RENEWABLE ENERGY CREDITS OR ATTRIBUTES TO, THE NEW YORK STATE
ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, INCLUDING FOR THE PURPOSE OF
SUPPORTING THE GREENHOUSE GAS EMISSION REDUCTION GOALS IN THE CLIMATE
LEADERSHIP AND COMMUNITY PROTECTION ACT;
(II) SELL RENEWABLE POWER AND ENERGY AND ANCILLARY SERVICES TO, OR
INTO, MARKETS OPERATED BY THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM
OPERATOR FOR NEW YORK STATE;
(III) SELL RENEWABLE POWER AND ENERGY AND RENEWABLE ENERGY CREDITS OR
ATTRIBUTES TO: (A) ANY LOAD SERVING ENTITY IN THE STATE, INCLUDING THE
LONG ISLAND POWER AUTHORITY (DIRECTLY, OR THROUGH ITS SERVICE PROVIDER,
AS APPROPRIATE), INCLUDING BUT NOT LIMITED TO THE PURPOSE OF PROVIDING
BILL CREDITS TO LOW-INCOME OR MODERATE-INCOME END-USE ELECTRICITY
CONSUMERS IN DISADVANTAGED COMMUNITIES FOR RENEWABLE ENERGY PRODUCED BY
RENEWABLE ENERGY SYSTEMS AS PROVIDED FOR IN SUBDIVISION TWENTY-SEVEN-B
OF THIS SECTION;
(B) MANUFACTURERS OF GREEN HYDROGEN PRODUCED THROUGH ELECTROLYSIS OR
OTHER ZERO-EMISSION TECHNOLOGY TO DISPLACE FOSSIL FUEL USE IN THE STATE
FOR USE AT FACILITIES LOCATED IN THE STATE;
(C) ANY PUBLIC ENTITY OR AUTHORITY CUSTOMER;
(D) COMMUNITY DISTRIBUTED GENERATION PROVIDERS, ENERGY AGGREGATORS AND
SIMILAR ENTITIES FOR THE BENEFIT OF SUBSCRIBERS TO COMMUNITY DISTRIBUTED
S. 4006--C 120 A. 3006--C
GENERATION PROJECTS IN THE STATE, INCLUDING LOW-INCOME OR MODERATE-IN-
COME END-USE ELECTRICITY CONSUMERS LOCATED IN DISADVANTAGED COMMUNITIES;
AND
(E) ANY CCA COMMUNITY.
(I) FOR PURPOSES OF THIS SUBDIVISION, THE FOLLOWING TERMS SHALL HAVE
THE MEANINGS INDICATED IN THIS PARAGRAPH UNLESS THE CONTEXT INDICATES
ANOTHER MEANING OR INTENT:
(I) "AUTHORITY CUSTOMER" MEANS AN ENTITY LOCATED IN THE STATE TO WHICH
THE AUTHORITY SELLS OR IS UNDER CONTRACT TO SELL POWER OR ENERGY UNDER
THE AUTHORITY IN THIS TITLE OR ANY OTHER LAW.
(II) "CCA COMMUNITY" MEANS ONE OR MORE MUNICIPAL CORPORATIONS LOCATED
WITHIN THE STATE THAT HAVE PROVIDED FOR THE PURCHASE OF POWER, ENERGY,
OR RENEWABLE ENERGY CREDITS OR OTHER ATTRIBUTES UNDER A CCA PROGRAM.
(III) "CCA PROGRAM" MEANS A COMMUNITY CHOICE AGGREGATION PROGRAM
APPROVED BY THE PUBLIC SERVICE COMMISSION.
(IV) "DISADVANTAGED COMMUNITIES" HAS THE MEANING ASCRIBED TO THAT TERM
BY SUBDIVISION FIVE OF SECTION 75-0101 OF THE ENVIRONMENTAL CONSERVATION
LAW.
(V) "PUBLIC ENTITY" HAS THE SAME MEANING AS IN SUBPARAGRAPH FIVE OF
PARAGRAPH (B) OF SUBDIVISION SEVENTEEN OF THIS SECTION.
(VI) "RENEWABLE ENERGY GENERATING PROJECT" OR "PROJECT" MEANS:
(A) FACILITIES THAT GENERATE POWER AND ENERGY BY MEANS OF A RENEWABLE
ENERGY SYSTEM;
(B) FACILITIES THAT STORE AND DISCHARGE POWER AND ENERGY; AND
(C) FACILITIES, INCLUDING GENERATOR LEAD LINES, FOR INTERCONNECTION OF
RENEWABLE ENERGY GENERATING PROJECTS TO DELIVERY POINTS WITHIN THE STATE
OF NEW YORK.
(VII) "RENEWABLE ENERGY SYSTEM" HAS THE SAME MEANING AS SECTION
SIXTY-SIX-P OF THE PUBLIC SERVICE LAW.
(J) THE AUTHORITY SHALL COMPLETE AND SUBMIT A REPORT, ON OR BEFORE
JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE, AND ANNUALLY THEREAFTER,
TO THE GOVERNOR, THE SPEAKER OF THE ASSEMBLY, AND THE TEMPORARY PRESI-
DENT OF THE SENATE, AND SHALL POST SUCH REPORT ON THE AUTHORITY'S
WEBSITE SUCH THAT THE REPORT IS ACCESSIBLE FOR PUBLIC REVIEW. SUCH
REPORT SHALL INCLUDE, BUT NOT BE LIMITED TO:
(I) A DESCRIPTION OF THE RENEWABLE ENERGY PROJECTS THE AUTHORITY HAS
PLANNED, DESIGNED, DEVELOPED, FINANCED, OR CONSTRUCTED AND THAT IT OWNS,
OPERATES, MAINTAINS OR IMPROVES, ALONE OR JOINTLY WITH OTHER ENTITIES,
UNDER THE AUTHORITY OF THIS SUBDIVISION;
(II) A DESCRIPTION OF THE ACQUISITION, LEASE OR OTHER DISPOSITION OF
INTERESTS IN RENEWABLE ENERGY GENERATING PROJECTS BY THE AUTHORITY UNDER
THIS SUBDIVISION;
(III) A LISTING OF ALL RENEWABLE POWER, ENERGY, ANCILLARY SERVICES AND
RELATED CREDITS AND ATTRIBUTES SOLD OR PURCHASED BY THE AUTHORITY FROM
SUCH PROJECTS;
(IV) A LISTING OF THE ENTITIES TO WHICH THE AUTHORITY HAS SUPPLIED,
ALLOCATED OR SOLD ANY RENEWABLE POWER, ENERGY, ANCILLARY SERVICES OR
RELATED CREDITS OR ATTRIBUTES FROM SUCH PROJECTS;
(V) A LISTING AND DESCRIPTION OF ALL SUBSIDIARIES THAT THE AUTHORITY
FORMED, PUBLIC-PRIVATE PARTNERSHIPS THE AUTHORITY HAS JOINED, AND THE
SUBSIDIARIES AND PUBLIC-PRIVATE PARTNERSHIPS FROM AND TO WHICH THE
AUTHORITY ACQUIRED OR TRANSFERRED ANY INTERESTS;
(VI) THE TOTAL AMOUNT OF REVENUES GENERATED FROM THE SALE OF RENEWABLE
ENERGY PRODUCTS FROM SUCH PROJECTS; AND
(VII) AN EXPLANATION OF HOW EACH RENEWABLE ENERGY GENERATION PROJECT
SUPPORTS THE PURPOSES LISTED IN PARAGRAPH (A) OF THIS SUBDIVISION.
S. 4006--C 121 A. 3006--C
(K) ALL RENEWABLE ENERGY GENERATING PROJECTS SUBJECT TO THIS SUBDIVI-
SION AND SUBDIVISION TWENTY-SEVEN-B OF THIS SECTION SHALL BE DEEMED
PUBLIC WORK AND SUBJECT TO AND PERFORMED IN ACCORDANCE WITH ARTICLES
EIGHT AND NINE OF THE LABOR LAW. EACH CONTRACT FOR SUCH RENEWABLE ENERGY
GENERATING PROJECT SHALL CONTAIN A PROVISION THAT SUCH PROJECTS MAY ONLY
BE UNDERTAKEN PURSUANT TO A PROJECT LABOR AGREEMENT. FOR PURPOSES OF
THIS SUBDIVISION AND SUBDIVISION TWENTY-SEVEN-B OF THIS SECTION,
"PROJECT LABOR AGREEMENT" SHALL MEAN A PRE-HIRE COLLECTIVE BARGAINING
AGREEMENT BETWEEN THE AUTHORITY, OR A THIRD PARTY ON BEHALF OF THE
AUTHORITY, AND A BONA FIDE BUILDING AND CONSTRUCTION TRADE LABOR ORGAN-
IZATION ESTABLISHING THE LABOR ORGANIZATION AS THE COLLECTIVE BARGAINING
REPRESENTATIVE FOR ALL PERSONS WHO WILL PERFORM WORK ON A PUBLIC WORK
PROJECT, AND WHICH PROVIDES THAT ONLY CONTRACTORS AND SUBCONTRACTORS WHO
SIGN A PRE-NEGOTIATED AGREEMENT WITH THE LABOR ORGANIZATION CAN PERFORM
PROJECT WORK. ALL CONTRACTORS AND SUBCONTRACTORS ASSOCIATED WITH THIS
WORK SHALL BE REQUIRED TO UTILIZE APPRENTICESHIP AGREEMENTS AS DEFINED
BY ARTICLE TWENTY-THREE OF THE LABOR LAW.
(L) THE AUTHORITY SHALL INCLUDE REQUIREMENTS IN ANY PROCUREMENT OR
DEVELOPMENT OF A RENEWABLE ENERGY GENERATING PROJECT, AS DEFINED IN THIS
SUBDIVISION, THAT THE COMPONENTS AND PARTS SHALL BE PRODUCED OR MADE IN
WHOLE OR SUBSTANTIAL PART IN THE UNITED STATES, ITS TERRITORIES OR
POSSESSIONS. THE AUTHORITY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, OR
HIS OR HER DESIGNEE MAY WAIVE THE PROCUREMENT AND DEVELOPMENT REQUIRE-
MENTS SET FORTH IN THIS PARAGRAPH IF SUCH OFFICIAL DETERMINES THAT: THE
REQUIREMENTS WOULD NOT BE IN THE PUBLIC INTEREST; THE REQUIREMENTS WOULD
RESULT IN UNREASONABLE COSTS; OBTAINING SUCH INFRASTRUCTURE COMPONENTS
AND PARTS IN THE UNITED STATES WOULD INCREASE THE COST OF A RENEWABLE
ENERGY GENERATING PROJECT BY AN UNREASONABLE AMOUNT; OR SUCH COMPONENTS
OR PARTS CANNOT BE PRODUCED, MADE, OR ASSEMBLED IN THE UNITED STATES IN
SUFFICIENT AND REASONABLY AVAILABLE QUANTITIES OR OF SATISFACTORY QUALI-
TY. SUCH DETERMINATION MUST BE MADE ON AN ANNUAL BASIS NO LATER THAN
DECEMBER THIRTY-FIRST, AFTER PROVIDING NOTICE AND AN OPPORTUNITY FOR
PUBLIC COMMENT, AND SUCH DETERMINATION SHALL BE MADE PUBLICLY AVAILABLE,
IN WRITING, ON THE AUTHORITY'S WEBSITE WITH A DETAILED EXPLANATION OF
THE FINDINGS LEADING TO SUCH DETERMINATION. IF THE AUTHORITY'S PRESIDENT
AND CHIEF EXECUTIVE OFFICER, OR HIS OR HER DESIGNEE, HAS ISSUED DETERMI-
NATIONS FOR THREE CONSECUTIVE YEARS FINDING THAT NO SUCH WAIVER IS
WARRANTED PURSUANT TO THIS PARAGRAPH, THEN THE AUTHORITY SHALL NO LONGER
BE REQUIRED TO PROVIDE THE ANNUAL DETERMINATION REQUIRED BY THIS PARA-
GRAPH.
(M) (I) NOTHING IN THIS SUBDIVISION OR SUBDIVISION TWENTY-SEVEN-B OF
THIS SECTION SHALL ALTER THE RIGHTS OR BENEFITS, AND PRIVILEGES, INCLUD-
ING, BUT NOT LIMITED TO TERMS AND CONDITIONS OF EMPLOYMENT, CIVIL
SERVICE STATUS, AND COLLECTIVE BARGAINING UNIT MEMBERSHIP, OF ANY
CURRENT EMPLOYEES OF THE AUTHORITY.
(II) NOTHING IN THIS ARTICLE SHALL RESULT IN: (A) THE DISCHARGE,
DISPLACEMENT, OR LOSS OF POSITION, INCLUDING PARTIAL DISPLACEMENT SUCH
AS A REDUCTION IN THE HOURS OF NON-OVERTIME WORK, WAGES, OR EMPLOYMENT
BENEFITS; (B) THE IMPAIRMENT OF EXISTING COLLECTIVE BARGAINING AGREE-
MENTS; (C) THE TRANSFER OF EXISTING DUTIES AND FUNCTIONS; OR (D) THE
TRANSFER OF FUTURE DUTIES AND FUNCTIONS, OF ANY CURRENTLY EMPLOYED WORK-
ER OF THE STATE OR ANY AGENCY, PUBLIC AUTHORITY OR THE STATE UNIVERSITY
OF NEW YORK.
(N) THE AUTHORITY SHALL ENTER INTO A MEMORANDUM OF UNDERSTANDING FOR
THE OPERATION AND MAINTENANCE OF A RENEWABLE ENERGY GENERATING PROJECT
DEVELOPED PURSUANT TO THIS SUBDIVISION OR SUBDIVISION TWENTY-SEVEN OF
S. 4006--C 122 A. 3006--C
THIS SECTION WITH A BONA FIDE LABOR ORGANIZATION OF JURISDICTION THAT IS
ACTIVELY ENGAGED IN REPRESENTING TRANSITIONING EMPLOYEES FROM NON-RENEW-
ABLE GENERATION FACILITIES. SUCH MEMORANDUM SHALL BE ENTERED INTO PRIOR
TO THE COMPLETION DATE OF A RENEWABLE ENERGY GENERATING PROJECT AND
SHALL BE AN ONGOING MATERIAL CONDITION OF AUTHORIZATION TO OPERATE AND
MAINTAIN A RENEWABLE ENERGY GENERATING PROJECT DEVELOPED PURSUANT TO
THIS SUBDIVISION OR SUBDIVISION TWENTY-SEVEN-B OF THIS SECTION. THE
MEMORANDUM SHALL ONLY APPLY TO THE EMPLOYEES NECESSARY FOR THE MAINTE-
NANCE AND OPERATION OF SUCH RENEWABLE ENERGY GENERATING PROJECTS. SUCH
MEMORANDUM SHALL CONTAIN BUT NOT BE LIMITED TO SAFETY AND TRAINING STAN-
DARDS, DISASTER RESPONSE MEASURES, GUARANTEED HOURS, STAFFING LEVELS,
PAY RATE PROTECTION, AND RETRAINING PROGRAMS. THE EMPLOYEES ELIGIBLE FOR
THESE POSITIONS SHALL FIRST BE SELECTED FROM A POOL OF TRANSITIONING
WORKERS WHO HAVE LOST THEIR EMPLOYMENT OR WILL BE LOSING THEIR EMPLOY-
MENT IN THE NON-RENEWABLE ENERGY GENERATION SECTOR. SUCH LIST OF POTEN-
TIAL EMPLOYEES WILL BE PROVIDED BY AFFECTED LABOR ORGANIZATIONS AND
PROVIDED TO THE DEPARTMENT OF LABOR. THE DEPARTMENT OF LABOR SHALL
UPDATE AND PROVIDE SUCH LIST TO THE AUTHORITY NINETY DAYS PRIOR TO
PURCHASE, ACQUISITION, AND/OR CONSTRUCTION OF ANY PROJECT UNDER THIS
SUBDIVISION OR SUBDIVISION TWENTY-SEVEN-B OF THIS SECTION.
(O) FOR THE PURPOSES OF ARTICLE FIFTEEN-A OF THE EXECUTIVE LAW, ANY
PERSON ENTERING INTO A CONTRACT FOR A PROJECT AUTHORIZED PURSUANT TO
THIS SECTION SHALL BE DEEMED A STATE AGENCY AS THAT TERM IS DEFINED IN
SUCH ARTICLE AND SUCH CONTRACTS SHALL BE DEEMED STATE CONTRACTS WITHIN
THE MEANING OF THAT TERM AS SET FORTH IN SUCH ARTICLE.
(P) NOTHING IN THIS SUBDIVISION OR SUBDIVISION TWENTY-SEVEN-B OF THIS
SECTION, SHALL BE CONSTRUED AS EXEMPTING THE AUTHORITY, ITS SUBSID-
IARIES, OR ANY RENEWABLE ENERGY GENERATING PROJECTS UNDERTAKEN PURSUANT
TO THIS SECTION FROM THE REQUIREMENTS OF SECTION NINETY-FOUR-C OF THE
EXECUTIVE LAW RESPECTING ANY RENEWABLE ENERGY SYSTEM DEVELOPED BY THE
AUTHORITY OR AN AUTHORITY SUBSIDIARY AFTER THE EFFECTIVE DATE OF THIS
SUBDIVISION THAT MEETS THE DEFINITION OF "MAJOR RENEWABLE ENERGY FACILI-
TY" AS DEFINED IN SECTION NINETY-FOUR-C OF THE EXECUTIVE LAW AND SECTION
EIGHT OF PART JJJ OF CHAPTER FIFTY-EIGHT OF THE LAWS OF TWO THOUSAND
TWENTY, AS IT RELATES TO HOST COMMUNITY BENEFITS, AND SECTION 11-0535-C
OF THE ENVIRONMENTAL CONSERVATION LAW AS IT RELATES TO AN ENDANGERED AND
THREATENED SPECIES MITIGATION BANK FUND.
(Q) ALL RENEWABLE ENERGY GENERATING PROJECTS THE AUTHORITY PLANS TO
UNDERTAKE PURSUANT TO THE AUTHORITY AND DIRECTIVE OF PARAGRAPH (A) OF
THIS SUBDIVISION, AND IDENTIFIED IN THE STRATEGIC PLAN, SHALL BE SUBJECT
TO REVIEW AND APPROVAL OF THE AUTHORITY'S BOARD OF TRUSTEES.
§ 2. Section 1005 of the public authorities law is amended by adding a
new subdivision 27-b to read as follows:
27-B. (A) DEFINITIONS. FOR PURPOSES OF THIS SUBDIVISION, THE FOLLOW-
ING TERMS SHALL HAVE THE FOLLOWING MEANINGS:
(I) "BILL CREDIT" MEANS A MONTHLY MONETARY CREDIT WHICH IS FUNDED BY
THE AUTHORITY, AS FURTHER DETERMINED BY THE PUBLIC SERVICE COMMISSION
AND APPEARS ON THE UTILITY BILL OF A LOW-INCOME OR MODERATE-INCOME END-
USE ELECTRICITY CONSUMER LOCATED IN A DISADVANTAGED COMMUNITY, FOR
RENEWABLE ENERGY PRODUCED BY RENEWABLE ENERGY SYSTEMS DEVELOPED,
CONSTRUCTED, OWNED, OR CONTRACTED FOR BY THE POWER AUTHORITY OF THE
STATE OF NEW YORK AND INJECTED INTO A DISTRIBUTION OR TRANSMISSION
FACILITY AT ONE OR MORE POINTS IN NEW YORK STATE, TOGETHER WITH ANY
ENHANCED INCENTIVE PAYMENTS FOR A COMMUNITY DISTRIBUTED GENERATION
PROJECT SERVING A DISADVANTAGED COMMUNITY PROVIDED FOR IN PARAGRAPH (B)
OF SUBDIVISION SEVEN OF SECTION SIXTY-SIX-P OF THE PUBLIC SERVICE LAW,
S. 4006--C 123 A. 3006--C
TOGETHER WITH ANY OTHER FUNDING MADE AVAILABLE BY THE AUTHORITY FOR SUCH
PURPOSES;
(II) "DISADVANTAGED COMMUNITY" MEANS A COMMUNITY DEFINED AS A DISAD-
VANTAGED COMMUNITY IN ACCORDANCE WITH ARTICLE SEVENTY-FIVE OF THE ENVI-
RONMENTAL CONSERVATION LAW;
(III) "JURISDICTIONAL LOAD SERVING ENTITY" HAS THE SAME MEANING AS
DEFINED IN PARAGRAPH (A) OF SUBDIVISION ONE OF SECTION SIXTY-SIX-P OF
THE PUBLIC SERVICE LAW;
(IV) "LOW-INCOME OR MODERATE-INCOME END-USE CONSUMER" SHALL MEAN END-
USE CUSTOMERS OF ELECTRIC CORPORATIONS AND COMBINATION GAS AND ELECTRIC
CORPORATIONS REGULATED BY THE PUBLIC SERVICE COMMISSION WHOSE INCOME IS
FOUND TO BE BELOW THE STATE MEDIAN INCOME BASED ON HOUSEHOLD SIZE;
(V) "RENEWABLE ENERGY" MEANS ELECTRICAL ENERGY PRODUCED BY A RENEWABLE
ENERGY SYSTEM;
(VI) "RENEWABLE ENERGY SYSTEMS" HAS THE SAME MEANING AS DEFINED IN
PARAGRAPH (B) OF SUBDIVISION ONE OF SECTION SIXTY-SIX-P OF THE PUBLIC
SERVICE LAW; AND
(VII) "QUALIFIED ENERGY STORAGE SYSTEM" HAS THE SAME MEANING AS
DEFINED IN SUBDIVISION ONE OF SECTION SEVENTY-FOUR OF THE PUBLIC SERVICE
LAW.
(B) THE AUTHORITY IS AUTHORIZED AND DIRECTED, AS DEEMED FEASIBLE AND
ADVISABLE BY ITS TRUSTEES, TO ESTABLISH A PROGRAM, AS SOON AS PRACTICA-
BLE, TO BE KNOWN AS THE "RENEWABLE ENERGY ACCESS AND COMMUNITY HELP
PROGRAM" OR "REACH", THAT WILL ENABLE LOW-INCOME OR MODERATE-INCOME
END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED COMMUNITIES, INCLUDING
SUCH END-USE ELECTRICITY CUSTOMERS WHO RESIDE IN BUILDINGS THAT HAVE
ON-SITE NET-METERED GENERATION OR WHO PARTICIPATE IN A COMMUNITY CHOICE
AGGREGATION OR COMMUNITY DISTRIBUTED GENERATION PROJECT, UNLESS THEY OPT
OUT OF REACH, TO RECEIVE BILL CREDITS GENERATED BY THE PRODUCTION OF
RENEWABLE ENERGY BY A RENEWABLE ENERGY SYSTEM PLANNED, DESIGNED, DEVEL-
OPED, FINANCED, CONSTRUCTED, OWNED, OPERATED, MAINTAINED OR IMPROVED, OR
CONTRACTED FOR BY THE AUTHORITY AS A RENEWABLE ENERGY GENERATING PROJECT
PURSUANT TO SUBDIVISION TWENTY-SEVEN-A OF THIS SECTION. SUCH BILL CRED-
ITS SHALL BE IN ADDITION TO ANY OTHER RENEWABLE ENERGY PROGRAM OR ANY
OTHER PROGRAM OR BENEFIT THAT END-USE ELECTRICITY CONSUMERS IN DISADVAN-
TAGED COMMUNITIES RECEIVE. FOR PURPOSES OF THIS SUBDIVISION, A RENEWABLE
ENERGY SYSTEM DEVELOPED, CONSTRUCTED, OWNED, OR CONTRACTED FOR BY THE
AUTHORITY SHALL BE: (I) SIZED UP TO AND INCLUDING FIVE MEGAWATTS ALTER-
NATING CURRENT AND INTERCONNECTED TO THE DISTRIBUTION SYSTEM OR TRANS-
MISSION SYSTEM IN THE SERVICE TERRITORY OF THE ELECTRIC UTILITY THAT
SERVES THE END-USE ELECTRICITY CONSUMERS THAT RECEIVE BILL CREDITS; OR
(II) SIZED ABOVE FIVE MEGAWATTS ALTERNATING CURRENT AND INTERCONNECTED
TO THE DISTRIBUTION OR TRANSMISSION SYSTEM AT ONE OR MORE POINTS
ANYWHERE WITHIN THE STATE.
(C) FOR PURPOSES OF IMPLEMENTING REACH, THE AUTHORITY IS AUTHORIZED
AND DIRECTED, AS DEEMED FEASIBLE AND ADVISABLE BY THE TRUSTEES, TO:
(I) PURSUANT TO THE AUTHORITY PROVIDED IN PARAGRAPH (A) OF SUBDIVISION
TWENTY-SEVEN-A OF THIS SECTION, DEVELOP, CONSTRUCT, OWN, AND/OR OPERATE
RENEWABLE ENERGY GENERATING PROJECTS;
(II) CONTRACT FOR THE DEVELOPMENT, CONSTRUCTION AND/OR OPERATION OF
RENEWABLE ENERGY SYSTEMS;
(III) SELL, PURCHASE, AND OTHERWISE CONTRACT REGARDING RENEWABLE ENER-
GY, RENEWABLE ENERGY CREDITS OR ATTRIBUTES AND OTHER ENERGY PRODUCTS AND
SERVICES GENERATED BY RENEWABLE ENERGY GENERATING PROJECTS; AND
(IV) ENTER INTO CONTRACTS FOR PURPOSES OF IMPLEMENTING REACH, INCLUD-
ING BUT NOT LIMITED TO AGREEMENTS WITH DEVELOPERS, OWNERS AND OPERATORS
S. 4006--C 124 A. 3006--C
OF RENEWABLE ENERGY SYSTEMS, AND AGREEMENTS WITH JURISDICTIONAL LOAD
SERVING ENTITIES AND THE LONG ISLAND POWER AUTHORITY, OR ITS SERVICE
PROVIDER, TO PROVIDE FOR BILL CREDITS TO END-USE ELECTRICITY CONSUMERS
IN DISADVANTAGED COMMUNITIES FOR RENEWABLE ENERGY PRODUCED BY RENEWABLE
ENERGY SYSTEMS, UPON TERMS AND CONDITIONS APPROVED BY THE PUBLIC SERVICE
COMMISSION PURSUANT TO SUBDIVISIONS SEVEN AND EIGHT OF SECTION SIXTY-
SIX-P OF THE PUBLIC SERVICE LAW.
(D) THE AUTHORITY SHALL COMPLETE AND SUBMIT A REPORT, ON OR BEFORE
JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE, AND ANNUALLY THEREAFTER,
TO THE GOVERNOR, THE SPEAKER OF THE ASSEMBLY, THE TEMPORARY PRESIDENT OF
THE SENATE, THE MINORITY LEADER OF THE ASSEMBLY, AND THE MINORITY LEADER
OF THE SENATE WHICH SHALL BE POSTED ON THE AUTHORITY'S WEBSITE, AND
SHALL INCLUDE, BUT NOT BE LIMITED TO:
(I) CONTRACTS ENTERED INTO BY THE AUTHORITY FOR THE DEVELOPMENT,
CONSTRUCTION AND/OR OPERATION OF RENEWABLE ENERGY SYSTEMS THAT ARE
INTENDED IN WHOLE OR IN PART TO SUPPORT REACH, AND THE PLANNED LOCATION
OF SUCH PROJECTS;
(II) RENEWABLE ENERGY SYSTEMS THAT ARE BEING PLANNED AND DEVELOPED OR
THAT HAVE BEEN DEVELOPED BY OR FOR THE AUTHORITY THAT ARE INTENDED IN
WHOLE OR IN PART TO SUPPORT REACH, AND THE LOCATION OF SUCH PROJECTS;
(III) AN ESTIMATE OF THE AGGREGATE AMOUNT OF BILL CREDITS PROVIDED TO
END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED COMMUNITIES UNDER REACH;
(IV) AN ESTIMATE OF: (A) THE TOTAL AMOUNT OF REVENUES GENERATED FROM
THE SALE OF RENEWABLE CAPACITY, ENERGY, RENEWABLE CREDITS OR ATTRIBUTES,
AND RELATED ANCILLARY SERVICES THAT ARE USED TO FUND BILL CREDITS; AND
(B) ANY OTHER AUTHORITY FUNDS, AS DETERMINED TO BE FEASIBLE AND ADVIS-
ABLE BY THE TRUSTEES, THE AUTHORITY HAS CONTRIBUTED FOR THE PURPOSE OF
FUNDING BILL CREDITS UNDER REACH;
(V) THE AMOUNT OF ENERGY PRODUCED BY EACH FACILITY; AND
(VI) THE KILOWATT-HOUR SALES BY PROJECT.
(E) THE AUTHORITY MAY REQUEST FROM ANY DEPARTMENT, DIVISION, OFFICE,
COMMISSION OR OTHER AGENCY OF THE STATE OR ANY STATE PUBLIC AUTHORITY,
AND THE SAME ARE AUTHORIZED TO PROVIDE, SUCH ASSISTANCE, SERVICES AND
DATA AS MAY BE REQUIRED BY THE AUTHORITY IN CARRYING OUT THE PURPOSES OF
THIS SUBDIVISION.
(F) WITHIN ONE YEAR OF THE EFFECTIVE DATE OF THIS SUBDIVISION, THE
AUTHORITY SHALL ISSUE A REPORT TO THE GOVERNOR, THE SPEAKER OF THE
ASSEMBLY, THE TEMPORARY PRESIDENT OF THE SENATE, THE MINORITY LEADER OF
THE ASSEMBLY, AND THE MINORITY LEADER OF THE SENATE THAT ADDRESSES THE
FEASIBILITY AND ADVISABILITY OF IMPLEMENTING A PROGRAM SIMILAR TO REACH
FOR THE PURPOSE OF PROVIDING BILL CREDITS TO LOW-INCOME OR MODERATE-IN-
COME END-USE ELECTRICITY CONSUMERS LOCATED IN DISADVANTAGED COMMUNITIES
IN THE SERVICE TERRITORIES OF MUNICIPAL DISTRIBUTION UTILITIES AND RURAL
ELECTRIC COOPERATIVES LOCATED IN NEW YORK STATE. THE AUTHORITY MAY
CONFER WITH ANY MUNICIPAL DISTRIBUTION UTILITY OR ITS REPRESENTATIVES,
AND ANY RURAL ELECTRIC COOPERATIVE OR ITS REPRESENTATIVES, AND MAY
REQUEST FROM ANY MUNICIPAL DISTRIBUTION UTILITY, RURAL ELECTRIC COOPER-
ATIVE, DEPARTMENT, DIVISION, OFFICE, COMMISSION OR OTHER AGENCY OF THE
STATE OR STATE PUBLIC AUTHORITY, AND THE SAME ARE AUTHORIZED TO PROVIDE,
SUCH ASSISTANCE, SERVICES AND DATA AS MAY BE REQUIRED BY THE AUTHORITY
TO COMPLETE THE REPORT.
(G) NOTHING IN THIS SUBDIVISION SHALL BE CONSTRUED AS AUTHORIZING ANY
PRIVATE ENTITY THAT ENTERS INTO A PUBLIC-PRIVATE PARTNERSHIP OR A SIMI-
LAR AGREEMENT, OR ANY CONTRACT AUTHORIZED HEREIN, WITH THE AUTHORITY OR
AN AUTHORITY SUBSIDIARY, TO RECEIVE, EXERCISE OR CLAIM ENTITLEMENT TO
S. 4006--C 125 A. 3006--C
ANY OF THE PRIVILEGES, IMMUNITIES, TAX EXEMPTIONS OR OTHER EXEMPTIONS OF
THE AUTHORITY OR ANY AUTHORITY SUBSIDIARY.
§ 3. Subdivision 1 of section 66-p of the public service law, as added
by chapter 106 of the laws of 2019, is amended to read as follows:
1. As used in this section:
(a) "jurisdictional load serving entity" means any entity subject to
the jurisdiction of the commission that secures energy to serve the
electrical energy requirements of end-use customers in New York
state[;].
(b) "renewable energy systems" means systems that generate electricity
or thermal energy through use of the following technologies: solar ther-
mal, photovoltaics, on land and offshore wind, hydroelectric, geothermal
electric, geothermal ground source heat, tidal energy, wave energy,
ocean thermal, and fuel cells which do not utilize a fossil fuel
resource in the process of generating electricity.
(C) "BILL CREDIT" SHALL HAVE THE SAME MEANING AS IN SUBPARAGRAPH (I)
OF PARAGRAPH (A) OF SUBDIVISION TWENTY-SEVEN-B OF SECTION ONE THOUSAND
FIVE OF THE PUBLIC AUTHORITIES LAW.
(D) "DISADVANTAGED COMMUNITY" MEANS A COMMUNITY DEFINED AS A DISADVAN-
TAGED COMMUNITY UNDER ARTICLE SEVENTY-FIVE OF THE ENVIRONMENTAL CONSER-
VATION LAW.
(E) "RENEWABLE ENERGY" MEANS ELECTRICAL ENERGY PRODUCED BY A RENEWABLE
ENERGY SYSTEM.
(F) "LOW-INCOME OR MODERATE-INCOME END-USE CONSUMER" SHALL MEAN END-
USE CUSTOMERS OF ELECTRIC CORPORATIONS AND COMBINATION GAS AND ELECTRIC
CORPORATIONS REGULATED BY THE PUBLIC SERVICE COMMISSION WHOSE INCOME IS
FOUND TO BE BELOW THE STATE MEDIAN INCOME BASED ON HOUSEHOLD SIZE.
