S T A T E   O F   N E W   Y O R K
 ________________________________________________________________________
 
                                   1064
 
                        2023-2024 Regular Sessions
 
                             I N  S E N A T E
 
                              January 9, 2023
                                ___________
 
 Introduced  by  Sens.  MAY,  HOYLMAN,  JACKSON, KRUEGER, SALAZAR -- read
   twice and ordered printed, and when printed to  be  committed  to  the
   Committee on Environmental Conservation
 
 AN  ACT  to  amend  the  environmental  conservation law, in relation to
   establishing an extended producer responsibility program  for  packag-
   ing;  and  to amend the state finance law, in relation to establishing
   the packaging responsibility fund
 
   THE PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND  ASSEM-
 BLY, DO ENACT AS FOLLOWS:
 
   Section 1. Article 27 of the environmental conservation law is amended
 by adding a new title 34 to read as follows:
                                 TITLE 34
          EXTENDED PRODUCER RESPONSIBILITY PROGRAM FOR PACKAGING
 SECTION 27-3401. DEFINITIONS.
         27-3403. RESPONSIBILITIES OF PRODUCERS.
         27-3405. PRODUCER RESPONSIBILITY PROGRAM PLAN.
         27-3407. COLLECTION AND CONVENIENCE.
         27-3409. RESPONSIBILITIES OF THE DEPARTMENT.
         27-3411. FUNDING MECHANISM.
         27-3413. NON-REUSABLE PACKAGING REDUCTION REQUIREMENTS.
         27-3415. RECYCLING  OR  POST-CONSUMER RECYCLED MATERIAL REQUIRE-
                    MENTS.
         27-3417. TOXIC SUBSTANCES IN PACKAGING.
         27-3419. BIENNIAL PRODUCER RESPONSIBILITY PROGRAM REPORT.
         27-3421. PRODUCER COMPLIANCE INFORMATION.
         27-3423. ENFORCEMENT.
         27-3425. LABELING.
         27-3427. REGULATIONS.
 § 27-3401. DEFINITIONS.
   AS USED IN THIS TITLE:
 
  EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                       [ ] is old law to be omitted.
                                                            LBD00602-02-3
 S. 1064                             2
              