§ 4. Section 66-p of the public service law is amended by adding a new
subdivision 8 to read as follows:
8. THE POWER AUTHORITY OF THE STATE OF NEW YORK SHALL, NO LATER THAN
TWELVE MONTHS AFTER THE EFFECTIVE DATE OF THIS SUBDIVISION, FILE A PETI-
TION TO COMMENCE, AND THE COMMISSION SHALL COMMENCE, NECESSARY
PROCEEDINGS TO ENABLE THE POWER AUTHORITY OF THE STATE OF NEW YORK TO
PROVIDE BILL CREDITS FROM RENEWABLE ENERGY GENERATING PROJECTS UNDER THE
RENEWABLE ENERGY ACCESS AND COMMUNITY HELP PROGRAM, OR "REACH", ESTAB-
LISHED PURSUANT TO SUBDIVISION TWENTY-SEVEN-B OF SECTION ONE THOUSAND
FIVE OF THE PUBLIC AUTHORITIES LAW, TO LOW-INCOME OR MODERATE-INCOME
END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED COMMUNITIES FOR RENEWABLE
ENERGY PRODUCED BY RENEWABLE ENERGY GENERATING PROJECTS DEVELOPED,
CONSTRUCTED, OWNED, OR CONTRACTED FOR BY THE POWER AUTHORITY OF THE
STATE OF NEW YORK PURSUANT TO SUBDIVISION TWENTY-SEVEN-A OF SECTION ONE
THOUSAND FIVE OF THE PUBLIC AUTHORITIES LAW. SUCH BILL CREDITS SHALL BE
IN ADDITION TO ANY OTHER RENEWABLE ENERGY PROGRAM OR ANY OTHER PROGRAM
OR BENEFIT THAT LOW-INCOME OR MODERATE-INCOME END-USE ELECTRICITY
CONSUMERS IN DISADVANTAGED COMMUNITIES RECEIVE, AND ANY OTHER INCENTIVES
MADE AVAILABLE BY THE POWER AUTHORITY OF THE STATE OF NEW YORK. FOR
PURPOSES OF THIS SUBDIVISION, A RENEWABLE ENERGY SYSTEM DEVELOPED,
CONSTRUCTED, OWNED, OR CONTRACTED FOR BY THE AUTHORITY SHALL BE:
(A) SIZED UP TO AND INCLUDING FIVE MEGAWATTS ALTERNATING CURRENT AND
INTERCONNECTED TO THE DISTRIBUTION SYSTEM OR TRANSMISSION SYSTEM IN THE
SERVICE TERRITORY OF THE ELECTRIC UTILITY THAT SERVES THE LOW-INCOME OR
MODERATE-INCOME END-USE CONSUMERS THAT RECEIVE BILL CREDITS; OR
(B) SIZED ABOVE FIVE MEGAWATTS ALTERNATING CURRENT AND INTERCONNECTED
TO THE DISTRIBUTION OR TRANSMISSION SYSTEM AT ONE OR MORE POINTS
ANYWHERE IN NEW YORK STATE. THE COMMISSION SHALL, AFTER PUBLIC NOTICE
AND COMMENT, ESTABLISH SUCH PROGRAMS IMPLEMENTING REACH WHICH:
S. 4006--C 126 A. 3006--C
(I) PROVIDE THAT JURISDICTIONAL LOAD SERVING ENTITIES SHALL ENTER INTO
AGREEMENTS WITH THE POWER AUTHORITY OF THE STATE OF NEW YORK TO CARRY
OUT REACH;
(II) PROVIDE THAT JURISDICTIONAL LOAD SERVING ENTITIES SHALL FILE
TARIFFS AND OTHER SOLUTIONS DETERMINED BY THE COMMISSION TO IMPLEMENT
REACH AT A REASONABLE COST WHILE ENSURING SAFE AND RELIABLE ELECTRIC
SERVICE;
(III) PROVIDE THAT, UNLESS THEY OPT OUT, LOW-INCOME OR MODERATE-INCOME
END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED COMMUNITIES, INCLUDING
SUCH END-USE ELECTRICITY CUSTOMERS WHO HAVE OR WHO RESIDE IN BUILDINGS
THAT HAVE ON-SITE NET-METERED GENERATION OR WHO PARTICIPATE IN A COMMU-
NITY CHOICE AGGREGATION OR COMMUNITY DISTRIBUTED GENERATION PROJECT,
SHALL RECEIVE BILL CREDITS FOR RENEWABLE ENERGY PRODUCED BY A RENEWABLE
ENERGY SYSTEM DEVELOPED, CONSTRUCTED, OWNED, OR CONTRACTED FOR BY THE
POWER AUTHORITY OF THE STATE OF NEW YORK PURSUANT TO SUBDIVISION TWEN-
TY-SEVEN-A OF SECTION ONE THOUSAND FIVE OF THE PUBLIC AUTHORITIES LAW;
(IV) CONSIDER ENHANCED INCENTIVE PAYMENTS IN BILL CREDITS TO LOW-IN-
COME OR MODERATE-INCOME END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED
COMMUNITIES FOR RENEWABLE ENERGY SYSTEMS INCLUDING SOLAR AND COMMUNITY
DISTRIBUTED GENERATION PROJECTS AS PROVIDED FOR IN PARAGRAPH (B) OF
SUBDIVISION SEVEN OF THIS SECTION;
(V) TO THE EXTENT PRACTICABLE INCLUDE ENERGY STORAGE IN RENEWABLE
ENERGY SYSTEMS TO DELIVER CLEAN ENERGY BENEFITS TO LOW-INCOME OR MODER-
ATE-INCOME END-USE ELECTRICITY CONSUMERS IN DISADVANTAGED COMMUNITIES AS
PROVIDED FOR IN PARAGRAPHS (A) AND (B) OF SUBDIVISION SEVEN OF THIS
SECTION; AND
(VI) ADDRESS RECOVERY BY JURISDICTIONAL LOAD SERVING ENTITIES OF THEIR
PRUDENTLY INCURRED COSTS OF ADMINISTERING REACH IN ELECTRIC SERVICE
DELIVERY RATES OF THE UTILITY IN WHOSE SERVICE TERRITORY LOW-INCOME OR
MODERATE-INCOME END-USE ELECTRICITY CONSUMERS IN A DISADVANTAGED COMMU-
NITY PARTICIPATE IN REACH.
§ 5. Section 1005 of the public authorities law is amended by adding a
new subdivision 27-c to read as follows:
27-C. (A) WITHIN TWO YEARS OF THE EFFECTIVE DATE OF THIS SUBDIVISION,
THE AUTHORITY SHALL PUBLISH A PLAN PROVIDING FOR THE PROPOSED PHASE OUT,
BY DECEMBER THIRTY-FIRST, TWO THOUSAND THIRTY, OF THE PRODUCTION OF
ELECTRIC ENERGY FROM ITS SMALL NATURAL GAS POWER PLANTS. THE PLAN SHALL
INCLUDE A PROPOSED STRATEGY TO REPLACE, WHERE APPROPRIATE, THE SMALL
NATURAL GAS POWER PLANTS WITH RENEWABLE ENERGY SYSTEMS, AS DEFINED IN
SECTION SIXTY-SIX-P OF THE PUBLIC SERVICE LAW, INCLUDING RENEWABLE ENER-
GY GENERATING PROJECTS AUTHORIZED PURSUANT TO SUBDIVISION TWENTY-SEVEN-A
OF THIS SECTION PROVIDED SUCH PROJECTS SHALL BE INCLUDED IN THE STRATE-
GIC PLAN ESTABLISHED PURSUANT TO SUBDIVISION TWENTY-SEVEN-A OF THIS
SECTION. BY DECEMBER THIRTY-FIRST, TWO THOUSAND THIRTY, THE AUTHORITY
SHALL CEASE PRODUCTION OF ELECTRICITY AT EACH OF ITS SMALL NATURAL GAS
POWER PLANTS SHOULD THE AUTHORITY DETERMINE THAT SUCH PLANT OR PLANTS,
OR THE ELECTRICITY PRODUCTION THEREFROM ARE NOT NEEDED FOR ANY OF THE
FOLLOWING PURPOSES: (I) EMERGENCY POWER SERVICE; OR (II) ELECTRIC SYSTEM
RELIABILITY, INCLUDING BUT NOT LIMITED TO, OPERATING FACILITIES TO MAIN-
TAIN POWER SYSTEM REQUIREMENTS FOR FACILITY THERMAL LIMITS, VOLTAGE
LIMITS, FREQUENCY LIMITS, FAULT CURRENT DUTY LIMITS, OR DYNAMIC STABILI-
TY LIMITS, IN ACCORDANCE WITH THE SYSTEM RELIABILITY STANDARDS OF THE
NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION, CRITERIA OF THE NORTH-
EAST POWER COORDINATING COUNCIL, RULES OF THE NEW YORK STATE RELIABILITY
COUNCIL, AND AS APPLICABLE, RELIABILITY RULES OF THE UTILITY IN WHOSE
SERVICE TERRITORY A SMALL NATURAL GAS POWER PLANT IS LOCATED. NOTWITH-
S. 4006--C 127 A. 3006--C
STANDING ANY OTHER PROVISION OF THIS PARAGRAPH, THE AUTHORITY MAY
CONTINUE TO PRODUCE ELECTRIC ENERGY AT ANY OF THE SMALL NATURAL GAS
POWER PLANTS IF EXISTING OR PROPOSED REPLACEMENT GENERATION RESOURCES
WOULD RESULT IN MORE THAN A DE MINIMIS NET INCREASE OF EMISSIONS OF
CARBON DIOXIDE OR CRITERIA AIR POLLUTANTS WITHIN A DISADVANTAGED COMMU-
NITY AS DEFINED IN SUBDIVISION FIVE OF SECTION 75-0101 OF THE ENVIRON-
MENTAL CONSERVATION LAW. THE AUTHORITY SHALL FILE DEACTIVATION NOTICES
WITH THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM OPERATOR FOR THE
STATE OF NEW YORK FOR THE PURPOSE OF CEASING ELECTRICITY PRODUCTION FROM
THE SMALL NATURAL GAS POWER PLANTS IN A TIMEFRAME SUFFICIENT TO FACILI-
TATE THE CESSATION OF ELECTRICITY PRODUCTION PURSUANT TO THIS PARAGRAPH.
(B) IN DETERMINING WHETHER TO CEASE ELECTRICITY PRODUCTION FROM ANY
SMALL NATURAL GAS POWER PLANT, THE AUTHORITY IS AUTHORIZED TO CONFER
WITH THE FEDERALLY DESIGNATED ELECTRIC BULK SYSTEM OPERATOR FOR THE
STATE, THE NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY, THE
DEPARTMENT OF PUBLIC SERVICE, AND THE DISTRIBUTION UTILITY IN WHOSE
SERVICE TERRITORY SUCH SMALL NATURAL GAS POWER PLANT OPERATES, IN ADDI-
TION TO SUCH OTHER STAKEHOLDERS AS THE AUTHORITY DETERMINES TO BE APPRO-
PRIATE. DETERMINATIONS SHALL BE ON A PLANT BY PLANT BASIS, BE UPDATED
NO LESS THAN EVERY TWO YEARS, AND BE MADE PUBLICLY AVAILABLE ALONG WITH
THE SUPPORTING DOCUMENTATION ON WHICH THE DETERMINATION WAS BASED. IN
MAKING SUCH DETERMINATIONS, THE AUTHORITY SHALL PROVIDE AN OPPORTUNITY
FOR PUBLIC COMMENT OF NOT LESS THAN SIXTY DAYS PRIOR TO THE PUBLIC HEAR-
ING AND SHALL HOLD AT LEAST ONE PUBLIC HEARING IN THE AFFECTED COMMUNI-
TY.
(C) NOTHING IN THIS SUBDIVISION IS INTENDED TO, NOR SHALL BE CONSTRUED
TO, PROHIBIT THE AUTHORITY IN ITS DISCRETION FROM USING, OR PERMITTING
THE USE OF, INCLUDING THROUGH LEASE, SALE, OR OTHER ARRANGEMENT, ANY
SMALL NATURAL GAS POWER PLANT OR ITS SITE OR ASSOCIATED INFRASTRUCTURE
IN WHOLE OR IN PART FOR ELECTRIC SYSTEM PURPOSES THAT DOES NOT INVOLVE
THE COMBUSTION OF FOSSIL FUELS, INCLUDING, BUT NOT LIMITED TO PROVIDING
SYSTEM VOLTAGE SUPPORT, ENERGY STORAGE, INTERCONNECTION OF EXISTING OR
NEW RENEWABLE GENERATION, OR THE USE OF THE GENERATOR STEP UP TRANSFOR-
MERS AND SUBSTATIONS FOR TRANSMISSION OR DISTRIBUTION PURPOSES PROVIDED
THAT SUCH USE, LEASE, SALE, OR OTHER ARRANGEMENT SHALL COMPLY WITH
EXISTING LAW.
(D) FOR PURPOSES OF THIS SUBDIVISION, THE TERM "SMALL NATURAL GAS
POWER PLANT" OR "PLANT" MEANS EACH OF THE SEVEN ELECTRIC GENERATING
POWER PLANTS OWNED AND OPERATED BY THE AUTHORITY LOCATED AT SIX SITES IN
BRONX, BROOKLYN, QUEENS AND STATEN ISLAND AND ONE SITE IN BRENTWOOD,
SUFFOLK COUNTY, WHICH EACH USE ONE OR MORE SIMPLE CYCLE COMBUSTION
TURBINE UNITS, TOTALING ELEVEN UNITS, FUELED BY NATURAL GAS AND WHICH
TYPICALLY OPERATE DURING PERIODS OF PEAK ELECTRIC SYSTEM DEMAND.
§ 6. Section 1020-f of the public authorities law, as added by chapter
517 of the laws of 1986, is amended by adding a new subdivision (jj) to
read as follows:
(JJ) AS DEEMED FEASIBLE AND ADVISABLE BY THE TRUSTEES, TO ENTER INTO
CONTRACTS WITH THE POWER AUTHORITY OF THE STATE OF NEW YORK FOR THE
PROVISION OF BILL CREDITS GENERATED BY THE PRODUCTION OF RENEWABLE ENER-
GY BY A RENEWABLE ENERGY SYSTEM DEVELOPED, CONSTRUCTED, OWNED, OR
CONTRACTED FOR BY THE POWER AUTHORITY OF THE STATE OF NEW YORK UNDER THE
RENEWABLE ENERGY ACCESS AND COMMUNITY HELP PROGRAM ESTABLISHED PURSUANT
TO SUBDIVISION TWENTY-SEVEN-B OF SECTION ONE THOUSAND FIVE OF THIS ARTI-
CLE AND, UNLESS SUCH END-USE ELECTRICITY CONSUMERS OPT OUT, TO PROVIDE
SUCH BILL CREDITS TO LOW-INCOME OR MODERATE-INCOME END-USE ELECTRICITY
CONSUMERS IN DISADVANTAGED COMMUNITIES, INCLUDING SUCH END-USE ELECTRIC-
S. 4006--C 128 A. 3006--C
ITY CUSTOMERS WHO HAVE OR WHO RESIDE IN BUILDINGS THAT HAVE ON-SITE
NET-METERED GENERATION OR WHO PARTICIPATE IN A COMMUNITY CHOICE AGGRE-
GATION OR COMMUNITY DISTRIBUTED GENERATION PROJECT.
§ 7. Section 1005 of the public authorities law is amended by adding a
new subdivision 27-d to read as follows:
27-D. BEGINNING IN STATE FISCAL YEAR TWO THOUSAND TWENTY-FOUR--TWO
THOUSAND TWENTY-FIVE, THE AUTHORITY IS AUTHORIZED, AS DEEMED FEASIBLE
AND ADVISABLE BY THE TRUSTEES, TO MAKE AVAILABLE AN AMOUNT UP TO TWEN-
TY-FIVE MILLION DOLLARS ANNUALLY TO THE DEPARTMENT OF LABOR TO FUND
PROGRAMS ESTABLISHED OR IMPLEMENTED BY OR WITHIN THE DEPARTMENT OF
LABOR, INCLUDING BUT NOT LIMITED TO THE OFFICE OF JUST TRANSITION AND
PROGRAMS FOR WORKFORCE TRAINING AND RETRAINING, TO PREPARE WORKERS FOR
EMPLOYMENT FOR WORK IN THE RENEWABLE ENERGY FIELD.
§ 8. Paragraph (a) and subparagraph 1 of paragraph (b) of subdivision
13-b of section 1005 of the public authorities law, as added by section
4 of part CC of chapter 60 of the laws of 2011, are amended to read as
follows:
(a) Residential consumer electricity cost discount. Notwithstanding
any provision of this title or article six of the economic development
law to the contrary, the authority is authorized, as deemed feasible and
advisable by the trustees, to use revenues from the sale of hydroelec-
tric power, and such other funds of the authority as deemed feasible and
advisable by the trustees, to fund monthly payments to be made for the
benefit of such classes of electricity consumers as enjoyed the benefits
of authority hydroelectric power withdrawn pursuant to subdivision thir-
teen-a of this section, for the purpose of mitigating price impacts
associated with the reallocation of such power in the manner described
in this subdivision. Such monthly payments shall commence after such
hydroelectric power is withdrawn AND SHALL CEASE AUGUST FIRST, TWO THOU-
SAND TWENTY-THREE. The total annual amount of monthly payments for each
of the three twelve month periods following withdrawal of such [hyrdoe-
lectric] HYDROELECTRIC power shall be one hundred million dollars. The
total annual amount of monthly payments for each of the two subsequent
twelve month periods shall be seventy million dollars and fifty million
dollars, respectively. Thereafter, the total annual amount of monthly
payments for each twelve month period THROUGH THE FINAL PERIOD ENDING
AUGUST FIRST, TWO THOUSAND TWENTY-THREE shall be thirty million dollars.
The total amount of monthly payments shall be apportioned by the author-
ity among the utility corporations that, prior to the effective date of
this subdivision, purchased such hydroelectric power for the benefit of
their domestic and rural consumers according to the relative amounts of
such power purchased by such corporations. The monthly payments shall be
credited to the electricity bills of such corporations' domestic and
rural consumers in a manner to be determined by the public service
commission of the state of New York. The monthly credit provided by any
such corporation to any one consumer shall not exceed the total monthly
electric utility cost incurred by such consumer.
(1) Beginning with the second twelve month period after such hydro-
electric power is withdrawn, up to eight million dollars of the residen-
tial consumer electricity cost discount established by paragraph (a) of
this subdivision shall be dedicated for monthly payments to agricultural
producers who receive electric service at the residential rate, PROVIDED
THAT IN THE FINAL TWELVE MONTH PERIOD ENDING AUGUST FIRST, TWO THOUSAND
TWENTY-THREE, THE AMOUNT DEDICATED FOR AGRICULTURAL PRODUCERS SHALL NOT
EXCEED TWENTY PERCENT OF THE AMOUNT MADE AVAILABLE FOR THE OVERALL RESI-
DENTIAL CONSUMER ELECTRICITY COST DISCOUNT. The total amount of monthly
S. 4006--C 129 A. 3006--C
payments shall be apportioned by the authority among the utility corpo-
rations in the same manner as they are apportioned in paragraph (a) of
this subdivision. Monthly payments shall be credited to the electricity
bills of such corporations' agricultural consumers in a manner to be
determined by the public service commission of the state of New York.
The combined monthly credit, under this paragraph and paragraph (a) of
this subdivision, provided by any such corporation to any one consumer
shall not exceed the total monthly electric utility cost incurred by
such consumer.
§ 9. Subdivision 13-b of section 1005 of the public authorities law,
as added by section 4 of part CC of chapter 60 of the laws of 2011,
paragraph (a) and subparagraph 1 of paragraph (b) as amended by section
eight of this act, is amended to read as follows:
13-b. [Residential consumer discount programs. (a) Residential consum-
er electricity cost discount. Notwithstanding any provision of this
title or article six of the economic development law to the contrary,
the authority is authorized, as deemed feasible and advisable by the
trustees, to use revenues from the sale of hydroelectric power, and such
other funds of the authority as deemed feasible and advisable by the
trustees, to fund monthly payments to be made for the benefit of such
classes of electricity consumers as enjoyed the benefits of authority
hydroelectric power withdrawn pursuant to subdivision thirteen-a of this
section, for the purpose of mitigating price impacts associated with the
reallocation of such power in the manner described in this subdivision.
Such monthly payments shall commence after such hydroelectric power is
withdrawn and shall cease August first, two thousand twenty-three. The
total annual amount of monthly payments for each of the three twelve
month periods following withdrawal of such hydroelectric power shall be
one hundred million dollars. The total annual amount of monthly payments
for each of the two subsequent twelve month periods shall be seventy
million dollars and fifty million dollars, respectively. Thereafter, the
total annual amount of monthly payments for each twelve month period
through the final period ending August first, two thousand twenty-three
shall be thirty million dollars. The total amount of monthly payments
shall be apportioned by the authority among the utility corporations
that, prior to the effective date of this subdivision, purchased such
hydroelectric power for the benefit of their domestic and rural consum-
ers according to the relative amounts of such power purchased by such
corporations. The monthly payments shall be credited to the electricity
bills of such corporations' domestic and rural consumers in a manner to
be determined by the public service commission of the state of New York.
The monthly credit provided by any such corporation to any one consumer
shall not exceed the total monthly electric utility cost incurred by
such consumer.
(b)] Agricultural consumer electricity cost discount. (1) [Beginning
with the second twelve month period after such hydroelectric power is
withdrawn, up to eight million dollars of the residential consumer elec-
tricity cost discount established by paragraph (a) of this subdivision
shall be dedicated for monthly payments to agricultural producers who
receive electric service at the residential rate, provided that in the
final twelve month period ending August first, two thousand twenty-
three, the amount dedicated for agricultural producers shall not exceed
twenty percent of the amount made available for the overall residential
consumer electricity cost discount. The total amount of monthly payments
shall be apportioned by the authority among the utility corporations in
the same manner as they are apportioned in paragraph (a) of this subdi-
S. 4006--C 130 A. 3006--C
vision. Monthly payments shall be credited to the electricity bills of
such corporations' agricultural consumers in a manner to be determined
by the public service commission of the state of New York. The combined
monthly credit, under this paragraph and paragraph (a) of this subdivi-
sion, provided by any such corporation to any one consumer shall not
exceed the total monthly electric utility cost incurred by such consum-
er.] NOTWITHSTANDING ANY PROVISION OF THIS TITLE OR ARTICLE SIX OF THE
ECONOMIC DEVELOPMENT LAW TO THE CONTRARY, THE AUTHORITY IS AUTHORIZED,
BEGINNING IN TWO THOUSAND TWENTY-FOUR, AS DEEMED FEASIBLE AND ADVISABLE
BY THE TRUSTEES, TO USE REVENUES FROM THE SALE OF HYDROELECTRIC POWER,
AND SUCH OTHER FUNDS OF THE AUTHORITY AS DEEMED FEASIBLE AND ADVISABLE
BY THE TRUSTEES, TO FUND MONTHLY PAYMENTS TO BE MADE FOR THE BENEFIT OF
AGRICULTURAL PRODUCERS WHO RECEIVE ELECTRIC SERVICE AT THE RESIDENTIAL
RATE WHO ENJOYED THE BENEFITS OF AUTHORITY HYDROELECTRIC POWER WITHDRAWN
PURSUANT TO SUBDIVISION THIRTEEN-A OF THIS SECTION, AND WHO WERE PREVI-
OUSLY ELIGIBLE TO RECEIVE BENEFITS UNDER THE AGRICULTURAL CONSUMER ELEC-
TRICITY COST DISCOUNT CREATED BY SECTION FOUR OF PART CC OF CHAPTER
SIXTY OF THE LAWS OF TWO THOUSAND ELEVEN, FOR THE PURPOSE OF MITIGATING
PRICE IMPACTS ASSOCIATED WITH THE REALLOCATION OF SUCH POWER IN THE
MANNER DESCRIBED IN THIS SUBDIVISION. SUCH MONTHLY PAYMENTS SHALL
COMMENCE SEPTEMBER FIRST, TWO THOUSAND TWENTY-FOUR. THE TOTAL ANNUAL
AMOUNT OF MONTHLY PAYMENTS SHALL NOT EXCEED FIVE MILLION DOLLARS.
(2) The authority shall work cooperatively with the department of
public service to evaluate the agricultural consumer electricity cost
discount, which shall include an assessment of the benefits to recipi-
ents compared to the benefits the recipients received from the authori-
ty's hydroelectric power, withdrawn pursuant to subdivision thirteen-a
of this section, during the twelve month period ending December thirty-
first, two thousand ten, and compared to other agricultural consumers
that did not choose to receive the discount.
[(c)] (B) Energy efficiency program. (1) Beginning with the withdrawal
of such hydroelectric power, the authority or the New York state energy
research and development authority, shall conduct an energy efficiency
program for five years to provide energy efficiency improvements for the
purpose of reducing energy consumption for domestic and rural consumers.
Such energy efficiency program may be undertaken in cooperation with
other energy efficiency programs offered by utility corporations, state
agencies and authorities including but not limited to the New York state
energy research and development authority; provided however that energy
savings attributable to such other energy efficiency programs shall not
be included in determining the amount of energy saved pursuant to the
program established by this paragraph;
(2) The authority or the New York state energy research and develop-
ment authority shall annually post on their website a report evaluating
the energy efficiency program, including but not limited to, the number
of domestic and rural consumers who opted to participate in the program
and, if practicable, the estimated savings the domestic and rural
consumers received by participating in the energy efficiency program.
§ 10. Nothing in this act is intended to limit, impair, or affect the
legal authority of the Power Authority of the State of New York under
any other provision of law.
§ 11. Severability. If any word, phrase, clause, sentence, paragraph,
section, or part of this act shall be adjudged by any court of competent
jurisdiction to be invalid, such judgment shall not affect, impair, or
invalidate the remainder thereof, but shall be confined in its operation
to the word, phrase, clause, sentence, paragraph, section, or part ther-
S. 4006--C 131 A. 3006--C
eof directly involved in the controversy in which such judgment shall
have been rendered.
§ 12. This act shall take effect immediately; provided, however, that
section nine of this act shall take effect January 1, 2024.
PART RR
Section 1. Subdivision 6 of section 11-104 of the energy law, as added
by chapter 374 of the laws of 2022, is amended and two new subdivisions
7 and 8 are added to read as follows:
6. (A) To the fullest extent feasible, the standards for construction
of buildings in the code shall be designed to help achieve the state's
clean energy and climate agenda, including but not limited to greenhouse
gas reduction, set forth within chapter one hundred six of the laws of
two thousand nineteen, also known as the New York state climate leader-
ship and community protection act, and as further identified by the New
York state climate action council established pursuant to section
75-0103 of the environmental conservation law.
(B) IN ADDITION TO THE FOREGOING, TO SUPPORT THE GOAL OF ZERO ON-SITE
GREENHOUSE GAS EMISSIONS AND HELP ACHIEVE THE STATE'S CLEAN ENERGY AND
CLIMATE AGENDA, INCLUDING BUT NOT LIMITED TO GREENHOUSE GAS REDUCTION
REQUIREMENTS SET FORTH WITHIN CHAPTER ONE HUNDRED SIX OF THE LAWS OF TWO
THOUSAND NINETEEN, ALSO KNOWN AS THE NEW YORK STATE CLIMATE LEADERSHIP
AND COMMUNITY PROTECTION ACT, THE CODE SHALL PROHIBIT THE INSTALLATION
OF FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS, IN ANY NEW BUILDING NOT
MORE THAN SEVEN STORIES IN HEIGHT, EXCEPT FOR A NEW COMMERCIAL OR INDUS-
TRIAL BUILDING GREATER THAN ONE HUNDRED THOUSAND SQUARE FEET IN CONDI-
TIONED FLOOR AREA, ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND TWEN-
TY-FIVE, AND THE CODE SHALL PROHIBIT THE INSTALLATION OF FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS, IN ALL NEW BUILDINGS AFTER DECEMBER
THIRTY-FIRST, TWO THOUSAND TWENTY-EIGHT.
7. (A) THE PROVISIONS SET FORTH IN PARAGRAPH (B) OF SUBDIVISION SIX OF
THIS SECTION SHALL NOT BE CONSTRUED AS APPLYING TO BUILDINGS EXISTING
PRIOR TO THE EFFECTIVE DATE OF THE APPLICABLE PROHIBITION, INCLUDING TO:
(I) THE REPAIR, ALTERATION, ADDITION, RELOCATION, OR CHANGE OF OCCU-
PANCY OR USE OF SUCH BUILDINGS; AND
(II) THE INSTALLATION OR CONTINUED USE AND MAINTENANCE OF FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS, INCLUDING AS RELATED TO COOKING EQUIP-
MENT, IN ANY SUCH BUILDINGS.
(B) IN ADDITION, IN EFFECTUATING THE PROVISIONS SET FORTH IN PARAGRAPH
(B) OF SUBDIVISION SIX OF THIS SECTION THE CODE SHALL INCLUDE EXEMPTIONS
FOR THE PURPOSES OF ALLOWING THE INSTALLATION AND USE OF FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS WHERE SUCH ARE INSTALLED AND USED:
(I) FOR GENERATION OF EMERGENCY BACK-UP POWER AND STANDBY POWER
SYSTEMS;
(II) IN A MANUFACTURED HOME AS DEFINED IN SUBDIVISION SEVEN OF SECTION
SIX HUNDRED ONE OF THE EXECUTIVE LAW; OR
(III) IN A BUILDING OR PART OF A BUILDING THAT IS USED AS A MANUFAC-
TURING FACILITY, COMMERCIAL FOOD ESTABLISHMENT, LABORATORY, CAR WASH,
LAUNDROMAT, HOSPITAL, OTHER MEDICAL FACILITY, CRITICAL INFRASTRUCTURE,
INCLUDING BUT NOT LIMITED TO EMERGENCY MANAGEMENT FACILITIES, WASTEWATER
TREATMENT FACILITIES, AND WATER TREATMENT AND PUMPING FACILITIES, AGRI-
CULTURAL BUILDING, FUEL CELL SYSTEM, OR CREMATORIUM, AS SUCH TERMS ARE
DEFINED BY THE CODE COUNCIL.
(C) WHERE THE CODE INCLUDES AN ALLOWED EXEMPTION PURSUANT TO SUBPARA-
GRAPH (I) OR (III) OF PARAGRAPH (B) OF THIS SUBDIVISION, OTHER THAN
S. 4006--C 132 A. 3006--C
AGRICULTURAL BUILDINGS AS DEFINED BY THE COUNCIL, SUCH EXEMPTION SHALL
INCLUDE PROVISIONS THAT, TO THE FULLEST EXTENT FEASIBLE, LIMIT THE USE
OF FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS TO THE SYSTEM AND AREA OF
THE BUILDING FOR WHICH A PROHIBITION ON FOSSIL-FUEL EQUIPMENT AND BUILD-
ING SYSTEMS IS INFEASIBLE; REQUIRE THE AREA OR SERVICE WITHIN A NEW
BUILDING WHERE FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS ARE INSTALLED
BE ELECTRIFICATION READY, EXCEPT WITH RESPECT TO SERVICING MANUFACTURING
OR INDUSTRIAL PROCESSES; AND MINIMIZE EMISSIONS FROM THE FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS THAT ARE ALLOWED TO BE USED, PROVIDED
THAT THE PROVISIONS SET FORTH IN THIS PARAGRAPH DO NOT ADVERSELY AFFECT
HEALTH, SAFETY, SECURITY, OR FIRE PROTECTION. FINANCIAL CONSIDERATIONS
SHALL NOT BE SUFFICIENT BASIS TO DETERMINE PHYSICAL OR TECHNICAL INFEA-
SIBILITY.
(D) EXEMPTIONS INCLUDED IN THE CODE PURSUANT TO THIS SUBDIVISION SHALL
BE PERIODICALLY REVIEWED BY THE STATE FIRE PREVENTION AND BUILDING CODE
COUNCIL TO ASSURE THAT THEY CONTINUE TO EFFECTUATE THE PURPOSES OF
SUBDIVISION SIX OF THIS SECTION TO THE FULLEST EXTENT FEASIBLE.
(E) THE CODE SHALL ALLOW FOR EXEMPTION OF A NEW BUILDING CONSTRUCTION
PROJECT THAT REQUIRES AN APPLICATION FOR NEW OR EXPANDED ELECTRIC
SERVICE, PURSUANT TO SUBDIVISION ONE OF SECTION THIRTY-ONE OF THE PUBLIC
SERVICE LAW AND/OR SECTION TWELVE OF THE TRANSPORTATION CORPORATIONS
LAW, WHEN ELECTRIC SERVICE CANNOT BE REASONABLY PROVIDED BY THE GRID AS
OPERATED BY THE LOCAL ELECTRIC CORPORATION OR MUNICIPALITY PURSUANT TO
SUBDIVISION ONE OF SECTION SIXTY-FIVE OF THE PUBLIC SERVICE LAW;
PROVIDED, HOWEVER, THAT THE PUBLIC SERVICE COMMISSION SHALL DETERMINE
REASONABLENESS FOR PURPOSES OF THIS EXEMPTION. FOR THE PURPOSES OF THIS
PARAGRAPH, "GRID" SHALL HAVE THE SAME MEANING AS ELECTRIC PLANT, AS
DEFINED IN SUBDIVISION TWELVE OF SECTION TWO OF THE PUBLIC SERVICE LAW.
8. FOR THE PURPOSES OF THIS SECTION:
(A) "FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS" SHALL MEAN (I) EQUIP-
MENT, AS SUCH TERM IS DEFINED IN SECTION 11-102 OF THIS ARTICLE, THAT
USES FOSSIL-FUEL FOR COMBUSTION; OR (II) SYSTEMS, OTHER THAN ITEMS
SUPPORTING AN INDUSTRIAL OR COMMERCIAL PROCESS AS REFERRED TO IN THE
DEFINITION OF EQUIPMENT IN SECTION 11-102 OF THE ENERGY LAW, ASSOCIATED
WITH A BUILDING THAT WILL BE USED FOR OR TO SUPPORT THE SUPPLY, DISTRIB-
UTION, OR DELIVERY OF FOSSIL-FUEL FOR ANY PURPOSE, OTHER THAN FOR USE BY
MOTOR VEHICLES.
(B) "ELECTRIFICATION READY" MEANS THE NEW BUILDING OR PORTION THEREOF
WHERE FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS ARE ALLOWED TO BE USED
WHICH CONTAINS ELECTRICAL SYSTEMS AND DESIGNS THAT PROVIDE SUFFICIENT
CAPACITY FOR A FUTURE REPLACEMENT OF SUCH FOSSIL-FUEL EQUIPMENT AND
BUILDING SYSTEMS WITH ELECTRIC-POWERED EQUIPMENT, INCLUDING BUT NOT
LIMITED TO SUFFICIENT SPACE, DRAINAGE, ELECTRICAL CONDUCTORS OR RACE-
WAYS, BUS BAR CAPACITY, AND OVERCURRENT PROTECTIVE DEVICES FOR SUCH
ELECTRIC-POWERED EQUIPMENT.
§ 2. Section 371 of the executive law, as added by chapter 707 of the
laws of 1981, is amended to read as follows:
§ 371. Statement of legislative findings and purposes. 1. The legisla-
ture hereby finds and declares that:
a. The present level of loss of life, injury to persons, and damage to
property as a result of fire demonstrates that the people of the state
have yet to receive the basic level of protection to which they are
entitled in connection with the construction and maintenance of build-
ings;
b. There does not exist for all areas of the state a single, adequate,
enforceable code establishing minimum standards for fire protection and
S. 4006--C 133 A. 3006--C
construction, maintenance and use of materials in buildings. Instead,
there exists a multiplicity of codes and requirements for various types
of buildings administered at various levels of state and local govern-
ment. There are, in addition, extensive areas of the state in which no
code at all is in effect for the general benefit of the people of the
state;
c. The present system of enforcement of fire protection and building
construction codes is characterized by a lack of adequately trained
personnel, as well as inconsistent qualifications for personnel who
administer and enforce those codes;
d. Whether because of the absence of applicable codes, inadequate code
provisions or inadequate enforcement of codes, the threat to the public
health and safety posed by fire remains a real and present danger for
the people of the state; and
e. The multiplicity of fire protection and building construction code
requirements poses an additional problem for the people of the state
since it increases the cost of doing business in the state by perpetuat-
ing multiple requirements, jurisdictional overlaps and business uncer-
tainties, and, in some instances, by artificially inducing high
construction costs.
2. The legislature declares that it shall be the public policy of the
state of New York to:
a. Immediately provide for a minimum level of protection from the
hazards of fire in every part of the state;
b. Provide for the promulgation of a uniform code addressing building
construction and fire prevention in order to provide a basic minimum
level of protection to all people of the state from hazards of fire and
inadequate building construction. In providing for such a uniform code,
it is declared to be the policy of the state of New York to:
(1) reconcile the myriad existing and potentially conflicting regu-
lations which apply to different types of buildings and occupancies;
(2) recognize that fire prevention and fire prevention codes are
closely related to the adequacy of building construction codes, that the
greatest portion of a building code's requirements are fire safety
oriented, and that fire prevention and building construction concerns
should be the subject of a single code;
(3) RECOGNIZE THAT THE DECARBONIZATION OF NEW AND EXISTING BUILDINGS
IS CLOSELY RELATED TO THE STATE'S CLEAN ENERGY AND CLIMATE AGENDA AS
DESCRIBED IN THE NEW YORK CLIMATE LEADERSHIP AND COMMUNITY PROTECTION
ACT SET FORTH IN CHAPTER ONE HUNDRED SIX OF THE LAWS OF TWO THOUSAND
NINETEEN, AND THAT THE UNIFORM CODE SHALL ENABLE THE STATE'S CLEAN ENER-
GY OBJECTIVES;
(4) place public and private buildings on an equal plane with respect
to fire prevention and adequacy of building construction;
[(4)] (5) require new and existing buildings alike to keep pace with
advances in technology concerning fire prevention and building
construction, including, where appropriate, that provisions apply on a
retroactive basis; and
[(5)] (6) provide protection to both residential and non-residential
buildings;
c. Insure that the uniform code be in full force and effect in every
area of the state;
d. Encourage local governments to exercise their full powers to admin-
ister and enforce the uniform code; and
S. 4006--C 134 A. 3006--C
e. Provide for a uniform, statewide approach to the training and qual-
ification of personnel engaged in the administration and enforcement of
the uniform code.
§ 3. Subdivision 19 of section 378 of the executive law, as renumbered
by chapter 47 of the laws of 2022, is renumbered subdivision 20 and a
new subdivision 19 is added to read as follows:
19. A. TO SUPPORT THE GOAL OF ZERO ON-SITE GREENHOUSE GAS EMISSIONS
AND HELP ACHIEVE THE STATE'S CLEAN ENERGY AND CLIMATE AGENDA, INCLUDING
BUT NOT LIMITED TO GREENHOUSE GAS REDUCTION REQUIREMENTS SET FORTH WITH-
IN CHAPTER ONE HUNDRED SIX OF THE LAWS OF TWO THOUSAND NINETEEN, ALSO
KNOWN AS THE NEW YORK STATE CLIMATE LEADERSHIP AND COMMUNITY PROTECTION
ACT, THE UNIFORM CODE SHALL PROHIBIT THE INSTALLATION OF FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS, IN ANY NEW BUILDING NOT MORE THAN SEVEN
STORIES IN HEIGHT, EXCEPT FOR A NEW COMMERCIAL OR INDUSTRIAL BUILDING
GREATER THAN ONE HUNDRED THOUSAND SQUARE FEET IN CONDITIONED FLOOR AREA,
ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE, AND THE
UNIFORM CODE SHALL PROHIBIT THE INSTALLATION OF FOSSIL-FUEL EQUIPMENT
AND BUILDING SYSTEMS, IN ALL NEW BUILDINGS ON OR AFTER DECEMBER THIRTY-
FIRST, TWO THOUSAND TWENTY-EIGHT.
B. THE PROVISIONS SET FORTH IN PARAGRAPH A OF THIS SUBDIVISION SHALL
NOT BE CONSTRUED AS APPLYING TO BUILDINGS EXISTING PRIOR TO THE EFFEC-
TIVE DATE OF THE APPLICABLE PROHIBITION, INCLUDING TO:
(I) THE REPAIR, ALTERATION, ADDITION, RELOCATION, OR CHANGE OF OCCU-
PANCY OR USE OF SUCH BUILDINGS; AND
(II) THE INSTALLATION OR CONTINUED USE AND MAINTENANCE OF FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS, INCLUDING AS RELATED TO COOKING EQUIP-
MENT, IN ANY SUCH BUILDINGS.
C. IN ADDITION, IN EFFECTUATING THE PROVISIONS SET FORTH IN PARAGRAPH
A OF THIS SUBDIVISION THE CODE SHALL INCLUDE EXEMPTIONS FOR THE PURPOSES
OF ALLOWING THE INSTALLATION AND USE OF FOSSIL-FUEL EQUIPMENT AND BUILD-
ING SYSTEMS WHERE SUCH SYSTEMS ARE INSTALLED AND USED:
(I) FOR GENERATION OF EMERGENCY BACK-UP POWER AND STANDBY POWER
SYSTEMS;
(II) IN A MANUFACTURED HOME AS DEFINED IN SUBDIVISION SEVEN OF SECTION
SIX HUNDRED ONE OF THE EXECUTIVE LAW; OR
(III) IN A BUILDING OR PART OF A BUILDING THAT IS USED AS A MANUFAC-
TURING FACILITY, COMMERCIAL FOOD ESTABLISHMENT, LABORATORY, CAR WASH,
LAUNDROMAT, HOSPITAL, OTHER MEDICAL FACILITY, CRITICAL INFRASTRUCTURE,
INCLUDING BUT NOT LIMITED TO EMERGENCY MANAGEMENT FACILITIES, WASTEWATER
TREATMENT FACILITIES, AND WATER TREATMENT AND PUMPING FACILITIES, AGRI-
CULTURAL BUILDING, FUEL CELL SYSTEM, OR CREMATORIUM, AS SUCH TERMS ARE
DEFINED BY THE CODE COUNCIL.
D. WHERE THE UNIFORM CODE INCLUDES AN ALLOWED EXEMPTION PURSUANT TO
SUBPARAGRAPH (I) OR (III) OF PARAGRAPH C OF THIS SUBDIVISION, OTHER THAN
AGRICULTURAL BUILDINGS AS DEFINED BY THE COUNCIL, SUCH EXEMPTION SHALL
INCLUDE PROVISIONS THAT, TO THE FULLEST EXTENT FEASIBLE, LIMIT THE USE
OF FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS TO THE SYSTEM AND AREA OF
THE BUILDING FOR WHICH A PROHIBITION ON FOSSIL-FUEL EQUIPMENT AND BUILD-
ING SYSTEMS IS INFEASIBLE; EXCEPT WITH RESPECT TO SERVICING MANUFACTUR-
ING OR INDUSTRIAL PROCESSES, REQUIRE THE AREA OR SERVICE WITHIN A NEW
BUILDING WHERE FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS ARE INSTALLED
BE ELECTRIFICATION READY; AND MINIMIZE EMISSIONS FROM THE FOSSIL-FUEL
EQUIPMENT AND BUILDING SYSTEMS THAT ARE ALLOWED TO BE USED, PROVIDED
THAT SUCH PROVISIONS DO NOT ADVERSELY AFFECT HEALTH, SAFETY, SECURITY,
OR FIRE PROTECTION. FINANCIAL CONSIDERATIONS SHALL NOT BE SUFFICIENT
BASIS TO DETERMINE PHYSICAL OR TECHNICAL INFEASIBILITY.
S. 4006--C 135 A. 3006--C
E. EXEMPTIONS INCLUDED IN THE UNIFORM CODE PURSUANT TO THIS SUBDIVI-
SION SHALL BE PERIODICALLY REVIEWED BY THE CODE COUNCIL TO ASSURE THAT
THEY CONTINUE TO EFFECTUATE THE PURPOSES OF PARAGRAPH A OF THIS SUBDIVI-
SION AND SUBPARAGRAPH THREE OF PARAGRAPH B OF SUBDIVISION TWO OF SECTION
THREE HUNDRED SEVENTY-ONE OF THIS ARTICLE TO THE FULLEST EXTENT FEASI-
BLE.
F. THE CODE SHALL ALLOW FOR EXEMPTION OF A NEW BUILDING CONSTRUCTION
PROJECT THAT REQUIRES AN APPLICATION FOR NEW OR EXPANDED ELECTRIC
SERVICE, PURSUANT TO SUBDIVISION ONE OF SECTION THIRTY-ONE OF THE PUBLIC
SERVICE LAW AND/OR SECTION TWELVE OF THE TRANSPORTATION CORPORATIONS
LAW, WHEN ELECTRIC SERVICE CANNOT BE REASONABLY PROVIDED BY THE GRID AS
OPERATED BY THE LOCAL ELECTRIC CORPORATION OR MUNICIPALITY PURSUANT TO
SUBDIVISION ONE OF SECTION SIXTY-FIVE OF THE PUBLIC SERVICE LAW;
PROVIDED, HOWEVER, THAT THE PUBLIC SERVICE COMMISSION SHALL DETERMINE
REASONABLENESS FOR PURPOSES OF THIS EXEMPTION. FOR THE PURPOSES OF THIS
PARAGRAPH, "GRID" SHALL HAVE THE SAME MEANING AS ELECTRIC PLANT, AS
DEFINED IN SUBDIVISION TWELVE OF SECTION TWO OF THE PUBLIC SERVICE LAW.
G. FOR THE PURPOSES OF THIS SUBDIVISION:
(I) "FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS" SHALL MEAN (A) EQUIP-
MENT, AS SUCH TERM IS DEFINED IN SECTION 11-102 OF THE ENERGY LAW, THAT
USES FOSSIL-FUEL FOR COMBUSTION; OR (B) SYSTEMS, OTHER THAN ITEMS
SUPPORTING AN INDUSTRIAL OR COMMERCIAL PROCESS AS REFERRED TO IN THE
DEFINITION OF EQUIPMENT IN SECTION 11-102 OF THE ENERGY LAW, ASSOCIATED
WITH A BUILDING THAT WILL BE USED FOR OR TO SUPPORT THE SUPPLY, DISTRIB-
UTION, OR DELIVERY OF FOSSIL-FUEL FOR ANY PURPOSE, OTHER THAN FOR USE BY
MOTOR VEHICLES.
(II) "ELECTRIFICATION READY" MEANS THE NEW BUILDING OR PORTION THEREOF
WHERE FOSSIL-FUEL EQUIPMENT AND BUILDING SYSTEMS ARE ALLOWED TO BE USED
WHICH CONTAINS ELECTRICAL SYSTEMS AND DESIGNS THAT PROVIDE SUFFICIENT
CAPACITY FOR A FUTURE REPLACEMENT OF SUCH FOSSIL-FUEL EQUIPMENT AND
BUILDING SYSTEMS WITH ELECTRIC-POWERED EQUIPMENT, INCLUDING BUT NOT
LIMITED TO SUFFICIENT SPACE, DRAINAGE, ELECTRICAL CONDUCTORS OR RACE-
WAYS, BUS BAR CAPACITY, AND OVERCURRENT PROTECTIVE DEVICES FOR SUCH
ELECTRIC-POWERED EQUIPMENT.
§ 4. Section 1005 of the public authorities law is amended by adding a
new subdivision 30 to read as follows:
30. TO ESTABLISH DECARBONIZATION ACTION PLANS FOR STATE-OWNED FACILI-
TIES AS PROVIDED FOR IN SECTION NINETY OF THE PUBLIC BUILDINGS LAW, AND
TO CONSULT, COOPERATE, AND COORDINATE WITH ANY STATE ENTITY, AS REQUIRED
OR AUTHORIZED IN ARTICLE FOUR-D OF THE PUBLIC BUILDINGS LAW.
§ 5. The public buildings law is amended by adding a new article 4-D
to read as follows:
ARTICLE 4-D
DECARBONIZATION OF STATE-OWNED FACILITIES
SECTION 90. DEFINITIONS.
91. DECARBONIZATION ACTION PLANS.
§ 90. DEFINITIONS. AS USED IN THIS ARTICLE:
1. "AUTHORITY" SHALL MEAN THE POWER AUTHORITY OF THE STATE OF NEW YORK
ESTABLISHED UNDER TITLE ONE OF ARTICLE FIVE OF THE PUBLIC AUTHORITIES
LAW.
2. "DECARBONIZATION" AND "DECARBONIZE" MEANS ELIMINATING ALL ON-SITE
COMBUSTION OF FOSSIL-FUELS AND ASSOCIATED CO-POLLUTANTS WITH THE EXCEP-
TION OF BACK-UP EMERGENCY GENERATORS AND REDUNDANT SYSTEMS NEEDED TO
ADDRESS PUBLIC HEALTH, SAFETY AND SECURITY, PROVIDING HEATING AND COOL-
ING THROUGH THERMAL ENERGY, AND THERMAL ENERGY NETWORKS, FROM NON-COM-
S. 4006--C 136 A. 3006--C
BUSTION SOURCES, AND TO THE GREATEST EXTENT FEASIBLE PRODUCING ON-SITE
ELECTRICITY THAT IS ONE HUNDRED PERCENT RENEWABLE.
3. "HIGHEST-EMITTING FACILITIES" MEANS STATE-OWNED FACILITIES THAT ARE
AMONG THE HIGHEST PRODUCERS OF GREENHOUSE GAS EMISSIONS AND COLLECTIVELY
ACCOUNT FOR AT LEAST THIRTY PERCENT OF THE GREENHOUSE GAS EMISSIONS AS
RECORDED BY THE AUTHORITY'S BUILD SMART NY PROGRAM ESTABLISHED PURSUANT
TO EXECUTIVE ORDER 88 OF 2012.
4. "THERMAL ENERGY" SHALL HAVE THE MEANING PROVIDED IN SUBDIVISION
TWENTY-EIGHT OF SECTION TWO OF THE PUBLIC SERVICE LAW.
5. "THERMAL ENERGY NETWORK" SHALL HAVE THE SAME MEANING AS DEFINED IN
SUBDIVISION TWENTY-NINE OF SECTION TWO OF THE PUBLIC SERVICE LAW.
6. "STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY" SHALL MEAN THE
NEW YORK STATE ENERGY RESEARCH AND DEVELOPMENT AUTHORITY ESTABLISHED
UNDER TITLE NINE OF ARTICLE EIGHT OF THE PUBLIC AUTHORITIES LAW.
7. "STATE-OWNED FACILITIES" OR "FACILITIES" INCLUDES "BUILDING" AS
DEFINED BY SECTION EIGHTY-ONE OF THIS CHAPTER, "DORMITORY" AS DEFINED BY
SECTION THREE HUNDRED SEVENTY OF THE EDUCATION LAW, AND "FACILITY" AS
DEFINED BY SECTION THREE HUNDRED SEVENTY OF THE EDUCATION LAW.
§ 91. DECARBONIZATION ACTION PLANS. 1. THE AUTHORITY IS HEREBY AUTHOR-
IZED AND DIRECTED TO ESTABLISH DECARBONIZATION ACTION PLANS FOR FIFTEEN
OF THE HIGHEST-EMITTING FACILITIES THAT WILL SERVE AS A BASIS FOR DECAR-
BONIZING THE FACILITIES TO THE MAXIMUM EXTENT PRACTICABLE, AND SUBJECT
TO ANY NEEDED REDUNDANT SYSTEMS AND BACK-UP SYSTEMS NEEDED FOR PUBLIC
SAFETY AND SECURITY. DECARBONIZATION ACTION PLANS SHALL ADDRESS THE
FOLLOWING MATTERS AT A MINIMUM:
(A) A COMPREHENSIVE ACCOUNTING AND ANALYSIS OF ALL ENERGY USES AT THE
FACILITIES.
(B) GREENHOUSE GAS AND OTHER HARMFUL EMISSIONS (E.G., NOX, SOX, PARTI-
CULATE MATTER) RESULTING FROM THE ON-SITE AND SOURCE ENERGY USAGE OF THE
FACILITIES.
(C) ANALYSIS OF THE FEASIBILITY OF USING THERMAL ENERGY AND THERMAL
ENERGY NETWORKS AT THE FACILITY, INCLUDING ANY ANTICIPATED LIMITATIONS
ON THE USE OF THERMAL ENERGY NETWORKS, ALONG WITH A CHARACTERIZATION OF
ANY SUCH LIMITATIONS, INCLUDING WHETHER THEY ARE PERMANENT, TEMPORARY,
OR RESOLVABLE ON A COST-EFFECTIVE BASIS.
(D) IDENTIFICATION AND ANALYSIS OF ENERGY EFFICIENCY MEASURES THAT
COULD BE DESIGNED AND CONSTRUCTED IN LATER DECARBONIZATION PROJECT PHAS-
ES.
(E) AN ANALYSIS OF THE AVAILABILITY AND/OR FEASIBILITY OF PROVIDING
CLEAN ENERGY THROUGH ELECTRIFICATION TECHNOLOGIES AND ASSOCIATED ELEC-
TRICAL UPGRADES TO MEET THE FACILITY ENERGY NEEDS, AS DEMONSTRATED BY
THE REDUCED LOAD PROFILES DETERMINED TO BE PRACTICABLE BASED ON THE
ENERGY EFFICIENCY MEASURES IDENTIFIED, EITHER THROUGH ON-SITE GENERATION
AND/OR OTHER PROCUREMENT.
(F) INVESTIGATION OF THE RESILIENCY AND REDUNDANT CAPACITY OF THE
EXISTING CRITICAL INFRASTRUCTURE, SUCH AS HEATING, COOLING AND BACKUP
ELECTRICAL POWER SYSTEMS.
(G) IDENTIFICATION OF ANY PARTS OF THE FACILITIES THAT CANNOT BE
DECARBONIZED, WITH EXPLANATIONS.
(H) GEOTECHNICAL INVESTIGATIONS INTO THE ON-SITE POTENTIAL FOR CLEAN
ENERGY SOURCES, INCLUDING DRILLING TEST GEOTHERMAL WELLS AS NEEDED.
(I) DETERMINATION OF THE FEASIBILITY AND ADVISABILITY OF GATHERING,
COMBINING, OR EXPANDING ANY CLEAN ENERGY SOURCES OR CENTRAL THERMAL
ENERGY NETWORKS WITH NEIGHBORING OR NEARBY RELATED STATE FACILITIES.
(J) INVESTIGATION OF THE INFRASTRUCTURE, PLANNING AND FUNDING NEEDED
TO ELECTRIFY TRANSPORTATION RESOURCES REGULARLY USED TO SERVE THE FACIL-
S. 4006--C 137 A. 3006--C
ITIES, SUCH AS PUBLIC TRANSIT, VEHICLE FLEETS OR
EMPLOYEE/RESIDENT/STUDENT ELECTRIC VEHICLE CHARGING STATIONS.
(K) AN ECONOMIC AND FEASIBILITY ANALYSIS BASED UPON THE POTENTIAL TO
DECARBONIZE THE FACILITY, CONSIDERING AMONG OTHER THINGS THE NET PRESENT
VALUE OF THE LIFE CYCLE COST OF THE THERMAL SYSTEMS AND OTHER SYSTEMS
PROPOSED, INCLUSIVE OF THE SOCIAL COST OF CARBON, CAPITAL EXPENSES FOR
INITIAL IMPLEMENTATION AND MAJOR EQUIPMENT REPLACEMENTS, AND OPERATIONAL
EXPENSES, INCLUDING LABOR COSTS.
2. THE AUTHORITY SHALL COMPLETE THE DECARBONIZATION ACTION PLANS NO
LATER THAN JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-SIX, PROVIDED THAT
SUCH DATE SHALL BE EXTENDED FOR JUSTIFIABLE DELAY OUTSIDE THE CONTROL OF
THE AUTHORITY, INCLUDING, BUT NOT LIMITED TO, PREVIOUSLY PLANNED OR
CURRENT MAJOR RENOVATIONS OR REPLACEMENTS TO THE FACILITIES, DELAYED
PERMITTING OR APPROVAL BY BUILDING OWNERS, LOCAL AUTHORITIES, OR OTHER
ESSENTIAL PARTIES, EXTERNAL RESOURCE BOTTLENECKS, PENDING OR UNRESOLVED
INVESTIGATIONS INTO UTILITY GRID CAPACITY OR SIMILAR CIRCUMSTANCES WHERE
CRUCIAL INFORMATION IS NOT YET AVAILABLE OR DETERMINED. SUCH EXTENSION
SHALL BE LIMITED TO THE TIME NECESSARY TO ADDRESS THE FACTORS CAUSING
SUCH DELAY.
3. THE AUTHORITY SHALL COMPLETE AND SUBMIT A REPORT, ON OR BEFORE
JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE, AND ANNUALLY THEREAFTER,
TO THE GOVERNOR, THE SPEAKER OF THE ASSEMBLY, AND THE TEMPORARY PRESI-
DENT OF THE SENATE, AND SHALL POST SUCH REPORT ON THE AUTHORITY'S
WEBSITE SO THAT IT IS ACCESSIBLE FOR PUBLIC REVIEW. SUCH REPORT SHALL
INCLUDE, BUT NOT BE LIMITED TO: (A) THE PROGRESS OF THE DECARBONIZATION
ACTION PLANS; (B) ANY DIFFICULTIES IN PREPARING THE DECARBONIZATION
ACTION PLANS; AND (C) ANY ANTICIPATED DELAYS IN COMPLETING THE DECARBON-
IZATION ACTION PLANS BY JANUARY THIRTY-FIRST, TWO THOUSAND TWENTY-SEVEN.
4. THE AUTHORITY IS AUTHORIZED TO ALLOCATE UP TO THIRTY MILLION
DOLLARS TO PREPARE THE DECARBONIZATION ACTION PLANS. THE OWNER OR OPERA-
TOR OF STATE-OWNED FACILITIES SHALL NOT BE RESPONSIBLE FOR REIMBURSING
THE AUTHORITY FOR THE COSTS THE AUTHORITY INCURS TO ESTABLISH THE DECAR-
BONIZATION ACTION PLANS PROVIDED FOR IN THIS SECTION, PROVIDED THAT THE
AUTHORITY IS AUTHORIZED TO OBTAIN REIMBURSEMENT OF SUCH COSTS FROM ANY
OTHER AVAILABLE FUNDING SOURCES, AND PROVIDED FURTHER, THAT NOTHING IN
THIS SUBDIVISION IS INTENDED TO LIMIT THE AUTHORITY FROM RECEIVING
COMPENSATION FOR ANY SERVICES IT PROVIDES TO ANY OWNER OR OPERATOR OF
STATE-OWNED FACILITIES, INCLUDING SERVICES RELATED TO IMPLEMENTATION OF
DECARBONIZATION PLANS AND DECARBONIZATION PROJECTS, ON SUCH TERMS AND
CONDITIONS AS THE PARTIES AGREE.
5. THE AUTHORITY MAY ASK AND SHALL RECEIVE FROM THE STATE ENERGY
RESEARCH AND DEVELOPMENT AUTHORITY, THE OFFICE OF GENERAL SERVICES, THE
STATE UNIVERSITY OF NEW YORK, THE DORMITORY AUTHORITY, THE DEPARTMENT OF
ENVIRONMENTAL CONSERVATION, AND ANY OWNERS AND OPERATORS OF STATE-OWNED
FACILITIES, ANY INFORMATION OR STAFF TECHNICAL ASSISTANCE NECESSARY TO
CARRY OUT ITS POWERS AND DUTIES UNDER THIS SECTION.
6. THE CHILLER. THE STATE UNIVERSITY OF NEW YORK SHALL UTILIZE UP TO
THIRTY MILLION DOLLARS OF THE 2023-24 NEW YORK STATE URBAN DEVELOPMENT
CORPORATION CAPITAL APPROPRIATION FOR THE REPLACEMENT OF ABSORPTION
CHILLERS IN THE CENTRAL CHILLER PLANT OF THE STATE UNIVERSITY OF NEW
YORK AT ALBANY.
7. ANY PROJECT, INCLUDING ANY THERMAL ENERGY PROJECT, THAT MAY BE
FUNDED AS A RESULT OF A DECARBONIZATION ACTION PLAN COMPLETED PURSUANT
TO THIS SECTION SHALL: (A) BE DEEMED A PUBLIC WORK PROJECT SUBJECT TO
ARTICLE EIGHT OF THE LABOR LAW; (B) REQUIRE THAT THE COMPONENT PARTS OF
ANY GEOTHERMAL SYSTEMS OR ANY OTHER HEATING OR COOLING SYSTEMS ARE
S. 4006--C 138 A. 3006--C
PRODUCED OR MADE IN WHOLE OR SUBSTANTIAL PART IN THE UNITED STATES, ITS
TERRITORIES OR POSSESSIONS, SUBJECT TO A WAIVER PROVISION SIMILAR TO THE
ONE CONTAINED IN SUBDIVISION TWO OF SECTION SIXTY-SIX-S OF THE PUBLIC
SERVICE LAW; (C) CONTAIN A REQUIREMENT THAT ANY PUBLIC OWNER OR THIRD
PARTY ACTING ON BEHALF OF A PUBLIC OWNER ENTER INTO A PROJECT LABOR
AGREEMENT AS DEFINED BY SECTION TWO HUNDRED TWENTY-TWO OF THE LABOR LAW
FOR ALL CONSTRUCTION WORK; AND (D) REQUIRE THE PAYMENT OF PREVAILING
WAGE STANDARDS CONSISTENT WITH ARTICLE NINE OF THE LABOR LAW FOR BUILD-
ING SERVICES WORK. NOTWITHSTANDING ANY PROVISION OF LAW TO THE CONTRARY,
ALL RIGHTS OR BENEFITS, INCLUDING TERMS AND CONDITIONS OF EMPLOYMENT,
AND PROTECTION OF CIVIL SERVICE AND COLLECTIVE BARGAINING STATUS OF ALL
EXISTING PUBLIC EMPLOYEES AND THE WORK JURISDICTION, COVERED JOB TITLES,
AND WORK ASSIGNMENTS, SET FORTH IN THE CIVIL SERVICE LAW AND COLLECTIVE
BARGAINING AGREEMENTS WITH LABOR ORGANIZATIONS REPRESENTING PUBLIC
EMPLOYEES SHALL BE PRESERVED AND PROTECTED. ANY SUCH PROJECT SHALL NOT
RESULT IN THE: (I) DISPLACEMENT OF ANY CURRENTLY EMPLOYED WORKER OR LOSS
OF POSITION (INCLUDING PARTIAL DISPLACEMENT AS SUCH A REDUCTION IN THE
HOURS OF NON-OVERTIME WORK, WAGES, OR EMPLOYMENT BENEFITS) OR RESULT IN
THE IMPAIRMENT OF EXISTING COLLECTIVE BARGAINING AGREEMENTS; (II) TRANS-
FER OF EXISTING DUTIES AND FUNCTIONS RELATED TO MAINTENANCE AND OPER-
ATIONS CURRENTLY PERFORMED BY EXISTING EMPLOYEES OF AUTHORIZED ENTITIES
TO A CONTRACTING ENTITY; OR (III) TRANSFER OF FUTURE DUTIES AND FUNC-
TIONS ORDINARILY PERFORMED BY EMPLOYEES OF AUTHORIZED ENTITIES TO A
CONTRACTING ENTITY.
§ 6. This act shall take effect immediately.
PART SS
Section 1. Section 4 of part LL of chapter 58 of the laws of 2019
amending the public authorities law relating to the provision of renewa-
ble power and energy by the Power Authority of the State of New York is
amended to read as follows:
§ 4. This act shall take effect immediately; PROVIDED, HOWEVER, THAT
SECTIONS TWO AND THREE OF THIS ACT SHALL EXPIRE AND BE DEEMED REPEALED
ON JUNE 30, 2033, provided, however, that [the provisions of sections]
SUBPARAGRAPH (2) OF PARAGRAPH (A) OF SUBDIVISION 27 OF SECTION 1005 OF
THE PUBLIC AUTHORITIES LAW AS ADDED BY SECTION two [and three] of this
act shall expire on June 30, 2024 when upon such date [the] SUCH
provisions [of such sections] shall be deemed repealed, provided that
such repeal shall not affect or impair any act done, any right, permit
or authorization accrued or acquired, or any liability incurred, prior
to the time such repeal takes effect, and provided further that any
project or contract that was awarded by the power authority of the state
of New York prior to such repeal shall be permitted to continue under
this act notwithstanding such repeal.
§ 2. This act shall take effect immediately.
PART TT
Section 1. Section 1854 of the public authorities law is amended by
adding three new subdivisions 24, 25 and 26 to read as follows:
24. ALL REVENUES GENERATED PURSUANT TO REGULATIONS OR ACTIONS TAKEN BY
THE DEPARTMENT, THE AUTHORITY OR ANY OTHER STATE ENTITY, PURSUANT TO
SECTIONS 75-0107 AND 75-0109 OF THE ENVIRONMENTAL CONSERVATION LAW,
SHALL BE PLACED INTO A SEGREGATED AUTHORITY FUNDING ACCOUNT, ESTAB-
LISHED PURSUANT TO SECTION EIGHTEEN HUNDRED FIFTY-NINE OF THIS TITLE,
S. 4006--C 139 A. 3006--C
PRIOR TO PROGRAMMATIC OR ADMINISTRATIVE ALLOCATION, AND SHALL NOT BE
COMMINGLED WITH OTHER AUTHORITY FUNDS.
25. WITHIN THIRTY DAYS FOLLOWING RECEIPT OF REVENUES GENERATED PURSU-
ANT TO REGULATIONS OR ACTIONS TAKEN BY THE DEPARTMENT, THE AUTHORITY OR
ANY OTHER STATE ENTITY PURSUANT TO SECTIONS 75-0107 AND 75-0109 OF THE
ENVIRONMENTAL CONSERVATION LAW, THE AUTHORITY SHALL MAKE THE FOLLOWING
TRANSFERS FROM SUCH SEGREGATED AUTHORITY FUNDING ACCOUNT:
(A) NOT LESS THAN THIRTY PERCENT TO THE NEW YORK CLIMATE ACTION FUND
CONSUMER CLIMATE ACTION ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-
NINE-QQ OF THE STATE FINANCE LAW;
(B) UP TO THREE PERCENT TO THE NEW YORK CLIMATE ACTION FUND INDUSTRIAL
SMALL BUSINESS CLIMATE ACTION ACCOUNT ESTABLISHED PURSUANT TO SECTION
NINETY-NINE-QQ OF THE STATE FINANCE LAW; AND
(C) NOT LESS THAN SIXTY-SEVEN PERCENT TO THE NEW YORK CLIMATE ACTION
FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-
NINE-QQ OF THE STATE FINANCE LAW.