 
   1. "COMPOST" MEANS THE BIOLOGICALLY STABLE HUMUS-LIKE MATERIAL DERIVED
 FROM COMPOSTING OR THE AEROBIC, THERMOPHILIC  DECOMPOSITION  OF  ORGANIC
 MATTER  BUT  SHALL  NOT  MEAN SEWAGE, SEPTAGE, OR MATERIALS DERIVED FROM
 SEWAGE OR SEPTAGE.
   2.  "COMPOSTABLE"  MEANS AMENABLE TO THE CONTROLLED AEROBIC BIOLOGICAL
 DECOMPOSITION OF ORGANIC MATTER THROUGH  ACTIVE  MANAGEMENT  TO  PRODUCE
 COMPOST  AS  CERTIFIED BY A THIRD-PARTY CERTIFIER AND ACCEPTED AND PROC-
 ESSED INTO COMPOST BY AT LEAST  EIGHTY  PERCENT  OF  COMMERCIAL  COMPOST
 FACILITIES WITHIN THE STATE.
   3. "CURBSIDE RECYCLING" MEANS A RECYCLING PROGRAM THAT SERVES RESIDEN-
 TIAL  UNITS,  OR SCHOOLS, STATE OR LOCAL AGENCIES, OR INSTITUTIONS WHERE
 SUCH ENTITIES WERE ELIGIBLE TO BE SERVED UNDER A CONTRACT WITH A MUNICI-
 PALITY BY A MUNICIPALITY OR A PRIVATE SECTOR HAULER AS OF THE  EFFECTIVE
 DATE  OF THIS TITLE, AND SUCH RECYCLING PROGRAM IS OPERATED BY A MUNICI-
 PALITY OR PURSUANT TO A CONTRACT WITH  A  MUNICIPALITY,  PRIVATE  SECTOR
 HAULER,  OR  OTHER PUBLIC AGENCY OR THROUGH APPROVED SOLID WASTE MANAGE-
 MENT PLANS.
   4. "MUNICIPALITY" MEANS A COUNTY, CITY, TOWN,  VILLAGE,  LOCAL  PUBLIC
 AUTHORITY  OR  PUBLIC  BENEFIT  CORPORATION,  OR  SOLID WASTE MANAGEMENT
 DISTRICT,  THAT  PROVIDES  WASTE  MANAGEMENT  SERVICES  FOR  A  SPECIFIC
 GEOGRAPHICAL AREA.
   5.  "NON-REUSABLE  PACKAGING"  MEANS  PACKAGING MATERIAL THAT DOES NOT
 MEET THE DEFINITION OF "REUSABLE".
   6. "PACKAGING MATERIAL" MEANS ANY PART  OF  A  PACKAGE  OR  CONTAINER,
 REGARDLESS OF RECYCLABILITY OR COMPOSTABILITY, INCLUDING BUT NOT LIMITED
 TO  SUCH  MATERIAL TYPES AS PAPER, PLASTIC, GLASS OR METAL, THAT IS USED
 FOR THE CONTAINMENT, PROTECTION, HANDLING, DELIVERY, TRANSPORT, DISTRIB-
 UTION, AND PRESENTATION OF A PRODUCT THAT IS SOLD, OFFERED FOR SALE,  OR
 DISTRIBUTED  IN  THE  STATE.   BAGS AND SECONDARY OR TRANSPORT PACKAGING
 SHALL BE INCLUDED WITHIN THIS DEFINITION.  PACKAGING MATERIAL  DOES  NOT
 INCLUDE:
   (A) MATERIAL, OR A CATEGORY OF MATERIAL, INTENDED TO BE USED FOR LONG-
 TERM  STORAGE OR PROTECTION OF A DURABLE PRODUCT THAT CAN BE EXPECTED TO
 BE USABLE FOR THAT PURPOSE FOR A  PERIOD  OF  AT  LEAST  FIVE  YEARS  AS
 DEFINED BY THE DEPARTMENT PURSUANT TO REGULATIONS;
   (B) BEVERAGE CONTAINERS SUBJECT TO TITLE 10 OF THIS ARTICLE;
   (C) PACKAGING THAT IS REUSABLE;
   (D)  MEDICAL  DEVICES  AND  PACKAGING WHICH ARE INCLUDED WITH PRODUCTS
 REGULATED AS A DRUG, MEDICAL DEVICE OR DIETARY SUPPLEMENT  BY  THE  U.S.
 FOOD  AND DRUG ADMINISTRATION UNDER THE FEDERAL FOOD, DRUG, AND COSMETIC
 ACT, 21 U.S.C. 321 ET SEQ., SEC. 3.2(E) OF 21 U.S. CODE OF FEDERAL REGU-
 LATIONS OR THE DIETARY SUPPLEMENT HEALTH AND EDUCATION ACT;
   (E) ANIMAL BIOLOGICS, INCLUDING VACCINES, BACTERINS,  ANTISERA,  DIAG-
 NOSTIC  KITS, AND OTHER PRODUCTS OF BIOLOGICAL ORIGIN, AND OTHER COVERED
 MATERIALS REGULATED BY THE UNITED STATES DEPARTMENT OF AGRICULTURE UNDER
 THE VIRUS, SERUM, TOXIN ACT, 21 U.S.C. 151-159; AND
   (F)  PACKAGING  PRODUCTS  USED  TO CONTAIN SUBSTANCES HAZARDOUS TO THE
 ENVIRONMENT, REGULATED PURSUANT TO SECTION 37-0103 OF THIS  CHAPTER,  OR
 PACKAGING  PRODUCTS  REGULATED  BY THE FEDERAL INSECTICIDE,   FUNGICIDE,
 AND RODENTICIDE  ACT,  7 U.S.C.   SEC. 136 ET SEQ. OR  OTHER  APPLICABLE
 FEDERAL LAW, RULE OR REGULATION.
   7. "POST-CONSUMER RECYCLED MATERIAL" MEANS NEW MATERIAL PRODUCED USING
 MATERIAL RESULTING FROM THE RECOVERY, SEPARATION, COLLECTION AND REPROC-
 ESSING  OF  MATERIAL THAT WOULD OTHERWISE BE DISPOSED OF OR PROCESSED AS
 WASTE AND THAT WAS ORIGINALLY SOLD FOR CONSUMPTION. POST-CONSUMER  RECY-
 CLED  MATERIAL DOES NOT INCLUDE POST-INDUSTRIAL MATERIAL OR PRE-CONSUMER
 S. 1064                             3
 