26. CLIMATE AFFORDABILITY STUDY. THE AUTHORITY AND THE DEPARTMENT OF
ENVIRONMENTAL CONSERVATION, IN CONSULTATION WITH THE DIVISION OF THE
BUDGET, THE DEPARTMENT OF PUBLIC SERVICE, AND THE DEPARTMENT OF TAXATION
AND FINANCE, SHALL CONDUCT A STUDY AND ISSUE A REPORT WITH RECOMMENDA-
TIONS FOR THE USE OF MONEYS TRANSFERRED TO THE CONSUMER CLIMATE ACTION
ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-NINE-QQ OF THE STATE
FINANCE LAW. SUCH REPORT SHALL BE GUIDED BY THE FINAL SCOPING PLAN
PREPARED PURSUANT TO SECTION 75-0103 OF THE ENVIRONMENTAL CONSERVATION
LAW AND SHALL CONSIDER, AMONG OTHER THINGS: (A) STRUCTURE AND DISTRIB-
UTION OF BENEFITS IN AN EQUITABLE MANNER, ACCOUNTING FOR POTENTIAL
DISPROPORTIONATE IMPACTS TO LOW-INCOME HOUSEHOLDS AND DISADVANTAGED
COMMUNITIES; (B) IMPLEMENTATION OF A VARIETY OF MECHANISMS TO MEET THE
VARIED NEEDS OF THE PEOPLE OF THE STATE, WHICH MAY INCLUDE DIRECT
PAYMENTS, TAX CREDITS, TRANSIT VOUCHERS, UTILITY ASSISTANCE, OR OTHER
FINANCIAL BENEFITS THAT ARE REASONABLE AND PRACTICABLE; (C) FINANCIAL
BENEFITS THAT ENSURE THAT INDIVIDUALS RECEIVING MEANS-TESTED GOVERNMENT
ASSISTANCE RECEIVE BENEFITS THAT WILL NOT CONSTITUTE INCOME FOR PURPOSES
OF ANY SUCH MEANS-TESTED GOVERNMENT ASSISTANCE PROGRAMS; AND (D) BENEFIT
PROGRAMS THAT LIMIT THE ADMINISTRATIVE EFFORT REQUIRED OF RECIPIENTS.
SUCH STUDY SHALL BE COMPLETED BY THE FIRST OF JANUARY, TWO THOUSAND
TWENTY-FOUR, AND SHALL BE DELIVERED TO THE GOVERNOR AND THE LEGISLATURE.
§ 2. The state finance law is amended by adding a new section 99-qq to
read as follows:
§ 99-QQ. NEW YORK CLIMATE ACTION FUND. 1. THERE IS HEREBY ESTABLISHED
IN THE JOINT CUSTODY OF THE COMMISSIONER OF TAXATION AND FINANCE AND THE
STATE COMPTROLLER A SPECIAL FUND TO BE KNOWN AS THE "NEW YORK CLIMATE
ACTION FUND".
2. THE COMPTROLLER SHALL ESTABLISH THE FOLLOWING SEPARATE AND
DISTINCT ACCOUNTS WITHIN THE NEW YORK CLIMATE ACTION FUND:
(A) CONSUMER CLIMATE ACTION ACCOUNT;
(B) INDUSTRIAL SMALL BUSINESS CLIMATE ACTION ACCOUNT; AND
(C) CLIMATE INVESTMENT ACCOUNT.
3. (A) THE NEW YORK CLIMATE ACTION FUND CONSUMER CLIMATE ACTION
ACCOUNT SHALL CONSIST OF MONEYS RECEIVED BY THE STATE PURSUANT TO PARA-
GRAPH (A) OF SUBDIVISION TWENTY-FIVE OF SECTION EIGHTEEN HUNDRED FIFTY-
FOUR OF THE PUBLIC AUTHORITIES LAW, AND ALL OTHER MONEYS APPROPRIATED,
CREDITED, OR TRANSFERRED THERETO FROM ANY OTHER FUND OR SOURCE PURSUANT
TO LAW. MONEYS OF THE ACCOUNT SHALL BE EXPENDED FOR THE PURPOSES OF
PROVIDING BENEFITS TO HELP REDUCE POTENTIAL INCREASED COSTS OF VARIOUS
GOODS AND SERVICES TO CONSUMERS IN THE STATE.
S. 4006--C 140 A. 3006--C
(B) THE NEW YORK CLIMATE ACTION FUND INDUSTRIAL SMALL BUSINESS CLIMATE
ACTION ACCOUNT SHALL CONSIST OF MONEYS RECEIVED BY THE STATE PURSUANT TO
PARAGRAPH (B) OF SUBDIVISION TWENTY-FIVE OF SECTION EIGHTEEN HUNDRED
FIFTY-FOUR OF THE PUBLIC AUTHORITIES LAW, AND ALL OTHER MONEYS APPROPRI-
ATED, CREDITED, OR TRANSFERRED THERETO FROM ANY OTHER FUND OR SOURCE
PURSUANT TO LAW. MONEYS OF THE ACCOUNT SHALL BE EXPENDED FOR THE
PURPOSES OF PROVIDING BENEFITS TO HELP REDUCE POTENTIAL INCREASED COSTS
OF VARIOUS GOODS AND SERVICES TO INDUSTRIAL SMALL BUSINESSES INCORPO-
RATED, FORMED OR ORGANIZED, AND DOING BUSINESS IN THE STATE OF NEW YORK.
(C) THE NEW YORK CLIMATE ACTION FUND CLIMATE INVESTMENT ACCOUNT SHALL
CONSIST OF MONEYS RECEIVED BY THE STATE PURSUANT TO PARAGRAPH (C) OF
SUBDIVISION TWENTY-FIVE OF SECTION EIGHTEEN HUNDRED FIFTY-FOUR OF THE
PUBLIC AUTHORITIES LAW, AND ALL OTHER MONEYS APPROPRIATED, CREDITED, OR
TRANSFERRED THERETO FROM ANY OTHER FUND OR SOURCE PURSUANT TO LAW.
MONEYS OF THE ACCOUNT SHALL BE MADE AVAILABLE FOR THE PURPOSES OF
ASSISTING THE STATE IN TRANSITIONING TO A LESS CARBON INTENSIVE ECONOMY,
INCLUDING BUT NOT LIMITED TO: (I) PURPOSES WHICH ARE CONSISTENT WITH THE
GENERAL FINDINGS OF THE SCOPING PLAN PREPARED PURSUANT TO SECTION
75-0103 OF THE ENVIRONMENTAL CONSERVATION LAW; (II) ADMINISTRATIVE AND
IMPLEMENTATION COSTS, AUCTION DESIGN AND SUPPORT COSTS, PROGRAM DESIGN,
EVALUATION, AND OTHER ASSOCIATED COSTS; AND (III) MEASURES WHICH PRIOR-
ITIZE DISADVANTAGED COMMUNITIES BY SUPPORTING ACTIONS CONSISTENT WITH
THE REQUIREMENTS OF PARAGRAPH D OF SUBDIVISION THREE OF SECTION 75-0109
AND OF SECTION 75-0117 OF THE ENVIRONMENTAL CONSERVATION LAW, IDENTIFIED
THROUGH COMMUNITY DECISION-MAKING AND STAKEHOLDER INPUT, INCLUDING
EARLY ACTION TO REDUCE GREENHOUSE GAS EMISSIONS IN DISADVANTAGED COMMU-
NITIES.
4. MONEYS IN THE NEW YORK CLIMATE ACTION FUND SHALL BE KEPT SEPARATE
FROM AND SHALL NOT BE COMMINGLED WITH ANY OTHER MONEYS IN THE CUSTODY OF
THE COMPTROLLER OR THE COMMISSIONER OF TAXATION AND FINANCE. PROVIDED,
HOWEVER, THAT ANY MONEYS OF THE FUND NOT REQUIRED FOR IMMEDIATE USE MAY,
AT THE DISCRETION OF THE COMPTROLLER, IN CONSULTATION WITH THE DIRECTOR
OF THE DIVISION OF BUDGET, BE INVESTED BY THE COMPTROLLER IN OBLIGATIONS
OF THE UNITED STATES OR THE STATE. THE PROCEEDS OF ANY SUCH INVESTMENT
SHALL BE RETAINED BY THE FUND AS ASSETS TO BE USED FOR PURPOSES OF THE
FUND.
§ 3. The labor law is amended by adding a new section 224-f to read as
follows:
§ 224-F. WAGE REQUIREMENTS FOR CERTAIN CLIMATE RISK-RELATED AND ENERGY
TRANSITION PROJECTS. 1. FOR PURPOSES OF THIS SECTION, A "COVERED CLIMATE
RISK-RELATED AND ENERGY TRANSITION PROJECT" MEANS A CONSTRUCTION PROJECT
THAT RECEIVES AT LEAST ONE HUNDRED THOUSAND DOLLARS OF FUNDS FROM THE
NEW YORK CLIMATE ACTION FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED
PURSUANT TO SECTION NINETY-NINE-QQ OF THE STATE FINANCE LAW.
2. A COVERED CLIMATE RISK-RELATED AND ENERGY TRANSITION PROJECT SHALL
BE SUBJECT TO PREVAILING WAGE REQUIREMENTS IN ACCORDANCE WITH SECTIONS
TWO HUNDRED TWENTY, TWO HUNDRED TWENTY-A, TWO HUNDRED TWENTY-B, TWO
HUNDRED TWENTY-I, TWO HUNDRED TWENTY-THREE, AND TWO HUNDRED
TWENTY-FOUR-B OF THIS ARTICLE, PROVIDED THAT A COVERED CLIMATE RISK-RE-
LATED AND ENERGY TRANSITION PROJECT MAY STILL OTHERWISE BE CONSIDERED A
COVERED PROJECT PURSUANT TO SECTION TWO HUNDRED TWENTY OR TWO HUNDRED
TWENTY-FOUR-A OF THIS ARTICLE IF IT MEETS THE DEFINITION THEREIN.
3. FOR PURPOSES OF THIS SECTION, A COVERED CLIMATE RISK-RELATED AND
ENERGY TRANSITION PROJECT SHALL EXCLUDE:
A. PRIVATELY OWNED CONSTRUCTION WORK PERFORMED UNDER A PRE-HIRE
COLLECTIVE BARGAINING AGREEMENT BETWEEN AN OWNER OR DEVELOPER AND A BONA
S. 4006--C 141 A. 3006--C
FIDE BUILDING AND CONSTRUCTION TRADES LABOR ORGANIZATION WHICH HAS
ESTABLISHED ITSELF, AND/OR ITS AFFILIATES, AS THE COLLECTIVE BARGAINING
REPRESENTATIVE FOR ALL PERSONS WHO WILL PERFORM WORK ON SUCH A PROJECT,
AND WHICH PROVIDES THAT ONLY CONTRACTORS AND SUBCONTRACTORS WHO SIGN A
PRE-NEGOTIATED AGREEMENT WITH THE LABOR ORGANIZATION CAN PERFORM WORK ON
SUCH A PROJECT; OR
B. CONSTRUCTION WORK ON ONE- OR TWO-FAMILY DWELLINGS WHERE THE PROPER-
TY IS THE OWNER'S PRIMARY RESIDENCE, OR CONSTRUCTION WORK PERFORMED ON
PROPERTY WHERE THE OWNER OF THE PROPERTY OWNS NO MORE THAN FOUR DWELLING
UNITS; OR
C. CONSTRUCTION WORK PERFORMED ON A MULTIPLE RESIDENCE AND/OR ANCIL-
LARY AMENITIES OR INSTALLATIONS THAT IS WHOLLY PRIVATELY OWNED IN ANY OF
THE FOLLOWING CIRCUMSTANCES:
(I) WHERE NO LESS THAN TWENTY-FIVE PERCENT OF THE RESIDENTIAL UNITS
ARE AFFORDABLE AND SHALL BE RETAINED SUBJECT TO AN ANTICIPATED REGULATO-
RY AGREEMENT WITH A LOCAL, STATE, OR FEDERAL GOVERNMENTAL ENTITY, OR A
NOT-FOR-PROFIT ENTITY WITH AN ANTICIPATED FORMAL AGREEMENT WITH A LOCAL,
STATE, OR FEDERAL GOVERNMENTAL ENTITY FOR PURPOSES OF PROVIDING AFFORDA-
BLE HOUSING IN A GIVEN LOCALITY OR REGION PROVIDED THAT THE PERIOD OF
AFFORDABILITY FOR A RESIDENTIAL UNIT DEEMED AFFORDABLE UNDER THE
PROVISIONS OF THIS PARAGRAPH SHALL BE FOR NO LESS THAN FIFTEEN YEARS
FROM THE DATE OF CONSTRUCTION; OR
(II) WHERE NO LESS THAN THIRTY-FIVE PERCENT OF THE RESIDENTIAL UNITS
INVOLVES THE PROVISION OF SUPPORTIVE HOUSING SERVICES FOR VULNERABLE
POPULATIONS PROVIDED THAT SUCH UNITS ARE SUBJECT TO AN ANTICIPATED REGU-
LATORY AGREEMENT WITH A LOCAL, STATE, OR FEDERAL GOVERNMENTAL ENTITY.
4. AS A CONDITION OF RECEIVING FUNDS FROM THE NEW YORK CLIMATE ACTION
FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-
NINE-QQ OF THE STATE FINANCE LAW FOR A COVERED CLIMATE RISK-RELATED AND
ENERGY TRANSITION PROJECT, THE OWNER OR DEVELOPER OF SUCH COVERED
CLIMATE RISK-RELATED AND ENERGY TRANSITION PROJECT, OR A THIRD PARTY
ACTING ON SUCH OWNER'S OR DEVELOPER'S BEHALF, SHALL AGREE TO ENTER INTO
A LABOR PEACE AGREEMENT WITH AT LEAST ONE BONA FIDE LABOR ORGANIZATION
EITHER:
A. WHERE SUCH BONA FIDE LABOR ORGANIZATION IS ACTIVELY REPRESENTING
NON-CONSTRUCTION EMPLOYEES WHO WILL BE WORKING WITHIN THE COVERED
CLIMATE RISK-RELATED AND ENERGY TRANSITION PROJECT ONCE BUILT; OR
B. UPON NOTICE BY A BONA FIDE LABOR ORGANIZATION THAT IS ATTEMPTING TO
REPRESENT SUCH NON-CONSTRUCTION EMPLOYEES.
5. FOR PURPOSES OF THIS SECTION "LABOR PEACE AGREEMENT" MEANS AN
AGREEMENT BETWEEN AN OWNER AND/OR DEVELOPER AND LABOR ORGANIZATION THAT,
AT A MINIMUM, PROTECTS THE STATE'S PROPRIETARY INTERESTS BY PROHIBITING
LABOR ORGANIZATIONS AND MEMBERS FROM ENGAGING IN PICKETING, WORK STOP-
PAGES, BOYCOTTS, AND ANY OTHER ECONOMIC INTERFERENCE.
6. THE OWNER OR DEVELOPER USING FUNDS FROM THE NEW YORK CLIMATE ACTION
FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-
NINE-QQ OF THE STATE FINANCE LAW FOR A COVERED CLIMATE RISK-RELATED AND
ENERGY TRANSITION PROJECT PURSUANT TO THIS SECTION SHALL:
A. REQUIRE THE USE OF APPRENTICESHIP AGREEMENTS AS DEFINED BY ARTICLE
TWENTY-THREE OF THIS CHAPTER; OR FOR INDUSTRIES WITHOUT APPRENTICESHIP
PROGRAMS, REQUIRE THE USE OF WORKFORCE TRAINING, PREFERABLY IN CONJUNC-
TION WITH A BONA FIDE LABOR ORGANIZATION; AND
B. CONSIDER USE OF REGISTERED PRE-APPRENTICESHIP DIRECT ENTRY PROGRAMS
FOR THE RECRUITMENT OF LOCAL AND/OR DISADVANTAGED WORKERS.
7. FOR PURPOSES OF THIS SECTION, THE "FISCAL OFFICER" SHALL BE DEEMED
TO BE THE COMMISSIONER. THE ENFORCEMENT OF ANY COVERED CLIMATE RISK-RE-
S. 4006--C 142 A. 3006--C
LATED AND ENERGY TRANSITION PROJECT UNDER THIS SECTION SHALL BE SUBJECT
TO THE REQUIREMENTS OF SECTIONS TWO HUNDRED TWENTY, TWO HUNDRED TWEN-
TY-A, TWO HUNDRED TWENTY-B, TWO HUNDRED TWENTY-I, TWO HUNDRED TWENTY-
THREE, TWO HUNDRED TWENTY-FOUR-B OF THIS ARTICLE, AND SECTION TWO
HUNDRED TWENTY-SEVEN OF THIS CHAPTER AND WITHIN THE JURISDICTION OF THE
FISCAL OFFICER; PROVIDED, HOWEVER, NOTHING CONTAINED IN THIS SECTION
SHALL BE DEEMED TO CONSTRUE ANY COVERED CLIMATE RISK-RELATED AND ENERGY
TRANSITION PROJECT AS OTHERWISE BEING CONSIDERED PUBLIC WORK PURSUANT TO
THIS ARTICLE.
8. THE FISCAL OFFICER MAY ISSUE RULES AND REGULATIONS GOVERNING THE
PROVISIONS OF THIS SECTION. VIOLATIONS OF THIS SECTION SHALL BE GROUNDS
FOR DETERMINATIONS AND ORDERS PURSUANT TO SECTION TWO HUNDRED TWENTY-B
OF THIS ARTICLE.
9. FOR ANY BUILDING SERVICE WORK ON A COVERED CLIMATE RISK-RELATED AND
ENERGY TRANSITION PROJECT, PREVAILING WAGE SHALL BE PAID CONSISTENT WITH
ARTICLE NINE OF THIS CHAPTER.
10. ANY PUBLIC ENTITY RECEIVING AT LEAST FIVE MILLION DOLLARS IN FUNDS
FROM THE NEW YORK CLIMATE ACTION FUND CLIMATE INVESTMENT ACCOUNT ESTAB-
LISHED PURSUANT TO SECTION NINETY-NINE-QQ OF THE STATE FINANCE LAW FOR A
PROJECT WHICH INVOLVES THE CONSTRUCTION, RECONSTRUCTION, ALTERATION,
MAINTENANCE, MOVING, DEMOLITION, EXCAVATION, DEVELOPMENT OR OTHER
IMPROVEMENT OF ANY BUILDING, STRUCTURE OR LAND, SHALL BE SUBJECT TO
SECTION TWO HUNDRED TWENTY-TWO OF THIS ARTICLE.
§ 4. The labor law is amended by adding a new section 21-f to read as
follows:
§ 21-F. JOB TRANSITION PLAN FOR CERTAIN CLIMATE RISK-RELATED AND ENER-
GY TRANSITION PROJECTS. 1. THE COMMISSIONER, IN CONSULTATION WITH LABOR
ORGANIZATIONS, SHALL DEVELOP A COMPREHENSIVE PLAN TO TRANSITION, TRAIN,
OR RETRAIN EMPLOYEES THAT ARE IMPACTED BY CLIMATE RISK-RELATED AND ENER-
GY TRANSITION PROJECTS FUNDED FROM THE NEW YORK CLIMATE ACTION FUND
CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-NINE-
QQ OF THE STATE FINANCE LAW. THIS PLAN SHALL INCLUDE A METHOD OF ALLOW-
ING DISPLACED AND TRANSITIONING WORKERS, INCLUDING AFFECTED LABOR ORGAN-
IZATIONS, TO NOTIFY THE COMMISSIONER OF THE LOSS OF EMPLOYMENT, THEIR
PREVIOUS TITLE, AND PREVIOUS WAGE RATES INCLUDING WHETHER THEY PREVIOUS-
LY RECEIVED MEDICAL BENEFITS, RETIREMENT BENEFITS, AND/OR OTHER BENE-
FITS. THE PLAN SHALL REQUIRE EMPLOYERS TO NOTIFY THE COMMISSIONER OF
WORKERS LAID OFF OR DISCHARGED DUE TO CLIMATE RISK-RELATED AND ENERGY
TRANSITION PROJECTS FUNDED FROM THE NEW YORK CLIMATE ACTION FUND CLIMATE
INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION NINETY-NINE-QQ OF THE
STATE FINANCE LAW.
2. FUNDING SHALL BE MADE AVAILABLE FOR WORKER TRANSITION AND RETRAIN-
ING, WHICH SHALL INCLUDE FUNDING AS PROVIDED BY SUBDIVISION TWENTY-SEV-
EN-D OF SECTION ONE THOUSAND FIVE OF THE PUBLIC AUTHORITIES LAW.
3. THE COMMISSIONER SHALL CREATE A PROGRAM PURSUANT TO WHICH, WHERE
APPLICABLE AND FEASIBLE, NEWLY CREATED JOB OPPORTUNITIES SHALL BE
OFFERED TO A POOL OF TRANSITIONING WORKERS WHO HAVE LOST THEIR EMPLOY-
MENT OR WILL BE LOSING THEIR EMPLOYMENT IN THE ENERGY SECTOR DUE TO
CLIMATE RISK-RELATED AND ENERGY TRANSITION PROJECTS FUNDED FROM THE NEW
YORK CLIMATE ACTION FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT
TO SECTION NINETY-NINE-QQ OF THE STATE FINANCE LAW. SUCH PROGRAM SHALL
INCLUDE A METHOD FOR THE COMMISSIONER TO COMMUNICATE NAMES AND CONTACT
INFORMATION FOR DISPLACED OR TRANSITIONING WORKERS TO PUBLIC ENTITIES
THAT MAY HAVE JOB OPPORTUNITIES FOR SUCH WORKERS EVERY NINETY DAYS.
§ 5. Notwithstanding any provision of law to the contrary, all rights
or benefits, including terms and conditions of employment, and
S. 4006--C 143 A. 3006--C
protection of civil service and collective bargaining status of all
existing public employees and the work jurisdiction, covered job titles,
and work assignments, set forth in the civil service law and collective
bargaining agreements with labor organizations representing public
employees shall be preserved and protected. Nothing in this section
shall result in the: (i) displacement of any currently employed worker
or loss of position (including partial displacement as such a reduction
in the hours of non-overtime work, wages, or employment benefits) or
result in the impairment of existing collective bargaining agreements;
(ii) transfer of existing duties and functions related to maintenance
and operations currently performed by existing employees of authorized
entities to a contracting entity; or (iii) transfer of future duties and
functions ordinarily performed by employees of authorized entities to a
contracting entity.
§ 6. The public service law is amended by adding a new section 66-v to
read as follows:
§ 66-V. REQUIREMENTS FOR CERTAIN CLIMATE RISK-RELATED AND ENERGY TRAN-
SITION PROJECTS. 1. EACH CONTRACT USING FUNDS FROM THE NEW YORK CLIMATE
ACTION FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED PURSUANT TO SECTION
NINETY-NINE-QQ OF THE STATE FINANCE LAW FOR A COVERED CLIMATE RISK-RE-
LATED AND ENERGY TRANSITION PROJECT SHALL CONTAIN A PROVISION THAT THE
IRON AND STEEL USED OR SUPPLIED IN THE PERFORMANCE OF THE CONTRACT OR
ANY SUBCONTRACT THERETO AND THAT IS PERMANENTLY INCORPORATED INTO THE
PROJECT, SHALL BE PRODUCED OR MADE IN WHOLE OR SUBSTANTIAL PART IN THE
UNITED STATES, ITS TERRITORIES OR POSSESSIONS. IN THE CASE OF AN IRON OR
STEEL PRODUCT, ALL MANUFACTURING MUST TAKE PLACE IN THE UNITED STATES,
ITS TERRITORIES OR POSSESSIONS, FROM THE INITIAL MELTING STAGE THROUGH
THE APPLICATION OF COATINGS, EXCEPT METALLURGICAL PROCESSES INVOLVING
THE REFINEMENT OF STEEL ADDITIVES. FOR THE PURPOSES OF THIS SUBDIVISION,
"PERMANENTLY INCORPORATED" SHALL MEAN AN IRON OR STEEL PRODUCT THAT IS
REQUIRED TO REMAIN IN PLACE AT THE END OF THE PROJECT CONTRACT, IN A
FIXED LOCATION, AFFIXED TO THE PROJECT TO WHICH IT WAS INCORPORATED.
IRON AND STEEL PRODUCTS THAT ARE CAPABLE OF BEING MOVED FROM ONE
LOCATION TO ANOTHER SHALL NOT BE CONSIDERED PERMANENTLY INCORPORATED.
2. THE PROVISIONS OF SUBDIVISION ONE OF THIS SECTION SHALL NOT APPLY
IF THE HEAD OF THE PUBLIC ENTITY PROVIDING FUNDS, IN HIS OR HER SOLE
DISCRETION, DETERMINES THAT THE PROVISIONS WOULD NOT BE IN THE PUBLIC
INTEREST, WOULD RESULT IN UNREASONABLE COSTS, OR THAT OBTAINING SUCH
STEEL OR IRON IN THE UNITED STATES, ITS TERRITORIES OR POSSESSIONS WOULD
INCREASE THE COST OF THE CONTRACT BY AN UNREASONABLE AMOUNT, OR SUCH
IRON OR STEEL, INCLUDING WITHOUT LIMITATION IRON AND STEEL, CANNOT BE
PRODUCED OR MADE IN THE UNITED STATES ITS TERRITORIES OR POSSESSIONS IN
SUFFICIENT AND REASONABLY AVAILABLE QUANTITIES AND OF SATISFACTORY QUAL-
ITY.
3. THE HEAD OF THE PUBLIC ENTITY PROVIDING FUNDS GENERATED FROM THE
NEW YORK CLIMATE ACTION FUND CLIMATE INVESTMENT ACCOUNT ESTABLISHED
PURSUANT TO SECTION NINETY-NINE-QQ OF THE STATE FINANCE LAW MAY, IN HIS
OR HER SOLE DISCRETION, PROVIDE FOR IN A REQUEST FOR PROPOSAL, INVITA-
TION FOR BID, OR SOLICITATION OF PROPOSAL, OR ANY OTHER METHOD PROVIDED
FOR BY LAW OR REGULATION FOR SOLICITING A RESPONSE FROM OFFERORS INTEND-
ING TO RESULT IN A CONTRACT IN SUPPORT OF A PROJECT, A COMPETITIVE PROC-
ESS IN WHICH THE EVALUATION OF COMPETING BIDS GIVES SIGNIFICANT CONSID-
ERATION IN THE EVALUATION PROCESS TO THE PROCUREMENT OF EQUIPMENT AND
SUPPLIES FROM BUSINESSES LOCATED IN NEW YORK STATE.
§ 7. This act shall take effect immediately.
S. 4006--C 144 A. 3006--C
PART UU
Section 1. The Legislature hereby finds and declares that the Marijua-
na Regulation and Taxation Act (MRTA) envisioned the creation of new
legal industries in which cannabis is regulated, controlled and taxed,
and the generation of new revenue streams that enable substantial
investments into communities and for the people most impacted by canna-
bis criminalization. The Legislature further finds that additional
regulations to curb illegal cannabis retail establishments are necessary
to fully effectuate the MRTA and ensure that the goals of the MRTA are
achieved.
§ 2. Subdivisions (a) and (g) of section 492 of the tax law, as added
by chapter 92 of the laws of 2021, are amended and a new subdivision (l)
is added to read as follows:
(a) "Adult-use cannabis product" [or "adult-use cannabis" has the same
meaning as the term is defined in section three of the cannabis law]
MEANS CANNABIS, CONCENTRATED CANNABIS, AND CANNABIS-INFUSED PRODUCTS, AS
REFLECTED ON THE PRODUCT LABEL, WHETHER OR NOT SUCH ADULT-USE CANNABIS
PRODUCT IS FOR USE BY A CANNABIS CONSUMER AS SUCH A CONSUMER IS DEFINED
IN SUBDIVISION SIX OF SECTION THREE OF THE CANNABIS LAW. For purposes of
this article, under no circumstances shall adult-use cannabis product
include medical cannabis or cannabinoid hemp product as defined in
section three of the cannabis law.
(g) "Illicit cannabis" means and includes [cannabis flower, concen-
trated cannabis, cannabis edible product and cannabis plant] ANY ADULT-
USE CANNABIS PRODUCT, INCLUDING CONCENTRATED CANNABIS AND CANNABIS
EDIBLE PRODUCTS on which any tax required to have been paid under this
chapter has not been paid. Illicit cannabis shall not include any canna-
bis lawfully possessed in accordance with the cannabis law or penal law.
(L) "POSSESSION FOR SALE" OR "POSSESSED FOR SALE" MEANS POSSESSION OF
MORE THAN FIVE POUNDS OF ADULT-USE CANNABIS PRODUCTS, OR ONE POUND OF
CONCENTRATED CANNABIS PRODUCTS OR CANNABIS EDIBLE PRODUCTS, AT A BUSI-
NESS OR OTHER LOCATION USED FOR THE STORAGE, DISTRIBUTION OR SALE OF
SUCH CANNABIS PRODUCTS WITH THE INTENT THAT SUCH PRODUCTS BE SOLD AT
RETAIL. POSSESSION SHALL BE PRESUMED TO BE FOR SALE WHEN THE ADULT-USE
CANNABIS PRODUCTS ARE POSSESSED IN ANY PLACE OF BUSINESS USED FOR THE
BUYING AND SELLING OF SUCH ADULT-USE CANNABIS PRODUCTS. POSSESSION SHALL
NOT BE PRESUMED TO BE FOR SALE WHEN THE ADULT-USE CANNABIS PRODUCTS ARE
POSSESSED IN A RESIDENCE OR OTHER REAL PROPERTY, OR ANY PERSONAL VEHICLE
ON OR ABOUT SUCH PROPERTY, NOT BEING USED AS A BUSINESS FOR THE BUYING
AND SELLING OF SUCH ADULT-USE CANNABIS PRODUCTS.
§ 3. Section 494 of the tax law, as added by chapter 92 of the laws of
2021, is amended to read as follows:
§ 494. Registration and renewal. (a) [(i)] (1) Every distributor on
whom tax is imposed under this article and every person who sells
adult-use cannabis products at retail must file with the commissioner a
properly completed application for a certificate of registration AND
OBTAIN SUCH CERTIFICATE before engaging in business, PROVIDED, HOWEVER,
THIS SECTION SHALL NOT APPLY TO A NATURAL PERSON ENGAGED IN LAWFUL
ACTIVITY PERTAINING TO PERSONAL USE OR PERSONAL CULTIVATION PURSUANT TO
ARTICLE TWO HUNDRED TWENTY-TWO OF THE PENAL LAW. An application for a
certificate of registration must be submitted electronically, on a form
prescribed by the commissioner, and must be accompanied by a non-refund-
able application fee of six hundred dollars. A certificate of registra-
tion shall not be assignable or transferable and shall be destroyed
S. 4006--C 145 A. 3006--C
immediately upon such person ceasing to do business as specified in such
certificate, or in the event that such business never commenced.
[(ii)] (2) Provided, however, that the commissioner shall refund or
credit an application fee paid with respect to the registration of an
adult-use cannabis business in this state if, prior to the beginning of
the period with respect to which such registration relates, the certif-
icate of registration described in [subparagraph (i)] PARAGRAPH ONE of
this [paragraph] SUBDIVISION is returned to the department or, if such
certificate has been destroyed, the operator of such business satisfac-
torily accounts to the commissioner for the missing certificate, but
such business may not sell adult-use cannabis products in this state
during such period, unless it is re-registered. Such refund or credit
shall be deemed a refund of tax paid in error, provided, however, no
interest shall be allowed or paid on any such refund.
(b) (1) The commissioner shall refuse to issue a certificate of regis-
tration to any applicant and shall revoke the certificate of registra-
tion of any such person who does not possess a valid license from the
office of cannabis management.
(2) The commissioner may refuse to issue a certificate of registration
to any applicant where such applicant:
(i) has a past-due liability as that term is defined in section one
hundred seventy-one-v of this chapter;
(ii) has had a certificate of registration under this article, a
license from the office of cannabis management, or any license or regis-
tration provided for in this chapter revoked or suspended where such
revocation or suspension was in effect on the date the application was
filed or ended within one year from the date on which such application
was filed;
(iii) has been convicted of a crime provided for in this chapter with-
in one year from the date on which such application was filed or the
certificate was issued, as applicable;
(iv) willfully fails to file a report or return required by this arti-
cle;
(v) willfully files, causes to be filed, gives or causes to be given a
report, return, certificate or affidavit required by this article which
is false; [or]
(vi) willfully fails to collect or truthfully account for or pay over
any tax imposed by this article[.];
(VII) HAS BEEN DETERMINED TO HAVE POSSESSED ILLICIT CANNABIS WITHIN
ONE YEAR FROM THE DATE ON WHICH SUCH APPLICATION WAS FILED;
(VIII) IS A DISTRIBUTOR THAT HAS BEEN DETERMINED TO HAVE KNOWINGLY
SOLD ADULT-USE CANNABIS PRODUCTS TO ANY PERSON WHO SELLS ADULT-USE
CANNABIS PRODUCTS AT RETAIL AND WHO IS NOT REGISTERED UNDER THIS
SECTION, OR WHOSE REGISTRATION HAS BEEN SUSPENDED OR REVOKED; OR
(IX) HAS A PLACE OF BUSINESS AT THE SAME PREMISES AS THAT OF A
DISTRIBUTOR UPON WHOM TAX IS IMPOSED UNDER THIS ARTICLE, OR PERSON WHO
SELLS ADULT-USE CANNABIS PRODUCTS AT RETAIL, WHOSE REGISTRATION HAS BEEN
REVOKED AND WHERE SUCH REVOCATION IS STILL IN EFFECT, UNLESS THE APPLI-
CANT PROVIDES THE COMMISSIONER WITH ADEQUATE DOCUMENTATION DEMONSTRATING
THAT SUCH APPLICANT ACQUIRED THE PREMISES OR BUSINESS THROUGH AN ARM'S
LENGTH TRANSACTION AS DEFINED IN PARAGRAPH (E) OF SUBDIVISION ONE OF
SECTION FOUR HUNDRED EIGHTY-A OF THIS CHAPTER AND THAT THE SALE OR LEASE
WAS NOT CONDUCTED, IN WHOLE OR IN PART, FOR THE PURPOSE OF PERMITTING
THE ORIGINAL REGISTRANT TO AVOID THE EFFECT OF THE PREVIOUS REVOCATION
FOR THE SAME PREMISES.