 MATERIAL, OR MATERIAL GENERATED BY MEANS  OF  COMBUSTION,  INCINERATION,
 PYROLYSIS,  GASIFICATION,  SOLVOLYSIS,  CHEMICAL RECYCLING AND ANY HIGH-
 HEAT OR CHEMICAL CONVERSION PROCESS.
   8. "PRODUCER" MEANS A PERSON WHO:
   (A) MANUFACTURES OR USES IN A COMMERCIAL ENTERPRISE, SELLS, OFFERS FOR
 SALE, OR DISTRIBUTES THE PACKAGING MATERIAL IN THE STATE UNDER THE BRAND
 OF THE MANUFACTURER; OR
   (B)  IF  PARAGRAPH  (A)  OF THIS SUBDIVISION DOES NOT APPLY, AN ENTITY
 THAT IS NOT THE MANUFACTURER OF THE PACKAGING MATERIAL BUT IS THE  OWNER
 OR LICENSEE OF A TRADEMARK UNDER WHICH THE PACKAGING MATERIAL IS USED IN
 COMMERCIAL  ENTERPRISE,  SOLD,  OFFERED  FOR SALE, OR DISTRIBUTED IN THE
 STATE, WHETHER OR NOT THE TRADEMARK IS REGISTERED; OR
   (C) IF PARAGRAPHS (A) AND (B) OF THIS SUBDIVISION  DO  NOT  APPLY,  AN
 ENTITY  THAT SELLS PACKAGING IN THE STATE WHICH IS INTENDED TO BE FILLED
 AT THE POINT OF SALE; OR
   (D) IF PARAGRAPHS (A),  (B) AND (C) OF THIS SUBDIVISION DO NOT  APPLY,
 AN  ENTITY THAT IMPORTS THE PACKAGING MATERIAL INTO THE UNITED STATES OR
 THE STATE FOR USE IN A COMMERCIAL ENTERPRISE, SALE, OFFER FOR  SALE,  OR
 DISTRIBUTION IN THE STATE.
   "PRODUCER"  INCLUDES  A FRANCHISOR OF A FRANCHISE LOCATED IN THE STATE
 BUT DOES NOT INCLUDE THE FRANCHISEE OPERATING THAT FRANCHISE.
   9. "READILY-RECYCLABLE" MEANS THAT THE DEPARTMENT HAS DETERMINED  THAT
 THE PACKAGING MATERIAL:
   (A)  CAN BE SORTED BY ENTITIES THAT PROCESS RECYCLABLE MATERIAL GENER-
 ATED IN THE STATE; AND
   (B) HAS A CONSISTENT MARKET FOR PURCHASE, AS BASED ON  DATA  FROM  THE
 PRIOR TWO CALENDAR YEARS, MEANING THAT WITH RESPECT TO A TYPE OF PACKAG-
 ING  MATERIAL,  ENTITIES  PROCESSING  RECYCLABLE MATERIAL ARE WILLING TO
 PURCHASE FULL BALES OF THAT TYPE OF FULLY SORTED PACKAGING  MATERIAL  IN
 QUANTITIES  EQUAL  TO  OR  IN  EXCESS OF THE SUPPLY OF THAT FULLY SORTED
 PACKAGING MATERIAL.  "READILY-RECYCLABLE"  DOES  NOT  INCLUDE  PACKAGING
 MATERIAL THAT FACILITIES ACCEPT IN LOW QUALITIES OR SORT OUT OF MATERIAL
 DURING  ADDITIONAL  PROCESSING STEPS OR IF FACILITIES CANNOT SELL A FULL
 BALE DUE TO A LACK OF MARKET OR INABILITY  TO  FEASIBLY  SEPARATE  THOSE
 MATERIALS  DURING ADDITIONAL PROCESSING STEPS.  PACKAGING MATERIAL CATE-
 GORIES OR TYPES SHALL NOT BE  CONSIDERED  READILY-RECYCLABLE,  GENERALLY
 RECYCLABLE, COMPOSTABLE, OR REUSABLE IF THEY CONTAIN A TOXIC SUBSTANCE.
   10. "RECYCLING" MEANS THE SERIES OF ACTIVITIES BY WHICH MATERIAL IS:
   (A) COLLECTED, SORTED, AND PROCESSED; (B) CONVERTED INTO A RAW MATERI-
 AL WITH MINIMAL LOSS OF MATERIAL QUALITY; AND (C) USED IN THE PRODUCTION
 OF  A  NEW PRODUCT TO REPLACE THE USE OF VIRGIN MATERIALS, INCLUDING THE
 ORIGINAL MATERIAL. "RECYCLING" DOES NOT INCLUDE ENERGY RECOVERY OR ENER-
 GY GENERATION BY ANY MEANS, INCLUDING BUT  NOT  LIMITED  TO  COMBUSTION,
 INCINERATION,  PYROLYSIS, GASIFICATION, SOLVOLYSIS, WASTE TO FUEL OR ANY
 CHEMICAL CONVERSION PROCESS, OR LANDFILL DISPOSAL OF DISCARDED  MATERIAL
 OR DISCARDED PRODUCT COMPONENT MATERIALS.
   11. "REUSABLE" MEANS:
   (A)  DESIGNED  TO  BE  USED REPEATEDLY FOR A NUMBER OF USE CYCLES THAT
 EXCEEDS THE MINIMUM NUMBER OF TIMES NECESSARY TO ACHIEVE THE SAME  OVER-
 ALL  ENVIRONMENTAL  IMPACT  AS THE NON-REUSABLE OR DISPOSABLE PRODUCT IT
 REPLACES, BASED ON A LIFE CYCLE ASSESSMENT OF THE PRODUCT'S IMPACTS FROM
 EXTRACTION THROUGH PRODUCTION  AND  THROUGH  DISPOSAL  OR  END  OF  LIFE
 MANAGEMENT;
   (B)  COMPLIANT WITH ANY STATUTORY OR REGULATORY REQUIREMENTS FOR TOXIC
 SUBSTANCES;
 S. 1064                             4
 