S. 4006--C 146 A. 3006--C
(3) THE COMMISSIONER MAY REVOKE THE CERTIFICATE OF REGISTRATION ISSUED
TO ANY PERSON WHO:
(I) HAS HAD ANY LICENSE OR REGISTRATION PROVIDED FOR IN THIS CHAPTER
REVOKED OR SUSPENDED;
(II) HAS BEEN CONVICTED OF A CRIME PROVIDED FOR IN THIS CHAPTER WHERE
SUCH CONVICTION OCCURRED NOT MORE THAN ONE YEAR PRIOR TO THE DATE OF
REVOCATION;
(III) WILLFULLY FAILS TO FILE A REPORT OR RETURN REQUIRED BY THIS
ARTICLE;
(IV) WILLFULLY FILES, CAUSES TO BE FILED, GIVES OR CAUSES TO BE GIVEN
A REPORT, RETURN, CERTIFICATE OR AFFIDAVIT REQUIRED BY THIS ARTICLE
WHICH IS FALSE;
(V) WILLFULLY FAILS TO COLLECT OR TRUTHFULLY ACCOUNT FOR OR PAY OVER
ANY TAX IMPOSED BY THIS ARTICLE; OR
(VI) IS A DISTRIBUTOR THAT HAS BEEN DETERMINED TO HAVE KNOWINGLY SOLD
ADULT-USE CANNABIS PRODUCTS TO ANY PERSON WHO SELLS ADULT-USE CANNABIS
PRODUCTS AT RETAIL AND WHO IS NOT REGISTERED UNDER THIS SECTION, OR
WHOSE REGISTRATION HAS BEEN SUSPENDED OR REVOKED.
[(2)] (4) In addition to the grounds for revocation in [paragraph (1)
of] this subdivision, where a person who holds a certificate of regis-
tration is determined to have possessed or sold illicit cannabis:
(1) such registration may be revoked (I) for a period of up to one
year for the first such possession or sale BY SUCH PERSON;
[(2)] (II) FOR A PERIOD OF UP TO THREE YEARS for a second such
possession or sale within a period of five years by such person[, the
registration of such person may be revoked for a period of up to three
years]; AND
[(3)] (III) FOR A PERIOD OF UP TO FIVE YEARS for a third such
possession or sale within a period of [up to] five years by such
person[, the registration of such person may be revoked for a period of
five years]. A certificate of registration may be revoked pursuant to
this paragraph immediately upon such person's receipt of written notice
of revocation from the commissioner.
A PERSON WHO IS NOTIFIED OF A REVOCATION OF THEIR CERTIFICATE OF
REGISTRATION PURSUANT TO THIS PARAGRAPH SHALL HAVE THE RIGHT TO HAVE THE
REVOCATION REVIEWED BY THE COMMISSIONER OR THEIR DESIGNEE BY CONTACTING
THE DEPARTMENT AT A TELEPHONE NUMBER OR AN ADDRESS TO BE DISCLOSED IN
THE NOTICE OF REVOCATION WITHIN TEN DAYS OF SUCH PERSON'S RECEIPT OF
SUCH NOTIFICATION. SUCH PERSON MAY PRESENT WRITTEN EVIDENCE OR ARGUMENT
IN SUPPORT OF THEIR DEFENSE TO THE REVOCATION OR MAY APPEAR AT A SCHED-
ULED CONFERENCE WITH THE COMMISSIONER OR THEIR DESIGNEE TO PRESENT ORAL
ARGUMENTS AND WRITTEN AND ORAL EVIDENCE IN SUPPORT OF SUCH DEFENSE. THE
COMMISSIONER OR THEIR DESIGNEE IS AUTHORIZED TO DELAY THE EFFECTIVE DATE
OF THE REVOCATION TO ENABLE SUCH PERSON TO PRESENT FURTHER EVIDENCE OR
ARGUMENTS IN CONNECTION WITH THE REVOCATION. THE COMMISSIONER OR THEIR
DESIGNEE SHALL CANCEL THE REVOCATION OF THE CERTIFICATE OF REGISTRATION
IF THE COMMISSIONER OR THEIR DESIGNEE IS NOT SATISFIED BY A PREPONDER-
ANCE OF THE EVIDENCE THAT A BASIS FOR REVOCATION PURSUANT TO THIS PARA-
GRAPH EXISTS. AN ORDER OF REVOCATION OF A CERTIFICATE OF REGISTRATION
UNDER THIS PARAGRAPH SHALL NOT BE REVIEWABLE BY THE DIVISION OF TAX
APPEALS BUT MAY BE REVIEWED PURSUANT TO ARTICLE SEVENTY-EIGHT OF THE
CIVIL PRACTICE LAW AND RULES BY A PROCEEDING COMMENCED IN THE SUPREME
COURT WITHIN FOUR MONTHS OF THE REVOCATION PETITIONING THAT THE ORDER OF
REVOCATION BE ENJOINED OR SET ASIDE. SUCH PROCEEDING SHALL BE INSTITUTED
IN THE COUNTY WHERE THE COMMISSIONER HAS THEIR PRINCIPAL OFFICE. UPON
THE FILING OF SUCH PETITION THE COURT SHALL HAVE JURISDICTION TO SET
S. 4006--C 147 A. 3006--C
ASIDE SUCH ORDER OF REVOCATION, IN WHOLE OR IN PART, OR TO DISMISS THE
PETITION. THE JURISDICTION OF THE SUPREME COURT SHALL BE EXCLUSIVE AND
ITS ORDER DISMISSING THE PETITION OR ENJOINING OR SETTING ASIDE SUCH
ORDER, IN WHOLE OR IN PART, SHALL BE FINAL, SUBJECT TO REVIEW BY THE
APPELLATE DIVISION OF THE SUPREME COURT AND THE COURT OF APPEALS IN THE
SAME MANNER AND FORM AND WITH THE SAME EFFECT AS PROVIDED BY LAW FOR
APPEALS FROM A JUDGMENT IN A SPECIAL PROCEEDING. ALL SUCH PROCEEDINGS
SHALL BE HEARD AND DETERMINED BY THE COURT AND BY ANY APPELLATE COURT AS
EXPEDITIOUSLY AS POSSIBLE AND WITH LAWFUL PRECEDENCE OVER OTHER CIVIL
MATTERS. ALL SUCH PROCEEDINGS FOR REVIEW SHALL BE HEARD ON THE PETITION,
TRANSCRIPT AND OTHER PAPERS, AND ON APPEAL SHALL BE HEARD ON THE RECORD,
WITHOUT REQUIREMENT OF PRINTING.
(c) WHERE A PERSON THAT DOES NOT POSSESS A CERTIFICATE OF REGISTRATION
UNDER THIS SECTION HAS BEEN DETERMINED TO HAVE POSSESSED OR SOLD ANY
ADULT-USE CANNABIS PRODUCT OR ILLICIT CANNABIS:
(1) THE COMMISSIONER MAY REVOKE A CERTIFICATE OF AUTHORITY ISSUED TO
SUCH PERSON PURSUANT TO SECTION ELEVEN HUNDRED THIRTY-FOUR OF THIS CHAP-
TER FOR A PLACE OF BUSINESS WHERE SUCH PERSON HAS BEEN DETERMINED TO
HAVE POSSESSED FOR SALE OR TO HAVE SOLD ADULT-USE CANNABIS PRODUCT OR
ILLICIT CANNABIS THREE OR MORE TIMES WITHIN A PERIOD OF FIVE YEARS WITH-
OUT A CERTIFICATE OF REGISTRATION.
(2) THE COMMISSIONER MAY REFUSE TO ISSUE A CERTIFICATE OF AUTHORITY
UNDER SECTION ELEVEN HUNDRED THIRTY-FOUR OF THIS CHAPTER TO A DISTRIBU-
TOR UPON WHOM TAX IS IMPOSED UNDER THIS ARTICLE, OR A PERSON WHO SELLS
ADULT-USE CANNABIS PRODUCTS AT RETAIL, WHO HAS A PLACE OF BUSINESS AT
THE SAME PREMISES AS THAT OF A PERSON WHOSE CERTIFICATE OF AUTHORITY HAS
BEEN REVOKED PURSUANT TO PARAGRAPH ONE OF THIS SUBDIVISION AND WHERE
SUCH REVOCATION IS STILL IN EFFECT, UNLESS THE APPLICANT PROVIDES THE
COMMISSIONER WITH ADEQUATE DOCUMENTATION DEMONSTRATING THAT SUCH APPLI-
CANT ACQUIRED THE PREMISES OR BUSINESS THROUGH AN ARM'S LENGTH TRANS-
ACTION AS DEFINED IN PARAGRAPH (E) OF SUBDIVISION ONE OF SECTION FOUR
HUNDRED EIGHTY-A OF THIS CHAPTER AND THAT THE SALE OR LEASE WAS NOT
CONDUCTED, IN WHOLE OR IN PART, FOR THE PURPOSE OF PERMITTING THE
ORIGINAL REGISTRANT TO AVOID THE EFFECT OF THE PREVIOUS REVOCATION FOR
THE SAME PREMISES.
(D) A certificate of registration shall be valid for the period speci-
fied thereon, unless earlier suspended or revoked. Upon the expiration
of the term stated on a certificate of registration, such certificate
shall be null and void.
[(d)] (E) Every holder of a certificate of registration must notify
the commissioner of changes to any of the information stated on the
certificate, or of changes to any information contained in the applica-
tion for the certificate of registration. Such notification must be made
on or before the last day of the month in which a change occurs and must
be made electronically on a form prescribed by the commissioner.
[(e)] (F) Every holder of a certificate of registration under this
article shall be required to reapply prior to such certificate's expira-
tion, during a reapplication period established by the commissioner.
Such reapplication period shall not occur more frequently than every two
years. Such reapplication shall be subject to the same requirements and
conditions as an initial application, including grounds for refusal and
the payment of the application fee.
[(f)] (G) Any person who is required to obtain a certificate of regis-
tration under subdivision (a) of this section who possesses adult-use
cannabis products without such certificate shall be subject to a penalty
of [five hundred dollars for each month or part thereof during which
S. 4006--C 148 A. 3006--C
adult-use cannabis products are possessed without such certificate, not
to exceed ten thousand dollars in the aggregate] UP TO SEVEN THOUSAND
FIVE HUNDRED DOLLARS FOR A FIRST VIOLATION AND UP TO FIFTEEN THOUSAND
DOLLARS FOR A SECOND OR SUBSEQUENT VIOLATION WITHIN THREE YEARS FOLLOW-
ING A PRIOR VIOLATION. ANY SUCH ADULT-USE CANNABIS PRODUCT SHALL BE
SUBJECT TO IMMEDIATE FORFEITURE TO, AND SEIZURE BY, THE COMMISSIONER OR
THEIR DULY AUTHORIZED REPRESENTATIVES, OR THE DULY AUTHORIZED REPRESEN-
TATIVES OF THE OFFICE OF CANNABIS MANAGEMENT.
(H) NO DISTRIBUTOR ON WHOM TAX IS IMPOSED UNDER THIS ARTICLE SHALL
SELL ANY ADULT-USE CANNABIS PRODUCT TO ANY PERSON WHO SELLS ADULT-USE
CANNABIS PRODUCTS AT RETAIL AND WHO IS NOT REGISTERED UNDER THIS
SECTION, OR WHOSE REGISTRATION HAS BEEN SUSPENDED OR REVOKED.
§ 4. Section 496 of the tax law is amended by adding a new subdivision
(c) to read as follows:
(C) THE FAILURE OF ANY PERSON WHO SELLS ADULT-USE CANNABIS PRODUCTS AT
RETAIL, EXCEPT A PERSON WHO POSSESSES A VALID REGISTERED ORGANIZATION
ADULT-USE CULTIVATOR PROCESSOR DISTRIBUTOR RETAIL DISPENSARY LICENSE OR
MICROBUSINESS LICENSE ISSUED BY THE OFFICE OF CANNABIS MANAGEMENT, TO
COMPLY WITH SUBDIVISION (A) OF THIS SECTION FOR THE ADULT-USE CANNABIS
PRODUCTS IN SUCH PERSON'S POSSESSION SHALL BE PRESUMPTIVE EVIDENCE THAT
THE TAX THEREON HAS NOT BEEN PAID, AND THAT SUCH PERSON SHALL BE LIABLE
FOR THE TAX THEREON UNLESS EVIDENCE OF SUCH INVOICE, PAYMENT OR ASSUMP-
TION SHALL LATER BE PRODUCED.
§ 5. Section 496-c of the tax law, as added by chapter 92 of the laws
of 2021, is amended to read as follows:
§ 496-c. [Illicit cannabis penalty] ADDITIONAL PENALTIES. (a) In
addition to any other civil or criminal penalties that may apply, any
person knowingly in possession of or knowingly having control over ANY
TYPE OF illicit cannabis, as defined in section four hundred ninety-two
of this article, after notice and an opportunity for a hearing, shall be
liable for a civil penalty [of not less than two hundred dollars per
ounce of illicit cannabis flower, five dollars per milligram of the
total weight of any illicit cannabis edible product, fifty dollars per
gram of the total weight of any product containing illicit cannabis
concentrate, and five hundred dollars per illicit cannabis plant, but
not to exceed four hundred dollars per ounce of illicit cannabis flower,
ten dollars per milligram of the total weight of any illicit cannabis
edible product, one hundred dollars per gram of the total weight of any
product containing illicit cannabis concentrate, and one thousand
dollars per illicit cannabis plant] IN AN AMOUNT UP TO TWO TIMES THE
AMOUNT OF TAX OTHERWISE REQUIRED TO BE PAID FOR SUCH PRODUCT for a first
violation, and for a second [and] OR subsequent violation within three
years following a prior violation [shall] MAY be liable for a civil
penalty [of not less than four hundred dollars per ounce of illicit
cannabis flower, ten dollars per milligram of the total weight of any
illicit cannabis edible product, one hundred dollars per gram of the
total weight of any product containing illicit cannabis concentrate, and
one thousand dollars per illicit cannabis plant, but not to exceed five
hundred dollars per ounce of illicit cannabis flower, twenty dollars per
milligram of the total weight of any illicit cannabis edible product,
two hundred dollars per gram of the total weight of any product contain-
ing illicit cannabis concentrate, and two thousand dollars per illicit
cannabis plant] IN AN AMOUNT UP TO THREE TIMES THE AMOUNT OF TAX OTHER-
WISE REQUIRED TO BE PAID FOR SUCH PRODUCT.
(b) IN ADDITION TO ANY OTHER PENALTY AUTHORIZED BY THIS CHAPTER OR ANY
OTHER LAW:
S. 4006--C 149 A. 3006--C
(1) ANY PERSON WHO KNOWINGLY POSSESSES FOR SALE, AS SUCH TERM IS
DEFINED IN SECTION FOUR HUNDRED NINETY-TWO OF THIS ARTICLE, MORE THAN
FIVE POUNDS BUT LESS THAN TWELVE POUNDS OF ILLICIT CANNABIS OR MORE THAN
ONE POUND BUT LESS THAN FOUR POUNDS OF ILLICIT CONCENTRATED CANNABIS OR
ILLICIT CANNABIS EDIBLE PRODUCT, AFTER NOTICE AND AN OPPORTUNITY FOR A
HEARING, MAY BE LIABLE FOR A CIVIL PENALTY OF UP TO TWENTY-FIVE THOUSAND
DOLLARS FOR A FIRST VIOLATION AND MAY BE LIABLE FOR A CIVIL PENALTY OF
UP TO FIFTY THOUSAND DOLLARS FOR A SECOND OR SUBSEQUENT VIOLATION WITHIN
THREE YEARS FOLLOWING A PRIOR VIOLATION.
(2) ANY PERSON WHO KNOWINGLY POSSESSES FOR SALE, AS SUCH TERM IS
DEFINED IN SECTION FOUR HUNDRED NINETY-TWO OF THIS ARTICLE, OVER TWELVE
OR MORE POUNDS OF ILLICIT CANNABIS OR FOUR OR MORE POUNDS OF ILLICIT
CONCENTRATED CANNABIS OR ILLICIT CANNABIS EDIBLE PRODUCT, AFTER NOTICE
AND AN OPPORTUNITY FOR A HEARING, MAY BE LIABLE FOR A CIVIL PENALTY OF
UP TO SEVENTY-FIVE THOUSAND DOLLARS FOR A FIRST VIOLATION AND MAY BE
LIABLE FOR A CIVIL PENALTY OF UP TO ONE HUNDRED THOUSAND DOLLARS FOR A
SECOND OR SUBSEQUENT VIOLATION WITHIN THREE YEARS FOLLOWING A PRIOR
VIOLATION.
(3) IN ADDITION TO ANY PENALTY IMPOSED PURSUANT TO PARAGRAPHS ONE OR
TWO OF THIS SUBDIVISION, ANY PERSON WHO KNOWINGLY POSSESSES FOR SALE, AS
SUCH TERM IS DEFINED IN SECTION FOUR HUNDRED NINETY-TWO OF THIS ARTICLE,
MORE THAN FIVE POUNDS OF ILLICIT CANNABIS, OR MORE THAN ONE POUND OF
ILLICIT CONCENTRATED CANNABIS OR ILLICIT CANNABIS EDIBLE PRODUCT, IN A
COMMERCIAL LOCATION, AFTER NOTICE AND AN OPPORTUNITY FOR A HEARING, MAY
BE SUBJECT TO AN ADDITIONAL CIVIL PENALTY OF UP TO FIFTY THOUSAND
DOLLARS FOR A FIRST VIOLATION AND MAY BE LIABLE FOR A CIVIL PENALTY OF
UP TO ONE HUNDRED THOUSAND DOLLARS FOR A SECOND OR SUBSEQUENT VIOLATION
WITHIN THREE YEARS FOLLOWING A PRIOR VIOLATION. FOR PURPOSES OF THIS
PARAGRAPH, "COMMERCIAL LOCATION" MEANS REAL PROPERTY OR A VEHICLE HELD
OUT AS OPEN TO THE PUBLIC OR OTHERWISE BEING USED TO CONDUCT WHOLESALE
OR RETAIL TRANSACTIONS, INCLUDING A STORAGE AREA IN OR ADJACENT TO SUCH
PROPERTY OR VEHICLE. SUCH TERM SHALL NOT INCLUDE A RESIDENCE OR A
PERSONALLY-OWNED VEHICLE LOCATED AT SUCH RESIDENCE.
(C) ANY DISTRIBUTOR ON WHOM TAX IS IMPOSED UNDER THIS ARTICLE THAT
KNOWINGLY SELLS ANY ADULT-USE CANNABIS PRODUCT TO ANY PERSON WHO SELLS
AT RETAIL ADULT-USE CANNABIS PRODUCTS WHO IS NOT REGISTERED UNDER
SECTION FOUR HUNDRED NINETY-FOUR OF THIS ARTICLE, OR WHOSE REGISTRATION
HAS BEEN SUSPENDED OR REVOKED, MAY, AFTER NOTICE AND AN OPPORTUNITY FOR
A HEARING, BE LIABLE FOR A CIVIL PENALTY OF UP TO FIFTY THOUSAND DOLLARS
FOR A FIRST VIOLATION AND UP TO ONE HUNDRED THOUSAND DOLLARS FOR A
SECOND OR SUBSEQUENT VIOLATION WITHIN THREE YEARS FOLLOWING A PRIOR
VIOLATION.
(D) No enforcement action taken under this section shall be construed
to limit any other criminal or civil liability of anyone in possession
of illicit cannabis.
[(c)] (E) The [penalty] PENALTIES imposed by this section shall not
apply to NATURAL persons lawfully in possession of [less than two ounces
of] adult-use cannabis or [ten grams of] concentrated cannabis [in
accordance with the cannabis law or penal law] FOR PERSONAL USE AS
PROVIDED IN ARTICLE TWO HUNDRED TWENTY-TWO OF THE PENAL LAW.
§ 6. The tax law is amended by adding two new sections 496-d and 496-e
to read as follows:
§ 496-D. ENFORCEMENT. THE COMMISSIONER OR THE COMMISSIONER'S DULY
AUTHORIZED REPRESENTATIVES ARE HEREBY AUTHORIZED:
(A) TO CONDUCT REGULATORY INSPECTIONS DURING NORMAL BUSINESS HOURS OF
ANY PLACE OF BUSINESS, INCLUDING A VEHICLE USED FOR SUCH BUSINESS,
S. 4006--C 150 A. 3006--C
WHERE ADULT-USE CANNABIS PRODUCTS ARE DISTRIBUTED, PLACED, STORED, SOLD
OR OFFERED FOR SALE. FOR THE PURPOSES OF THIS SECTION, "PLACE OF BUSI-
NESS" SHALL NOT INCLUDE A RESIDENCE OR OTHER REAL PROPERTY, OR ANY
PERSONAL VEHICLE ON OR ABOUT SUCH PROPERTY, NOT HELD OUT AS OPEN TO THE
PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR COMMERCIAL MANNER,
UNLESS PROBABLE CAUSE EXISTS TO BELIEVE THAT SUCH RESIDENCE, REAL PROP-
ERTY OR VEHICLE IS BEING USED IN SUCH A BUSINESS OR COMMERCIAL MANNER
FOR THE BUYING OR SELLING OF ADULT-USE CANNABIS PRODUCTS.
(B) TO EXAMINE ANY ADULT-USE CANNABIS PRODUCTS AND THE BOOKS, PAPERS,
INVOICES AND OTHER RECORDS OF ANY PLACE OF BUSINESS OR VEHICLE WHERE
ADULT-USE CANNABIS PRODUCTS ARE DISTRIBUTED, PLACED, STORED, SOLD OR
OFFERED FOR SALE. ANY PERSON IN POSSESSION, CONTROL OR OCCUPANCY OF ANY
SUCH BUSINESS IS REQUIRED TO GIVE TO THE COMMISSIONER OR THE COMMISSION-
ER'S DULY AUTHORIZED REPRESENTATIVES OR THE DULY AUTHORIZED REPRESEN-
TATIVES OF THE OFFICE OF CANNABIS MANAGEMENT, THE MEANS, FACILITIES, AND
OPPORTUNITY FOR SUCH EXAMINATIONS. FOR THE PURPOSES OF THIS SECTION,
"PLACE OF BUSINESS" SHALL NOT INCLUDE A RESIDENCE OR OTHER REAL PROPER-
TY, OR ANY PERSONAL VEHICLE ON OR ABOUT SUCH PROPERTY, NOT HELD OUT AS
OPEN TO THE PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR COMMER-
CIAL MANNER, UNLESS PROBABLE CAUSE EXISTS TO BELIEVE THAT SUCH RESI-
DENCE, REAL PROPERTY OR VEHICLE IS BEING USED IN SUCH A BUSINESS OR
COMMERCIAL MANNER FOR THE BUYING OR SELLING OF ADULT-USE CANNABIS
PRODUCTS.
(C) IF ANY PERSON REGISTERED UNDER SECTION FOUR HUNDRED NINETY-FOUR OF
THIS ARTICLE, OR THEIR AGENTS, REFUSES TO GIVE THE COMMISSIONER, OR THE
COMMISSIONER'S DULY AUTHORIZED REPRESENTATIVES, THE MEANS, FACILITIES
AND OPPORTUNITY FOR THE INSPECTIONS AND EXAMINATIONS REQUIRED BY THIS
SECTION, THE COMMISSIONER, AFTER NOTICE AND AN OPPORTUNITY FOR A HEAR-
ING, MAY REVOKE THEIR REGISTRATION TO DISTRIBUTE OR SELL ADULT-USE
CANNABIS PRODUCTS AT RETAIL:
(I) FOR A PERIOD OF ONE YEAR FOR THE FIRST SUCH FAILURE;
(II) FOR A PERIOD OF UP TO THREE YEARS FOR A SECOND SUCH FAILURE WITH-
IN A PERIOD OF THREE YEARS; AND
(III) FOR A PERIOD OF UP TO SEVEN YEARS FOR A THIRD SUCH FAILURE WITH-
IN FIVE YEARS.
(D) THE COMMISSIONER OR THE COMMISSIONER'S DULY AUTHORIZED REPRESEN-
TATIVES SHALL SEIZE ANY ILLICIT CANNABIS FOUND IN ANY PLACE OF BUSINESS
OR VEHICLE WHERE ADULT-USE CANNABIS PRODUCTS ARE DISTRIBUTED, PLACED,
STORED, SOLD OR OFFERED FOR SALE BY ANY PERSON WHO DOES NOT POSSESS A
CERTIFICATE OF REGISTRATION AS DESCRIBED IN SECTION FOUR HUNDRED NINE-
TY-FOUR OF THIS CHAPTER.
(E) ALL ILLICIT CANNABIS SEIZED PURSUANT TO THE AUTHORITY OF THIS
CHAPTER OR ANY OTHER LAW OF THIS STATE SHALL BE TURNED OVER TO THE
OFFICE OF CANNABIS MANAGEMENT OR THEIR AUTHORIZED REPRESENTATIVE. SUCH
SEIZED ILLICIT CANNABIS SHALL, AFTER NOTICE AND AN OPPORTUNITY FOR A
HEARING, BE FORFEITED TO THE STATE. IF THE OFFICE OF CANNABIS MANAGE-
MENT DETERMINES THE ILLICIT CANNABIS CANNOT BE USED FOR LAW ENFORCEMENT
PURPOSES, IT MAY, WITHIN A REASONABLE TIME AFTER THE FORFEITURE OF SUCH
ILLICIT CANNABIS, UPON PUBLICATION IN THE STATE REGISTRY, DESTROY SUCH
FORFEITED ILLICIT CANNABIS.
§ 496-E. NOTIFICATION OF ENFORCEMENT ACTIONS. THE COMMISSIONER SHALL
NOTIFY THE CANNABIS CONTROL BOARD AND THE OFFICE OF CANNABIS MANAGEMENT
OF THE COMMENCEMENT OF ANY ENFORCEMENT ACTIONS TAKEN UNDER THIS ARTICLE
AS WELL AS THE CONCLUSION, OUTCOMES, AND THE AMOUNT OF PENALTIES
COLLECTED AS A RESULT OF SUCH ACTIONS.
S. 4006--C 151 A. 3006--C
§ 7. Paragraph 8 of subdivision (a) of section 1801 of the tax law,
as added by section 15 of subpart I of part V-1 of chapter 57 of the
laws of 2009, is amended and a new paragraph 9 is added to read as
follows:
(8) issues an exemption certificate, interdistributor sales certif-
icate, resale certificate, or any other document capable of evidencing a
claim that taxes do not apply to a transaction, which he or she does not
believe to be true and correct as to any material matter, which omits
any material information, or which is false, fraudulent, or counter-
feit[.]; OR
(9) (A) KNOWINGLY FAILS TO COLLECT OR REMIT ANY TAXES IMPOSED BY
SECTION FOUR HUNDRED NINETY-THREE OF THIS CHAPTER ON THE SALE OF ANY
ADULT-USE CANNABIS PRODUCT; OR (B) KNOWINGLY POSSESSES FOR SALE, AS SUCH
TERM IS DEFINED IN SECTION FOUR HUNDRED NINETY-TWO OF THIS CHAPTER, ANY
SUCH PRODUCT ON WHICH THE TAX REQUIRED TO BE PAID UNDER SUBDIVISION (A)
OF SUCH SECTION HAS NOT BEEN PAID.
§ 8. Section 3 of the cannabis law is amended by adding two new subdi-
visions 40-a and 46-a to read as follows:
40-A. "PERSON" MEANS AN INDIVIDUAL, INSTITUTION, CORPORATION, GOVERN-
MENT OR GOVERNMENTAL SUBDIVISION OR AGENCY, BUSINESS TRUST, ESTATE,
TRUST, PARTNERSHIP OR ASSOCIATION, OR ANY OTHER ENTITY.
46-A. "INDIRECT RETAIL SALE" MEANS TO GIVE ANY CANNABIS, CANNABIS
PRODUCT, CANNABINOID HEMP, HEMP EXTRACT PRODUCT, OR ANY PRODUCT MARKETED
OR LABELED AS SUCH BY ANY PERSON ENGAGING IN A COMMERCIAL BUSINESS
VENTURE OR OTHERWISE PROVIDING OR OFFERING GOODS OR SERVICES TO THE
GENERAL PUBLIC FOR REMUNERATION FOR SUCH GOODS AND/OR SERVICES, WHERE
ANY SUCH CANNABIS, CANNABIS PRODUCT, CANNABINOID HEMP OR HEMP EXTRACT
PRODUCT, OR ANY PRODUCT MARKETED OR LABELED AS SUCH, ACCOMPANIES (A) THE
SALE OF ANY TANGIBLE OR INTANGIBLE PROPERTY; OR (B) THE PROVISION OF ANY
SERVICE, INCLUDING BUT NOT LIMITED TO ENTRY TO A VENUE OR EVENT, OR A
BENEFIT OF A MEMBERSHIP TO A CLUB, ASSOCIATION, OR OTHER ORGANIZATION.
§ 9. Subdivisions 3 and 8 of section 10 of the cannabis law are
amended and a new subdivision 3-a is added to read as follows:
3. [Sole discretion to] TO revoke, cancel or suspend [for cause],
AFTER NOTICE AND AN OPPORTUNITY TO BE HEARD, any registration, license,
or permit issued under this chapter [and/or to impose a civil penalty
for cause, after notice and an opportunity for a hearing, against any
holder of a registration, license, or permit issued pursuant to this
chapter] FOR A VIOLATION OF THIS CHAPTER OR ANY REGULATION PURSUANT
THERETO.
3-A. TO IMPOSE OR RECOVER A CIVIL PENALTY, AS OTHERWISE AUTHORIZED
UNDER THIS CHAPTER, AGAINST ANY PERSON FOUND TO HAVE VIOLATED ANY
PROVISION OF THIS CHAPTER, WHETHER OR NOT A REGISTRATION, LICENSE, OR
PERMIT HAS BEEN ISSUED TO SUCH PERSON PURSUANT TO THIS CHAPTER.
8. To [inspect or provide authorization for the inspection at any
time] CONDUCT REGULATORY INSPECTIONS DURING NORMAL BUSINESS HOURS of any
[premises] PLACE OF BUSINESS, INCLUDING A VEHICLE USED FOR SUCH BUSI-
NESS, where medical cannabis, adult-use cannabis [or], CANNABIS, CANNA-
BIS PRODUCT, cannabinoid hemp [and], hemp extract [is] PRODUCTS, OR ANY
PRODUCTS MARKETED OR LABELED AS SUCH, ARE cultivated, processed, stored,
distributed or sold BY ANY PERSON HOLDING A REGISTRATION, LICENSE, OR
PERMIT UNDER THIS CHAPTER, OR BY ANY PERSON WHO IS ENGAGING IN ACTIVITY
FOR WHICH A LICENSE WOULD BE REQUIRED UNDER THIS CHAPTER. FOR THE
PURPOSES OF THIS SUBDIVISION, "PLACE OF BUSINESS" SHALL NOT INCLUDE A
RESIDENCE OR OTHER REAL PROPERTY NOT OTHERWISE HELD OUT AS OPEN TO THE
PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR COMMERCIAL MANNER OR
S. 4006--C 152 A. 3006--C
ANY PRIVATE VEHICLE ON OR ABOUT THE SAME SUCH PROPERTY, UNLESS PROBABLE
CAUSE EXISTS TO BELIEVE THAT SUCH RESIDENCE, REAL PROPERTY, OR VEHICLE
ARE BEING USED IN SUCH BUSINESS OR COMMERCIAL MANNER FOR THE ACTIVITY
DESCRIBED HEREIN.
§ 10. Subdivisions 3 and 5 of section 11 of the cannabis law are
amended and three new subdivisions 13, 14 and 15 are added to read as
follows:
3. To [inspect or provide for the inspection] CONDUCT REGULATORY
INSPECTIONS DURING NORMAL BUSINESS HOURS of any [premises] PLACE OF
BUSINESS, INCLUDING A VEHICLE USED FOR SUCH BUSINESS, where [medical]
cannabis, [adult-use cannabis] CANNABIS PRODUCT, CANNABINOID hemp
[cannabis], HEMP EXTRACT PRODUCTS, OR ANY PRODUCTS MARKETED OR LABELED
AS SUCH, are CULTIVATED, PROCESSED, manufactured or sold, IRRESPECTIVE
OF WHETHER A REGISTRATION, LICENSE, OR PERMIT HAS BEEN ISSUED UNDER THIS
CHAPTER. FOR THE PURPOSES OF THIS SUBDIVISION, "PLACE OF BUSINESS" SHALL
NOT INCLUDE A RESIDENCE OR OTHER REAL PROPERTY NOT OTHERWISE HELD OUT AS
OPEN TO THE PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR COMMER-
CIAL MANNER OR ANY PRIVATE VEHICLE ON OR ABOUT THE SAME SUCH PROPERTY,
UNLESS PROBABLE CAUSE EXISTS TO BELIEVE THAT SUCH RESIDENCE, REAL PROP-
ERTY, OR VEHICLE ARE BEING USED IN SUCH BUSINESS OR COMMERCIAL MANNER
FOR THE ACTIVITY DESCRIBED HEREIN.
5. To [inspect or provide for the inspection] CONDUCT REGULATORY
INSPECTIONS DURING NORMAL BUSINESS HOURS of any REGISTERED, licensed or
permitted [premises] PLACE OF BUSINESS, INCLUDING A VEHICLE USED FOR
SUCH BUSINESS, where medical CANNABIS, adult-use [or] CANNABIS, CANNABI-
NOID hemp [is], HEMP EXTRACT PRODUCTS, OR ANY PRODUCTS MARKETED OR
LABELED AS SUCH, ARE cultivated, processed, stored, distributed or sold.
FOR THE PURPOSES OF THIS SUBDIVISION, "PLACE OF BUSINESS" SHALL NOT
INCLUDE A RESIDENCE OR OTHER REAL PROPERTY NOT OTHERWISE HELD OUT AS
OPEN TO THE PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR COMMER-
CIAL MANNER OR ANY PRIVATE VEHICLE ON OR ABOUT THE SAME SUCH PROPERTY,
UNLESS PROBABLE CAUSE EXISTS TO BELIEVE THAT SUCH RESIDENCE, REAL PROP-
ERTY, OR VEHICLE ARE BEING USED IN SUCH BUSINESS OR COMMERCIAL MANNER
FOR THE ACTIVITY DESCRIBED HEREIN.
13. TO CREATE AND MAINTAIN A PUBLICLY AVAILABLE DIRECTORY OF THE NAMES
AND LOCATIONS OF PERSONS LICENSED OR REGISTERED PURSUANT TO THIS CHAPTER
TO ENGAGE IN RETAIL SALES.
14. TO CREATE A SYSTEM WHEREBY PERSONS REGISTERED, LICENSED, OR
PERMITTED UNDER THIS CHAPTER CAN CONFIRM THE REGISTRATION, LICENSE, OR
PERMIT OF ANOTHER PERSON FOR THE PURPOSES OF ENSURING COMPLIANCE WITH
THIS CHAPTER.
15. BEGINNING JANUARY FIRST, TWO THOUSAND TWENTY-FOUR AND ANNUALLY
THEREAFTER, REPORT ON ENFORCEMENT ACTIONS TAKEN UNDER THIS CHAPTER AND
THE ENFORCEMENT ACTIONS TAKEN BY THE DEPARTMENT OF TAXATION AND FINANCE,
INCLUDING THE INFORMATION REQUIRED TO BE PROVIDED IN SECTION FOUR
HUNDRED NINETY-SIX-E OF THE TAX LAW AND TO SUBMIT SUCH ANNUAL REPORT TO
THE LEGISLATURE AND POST IT PUBLICLY ON ITS WEBSITE.
§ 11. Subdivisions 1, 2, 3 and 4 of section 16 of the cannabis law are
amended and a new subdivision 6 is added to read as follows:
1. Any person who violates, disobeys or disregards any term or
provision of this chapter or of any lawful notice, order or regulation
pursuant thereto for which a civil [or criminal] penalty is not other-
wise expressly prescribed IN THIS CHAPTER by law, [shall] MAY be liable
to the people of the state for a civil penalty of not to exceed five
thousand dollars for [every] EACH such violation OR SUBSEQUENT
VIOLATION. IN ASSESSING THE CIVIL PENALTY UNDER THIS SUBDIVISION, THE
S. 4006--C 153 A. 3006--C
BOARD OR OFFICE, AS MAY BE APPLICABLE SHALL TAKE INTO CONSIDERATION THE
NATURE OF SUCH VIOLATION AND SHALL ASSESS A PENALTY THAT IS PROPOR-
TIONATE TO THE VIOLATION.
2. The penalty provided for in subdivision one of this section may be
recovered by an action OR PROCEEDING IN A COURT OF COMPETENT JURISDIC-
TION brought by THE BOARD OR THE OFFICE, AS MAY BE APPLICABLE, OR BY THE
ATTORNEY GENERAL AT THE REQUEST OF the board [in any court of competent
jurisdiction] OR THE OFFICE.
3. Such civil penalty may be released or compromised by the board OR
THE OFFICE, AS MAY BE APPLICABLE, before the matter has been referred to
the attorney general, and where such matter has been referred to the
attorney general, any such penalty may be released or compromised and
any action OR PROCEEDING commenced to recover the same may be settled
and discontinued by the attorney general with the consent of the board.
4. It shall be the duty of the attorney general upon the request of
the board OR OFFICE, AS MAY BE APPLICABLE, to bring an action [for an
injunction] OR PROCEEDING against any person who violates, disobeys or
disregards any term or provision of this chapter or of any lawful
notice, order or regulation pursuant thereto FOR ANY RELIEF AUTHORIZED
UNDER THIS CHAPTER, INCLUDING EQUITABLE AND/OR INJUNCTIVE RELIEF AND THE
RECOVERY OF CIVIL PENALTIES; provided, however, that the BOARD OR execu-
tive director shall furnish the attorney general with such material,
evidentiary matter or proof as may be requested by the attorney general
for the prosecution of such an action OR PROCEEDING.
6. THE BOARD OR THE OFFICE, AS MAY BE APPLICABLE, SHALL FORWARD ANY
FINAL FINDINGS OF A VIOLATION UNDER THIS CHAPTER TO ANY OTHER STATEWIDE
LICENSING AGENCY WHERE SUCH FINDINGS WERE ENTERED AGAINST A BUSINESS
HOLDING ANY OTHER SUCH LICENSE, FOR ANY SUCH OTHER LICENSING AGENCY TO
REVIEW THE FINDINGS TO DETERMINE IF THERE HAS BEEN A VIOLATION OF ANY
SUCH LICENSE ISSUED BY SUCH AGENCY.
§ 12. The cannabis law is amended by adding a new section 16-a to read
as follows:
§ 16-A. EMERGENCY RELIEF. FOLLOWING SERVICE OF A NOTICE OF VIOLATION
AND ORDER REQUIRING IMMEDIATE CESSATION OF UNLICENSED ACTIVITY UNDER
THIS CHAPTER, THE OFFICE OF CANNABIS MANAGEMENT, OR THE ATTORNEY GENER-
AL, AT THE REQUEST OF AND ON BEHALF OF THE OFFICE MAY BRING AND MAINTAIN
A CIVIL PROCEEDING IN THE SUPREME COURT OF THE COUNTY IN WHICH THE
BUILDING OR PREMISES IS LOCATED TO PERMANENTLY ENJOIN SUCH UNLICENSED
ACTIVITY WHEN CONDUCTED, MAINTAINED, OR PERMITTED IN SUCH BUILDING OR
PREMISES, OCCUPIED AS A PLACE OF BUSINESS AS DESCRIBED IN SUBDIVISION
EIGHT OF SECTION TEN OF THIS CHAPTER, IN VIOLATION OF SUBDIVISION ONE OR
ONE-A OF SECTION ONE HUNDRED TWENTY-FIVE OF THIS CHAPTER OR SUBDIVISION
EIGHT OF SECTION ONE HUNDRED THIRTY-TWO OF THIS CHAPTER, WHICH SHALL
CONSTITUTE AN UNLICENSED ACTIVITY THAT PRESENTS A DANGER TO THE PUBLIC
HEALTH, SAFETY, AND WELFARE, AND SHALL ALSO ENJOIN THE PERSON OR PERSONS
CONDUCTING OR MAINTAINING SUCH UNLICENSED ACTIVITY, IN ACCORDANCE WITH
THE FOLLOWING PROCEDURES:
1. PROCEEDING FOR PERMANENT INJUNCTION. (A) TO THE EXTENT KNOWN, THE
OWNER, LESSOR, AND LESSEE OF A BUILDING OR PREMISES WHEREIN THE UNLI-
CENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR PERMITTED SHALL BE
MADE DEFENDANTS IN THE PROCEEDING. THE VENUE OF SUCH PROCEEDING SHALL BE
IN THE COUNTY WHERE THE UNLICENSED ACTIVITY IS BEING CONDUCTED, MAIN-
TAINED, OR PERMITTED. THE EXISTENCE OF AN ADEQUATE REMEDY AT LAW SHALL
NOT PREVENT THE GRANTING OF TEMPORARY OR PERMANENT RELIEF PURSUANT TO
THIS SECTION.
S. 4006--C 154 A. 3006--C
(B) THE PROCEEDING SHALL NAME AS DEFENDANTS THE BUILDING OR PREMISES
WHEREIN THE UNLICENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR
PERMITTED, BY DESCRIBING IT BY TAX LOT AND STREET ADDRESS AND AT LEAST
ONE OF THE OWNERS OF SOME PART OF OR INTEREST IN THE PROPERTY.
(C) IN REM JURISDICTION SHALL BE COMPLETE OVER THE BUILDING OR PREM-
ISES WHEREIN THE UNLICENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR
PERMITTED BY AFFIXING THE NOTICE OF PETITION TO THE DOOR OF THE BUILDING
OR PREMISES AND BY MAILING THE NOTICE OF PETITION BY CERTIFIED OR REGIS-
TERED MAIL, RETURN RECEIPT REQUESTED, TO ONE OF THE OWNERS OF SOME PART
OF OR INTEREST IN THE PROPERTY. PROOF OF SERVICE SHALL BE FILED WITHIN
TWO DAYS THEREAFTER WITH THE CLERK OF THE COURT DESIGNATED IN THE NOTICE
OF PETITION. IN ANY COUNTY WHERE E-FILING IS UNAVAILABLE, PROOF OF
SERVICE MAY BE MAILED TO THE CLERK. SERVICE SHALL BE COMPLETE UPON SUCH
FILING OR MAILING.
(D) DEFENDANTS, OTHER THAN THE BUILDING OR PREMISES WHEREIN THE UNLI-
CENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR PERMITTED, SHALL BE
SERVED WITH THE NOTICE OF PETITION AS PROVIDED IN THE CIVIL PRACTICE LAW
AND RULES OR PURSUANT TO COURT ORDER. NO MORE THAN THIRTY DAYS PRIOR TO
SUCH SERVICE, THE OFFICE SHALL MAIL A COPY, BY CERTIFIED MAIL, OF ANY
PRIOR NOTICE OF VIOLATION OR LETTER OR ORDER TO CEASE AND DESIST RELAT-
ING TO THE UNLICENSED ACTIVITY AT THE BUILDING OR PREMISES TO THE PERSON
IN WHOSE NAME THE REAL ESTATE AFFECTED BY THE PROCEEDING IS RECORDED IN
THE OFFICE OF THE CITY REGISTER OR THE COUNTY CLERK, AS THE CASE MAY BE,
WHO SHALL BE PRESUMED TO BE THE OWNER THEREOF. SUCH MAILING SHALL
CONSTITUTE NOTICE TO THE OWNER AND SHALL BE DEEMED TO BE COMPLETE UPON
SUCH MAILING BY THE OFFICE AS PROVIDED ABOVE. NO MORE THAN FIFTEEN DAYS
PRIOR TO SUCH SERVICE, THE OFFICE, OR THE ATTORNEY GENERAL, AT THE
REQUEST OF AND ON BEHALF OF THE OFFICE OF CANNABIS MANAGEMENT, SHALL
VERIFY THE ONGOING OCCUPANCY OF ANY NATURAL PERSON WHO IS A TENANT OF
RECORD AND ALLEGED TO HAVE CAUSED OR PERMITTED THE UNLICENSED ACTIVITY
IN THE BUILDING OR PREMISES WHEREIN THE UNLICENSED ACTIVITY IS ALLEGED
TO HAVE BEEN CONDUCTED, MAINTAINED, OR PERMITTED. IF AT ANY TIME SUCH
DEFENDANTS VACATE SUCH BUILDING OR PREMISES, ANY ACTION OR PROCEEDING
FILED IN ACCORDANCE WITH THESE PROCEDURES RELATING TO SUCH BUILDING OR
PREMISES SHALL BE WITHDRAWN.
(E) WITH RESPECT TO ANY PROCEEDING COMMENCED OR TO BE COMMENCED PURSU-
ANT TO THIS SECTION BY THE OFFICE OF CANNABIS MANAGEMENT OR THE ATTORNEY
GENERAL, AT THE REQUEST OF AND ON BEHALF OF THE OFFICE, MAY FILE A
NOTICE OF PENDENCY PURSUANT TO THE PROVISIONS OF ARTICLE SIXTY-FIVE OF
THE CIVIL PRACTICE LAW AND RULES.
(F) THE PERSON IN WHOSE NAME THE REAL ESTATE AFFECTED BY THE PROCEED-
ING IS RECORDED IN THE OFFICE OF THE CITY REGISTER OR THE COUNTY CLERK,
AS THE CASE MAY BE, SHALL BE PRESUMED TO BE THE OWNER THEREOF. UPON
BEING SERVED IN A PROCEEDING UNDER THIS SECTION, SUCH OWNER SHALL, TO
THE EXTENT KNOWN, PROVIDE TO THE OFFICE OF CANNABIS MANAGEMENT, WITHIN
THREE DAYS, THE NAMES OF ANY OTHER OWNERS, LESSORS AND LESSEES OF THE
BUILDING OR PREMISES THAT IS THE SUBJECT OF THE PROCEEDING. THEREAFTER,
SUCH OWNERS, LESSORS AND LESSEES MAY BE MADE PARTIES TO THE PROCEEDING.
(G) WHENEVER THERE IS EVIDENCE THAT A PERSON WAS THE MANAGER, OPERA-
TOR, SUPERVISOR OR, IN ANY OTHER WAY, IN CHARGE OF THE PREMISES, AT THE
TIME THE UNLICENSED ACTIVITY WAS BEING CONDUCTED, MAINTAINED, OR PERMIT-
TED, SUCH EVIDENCE SHALL BE PRESUMPTIVE THAT HE OR SHE WAS AN AGENT OR
EMPLOYEE OF THE OWNER OR LESSEE OF THE BUILDING OR PREMISES.
(H) IF A FINDING IS MADE THAT THE DEFENDANT HAS CONDUCTED, MAINTAINED,
OR PERMITTED THE UNLICENSED ACTIVITY A PENALTY, TO BE INCLUDED IN THE
JUDGMENT, MAY BE AWARDED IN AN AMOUNT NOT TO EXCEED TEN THOUSAND DOLLARS
S. 4006--C 155 A. 3006--C
FOR EACH DAY IT IS FOUND THAT THE DEFENDANT INTENTIONALLY CONDUCTED,
MAINTAINED OR PERMITTED THE UNLICENSED ACTIVITY. UPON RECOVERY, SUCH
PENALTY SHALL BE PAID TO THE OFFICE OF CANNABIS MANAGEMENT.
2. PRELIMINARY INJUNCTION. (A) PENDING A PROCEEDING FOR A PERMANENT
INJUNCTION PURSUANT TO THIS SECTION THE COURT MAY GRANT A PRELIMINARY
INJUNCTION ENJOINING THE UNLICENSED ACTIVITY AND THE PERSON OR PERSONS
CONDUCTING, MAINTAINING, OR PERMITTING THE UNLICENSED ACTIVITY FROM
FURTHER CONDUCTING, MAINTAINING, OR PERMITTING THE UNLICENSED ACTIVITY,
WHERE THE PUBLIC HEALTH, SAFETY OR WELFARE IMMEDIATELY REQUIRES THE
GRANTING OF SUCH INJUNCTION. A TEMPORARY CLOSING ORDER MAY BE GRANTED
PENDING A HEARING FOR A PRELIMINARY INJUNCTION WHERE IT APPEARS BY CLEAR
AND CONVINCING EVIDENCE THAT UNLICENSED ACTIVITY WITHIN THE SCOPE OF
THIS SECTION IS BEING CONDUCTED, MAINTAINED, OR PERMITTED AND THAT THE
PUBLIC HEALTH, SAFETY OR WELFARE IMMEDIATELY REQUIRES THE GRANTING OF A
TEMPORARY CLOSING ORDER. A TEMPORARY RESTRAINING ORDER MAY BE GRANTED
PENDING A HEARING FOR A PRELIMINARY INJUNCTION.
(B) A PRELIMINARY INJUNCTION SHALL BE ENFORCED BY THE OFFICE OR, AT
THE REQUEST OF THE OFFICE, THE ATTORNEY GENERAL. AT THE REQUEST OF THE
OFFICE, A POLICE OFFICER OR PEACE OFFICER WITH JURISDICTION MAY ALSO
ENFORCE THE PRELIMINARY INJUNCTION.
(C) THE OFFICE OR THE ATTORNEY GENERAL SHALL SHOW, BY AFFIDAVIT AND
SUCH OTHER EVIDENCE AS MAY BE SUBMITTED, THAT THERE IS A CAUSE OF ACTION
FOR A PERMANENT INJUNCTION ABATING UNLICENSED ACTIVITY.
3. TEMPORARY CLOSING ORDER. (A) IF, ON A MOTION FOR A PRELIMINARY
INJUNCTION ALLEGING UNLICENSED ACTIVITY AS DESCRIBED IN THIS SECTION IN
A BUILDING OR PREMISES USED FOR COMMERCIAL PURPOSES ONLY, THE OFFICE OR
THE ATTORNEY GENERAL DEMONSTRATES BY CLEAR AND CONVINCING EVIDENCE THAT
SUCH UNLICENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR PERMITTED
AND THAT THE PUBLIC HEALTH, SAFETY, OR WELFARE IMMEDIATELY REQUIRES A
TEMPORARY CLOSING ORDER, A TEMPORARY ORDER CLOSING SUCH PART OF THE
BUILDING OR PREMISES WHEREIN SUCH UNLICENSED ACTIVITY IS BEING
CONDUCTED, MAINTAINED, OR PERMITTED MAY BE GRANTED WITHOUT NOTICE, PEND-
ING ORDER OF THE COURT GRANTING OR REFUSING THE PRELIMINARY INJUNCTION
AND UNTIL FURTHER ORDER OF THE COURT. UPON GRANTING A TEMPORARY CLOSING
ORDER, THE COURT SHALL DIRECT THE HOLDING OF A HEARING FOR THE PRELIMI-
NARY INJUNCTION AT THE EARLIEST POSSIBLE TIME BUT NO LATER THAN THREE
BUSINESS DAYS FROM THE GRANTING OF SUCH ORDER; A DECISION ON THE MOTION
FOR A PRELIMINARY INJUNCTION SHALL BE RENDERED BY THE COURT WITHIN THREE
BUSINESS DAYS AFTER THE CONCLUSION OF THE HEARING.
(B) UNLESS THE COURT ORDERS OTHERWISE, A TEMPORARY CLOSING ORDER
TOGETHER WITH THE PAPERS UPON WHICH IT WAS BASED AND A NOTICE OF HEARING
FOR THE PRELIMINARY INJUNCTION SHALL BE PERSONALLY SERVED, IN THE SAME
MANNER AS A SUMMONS AS PROVIDED IN THE CIVIL PRACTICE LAW AND RULES.
(C) A TEMPORARY CLOSING ORDER SHALL ONLY BE ISSUED PRIOR TO A HEARING
ON A PRELIMINARY INJUNCTION IF THE BUILDING OR PREMISES IS USED FOR
COMMERCIAL PURPOSES ONLY.
(D) NO TEMPORARY CLOSING ORDER SHALL BE ISSUED AGAINST ANY BUILDING OR
PREMISES WHERE, IN ADDITION TO THE UNLICENSED ACTIVITY WHICH IS ALLEGED,
ACTIVITY THAT IS LICENSED OR OTHERWISE LAWFUL REMAINS IN PLACE. IN
ADDITION, NO TEMPORARY CLOSING ORDER SHALL BE ISSUED AGAINST ANY BUILD-
ING OR PREMISES WHICH IS USED IN PART AS RESIDENCE AND PURSUANT TO LOCAL
LAW OR ORDINANCE IS ZONED AND LAWFULLY OCCUPIED AS A RESIDENCE.
4. TEMPORARY RESTRAINING ORDER. (A) IF, ON A MOTION FOR A PRELIMINARY
INJUNCTION ALLEGING UNLICENSED ACTIVITY AS DESCRIBED IN THIS SECTION IN
A BUILDING OR PREMISES USED FOR COMMERCIAL PURPOSES, THE OFFICE OR THE
ATTORNEY GENERAL DEMONSTRATES BY CLEAR AND CONVINCING EVIDENCE THAT SUCH
S. 4006--C 156 A. 3006--C
UNLICENSED ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR PERMITTED AND
THAT THE PUBLIC HEALTH, SAFETY, OR WELFARE IMMEDIATELY REQUIRES A TEMPO-
RARY RESTRAINING ORDER, A TEMPORARY RESTRAINING ORDER MAY BE GRANTED
WITHOUT NOTICE RESTRAINING THE DEFENDANTS AND ALL PERSONS FROM REMOVING
OR IN ANY MANNER INTERFERING WITH THE FURNITURE, FIXTURES AND MOVABLE
PROPERTY USED IN CONDUCTING, MAINTAINING OR PERMITTING SUCH UNLICENSED
ACTIVITY, INCLUDING ADULT-USE CANNABIS, AND FROM FURTHER CONDUCTING,
MAINTAINING OR PERMITTING SUCH UNLICENSED ACTIVITY, PENDING ORDER OF THE
COURT GRANTING OR REFUSING THE PRELIMINARY INJUNCTION AND UNTIL FURTHER
ORDER OF THE COURT. UPON GRANTING A TEMPORARY RESTRAINING ORDER, THE
COURT SHALL DIRECT THE HOLDING OF A HEARING FOR THE PRELIMINARY INJUNC-
TION AT THE EARLIEST POSSIBLE TIME BUT NO LATER THAN THREE BUSINESS DAYS
FROM THE GRANTING OF SUCH ORDER; A DECISION ON THE MOTION FOR A PRELIMI-
NARY INJUNCTION SHALL BE RENDERED BY THE COURT WITHIN THREE BUSINESS
DAYS AFTER THE CONCLUSION OF THE HEARING.
(B) UNLESS THE COURT ORDERS OTHERWISE, A TEMPORARY RESTRAINING ORDER
AND THE PAPERS UPON WHICH IT WAS BASED AND A NOTICE OF HEARING FOR THE
PRELIMINARY INJUNCTION SHALL BE PERSONALLY SERVED, IN THE SAME MANNER AS
A SUMMONS AS PROVIDED IN THE CIVIL PRACTICE LAW AND RULES.
5. TEMPORARY CLOSING ORDER; TEMPORARY RESTRAINING ORDER; ADDITIONAL
ENFORCEMENT PROCEDURES. (A) IF ON A MOTION FOR A PRELIMINARY INJUNC-
TION, THE OFFICE OF CANNABIS MANAGEMENT OR THE ATTORNEY GENERAL SUBMITS
EVIDENCE WARRANTING BOTH A TEMPORARY CLOSING ORDER AND A TEMPORARY
RESTRAINING ORDER, THE COURT SHALL GRANT BOTH ORDERS.
(B) UPON THE REQUEST OF THE OFFICE, ANY POLICE OFFICER OR PEACE OFFI-
CER WITH JURISDICTION MAY ASSIST IN THE ENFORCEMENT OF A TEMPORARY CLOS-
ING ORDER AND TEMPORARY RESTRAINING ORDER.
(C) THE POLICE OFFICER OR PEACE OFFICER SERVING A TEMPORARY CLOSING
ORDER OR A TEMPORARY RESTRAINING ORDER SHALL FORTHWITH MAKE AND RETURN
TO THE COURT AN INVENTORY OF PERSONAL PROPERTY SITUATED IN AND USED IN
CONDUCTING, MAINTAINING, OR PERMITTING THE UNLICENSED ACTIVITY WITHIN
THE SCOPE OF THIS CHAPTER AND SHALL ENTER UPON THE BUILDING OR PREMISES
FOR SUCH PURPOSE. SUCH INVENTORY SHALL BE TAKEN IN ANY MANNER WHICH IS
DEEMED LIKELY TO EVIDENCE A TRUE AND ACCURATE REPRESENTATION OF THE
PERSONAL PROPERTY SUBJECT TO SUCH INVENTORY INCLUDING, BUT NOT LIMITED
TO PHOTOGRAPHING SUCH PERSONAL PROPERTY.
(D) THE POLICE OFFICER OR PEACE OFFICER SERVING A TEMPORARY CLOSING
ORDER SHALL, UPON SERVICE OF THE ORDER, COMMAND ALL PERSONS PRESENT IN
THE BUILDING OR PREMISES TO VACATE THE PREMISES FORTHWITH. UPON THE
BUILDING OR PREMISES BEING VACATED, THE PREMISES SHALL BE SECURELY
LOCKED AND ALL KEYS DELIVERED TO THE OFFICER SERVING THE ORDER WHO THER-
EAFTER SHALL DELIVER THE KEYS TO THE FEE OWNER, LESSOR, OR LESSEE OF THE
BUILDING OR PREMISES INVOLVED. IF THE FEE OWNER, LESSOR, OR LESSEE IS
NOT AT THE BUILDING OR PREMISES WHEN THE ORDER IS BEING EXECUTED, THE
OFFICER SHALL SECURELY PADLOCK THE PREMISES AND RETAIN THE KEYS UNTIL
THE FEE OWNER, LESSOR, OR LESSEE OF THE BUILDING IS ASCERTAINED, IN
WHICH EVENT, THE OFFICER SHALL DELIVER THE KEYS TO SUCH OWNER, LESSOR,
OR LESSEE.
(E) UPON SERVICE OF A TEMPORARY CLOSING ORDER OR A TEMPORARY RESTRAIN-
ING ORDER, THE POLICE OFFICER OR PEACE OFFICER SHALL POST A COPY THEREOF
IN A CONSPICUOUS PLACE OR UPON ONE OR MORE OF THE PRINCIPAL DOORS AT
ENTRANCES OF SUCH PREMISES WHERE THE UNLICENSED ACTIVITY IS BEING
CONDUCTED, MAINTAINED, OR PERMITTED. IN ADDITION, WHERE A TEMPORARY
CLOSING ORDER HAS BEEN GRANTED, THE OFFICER SHALL AFFIX, IN A CONSPICU-
OUS PLACE OR UPON ONE OR MORE OF THE PRINCIPAL DOORS AT ENTRANCES OF
SUCH PREMISES, A PRINTED NOTICE THAT THE PREMISES HAVE BEEN CLOSED BY
S. 4006--C 157 A. 3006--C
COURT ORDER, WHICH NOTICE SHALL CONTAIN THE LEGEND "CLOSED BY COURT
ORDER" IN BLOCK LETTERING OF SUFFICIENT SIZE TO BE OBSERVED BY ANYONE
INTENDING OR LIKELY TO ENTER THE PREMISES, THE DATE OF THE ORDER, THE
COURT FROM WHICH ISSUED, AND THE NAME OF THE OFFICER OR AGENCY POSTING
THE NOTICE. IN ADDITION, WHERE A TEMPORARY RESTRAINING ORDER HAS BEEN
GRANTED, THE POLICE OFFICER OR PEACE OFFICER SHALL AFFIX, IN THE SAME
MANNER, A NOTICE SIMILAR TO THE NOTICE PROVIDED FOR IN RELATION TO A
TEMPORARY CLOSING ORDER EXCEPT THAT THE NOTICE SHALL STATE THAT CERTAIN
DESCRIBED ACTIVITY IS PROHIBITED BY COURT ORDER AND THAT REMOVAL OF
PROPERTY IS PROHIBITED BY COURT ORDER. MUTILATION OR REMOVAL OF SUCH A
POSTED ORDER OR SUCH A POSTED NOTICE WHILE IT REMAINS IN FORCE, IN ADDI-
TION TO ANY OTHER PUNISHMENT PRESCRIBED BY LAW, SHALL BE PUNISHABLE, ON
CONVICTION, BY A FINE OF NOT MORE THAN FIVE THOUSAND DOLLARS OR BY
IMPRISONMENT NOT EXCEEDING NINETY DAYS, OR BY BOTH, PROVIDED SUCH ORDER
OR NOTICE CONTAINS THEREIN A NOTICE OF SUCH PENALTY. ANY POLICE OFFICER
OR PEACE OFFICER WITH JURISDICTION MAY, UPON THE REQUEST OF THE OFFICE,
ASSIST IN THE ENFORCEMENT OF THIS SECTION.
6. TEMPORARY CLOSING ORDER; TEMPORARY RESTRAINING ORDER; DEFENDANT'S
REMEDIES. (A) A TEMPORARY CLOSING ORDER OR A TEMPORARY RESTRAINING
ORDER SHALL BE VACATED, UPON NOTICE TO THE OFFICE, IF THE DEFENDANT
SHOWS BY AFFIDAVIT AND SUCH OTHER PROOF AS MAY BE SUBMITTED THAT THE
UNLICENSED ACTIVITY WITHIN THE SCOPE OF THIS CHAPTER HAS BEEN ABATED. AN
ORDER VACATING A TEMPORARY CLOSING ORDER OR A TEMPORARY RESTRAINING
ORDER SHALL INCLUDE A PROVISION AUTHORIZING THE OFFICE TO INSPECT THE
BUILDING OR PREMISES WHICH IS THE SUBJECT OF A PROCEEDING PURSUANT TO
THIS SUBDIVISION, PERIODICALLY WITHOUT NOTICE, DURING THE PENDENCY OF
THE PROCEEDING FOR THE PURPOSE OF ASCERTAINING WHETHER OR NOT THE UNLI-
CENSED ACTIVITY HAS BEEN RESUMED. ANY POLICE OFFICER OR PEACE OFFICER
WITH JURISDICTION MAY, UPON THE REQUEST OF THE OFFICE, ASSIST IN THE
ENFORCEMENT OF AN INSPECTION PROVISION OF AN ORDER VACATING A TEMPORARY
CLOSING ORDER OR TEMPORARY RESTRAINING ORDER.
(B) A TEMPORARY CLOSING ORDER OR A TEMPORARY RESTRAINING ORDER MAY BE
VACATED BY THE COURT, UPON NOTICE TO THE OFFICE, WHEN THE DEFENDANT
GIVES AN UNDERTAKING AND THE COURT IS SATISFIED THAT THE PUBLIC HEALTH,
SAFETY, OR WELFARE WILL BE PROTECTED ADEQUATELY DURING THE PENDENCY OF
THE PROCEEDING. THE UNDERTAKING SHALL BE IN AN AMOUNT EQUAL TO THE
ASSESSED VALUATION OF THE BUILDING OR PREMISES WHERE THE UNLICENSED
ACTIVITY IS BEING CONDUCTED, MAINTAINED, OR PERMITTED OR IN SUCH OTHER
AMOUNT AS MAY BE FIXED BY THE COURT. THE DEFENDANT SHALL PAY TO THE
OFFICE AND THE ATTORNEY GENERAL, IN THE EVENT A JUDGMENT OF PERMANENT
INJUNCTION IS OBTAINED, THEIR ACTUAL COSTS, EXPENSES AND DISBURSEMENTS
IN BRINGING AND MAINTAINING THE PROCEEDING. IN ADDITION, THE DEFENDANT
SHALL PAY TO THE LOCAL GOVERNMENT OR LAW ENFORCEMENT AGENCY THAT
PROVIDED ASSISTANCE IN ENFORCING ANY ORDER OF THE COURT ISSUED PURSUANT
TO A PROCEEDING BROUGHT UNDER THIS SECTION, ITS ACTUAL COSTS, EXPENSES
AND DISBURSEMENTS IN ASSISTING WITH THE ENFORCEMENT OF THE PROCEEDING.
7. PERMANENT INJUNCTION. (A) A JUDGMENT AWARDING A PERMANENT INJUNC-
TION PURSUANT TO THIS CHAPTER SHALL DIRECT THAT ANY ILLICIT CANNABIS
SEIZED SHALL BE TURNED OVER TO THE OFFICE OF CANNABIS MANAGEMENT OR
THEIR AUTHORIZED REPRESENTATIVE. THE JUDGMENT MAY FURTHER DIRECT ANY
POLICE OFFICER OR PEACE OFFICER WITH JURISDICTION TO SEIZE AND REMOVE
FROM THE BUILDING OR PREMISES ALL MATERIAL, EQUIPMENT, AND INSTRUMENTAL-
ITIES USED IN THE CREATION AND MAINTENANCE OF THE UNLICENSED ACTIVITY
AND SHALL DIRECT THE SALE BY THE SHERIFF OF ANY SUCH PROPERTY IN THE
MANNER PROVIDED FOR THE SALE OF PERSONAL PROPERTY UNDER EXECUTION PURSU-
ANT TO THE PROVISIONS OF THE CIVIL PRACTICE LAW AND RULES. THE NET
S. 4006--C 158 A. 3006--C
PROCEEDS OF ANY SUCH SALE, AFTER DEDUCTION OF THE LAWFUL EXPENSES
INVOLVED, SHALL BE PAID TO THE GENERAL FUND OF THE STATE.
(B) A JUDGMENT AWARDING A PERMANENT INJUNCTION PURSUANT TO THIS CHAP-
TER MAY DIRECT THE CLOSING OF THE BUILDING OR PREMISES BY ANY POLICE
OFFICER OR PEACE OFFICER WITH JURISDICTION TO THE EXTENT NECESSARY TO
ABATE THE UNLICENSED ACTIVITY AND SHALL DIRECT ANY POLICE OFFICER OR
PEACE OFFICER WITH JURISDICTION TO POST A COPY OF THE JUDGMENT AND A
PRINTED NOTICE OF SUCH CLOSING CONFORMING TO THE REQUIREMENTS OF THIS
CHAPTER. THE CLOSING DIRECTED BY THE JUDGMENT SHALL BE FOR SUCH PERIOD
AS THE COURT MAY DIRECT BUT IN NO EVENT SHALL THE CLOSING BE FOR A PERI-
OD OF MORE THAN ONE YEAR FROM THE POSTING OF THE JUDGMENT PROVIDED FOR
IN THIS SECTION. IF THE OWNER SHALL FILE A BOND IN THE VALUE OF THE
PROPERTY ORDERED TO BE CLOSED AND SUBMITS PROOF TO THE COURT THAT THE
UNLICENSED ACTIVITY HAS BEEN ABATED AND WILL NOT BE CREATED, MAINTAINED,
OR PERMITTED FOR SUCH PERIOD OF TIME AS THE BUILDING OR PREMISES HAS
BEEN DIRECTED TO BE CLOSED IN THE JUDGMENT, THE COURT MAY VACATE THE
PROVISIONS OF THE JUDGMENT THAT DIRECT THE CLOSING OF THE BUILDING OR
PREMISES. A CLOSING BY A POLICE OFFICER OR PEACE OFFICER WITH JURISDIC-
TION PURSUANT TO THE PROVISIONS OF THIS SECTION SHALL NOT CONSTITUTE AN
ACT OF POSSESSION, OWNERSHIP, OR CONTROL BY SUCH POLICE OFFICER OR PEACE
OFFICER OF THE CLOSED PREMISES.
(C) UPON THE REQUEST OF THE OFFICE OF CANNABIS MANAGEMENT OR ITS
AUTHORIZED REPRESENTATIVE, ANY POLICE OFFICER OR PEACE OFFICER WITH
JURISDICTION MAY ASSIST IN THE ENFORCEMENT OF A JUDGMENT AWARDING A
PERMANENT INJUNCTION ENTERED IN A PROCEEDING BROUGHT PURSUANT TO THIS
CHAPTER.
(D) A JUDGMENT RENDERED AWARDING A PERMANENT INJUNCTION PURSUANT TO
THIS CHAPTER SHALL BE AND BECOME A LIEN UPON THE BUILDING OR PREMISES
NAMED IN THE PETITION IN SUCH PROCEEDING, SUCH LIEN TO DATE FROM THE
TIME OF FILING A NOTICE OF LIS PENDENS IN THE OFFICE OF THE CLERK OF THE
COUNTY WHEREIN THE BUILDING OR PREMISES IS LOCATED. EVERY SUCH LIEN
SHALL HAVE PRIORITY BEFORE ANY MORTGAGE OR OTHER LIEN THAT EXISTS PRIOR
TO SUCH FILING EXCEPT TAX AND ASSESSMENT LIENS.
(E) A JUDGMENT AWARDING A PERMANENT INJUNCTION PURSUANT TO THIS CHAP-
TER SHALL PROVIDE, IN ADDITION TO THE COSTS AND DISBURSEMENTS ALLOWED BY
THE CIVIL PRACTICE LAW AND RULES, UPON SATISFACTORY PROOF BY AFFIDAVIT
OR SUCH OTHER EVIDENCE AS MAY BE SUBMITTED, THE ACTUAL COSTS, EXPENSES
AND DISBURSEMENTS OF THE OFFICE AND THE ATTORNEY GENERAL IN BRINGING AND
MAINTAINING THE PROCEEDING.
8. CIVIL PROCEEDINGS. IN ADDITION TO THE AUTHORITY GRANTED IN THIS
SECTION TO THE OFFICE OF CANNABIS MANAGEMENT AND THE ATTORNEY GENERAL,
COUNTY ATTORNEY, CORPORATION COUNSEL, OR LOCAL GOVERNMENT IN WHICH SUCH
BUILDING OR PREMISES IS LOCATED MAY, AFTER THE OFFICE OF CANNABIS
MANAGEMENT GRANTS PERMISSION IN WRITING, BRING AND MAINTAIN A CIVIL
PROCEEDING IN THE SUPREME COURT OF THE COUNTY IN WHICH THE BUILDING OR
PREMISES IS LOCATED TO PERMANENTLY ENJOIN THE UNLICENSED ACTIVITY
DESCRIBED IN THIS SECTION AND THE PERSON OR PERSONS CONDUCTING OR MAIN-
TAINING SUCH UNLICENSED ACTIVITY, IN ACCORDANCE WITH THE PROCEDURES SET
FORTH IN THIS SECTION. THE OFFICE SHALL BE PERMITTED TO INTERVENE AS OF
RIGHT IN ANY SUCH PROCEEDING. ANY SUCH GOVERNMENTAL ENTITY WHICH OBTAINS
A PERMANENT INJUNCTION PURSUANT TO THIS CHAPTER SHALL BE AWARDED, IN
ADDITION TO THE COSTS AND DISBURSEMENTS ALLOWED BY THE CIVIL PRACTICE
LAW AND RULES, UPON SATISFACTORY PROOF BY AFFIDAVIT OR SUCH OTHER
EVIDENCE AS MAY BE SUBMITTED, THE ACTUAL COSTS, EXPENSES AND DISBURSE-
MENTS IN BRINGING AND MAINTAINING THE PROCEEDING. THE AUTHORITY PROVIDED
BY THIS SUBDIVISION SHALL BE IN ADDITION TO, AND SHALL NOT BE DEEMED TO
S. 4006--C 159 A. 3006--C
DIMINISH OR REDUCE, ANY RIGHTS OF THE PARTIES DESCRIBED IN THIS SECTION
UNDER EXISTING LAW FOR ANY VIOLATION PURSUANT TO THIS CHAPTER OR ANY
OTHER LAW.
§ 13. Subdivisions 3, 6 and 7 of section 17 of the cannabis law are
amended to read as follows:
3. Notice and right of hearing as provided in the state administrative
procedure act shall be served at least fifteen days prior to the date of
the hearing, provided that, whenever because of danger to the public
health, safety or welfare it appears prejudicial to the interests of the
people of the state to delay action for fifteen days OR WITH RESPECT TO
A VIOLATION OF SUBDIVISION ONE OR ONE-A OF SECTION ONE HUNDRED TWENTY-
FIVE OF THIS CHAPTER, the board may serve the respondent with an order
requiring certain action or the cessation of certain activities imme-
diately or within a specified period of less than fifteen days.
6. Following a hearing, the board may make appropriate determinations
and issue a final order in accordance therewith. THE RESPONDENT SHALL
HAVE THIRTY DAYS TO SUBMIT A WRITTEN APPEAL TO THE BOARD. IF THE
RESPONDENT DOES NOT SUBMIT A WRITTEN APPEAL WITHIN THIRTY DAYS OF THE
DETERMINATION OF THE BOARD THE ORDER SHALL BE FINAL.
7. The board may adopt, amend and repeal administrative rules and
regulations governing the procedures to be followed with respect to
hearings, [such] INVESTIGATIONS, AND OTHER ADMINISTRATIVE ENFORCEMENT
ACTIONS TAKEN PURSUANT TO THIS CHAPTER, INCLUDING ANY SUCH ENFORCEMENT
ACTIONS TAKEN AGAINST PERSONS NOT REGISTERED, LICENSED, OR PERMITTED
UNDER THIS CHAPTER. SUCH rules [to] SHALL be consistent with the policy
and purpose of this chapter and the effective and fair enforcement of
its provisions.
§ 14. Section 19 of the cannabis law is amended to read as follows:
§ 19. Public health and education campaign. The office, in consulta-
tion with the commissioners of the department of health, office of
addiction services and supports, and office of mental health, shall
develop and implement a comprehensive public health monitoring, surveil-
lance and education campaign regarding the legalization of adult-use
cannabis and the impact of cannabis use on public health and safety. The
public health and education campaign shall also include general educa-
tion to the public about the cannabis law, INCLUDING THE POTENTIAL RISKS
ASSOCIATED WITH PATRONIZING UNLICENSED RETAIL LOCATIONS, OR OTHERWISE
PROCURING CANNABIS PRODUCT, CANNABINOID HEMP OR HEMP EXTRACT PRODUCT
THROUGH PERSONS NOT AUTHORIZED BY THE OFFICE.
§ 15. Paragraphs (l) and (m) of subdivision 1 of section 64 of the
cannabis law are amended and a new paragraph (n) is added to read as
follows:
(l) the applicant satisfies any other conditions as determined by the
board; [and]
(m) if the applicant is a registered organization, the organization's
maintenance of effort in manufacturing and/or dispensing and/or research
of medical cannabis for certified patients and caregivers[.]; AND
(N) WHETHER THE APPLICANT OR ITS MANAGING OFFICERS HAVE BEEN FOUND TO
HAVE ENGAGED IN ACTIVITIES IN VIOLATION OF THIS CHAPTER.
§ 16. Section 125 of the cannabis law is amended by adding a new
subdivision 1-a to read as follows:
1-A. NO PERSON SHALL ENGAGE IN AN INDIRECT RETAIL SALE IRRESPECTIVE OF
WHETHER SUCH PERSON HAS OBTAINED A REGISTRATION, LICENSE, OR PERMIT
ISSUED UNDER THIS CHAPTER.
S. 4006--C 160 A. 3006--C
§ 17. Subdivisions 1 and 6 of section 132 of the cannabis law are
amended and three new subdivisions 1-a, 7, and 8 are added to read as
follows:
1. (A) Any person who cultivates for sale or sells cannabis, cannabis
products, [or] medical cannabis, OR ANY PRODUCT MARKETED OR LABELED AS
SUCH, without having an appropriate registration, license or permit
therefor, [or] INCLUDING A PERSON whose registration, license, or permit
has been revoked, surrendered or cancelled, [may be subject to prose-
cution in accordance with article two hundred twenty-two of the penal
law] WHERE SUCH PERSON IS ENGAGING IN ACTIVITY FOR WHICH A LICENSE WOULD
BE REQUIRED UNDER THIS CHAPTER, MAY BE SUBJECT TO A CIVIL PENALTY OF NOT
MORE THAN TEN THOUSAND DOLLARS FOR EACH DAY DURING WHICH SUCH VIOLATION
CONTINUES AND AN ADDITIONAL CIVIL PENALTY IN AN AMOUNT OF NO MORE THAN
FIVE TIMES THE REVENUE FROM SUCH PROHIBITED SALES OR, IN AN AMOUNT OF NO
MORE THAN THREE TIMES THE PROJECTED REVENUE FOR ANY SUCH PRODUCT FOUND
IN THE POSSESSION OF SUCH PERSON BASED ON THE RETAIL LIST PRICE OF SUCH
PRODUCTS; PROVIDED, HOWEVER, THAT ANY SUCH PERSON WHO ENGAGES IN SUCH
ACTIVITY FROM A RESIDENCE OR OTHER REAL PROPERTY NOT OTHERWISE HELD OUT
AS OPEN TO THE PUBLIC OR OTHERWISE BEING UTILIZED IN A BUSINESS OR
COMMERCIAL MANNER OR ANY PRIVATE VEHICLE ON OR ABOUT SAME SUCH PROPERTY,
AND THE QUANTITY OF SUCH PRODUCT ON SUCH PREMISES OR VEHICLE DOES NOT
EXCEED THE LIMITS OF PERSONAL USE UNDER ARTICLE TWO HUNDRED TWENTY-TWO
OF THE PENAL LAW, MAY BE SUBJECT TO A CIVIL PENALTY OF NO MORE THAN FIVE
THOUSAND DOLLARS.
PROVIDED, FURTHER, THAT WHERE SUCH PERSON HAS BEEN ORDERED TO CEASE
SUCH CONDUCT PURSUANT TO SUBDIVISION ONE OF SECTION ONE HUNDRED THIRTY-
EIGHT-A OF THIS CHAPTER, SUCH PERSON MAY BE ASSESSED A CIVIL PENALTY OF
NO MORE THAN TWENTY THOUSAND DOLLARS PER DAY FOR EACH DAY DURING WHICH
SUCH VIOLATION CONTINUES AFTER RECEIVING SUCH ORDER IN ADDITION TO THE
ADDITIONAL CIVIL PENALTIES SET FORTH ABOVE; PROVIDED, HOWEVER, THAT ANY
SUCH PERSON WHO ENGAGES IN SUCH ACTIVITY FROM A RESIDENCE OR OTHER REAL
PROPERTY NOT OTHERWISE HELD OUT AS OPEN TO THE PUBLIC OR OTHERWISE BEING
UTILIZED IN A BUSINESS OR COMMERCIAL MANNER OR ANY PRIVATE VEHICLE ON OR
ABOUT SAME SUCH PROPERTY, AND THE QUANTITY OF SUCH PRODUCT ON SUCH PREM-
ISES OR VEHICLE DOES NOT EXCEED THE LIMITS OF PERSONAL USE UNDER ARTICLE
TWO HUNDRED TWENTY-TWO OF THE PENAL LAW, MAY BE SUBJECT TO A CIVIL
PENALTY OF NO MORE THAN TEN THOUSAND DOLLARS.
(B) IF A PERSON ENGAGING IN THE CONDUCT DESCRIBED IN PARAGRAPH (A) OF
THIS SUBDIVISION, OR SUBDIVISION ONE-A OF THIS SECTION REFUSES TO PERMIT
THE OFFICE OR THE BOARD FROM PERFORMING A REGULATORY INSPECTION, SUCH
PERSON MAY BE ASSESSED A CIVIL PENALTY OF UP TO FOUR THOUSAND DOLLARS
FOR A FIRST REFUSAL AND UP TO EIGHT THOUSAND DOLLARS FOR A SECOND OR
SUBSEQUENT REFUSAL WITHIN THREE YEARS OF A PRIOR REFUSAL. IF THE OFFICE
OR BOARD IS NOT PERMITTED ACCESS FOR A REGULATORY INSPECTION PURSUANT TO
SECTION TEN OR SECTION ELEVEN OF THIS CHAPTER, AS APPLICABLE, BY SUCH
PERSON, THE ATTORNEY GENERAL, UPON THE REQUEST OF THE OFFICE OR THE
BOARD, SHALL BE AUTHORIZED TO APPLY, WITHOUT NOTICE TO SUCH PERSON, TO
THE SUPREME COURT IN THE COUNTY IN WHICH THE PLACE OF BUSINESS IS
LOCATED FOR AN ORDER GRANTING THE OFFICE OR BOARD ACCESS TO SUCH PLACE
OF BUSINESS. THE COURT MAY GRANT SUCH AN ORDER IF IT DETERMINES, BASED
ON EVIDENCE PRESENTED BY THE ATTORNEY GENERAL, THAT THERE IS REASONABLE
CAUSE TO BELIEVE THAT SUCH PLACE OF BUSINESS IS A PLACE OF BUSINESS
WHICH DOES NOT POSSESS A VALID REGISTRATION, LICENSE, OR PERMIT ISSUED
BY THE OFFICE OR BOARD.
S. 4006--C 161 A. 3006--C
(C) IN ASSESSING THE CIVIL PENALTIES UNDER THIS SUBDIVISION, THE BOARD
OR OFFICE SHALL TAKE INTO CONSIDERATION THE NATURE OF SUCH VIOLATION AND
SHALL ASSESS A PENALTY THAT IS PROPORTIONATE TO THE VIOLATION.
1-A. ANY PERSON FOUND TO HAVE ENGAGED IN INDIRECT RETAIL SALE IN
VIOLATION OF SUBDIVISION ONE-A OF SECTION ONE HUNDRED TWENTY-FIVE OF
THIS CHAPTER, SHALL BE SUBJECT TO A CIVIL PENALTY IN AN AMOUNT EQUALING
THE LESSER OF THREE TIMES THE REVENUE FOR SUCH INDIRECT RETAIL SALES OR
UP TO TWO THOUSAND FIVE HUNDRED DOLLARS FOR EACH SUCH SALE, PROVIDED,
HOWEVER, THAT WHERE SUCH CONDUCT ALSO CONSTITUTES A VIOLATION OF SUBDI-
VISION ONE OF THIS SECTION, SUCH PERSON MAY ONLY BE SUBJECT TO THE CIVIL
PENALTIES UNDER ONE SUCH SUBDIVISION, AND PROVIDED, FURTHER, THAT WHERE
SUCH PERSON HAS BEEN ORDERED TO CEASE SUCH CONDUCT PURSUANT TO SUBDIVI-
SION ONE OF SECTION ONE HUNDRED THIRTY-EIGHT-A OF THIS ARTICLE, SUCH
PERSON MAY BE ASSESSED A CIVIL PENALTY OF UP TO FIVE THOUSAND DOLLARS
FOR EACH DAY DURING WHICH SUCH VIOLATION CONTINUES IN ADDITION TO ANY
CIVIL PENALTIES SET FORTH ABOVE.
6. [After due] EXCEPT AS OTHERWISE PROVIDED FOR IN THIS CHAPTER, THE
BOARD SHALL PROMULGATE RULES AND REGULATIONS PROVIDING FOR notice and
opportunity to be heard, [as established by rules and regulations] PRIOR
TO THE IMPOSITION OF ANY CIVIL PENALTY UNDER THIS SECTION, EXCEPT WHERE
SUCH CIVIL PENALTY IS BEING SOUGHT IN AN ACTION OR PROCEEDING BY THE
ATTORNEY GENERAL AS OTHERWISE AUTHORIZED IN THIS CHAPTER, PROVIDED,
FURTHER, nothing in this section shall prohibit the board from suspend-
ing, revoking, or denying a license, permit, registration, or applica-
tion in addition to the penalties [prescribed in] THAT MAY BE ASSESSED
UNDER this section.
7. THE PENALTIES PROVIDED FOR IN SUBDIVISION ONE OF THIS SECTION MAY
BE RECOVERED BY THE ATTORNEY GENERAL ON BEHALF OF THE BOARD OR OFFICE IN
AN ACTION OR PROCEEDING BROUGHT PURSUANT TO SECTION ONE HUNDRED THIRTY-
EIGHT-A OF THIS CHAPTER.
8. ANY PERSON WHO KNOWINGLY AND UNLAWFULLY SELLS, GIVES, OR CAUSES TO
BE SOLD OR GIVEN, ANY CANNABIS OR CANNABIS PRODUCTS FOR WHICH THE SALE
OF SUCH PRODUCTS REQUIRES A LICENSE, PERMIT, OR REGISTRATION UNDER THIS
CHAPTER WHERE SUCH PERSON OWNS AND/OR IS PRINCIPALLY RESPONSIBLE FOR THE
OPERATION OF A BUSINESS WHERE SUCH PRODUCTS WERE SOLD, GIVEN, OR CAUSED
TO BE SOLD OR GIVEN WITHOUT HAVING OBTAINED A VALID LICENSE, PERMIT OR
REGISTRATION THEREFOR SHALL BE GUILTY OF A CLASS A MISDEMEANOR. FOR THE
PURPOSES OF THIS SECTION, "OPERATION OF A BUSINESS" SHALL MEAN ENGAGING
IN THE SALE OF, OR OTHERWISE OFFERING FOR SALE, GOODS AND SERVICES TO
THE GENERAL PUBLIC, INCLUDING THROUGH INDIRECT RETAIL SALES.
§ 18. Subdivisions 6 and 8 of section 133 of the cannabis law are
amended to read as follows:
6. Any registration, license or permit issued by the board pursuant to
this chapter may be revoked, cancelled or suspended and/or be subjected
to the imposition of a monetary penalty set forth in this chapter in the
manner prescribed by this section. IN ADDITION TO THE GROUNDS SET FORTH
IN THIS SECTION, THE BOARD MAY ALSO REVOKE, CANCEL, OR SUSPEND ANY
REGISTRATION, LICENSE, OR PERMIT WHERE SUCH PERSON HOLDING SUCH REGIS-
TRATION, LICENSE, OR PERMIT HAS BEEN FOUND TO HAVE REFUSED TO PERMIT A
REGULATORY INSPECTION BY THE BOARD.
8. All other registrations, licenses or permits issued under this
chapter may be revoked, cancelled, suspended and/or made subject to the
imposition of a civil penalty by the office after a hearing to be held
in such manner and upon such notice as may be prescribed in regulation
by the board. IN ADDITION TO THE GROUNDS SET FORTH IN THIS SECTION, THE
OFFICE MAY ALSO REVOKE, CANCEL, OR SUSPEND ANY REGISTRATION, LICENSE, OR
S. 4006--C 162 A. 3006--C
PERMIT WHERE SUCH PERSON HOLDING SUCH REGISTRATION, LICENSE, OR PERMIT
HAS BEEN FOUND TO HAVE REFUSED TO PERMIT A REGULATORY INSPECTION BY THE
OFFICE.
§ 19. Subdivision 1 of section 137 of the cannabis law is amended by
adding a new paragraph (d-1) to read as follows:
(D-1) A PERSON WHO HAS BEEN FOUND TO HAVE ENGAGED IN UNLICENSED,
UNREGISTERED, OR UNPERMITTED CONDUCT UNDER THIS CHAPTER, UNTIL THREE
YEARS AFTER SUCH FINDING;
§ 20. Section 138-a of the cannabis law is amended to read as follows:
§ 138-a. [Injunction] ACTION for unlawful [manufacturing, sale, or
distribution of] BUSINESS PRACTICES RELATING TO cannabis. The BOARD OR
THE office of cannabis management shall, IN ACCORDANCE WITH THE AUTHORI-
TY OTHERWISE CONFERRED IN THIS CHAPTER, have the authority to [request
an injunction]:
1. ORDER ANY PERSON WHO IS UNLAWFULLY CULTIVATING, PROCESSING,
DISTRIBUTING OR SELLING CANNABIS, CANNABIS PRODUCT, CANNABINOID HEMP OR
HEMP EXTRACT PRODUCT, OR ANY PRODUCT MARKETED OR LABELED AS SUCH IN THIS
STATE WITHOUT OBTAINING THE APPROPRIATE REGISTRATION, LICENSE, OR PERMIT
THEREFOR, OR ENGAGING IN AN INDIRECT RETAIL SALE TO CEASE SUCH PROHIBIT-
ED CONDUCT;
2. SEIZE ANY CANNABIS, CANNABIS PRODUCT, CANNABINOID HEMP OR HEMP
EXTRACT PRODUCT, OR ANY PRODUCT MARKETED OR LABELED AS SUCH, FOUND IN
THE POSSESSION OF A PERSON ENGAGED IN THE CONDUCT DESCRIBED IN SUBDIVI-
SION ONE OF THIS SECTION;
3. INITIATE OR REFER THE MATTER TO THE BOARD FOR AN ADMINISTRATIVE
PROCEEDING TO ENFORCE THE PROVISIONS OF THIS SECTION;
4. SEEK INJUNCTIVE RELIEF against any person [who is unlawfully culti-
vating, processing, distributing or selling cannabis in this state with-
out obtaining the appropriate registration, license, or permit therefor,
in accordance with this chapter and any applicable state law] ENGAGING
IN CONDUCT IN VIOLATION OF THIS SECTION; AND
5. REQUEST THAT THE ATTORNEY GENERAL OBTAIN JUDICIAL ENFORCEMENT OF AN
ORDER ISSUED UNDER SUBDIVISION ONE OF THIS SECTION OR BRING AN ACTION OR
PROCEEDING FOR ANY RELIEF OTHERWISE AUTHORIZED UNDER THIS CHAPTER FOR A
VIOLATION OF THIS CHAPTER, INCLUDING THE RECOVERY OF ANY APPLICABLE
CIVIL PENALTIES.
§ 21. The real property actions and proceedings law is amended by
adding a new section 715-a to read as follows:
§ 715-A. GROUNDS AND PROCEDURE FOR REMOVAL OF COMMERCIAL TENANTS FOR
UNLICENSED CANNABIS RETAIL SALE. 1. ANY DULY AUTHORIZED ENFORCEMENT
AGENCY OF THE STATE OR OF A SUBDIVISION THEREOF, UNDER A DUTY TO ENFORCE
THE PROVISIONS OF THE PENAL LAW OR OF ANY STATE OR LOCAL LAW, ORDINANCE,
CODE, RULE OR REGULATION RELATING TO BUILDINGS, OR THE CANNABIS CONTROL
BOARD, OFFICE OF CANNABIS MANAGEMENT OR THE ATTORNEY GENERAL PURSUANT TO
SECTION ONE HUNDRED THIRTY-EIGHT-A OF THE CANNABIS LAW, MAY SERVE
PERSONALLY UPON THE OWNER OR LANDLORD OF REAL PROPERTY AUTHORIZED OR
OTHERWISE INTENDED OR ADVERTISED, IN WHOLE OR PART, FOR USE TO BUY, SELL
OR OTHERWISE PROVIDE GOODS OR SERVICES, OR FOR OTHER BUSINESS, COMMER-
CIAL, PROFESSIONAL SERVICES OR MANUFACTURING ACTIVITIES, OR UPON THEIR
AGENT, A WRITTEN NOTICE REQUIRING THE OWNER OR LANDLORD TO MAKE AN
APPLICATION FOR THE REMOVAL OF A COMMERCIAL TENANT SO USING OR OCCUPYING
THE SAME FOR A VIOLATION OF ARTICLE TWO HUNDRED TWENTY-TWO OF THE PENAL
LAW OR ARTICLE SIX OF THE CANNABIS LAW INVOLVING THE UNLICENSED SALE OF
CANNABIS, WHERE SUCH PROPERTY, OR THE PORTION THEREOF BEING USED FOR
SUCH UNLICENSED ACTIVITY, IS NOT OCCUPIED FOR ANY OTHER LICENSED OR
LAWFUL PURPOSE. IF THE OWNER OR LANDLORD OR THEIR AGENT DOES NOT MAKE
S. 4006--C 163 A. 3006--C
SUCH APPLICATION WITHIN FIVE DAYS THEREAFTER; OR, HAVING MADE IT, DOES
NOT IN GOOD FAITH DILIGENTLY PROSECUTE IT, THE ENFORCEMENT AGENCY GIVING
THE NOTICE MAY BRING A PROCEEDING UNDER THIS ARTICLE FOR SUCH REMOVAL AS
THOUGH THE PETITIONER WERE THE OWNER OR LANDLORD OF THE PREMISES, AND
SHALL HAVE PRECEDENCE OVER ANY SIMILAR PROCEEDING THEREAFTER BROUGHT BY
SUCH OWNER OR LANDLORD OR TO ONE THERETOFORE BROUGHT BY THEM AND NOT
PROSECUTED DILIGENTLY AND IN GOOD FAITH. AN ENFORCEMENT AGENCY AUTHOR-
IZED TO BRING A PETITION HEREUNDER MAY DO SO ON THEIR OWN INITIATIVE OR
UPON A REFERRAL FROM AN AGENCY OF THE STATE OR A SUBDIVISION THEREOF.
THE PERSON IN POSSESSION OF THE PROPERTY, AS WELL AS ANY LESSEE OR
SUBLESSEE AND THE OWNER OR LANDLORD SHALL BE MADE RESPONDENTS IN THE
PROCEEDING.
2. A COURT, UPON A FINDING OF SUCH VIOLATION MAY, IN ADDITION TO ANY
OTHER ORDER PROVIDED BY LAW:
(A) GRANT A PETITION PURSUANT TO THIS SECTION ORDERING THE IMMEDIATE
REMOVAL OF SUCH TENANT;
(B) IMPOSE AND REQUIRE THE PAYMENT BY ANY RESPONDENT NOT OTHERWISE
SUBJECT TO A CIVIL PENALTY UNDER SECTION SIXTEEN OR ONE HUNDRED TWENTY-
FIVE OF THE CANNABIS LAW, WHO HAS BEEN FOUND TO HAVE KNOWINGLY PERMITTED
SUCH A VIOLATION, A CIVIL PENALTY NOT EXCEEDING THREE TIMES THE AMOUNT
OF RENT CHARGED FOR THE DURATION OF THE VIOLATION;
(C) ORDER THE PAYMENT OF REASONABLE ATTORNEYS FEES AND THE COSTS OF
THE PROCEEDING TO THE PETITIONER; AND
(D) ORDER THAT ANY SUCH MULTIPLE RESPONDENTS SHALL BE JOINTLY AND
SEVERALLY LIABLE FOR ANY PAYMENT SO ORDERED UNDER THIS SUBDIVISION.
3. FOR THE PURPOSES OF A PROCEEDING UNDER THIS SECTION, AN ENFORCEMENT
AGENCY OF THE STATE OR OF A SUBDIVISION THEREOF, WHICH MAY COMMENCE A
PROCEEDING UNDER THIS SECTION, MAY SUBPOENA WITNESSES, COMPEL THEIR
ATTENDANCE, EXAMINE THEM UNDER OATH BEFORE THEMSELVES OR A COURT AND
REQUIRE THAT ANY BOOKS, RECORDS, DOCUMENTS OR PAPERS RELEVANT OR MATERI-
AL TO THE INQUIRY BE TURNED OVER TO THEM FOR INSPECTION, EXAMINATION OR
AUDIT, PURSUANT TO THE CIVIL PRACTICE LAW AND RULES.
4. THE USE OR OCCUPANCY OF PREMISES SOLELY OR PRIMARILY FOR THE UNLI-
CENSED RETAIL SALE OF CANNABIS SHALL CONSTITUTE AN ILLEGAL TRADE, MANU-
FACTURE, OR OTHER BUSINESS FOR THE PURPOSES OF SECTION TWO HUNDRED THIR-
TY-ONE OF THE REAL PROPERTY LAW.
§ 22. Section 2.10 of the criminal procedure law is amended by adding
a new subdivision 86 to read as follows:
86. INVESTIGATORS APPOINTED BY THE CANNABIS CONTROL BOARD, PURSUANT TO
SECTION TEN OF THE CANNABIS LAW; PROVIDED, HOWEVER, THAT NOTHING IN THIS
SUBDIVISION SHALL BE DEEMED TO AUTHORIZE SUCH OFFICER TO CARRY, POSSESS,
REPAIR, OR DISPOSE OF A FIREARM UNLESS THE APPROPRIATE LICENSE THEREFOR
HAS BEEN ISSUED PURSUANT TO SECTION 400.00 OF THE PENAL LAW.
§ 23. This act shall take effect immediately; provided, however, that
the provisions of section 16-a of the cannabis law as added by section
twelve of this act shall expire and be deemed repealed on May 1, 2028.
PART VV
Section 1. This Part enacts into law major components of legislation
relating to securing orders, mandatory arrests for domestic violence
cases, and data collection. Each component is wholly contained within a
Subpart identified as Subparts A through C. The effective date for each
particular provision contained within such Subpart is set forth in the
last section of such Subpart. Any provision in any section contained
within a Subpart, including the effective date of the Subpart, which
S. 4006--C 164 A. 3006--C
makes reference to a section "of this act", when used in connection with
that particular component, shall be deemed to mean and refer to the
corresponding section of the Subpart in which it is found. Section three
of this Part sets forth the general effective date of this act.
SUBPART A
Section 1. The opening paragraph and paragraphs (d) and (f) of subdi-
vision 3-a and subdivision 5 of section 500.10 of the criminal procedure
law, the opening paragraph and paragraph (d) as amended and paragraph
(f) of subdivision 3-a as added by section 1 of part UU of chapter 56 of
the laws of 2020 and subdivision 5 as amended by section 1-e of part JJJ
of chapter 59 of the laws of 2019, are amended to read as follows:
"Release under non-monetary conditions." A court releases a principal
under non-monetary conditions when, having acquired control over a
person, it authorizes the person to be at liberty during the pendency of
the criminal action or proceeding involved under conditions ordered by
the court[, which]. THE CONDITIONS ORDERED shall [be the least restric-
tive conditions that will] REFLECT THE FINDINGS OF THE INDIVIDUALIZED
DETERMINATION WARRANTING SUCH IMPOSITION OF NON-MONETARY CONDITIONS TO
reasonably assure the principal's return to court and reasonably assure
the principal's compliance with court conditions. A principal shall not
be required to pay for any part of the cost of release on non-monetary
conditions. Such conditions may include, among other conditions reason-
able under the circumstances:
(d) that, [when it is shown pursuant to] UPON A FINDING IN ACCORDANCE
WITH subdivision four of section 510.45 of this title [that no other
realistic non-monetary condition or set of non-monetary conditions will
suffice to reasonably assure the person's return to court], the person
be placed in reasonable pretrial supervision with a pretrial services
agency serving principals in that county, PROVIDED, HOWEVER THAT WHERE
NON-MONETARY CONDITIONS ARE IMPOSED IN COMBINATION WITH A SECURING ORDER
ALSO FIXING BAIL, THE COURT SHALL NOT BE REQUIRED TO MAKE SUCH SEPARATE
FINDING;
(f) that the principal be referred to a pretrial services agency for
placement in mandatory programming, including counseling, treatment,
INCLUDING BUT NOT LIMITED TO MENTAL HEALTH AND CHEMICAL DEPENDENCE
TREATMENT, and intimate partner violence intervention programs. Where
applicable, the court may REFER THE PRINCIPAL TO A CRISIS STABILIZATION
CENTER OR direct THAT the principal be removed to a hospital pursuant to
section 9.43 of the mental hygiene law;
5. "Securing order" means an order of a court committing a principal
to the custody of the sheriff or fixing bail, where authorized, or
releasing the principal on the principal's own recognizance or releasing
the principal under non-monetary conditions, OR, AS OTHERWISE AUTHORIZED
UNDER THIS TITLE, ORDERING NON-MONETARY CONDITIONS IN CONJUNCTION WITH
FIXING BAIL.
§ 2. The opening paragraph of subdivision 1, subdivision 3 and the
opening paragraph of subdivision 4 of section 510.10 of the criminal
procedure law, the opening paragraph of subdivision 1 as amended by
section 1 of subpart C of part UU of chapter 56 of the laws of 2022,
subdivision 3 as added by section 2 of part JJJ of chapter 59 of the
laws of 2019, and the opening paragraph of subdivision 4 as amended by
section 2 of part UU of chapter 56 of the laws of 2020, are amended and
a new opening paragraph is added to read as follows:
S. 4006--C 165 A. 3006--C
THE IMPOSITION OF A SPECIFIC TYPE OF SECURING ORDER IS IN SOME CASES
REQUIRED BY LAW AND IN OTHER CASES WITHIN THE DISCRETION OF THE COURT IN
ACCORDANCE WITH THE PRINCIPLES OF, AND PURSUANT TO ITS AUTHORITY GRANTED
UNDER, THIS TITLE.
When a principal, whose future court attendance at a criminal action
or proceeding is or may be required, comes under the control of a court,
such court shall[,] IMPOSE A SECURING ORDER in accordance with this
title[, by a securing order release the principal on the principal's own
recognizance, release the principal under non-monetary conditions, or,
where authorized, fix bail or commit the principal to the custody of the
sheriff. In all such cases, except where another type of securing order
is shown to be required by law, the court shall release the principal
pending trial on the principal's own recognizance, unless it is demon-
strated and]. EXCEPT AS OTHERWISE REQUIRED BY LAW, the court [makes]
SHALL MAKE an individualized determination [that] AS TO WHETHER the
principal poses a risk of flight to avoid prosecution, CONSIDER THE KIND
AND DEGREE OF CONTROL OR RESTRICTION NECESSARY TO REASONABLY ASSURE THE
PRINCIPAL'S RETURN TO COURT, AND SELECT A SECURING ORDER CONSISTENT WITH
ITS DETERMINATION UNDER THIS SUBDIVISION. [If such a finding is made,
the court must select the least restrictive alternative and condition or
conditions that will reasonably assure the principal's return to court.]
The court shall explain THE BASIS FOR ITS DETERMINATION AND its choice
of [release, release with conditions, bail or remand] SECURING ORDER on
the record or in writing. In making [its] A determination UNDER THIS
SUBDIVISION, the court must consider and take into account available
information about the principal, including:
3. In cases other than as described in subdivision four of this
section, the court shall release the principal pending trial on the
principal's own recognizance, unless the court finds on the record or in
writing that release on the principal's own recognizance will not
reasonably assure the principal's return to court. In such instances,
the court shall release the principal under non-monetary conditions[,
selecting the least restrictive alternative and conditions] AS PROVIDED
FOR IN SUBDIVISION THREE-A OF SECTION 500.10 OF THIS TITLE that will
reasonably assure the principal's return to court. The court shall
explain its choice of [alternative and conditions] SECURING ORDER on the
record or in writing.
Where the principal stands charged with a qualifying offense, the
court, unless otherwise prohibited by law, may in its discretion release
the principal pending trial on the principal's own recognizance or under
non-monetary conditions, fix bail, OR ORDER NON-MONETARY CONDITIONS IN
CONJUNCTION WITH FIXING BAIL, or, where the defendant is charged with a
qualifying offense which is a felony, the court may commit the principal
to the custody of the sheriff. A principal stands charged with a quali-
fying offense for the purposes of this subdivision when he or she stands
charged with:
§ 3. Subdivision 1 and paragraph (b) of subdivision 2 of section
510.20 of the criminal procedure law, as amended by section 3 of part
JJJ of chapter 59 of the laws of 2019, are amended and a new subdivision
3 is added to read as follows:
1. Upon any occasion when a court has issued a securing order with
respect to a principal and the principal is confined in the custody of
the sheriff as a result of the securing order or a previously issued
securing order, the principal may make an application for recognizance,
release under non-monetary conditions [or], bail, A REDUCTION OF BAIL,
S. 4006--C 166 A. 3006--C
OR IMPOSITION OF NON-MONETARY CONDITIONS IN CONJUNCTION WITH BAIL OR A
REDUCTION OF BAIL.
(b) Upon such application, the principal must be accorded an opportu-
nity to be heard, present evidence and to contend that an order of
recognizance, release under non-monetary conditions or, where author-
ized, bail, A REDUCTION OF BAIL, OR IMPOSITION OF NON-MONETARY CONDI-
TIONS IN CONJUNCTION WITH BAIL OR A REDUCTION OF BAIL, must or should
issue, that the court should release the principal on the principal's
own recognizance or under non-monetary conditions rather than fix bail,
OR WHERE BAIL HAS BEEN IMPOSED, REDUCE THE AMOUNT OF BAIL AND IMPOSE
NON-MONETARY CONDITIONS, WHERE AUTHORIZED UNDER THIS TITLE, and that if
bail is authorized and fixed it should be in a suggested amount and
form.
3. WHEN AN APPLICATION FOR A CHANGE IN SECURING ORDER IS BROUGHT UNDER
THIS SECTION AND ONE OR MORE OF THE CHARGE OR CHARGES ON WHICH SUCH
SECURING ORDER WAS BASED HAVE BEEN DISMISSED AND/OR REDUCED SUCH THAT
THE SECURING ORDER IS NO LONGER SUPPORTED BY THE PROVISIONS OF SECTION
510.10 OF THIS ARTICLE, THE COURT SHALL IMPOSE A NEW SECURING ORDER IN
ACCORDANCE WITH SUCH SECTION.
§ 4. Subdivision 1 of section 510.30 of the criminal procedure law, as
amended by section 2 of subpart C of part UU of chapter 56 of the laws
of 2022, is amended to read as follows:
1. With respect to any principal, the court in all cases, unless
otherwise provided by law, must impose [the least restrictive kind and
degree of control or restriction that is necessary to secure the princi-
pal's return to court when required. In determining that matter, the
court must, on the basis of available information, consider and take
into account information about the principal that is relevant to the
principal's return to court, including:
(a) The principal's activities and history;
(b) If the principal is a defendant, the charges facing the principal;
(c) The principal's criminal conviction record if any;
(d) The principal's record of previous adjudication as a juvenile
delinquent, as retained pursuant to section 354.2 of the family court
act, or, of pending cases where fingerprints are retained pursuant to
section 306.1 of such act, or a youthful offender, if any;
(e) The principal's previous record with respect to flight to avoid
criminal prosecution;
(f) If monetary bail is authorized, according to the restrictions set
forth in this title, the principal's individual financial circumstances,
and, in cases where bail is authorized, the principal's ability to post
bail without posing undue hardship, as well as his or her ability to
obtain a secured, unsecured, or partially secured bond;
(g) any violation by the principal of an order of protection issued by
any court;
(h) the principal's history of use or possession of a firearm;
(i) whether the charge is alleged to have caused serious harm to an
individual or group of individuals; and
(j) If the principal is a defendant, in the case of an application for
a securing order pending appeal, the merit or lack of merit of the
appeal] A SECURING ORDER IN ACCORDANCE WITH SECTION 510.10 OF THIS ARTI-
CLE, AND SHALL EXPLAIN THE BASIS FOR ITS DETERMINATION AND CHOICE OF
SECURING ORDER ON THE RECORD OR IN WRITING.
§ 5. Subdivision 3 and paragraph (b) of subdivision 4 of section
510.40 of the criminal procedure law, as added by section 6 of part JJJ
of chapter 59 of the laws of 2019, are amended to read as follows:
S. 4006--C 167 A. 3006--C
3. Non-monetary conditions of release shall be individualized and
established in writing by the court. At future court appearances, the
court shall consider a lessening of conditions or modification of condi-
tions to a less burdensome form based on the principal's compliance with
such conditions of release. In the event of alleged non-compliance with
the conditions of release in an important respect, pursuant to this
subdivision, additional conditions may be imposed by the court, on the
record or in writing, only after notice of the facts and circumstances
of such alleged non-compliance, reasonable under the circumstances,
affording the principal and the principal's attorney and the people an
opportunity to present relevant, admissible evidence, relevant witnesses
and to cross-examine witnesses, and a finding by clear and convincing
evidence that the principal violated a condition of release in an impor-
tant respect. Following such a finding, in determining whether to impose
additional conditions for non-compliance, the court shall consider and
may select conditions [consistent with the court's obligation to impose
the least restrictive condition or conditions] AS PROVIDED FOR IN SUBDI-
VISION THREE-A OF SECTION 500.10 OF THIS TITLE that will reasonably
assure the defendant's return to court. The court shall explain on the
record or in writing the reasons for its determination and for any
changes to the conditions imposed.
(b) The specific method of electronic monitoring of the principal's
location must be approved by the court. [It must be the least restric-
tive] THE procedure and method [that will] OF SUCH ELECTRONIC MONITORING
SHALL REFLECT THE FINDINGS OF THE INDIVIDUALIZED DETERMINATION WARRANT-
ING SUCH IMPOSITION OF ELECTRONIC MONITORING TO reasonably assure the
principal's return to court, and SHALL BE unobtrusive to the greatest
extent practicable.
§ 6. Paragraph (a) and the opening paragraph of paragraph (b) of
subdivision 1, and the opening paragraph of subdivision 2 of section
530.20 of the criminal procedure law, paragraph (a) of subdivision 1 as
amended by section 3 of subpart C of part UU of chapter 56 of the laws
of 2022, the opening paragraph of paragraph (b) as amended by section 3
of part UU of chapter 56 of the laws of 2020, and the opening paragraph
of subdivision 2 as amended by section 16 of part JJJ of chapter 59 of
the laws of 2019, are amended to read as follows:
(a) In cases other than as described in paragraph (b) of this subdivi-
sion, the court shall release the principal pending trial on the princi-
pal's own recognizance[, unless the court finds on the record] or [in
writing that] release [on] the [principal's own recognizance will not
reasonably assure the principal's return to court. In such instances,
the court shall release the] principal PENDING TRIAL under non-monetary
conditions, [selecting the least restrictive alternative and conditions
that will reasonably assure the principal's return to court] THE DETER-
MINATION FOR WHICH SHALL BE MADE IN ACCORDANCE WITH SUBDIVISION ONE OF
SECTION 510.10 OF THIS TITLE. The court shall explain THE BASIS FOR its
DETERMINATION AND choice of [alternative and conditions] SECURING ORDER
on the record or in writing. [In making its determination, the court
must consider and take into account available information about the
principal, including:
(i) the principal's activities and history;
(ii) if the principal is a defendant, the charges facing the princi-
pal;
(iii) the principal's criminal conviction record if any;
(iv) the principal's record of previous adjudication as a juvenile
delinquent, as retained pursuant to section 354.1 of the family court
S. 4006--C 168 A. 3006--C
act, or of pending cases where fingerprints are retained pursuant to
section 306.1 of such act, or a youthful offender, if any;
(v) the principal's previous record with respect to flight to avoid
criminal prosecution;
(vi) if monetary bail is authorized, according to the restrictions set
forth in this title, the principal's individual financial circumstances,
and, in cases where bail is authorized, the principal's ability to post
bail without posing undue hardship, as well as his or her ability to
obtain a secured, unsecured, or partially secured bond;
(vii) any violation by the principal of an order of protection issued
by any court;
(viii) the principal's history and use or possession of a firearm;
(ix) whether the charge is alleged to have caused serious harm to an
individual or group of individuals; and
(x) if the principal is a defendant, in the case of an application for
a securing order pending appeal, the merit or lack of merit of the
appeal.]
Where the principal stands charged with a qualifying offense, the
court, unless otherwise prohibited by law, may in its discretion release
the principal pending trial on the principal's own recognizance or under
non-monetary conditions, fix bail, ORDER NON-MONETARY CONDITIONS IN
CONJUNCTION WITH FIXING BAIL, or, where the defendant is charged with a
qualifying offense which is a felony, the court may commit the principal
to the custody of the sheriff. The court shall explain its choice of
[release, release with conditions, bail or remand] SECURING ORDER on the
record or in writing. A principal stands charged with a qualifying
offense when he or she stands charged with:
When the defendant is charged, by felony complaint, with a felony, the
court may, in its discretion, AND IN ACCORDANCE WITH SECTION 510.10 OF
THIS TITLE, order recognizance, release under non-monetary conditions,
or, where authorized, FIX bail, OR ORDER NON-MONETARY CONDITIONS IN
CONJUNCTION WITH FIXING BAIL, or commit the defendant to the custody of
the sheriff except as otherwise provided in subdivision one of this
section or this subdivision:
§ 7. The closing paragraph of subdivision 1 of section 530.30 of the
criminal procedure law, as amended by section 17 of part JJJ of chapter
59 of the laws of 2019, is amended to read as follows:
In such case, such superior court judge may vacate the order of such
local criminal court and release the defendant on recognizance or under
non-monetary conditions, or where authorized, fix bail in a lesser
amount or in a less burdensome form, [whichever are the least restric-
tive alternative and] OR ORDER NON-MONETARY conditions [that will
reasonably assure the defendant's return to court] IN CONJUNCTION WITH
FIXING BAIL, INCLUDING FIXING BAIL IN A LESSER AMOUNT OR IN A LESS
BURDENSOME FORM, THE DETERMINATION FOR WHICH SHALL BE MADE IN ACCORDANCE
WITH SECTION 510.10 OF THIS TITLE. The court shall explain THE BASIS
FOR its DETERMINATION AND choice of [alternative and conditions] SECUR-
ING ORDER on the record or in writing.
§ 8. Subdivision 3 and the opening paragraph of subdivision 4 of
section 530.40 of the criminal procedure law, subdivision 3 as amended
by section 3 of subpart B of part UU of chapter 56 of the laws of 2022
and the opening paragraph of subdivision 4 as amended by section 4 of
part UU of chapter 56 of the laws of 2020, are amended to read as
follows:
3. In cases other than as described in subdivision four of this
section the court shall release the principal pending trial on the prin-
S. 4006--C 169 A. 3006--C
cipal's own recognizance[, unless the court finds on the record] or [in
writing that] release [on] the [principal's own recognizance will not
reasonably assure the principal's return to court. In such instances,
the court shall release the] principal PENDING TRIAL under non-monetary
conditions, [selecting the least restrictive alternative and conditions
that will reasonably assure the principal's return to court] THE DETER-
MINATION FOR WHICH SHALL BE MADE IN ACCORDANCE WITH SECTION 510.10 OF
THIS TITLE. The court shall explain THE BASIS FOR its DETERMINATION AND
choice of [alternative and conditions] SECURING ORDER on the record or
in writing. [In making its determination, the court must consider and
take into account available information about the principal, including:
(a) the principal's activities and history;
(b) if the principal is a defendant, the charges facing the principal;
(c) the principal's criminal conviction record if any;
(d) the principal's record of previous adjudication as a juvenile
delinquent, as retained pursuant to section 354.1 of the family court
act, or of pending cases where fingerprints are retained pursuant to
section 306.1 of such act, or a youthful offender, if any;
(e) the principal's previous record with respect to flight to avoid
criminal prosecution;
(f) if monetary bail is authorized, according to the restrictions set
forth in this title, the principal's individual financial circumstances,
and, in cases where bail is authorized, the principal's ability to post
bail without posing undue hardship, as well as his or her ability to
obtain a secured, unsecured, or partially secured bond;
(g) any violation by the principal of an order of protection issued by
any court;
(h) the principal's history and use or possession of a firearm;
(i) whether the charge is alleged to have caused serious harm to an
individual or group of individuals; and
(j) if the principal is a defendant, in the case of an application for
a securing order pending appeal, the merit or lack of merit of the
appeal.]
Where the principal stands charged with a qualifying offense, the
court, unless otherwise prohibited by law, may in its discretion, AND IN
ACCORDANCE WITH SECTION 510.10 OF THIS TITLE, release the principal
pending trial on the principal's own recognizance or under non-monetary
conditions, fix bail, OR ORDER NON-MONETARY CONDITIONS IN CONJUNCTION
WITH FIXING BAIL, or, where the defendant is charged with a qualifying
offense which is a felony, the court may commit the principal to the
custody of the sheriff. The court shall explain THE BASIS FOR ITS DETER-
MINATION AND its choice of [release, release with conditions, bail or
remand] SECURING ORDER on the record or in writing. A principal stands
charged with a qualifying offense for the purposes of this subdivision
when he or she stands charged with:
§ 9. Subdivisions 1 and 2-a of section 530.45 of the criminal proce-
dure law, subdivision 1 as amended by section 19 of part JJJ of chapter
59 of the laws of 2019, and subdivision 2-a as added by section 9 of
part UU of chapter 56 of the laws of 2020, are amended to read as
follows:
1. When the defendant is at liberty in the course of a criminal action
as a result of a prior SECURING order [of recognizance, release under
non-monetary conditions or bail] and the court revokes such order and
then, where authorized, fixes no bail [or], fixes bail in a greater
amount or in a more burdensome form than was previously fixed, OR, IN
CONJUNCTION WITH THE IMPOSITION OF NON-MONETARY CONDITIONS, FIXES BAIL
S. 4006--C 170 A. 3006--C
IN A GREATER AMOUNT OR IN A MORE BURDENSOME FORM THAN WAS PREVIOUSLY
FIXED and remands or commits defendant to the custody of the sheriff, or
issues a more restrictive securing order, a judge designated in subdivi-
sion two of this section, upon application of the defendant following
conviction of an offense other than a class A felony or a class B or
class C felony offense as defined in article one hundred thirty of the
penal law committed or attempted to be committed by a person eighteen
years of age or older against a person less than eighteen years of age,
and before sentencing, may issue a securing order and release the
defendant on the defendant's own recognizance, release the defendant
under non-monetary conditions, or, where authorized, fix bail [or],
WHICH MAY BE IN CONJUNCTION WITH THE IMPOSITION OF NON-MONETARY CONDI-
TIONS, fix bail in a lesser amount or in a less burdensome form, WHICH
MAY BE IN CONJUNCTION WITH THE IMPOSITION OF NON-MONETARY CONDITIONS, or
issue a less restrictive securing order, than fixed by the court in
which the conviction was entered.
2-a. Notwithstanding the provisions of subdivision four of section
510.10, paragraph (b) of subdivision one of section 530.20 and subdivi-
sion four of section 530.40 of this title, when a defendant charged with
an offense that is not such a qualifying offense is convicted, whether
by guilty plea or verdict, in such criminal action or proceeding of an
offense that is not a qualifying offense, the court may, in accordance
with law, issue a securing order: releasing the defendant on the defend-
ant's own recognizance or under non-monetary conditions where author-
ized, fix bail, OR ORDERING NON-MONETARY CONDITIONS IN CONJUNCTION WITH
FIXING BAIL, or remand the defendant to the custody of the sheriff where
authorized.
§ 10. Subdivisions 2 and 3 of section 530.50 of the criminal procedure
law, subdivision 2 as added by section 10 of part UU of chapter 56 of
the laws of 2020, and subdivision 3 as added by section 4 of subpart D
of part UU of chapter 56 of the laws of 2022, are amended to read as
follows:
2. Notwithstanding the provisions of subdivision four of section
510.10, paragraph (b) of subdivision one of section 530.20 and subdivi-
sion four of section 530.40 of this title, when a defendant charged with
an offense that is not such a qualifying offense applies, pending deter-
mination of an appeal, for an order of recognizance or release on non-
monetary conditions, where authorized, [or] fixing bail, OR ORDERING
NON-MONETARY CONDITIONS IN CONJUNCTION WITH FIXING BAIL, a judge identi-
fied in subdivision two of section 460.50 or paragraph (a) of subdivi-
sion one of section 460.60 of this chapter may, in accordance with law,
and except as otherwise provided by law, issue a securing order: releas-
ing the defendant on the defendant's own recognizance or under non-mone-
tary conditions where authorized, fixing bail, OR ORDERING NON-MONETARY
CONDITIONS IN CONJUNCTION WITH FIXING BAIL, or remanding the defendant
to the custody of the sheriff where authorized.
3. Where an appeal by the people has been taken from an order dismiss-
ing one or more counts of an accusatory instrument for failure to comply
with a discovery order pursuant to subdivision twelve of section 450.20
of this chapter and the defendant is charged with a qualifying offense
in the remaining counts in the accusatory instrument, pending determi-
nation of an appeal, the defendant may apply for an order of recogni-
zance or release on non-monetary conditions, where authorized, [or]
fixing bail, OR ORDERING NON-MONETARY CONDITIONS IN CONJUNCTION WITH
FIXING BAIL. A judge identified in subdivision two of section 460.50 of
this chapter or paragraph (a) of subdivision one of section 460.60 of
S. 4006--C 171 A. 3006--C
this chapter may, in accordance with law, and except as otherwise
provided by law, issue a securing order releasing the defendant on the
defendant's own recognizance or under non-monetary conditions where
authorized, fixing bail, OR ORDERING NON-MONETARY CONDITIONS IN CONJUNC-
TION WITH FIXING BAIL, or remanding the defendant to the custody of the
sheriff where authorized.
§ 11. The opening paragraph of paragraph (b), and the closing para-
graph of subparagraph (i) and subparagraph (ii) of paragraph (d) of
subdivision 2 of section 530.60 of the criminal procedure law, as
amended by section 20 of part JJJ of chapter 59 of the laws of 2019, are
amended and a new subparagraph (iii) of paragraph (d) is added to read
as follows:
Except as provided in paragraph (a) of this subdivision or any other
law, whenever in the course of a criminal action or proceeding a defend-
ant charged with the commission of an offense is at liberty as a result
of [an order of recognizance, release under non-monetary conditions or
bail] A SECURING ORDER issued pursuant to this article it shall be
grounds for revoking such order and [fixing bail] IMPOSING A NEW SECUR-
ING ORDER IN ACCORDANCE WITH PARAGRAPH (D) OF THIS SUBDIVISION, THE
BASIS FOR WHICH SHALL BE MADE ON THE RECORD OR IN WRITING, in such crim-
inal action or proceeding when the court has found, by clear and
convincing evidence, that the defendant:
Upon expiration of any of the three periods specified within this
subparagraph, whichever is shortest, the court may grant or deny release
upon an order of bail or recognizance in accordance with the provisions
of this article. Upon conviction to an offense the provisions of article
five hundred thirty of this chapter shall apply; [and]
(ii) Under SUBPARAGRAPH (I) OF paragraph (b) of this subdivision,
revocation of [the order of recognizance, release under non-monetary
conditions or, as the case may be, bail] A PREVIOUSLY ISSUED SECURING
ORDER shall result in the issuance of a new securing order which may, if
otherwise authorized by law, permit the principal's release on recogni-
zance or release under non-monetary conditions, but shall also render
the defendant eligible for an order fixing bail, OR ORDERING NON-MONE-
TARY CONDITIONS IN CONJUNCTION WITH FIXING BAIL, provided, however, that
in accordance with the principles in this title the court must [select
the least restrictive alternative and condition or conditions that will
reasonably assure the principal's return to court] IMPOSE A NEW SECURING
ORDER IN ACCORDANCE WITH SUBDIVISION ONE OF SECTION 510.10 OF THIS
TITLE, AND IN IMPOSING SUCH ORDER, MAY CONSIDER THE CIRCUMSTANCES
WARRANTING SUCH REVOCATION. Nothing in this subparagraph shall be inter-
preted as shortening the period of detention, or requiring or authoriz-
ing any less restrictive form of a securing order, which may be imposed
pursuant to any other law[.]; AND
(III) UNDER SUBPARAGRAPHS (II), (III), AND (IV) OF PARAGRAPH (B) OF
THIS SUBDIVISION, REVOCATION OF A PREVIOUSLY ISSUED SECURING ORDER SHALL
RESULT IN THE ISSUANCE OF A NEW SECURING ORDER WHICH MAY, IF OTHERWISE
AUTHORIZED BY LAW, PERMIT THE PRINCIPAL'S RELEASE ON RECOGNIZANCE OR
RELEASE UNDER NON-MONETARY CONDITIONS, BUT SHALL ALSO RENDER THE DEFEND-
ANT ELIGIBLE FOR AN ORDER FIXING BAIL OR ORDERING NON-MONETARY CONDI-
TIONS IN CONJUNCTION WITH FIXING BAIL. IN ISSUING THE NEW SECURING
ORDER, THE COURT SHALL CONSIDER THE KIND AND DEGREE OF CONTROL OR
RESTRICTION NECESSARY TO REASONABLY ASSURE THE PRINCIPAL'S RETURN TO
COURT AND COMPLIANCE WITH COURT CONDITIONS, AND SELECT A SECURING ORDER
CONSISTENT WITH ITS DETERMINATION, TAKING INTO ACCOUNT THE FACTORS
REQUIRED TO BE CONSIDERED UNDER SUBDIVISION ONE OF SECTION 510.10 OF
S. 4006--C 172 A. 3006--C
THIS TITLE, THE CIRCUMSTANCES WARRANTING SUCH REVOCATION, AND THE NATURE
AND EXTENT OF THE PRINCIPAL'S NONCOMPLIANCE WITH PREVIOUSLY ORDERED
NON-MONETARY CONDITIONS OF THE SECURING ORDER SUBJECT TO REVOCATION
UNDER THIS SUBDIVISION. NOTHING IN THIS SUBPARAGRAPH SHALL BE INTERPRET-
ED AS SHORTENING THE PERIOD OF DETENTION, OR REQUIRING OR AUTHORIZING
ANY LESS RESTRICTIVE FORM OF A SECURING ORDER, WHICH MAY BE IMPOSED
PURSUANT TO ANY OTHER LAW.
§ 12. This act shall take effect on the thirtieth day after it shall
have become a law.
SUBPART B
Section 1. Paragraph (a) of subdivision 1 of section 150.20 of the
criminal procedure law, as amended by section 1-a of part JJJ of chapter
59 of the laws of 2019, is amended to read as follows:
(a) Whenever a police officer is authorized pursuant to section 140.10
of this title to arrest a person without a warrant for an offense other
than a class A, B, C or D felony or a violation of section 130.25,
130.40, 205.10, 205.17, 205.19 or 215.56 of the penal law, [he] OR OTHER
THAN WHERE AN ARREST IS REQUIRED TO BE MADE PURSUANT TO SUBDIVISION FOUR
OF SECTION 140.10 OF THIS TITLE, THE OFFICER shall, except as set out in
paragraph (b) of this subdivision, subject to the provisions of subdivi-
sions three and four of section 150.40 of this title, instead issue to
and serve upon such person an appearance ticket.
§ 2. Subdivision 2 of section 150.20 of the criminal procedure law, as
amended by chapter 550 of the laws of 1987, is amended to read as
follows:
2. (a) Whenever, PURSUANT TO SECTION 140.10 OF THIS TITLE, a police
officer has arrested a person without a warrant for an offense other
than a class A, B, C or D felony or a violation of section 130.25,
130.40, 205.10, 205.17, 205.19 or 215.56 of the penal law OR OTHER THAN
WHERE AN ARREST WAS REQUIRED TO BE MADE pursuant to SUBDIVISION FOUR OF
section 140.10 OF THIS TITLE, or (b) whenever a peace officer, who is
not authorized by law to issue an appearance ticket, has arrested a
person for an offense other than a class A, B, C or D felony or a
violation of section 130.25, 130.40, 205.10, 205.17, 205.19 or 215.56 of
the penal law pursuant to section 140.25 OF THIS TITLE, and SUCH PEACE
OFFICER has requested a police officer to issue and serve upon such
arrested person an appearance ticket pursuant to subdivision four of
section 140.27 OF THIS TITLE, or (c) whenever a person has been arrested
for an offense other than a class A, B, C or D felony or a violation of
section 130.25, 130.40, 205.10, 205.17, 205.19 or 215.56 of the penal
law and SUCH PERSON has been delivered to the custody of an appropriate
police officer pursuant to section 140.40 OF THIS TITLE, such police
officer may, instead of bringing such person before a local criminal
court and promptly filing or causing the arresting peace officer or
arresting person to file a local criminal court accusatory instrument
therewith, issue to and serve upon such person an appearance ticket.
[The issuance and service of an appearance ticket under such circum-
stances may be conditioned upon a deposit of pre-arraignment bail, as
provided in section 150.30.]
§ 3. Subdivisions 2 and 3 of section 140.20 of the criminal procedure
law, as amended by chapter 550 of the laws of 1987, are amended to read
as follows:
2. If the arrest is for an offense other than a class A, B, C or D
felony or a violation of section 130.25, 130.40, 205.10, 205.17, 205.19
S. 4006--C 173 A. 3006--C
or 215.56 of the penal law, OR OTHER THAN WHERE AN ARREST IS REQUIRED TO
BE MADE PURSUANT TO SUBDIVISION FOUR OF SECTION 140.10 OF THIS ARTICLE,
the arrested person need not be brought before a local criminal court as
provided in subdivision one, and the procedure may instead be as
follows:
(a) A police officer may issue and serve an appearance ticket upon the
arrested person and release him from custody, as prescribed in subdivi-
sion two of section 150.20 OF THIS TITLE; or
(b) The desk officer in charge at a police station, county jail or
police headquarters, or any of his superior officers, may, in such place
fix pre-arraignment bail and, upon deposit thereof, issue and serve an
appearance ticket upon the arrested person and release him from custo-
dy[, as prescribed in section 150.30].
3. [If] OTHER THAN WHERE AN ARREST IS REQUIRED TO BE MADE PURSUANT TO
SUBDIVISION FOUR OF SECTION 140.10 OF THIS ARTICLE, IF (a) the arrest is
for an offense other than a class A, B, C or D felony or a violation of
section 130.25, 130.40, 205.10, 205.17, 205.19 or 215.56 of the penal
law, and (b) owing to unavailability of a local criminal court the
arresting police officer is unable to bring the arrested person before
such a court with reasonable promptness, either an appearance ticket
must be served unconditionally upon the arrested person or pre-arraign-
ment bail must be fixed, as prescribed in subdivision two. If pre-arr-
aignment bail is fixed but not posted, such arrested person may be
temporarily held in custody but must be brought before a local criminal
court without unnecessary delay. Nothing contained in this subdivision
requires a police officer to serve an appearance ticket upon an arrested
person or release him from custody at a time when such person appears to
be under the influence of alcohol, narcotics or other drug to the degree
that he may endanger himself or other persons.
§ 4. This act shall take effect immediately.
SUBPART C
Section 1. Subdivision 5 of section 216 of the judiciary law, as
amended by section 1 of subpart G of part UU of chapter 56 of the laws
of 2022, is amended to read as follows:
5. The chief administrator of the courts, in conjunction with the
division of criminal justice services, shall collect data and report
every six months regarding pretrial release and detention. Such data and
report shall contain information categorized by age, gender, racial and
ethnic background; regarding the nature of the criminal offenses,
including the top charge of each case; the number and type of charges in
each defendant's criminal record; whether the prosecutor requested that
the court fix bail, the amounts and forms of bail requested by the
prosecutor, and the amounts and forms of bail set by the court; the
number of individuals released on recognizance; the number of individ-
uals released on non-monetary conditions, including the conditions
imposed; the number of individuals committed to the custody of a sheriff
prior to trial; the rates of failure to appear and rearrest; the outcome
of such cases or dispositions; the length of the pretrial detention stay
and any other such information as the chief administrator and the divi-
sion of criminal justice services may find necessary and appropriate.
FURTHER, THE CHIEF ADMINISTRATOR OF THE COURTS SHALL COLLECT DATA AND
REPORT EVERY MONTH REGARDING PRETRIAL COMMITMENTS TO LOCAL CORRECTIONAL
FACILITIES. SUCH DATA SHALL INCLUDE BUT NOT BE LIMITED TO AGE, GENDER,
RACIAL AND ETHNIC BACKGROUND OF THE PRINCIPAL; BOTH BEGINNING AND END
S. 4006--C 174 A. 3006--C
DATES OF PRETRIAL COMMITMENT TO THE CUSTODY OF THE SHERIFF; TOTAL DAYS
OF PRETRIAL COMMITMENT TO THE CUSTODY OF THE SHERIFF; THE TYPE OF
COMMITMENT ORDERED BY THE COURT; THE TOP CHARGE AT ARREST AND ARRAIGN-
MENT; AND WHETHER THE PRINCIPAL HAD BEEN PREVIOUSLY RELEASED FROM CUSTO-
DY IN THE CASE. Such report shall aggregate the data collected by coun-
ty; court, including city, town and village courts; and judge. The data
shall be aggregated in order to protect the identity of individual
defendants. The report shall be released publicly and published on the
websites of the office of court administration and the division of crim-
inal justice services. The first report shall be published twelve months
after this subdivision shall have become a law, and shall include data
from the first six months following the enactment of this section.
Reports for subsequent periods shall be published every six months ther-
eafter; PROVIDED, HOWEVER, THAT THE PRETRIAL DETENTION ADMISSIONS AND
DISCHARGES REPORT WILL BE PUBLISHED EVERY MONTH.
§ 2. This act shall take effect on the first of January next succeed-
ing the date on which it shall have become a law. Effective immediately,
the addition, amendment and/or repeal of any rule or regulation neces-
sary for the implementation of this act on its effective date are
authorized to be made and completed on or before such date.
§ 2. Severability clause. If any clause, sentence, paragraph, subdivi-
sion, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein.
§ 3. This act shall take effect immediately provided, however, that
the applicable effective date of Subparts A through C of this act shall
be as specifically set forth in the last section of such Subparts.
§ 2. Severability clause. If any clause, sentence, paragraph, subdivi-
sion, section or part of this act shall be adjudged by any court of
competent jurisdiction to be invalid, such judgment shall not affect,
impair, or invalidate the remainder thereof, but shall be confined in
its operation to the clause, sentence, paragraph, subdivision, section
or part thereof directly involved in the controversy in which such judg-
ment shall have been rendered. It is hereby declared to be the intent of
the legislature that this act would have been enacted even if such
invalid provisions had not been included herein.
§ 3. This act shall take effect immediately provided, however, that
the applicable effective date of Parts A through VV of this act shall be
as specifically set forth in the last section of such Parts.