   (C) SAFE FOR WASHING AND SANITIZING ACCORDING TO APPLICABLE STATE FOOD
 SAFETY LAWS; AND
   (D) CAPABLE OF BEING RECYCLED AT THE END OF USE, WITH THE EXCEPTION OF
 CERAMIC PRODUCTS.
   12.  "REUSE  AND  REFILL SYSTEM" MEANS A SET OF MECHANISMS DESIGNED TO
 FACILITATE MULTIPLE USES OF A REUSABLE CONTAINER,  IN  ORDER  TO,  AT  A
 MINIMUM,  ACHIEVE THE BREAKEVEN POINT FOR SUCH REUSABLE CONTAINER. MECH-
 ANISMS MAY INCLUDE, BUT ARE NOT LIMITED TO, DEPOSITS, INCENTIVES,  CURB-
 SIDE COLLECTION, COLLECTION KIOSKS, REFILL STATIONS, DISHWASHING FACILI-
 TIES, AND RE-DISTRIBUTION NETWORKS.
   13. "TOXIC SUBSTANCE" MEANS A CHEMICAL SUBSTANCE IDENTIFIED IN SECTION
 27-3417 OF THIS TITLE, OR A CHEMICAL SUBSTANCE DESIGNATED BY THE DEPART-
 MENT  ON THE BASIS OF IDENTIFICATION BY A GOVERNMENT ENTITY AND/OR IDEN-
 TIFICATION ON THE BASIS OF CREDIBLE SCIENTIFIC EVIDENCE AS BEING:
   (A) A CARCINOGEN, MUTAGENIC, OR REPRODUCTIVE  OR  DEVELOPMENTAL  TOXI-
 CANT;
   (B) ENDOCRINE DISRUPTOR;
   (C)  DAMAGING TO THE NERVOUS SYSTEM, IMMUNE SYSTEM, OR ORGANS OR CAUS-
 ING OTHER SYSTEMIC TOXICITY;
   (D) PERSISTENT, BIOACCUMULATIVE AND TOXIC;
   (E) HIGHLY PERSISTENT AND HIGHLY MOBILE;
   (F) PERSISTENT, MOBILE AND TOXIC; OR
   (G) PERSISTENT AND VERY BIOACCUMULATIVE.
   14. "UNIT" MEANS EACH DISCRETE COMPONENT OF A PACKAGE OR CONTAINER.
   15. "UNIVERSAL PRODUCT CODE" OR "UPC" SHALL HAVE THE SAME  MEANING  AS
 SUBDIVISION 13 OF SECTION 27-1003 OF THIS ARTICLE.
   16. "WASTE REDUCTION" MEANS ANY ACTION WHICH CAUSES A NET REDUCTION IN
 THE  GENERATION  OF  SOLID  WASTE  AND  INCLUDES, BUT IS NOT LIMITED TO,
 REDUCING THE USE OF NONRECYCLABLE MATERIALS, REPLACING DISPOSABLE  MATE-
 RIALS  AND PRODUCTS WITH REUSABLE MATERIALS AND PRODUCTS, REDUCING PACK-
 AGING, AND INCREASING THE EFFICIENCY OF THE USE  OF  MATERIALS.    WASTE
 REDUCTION DOES NOT INCLUDE REPLACING A RECYCLABLE MATERIAL WITH A NONRE-
 CYCLABLE  MATERIAL OR A MATERIAL THAT IS LESS LIKELY TO BE RECYCLED, AND
 DOES NOT INCLUDE A SHIFT FROM A NONPLASTIC MATERIAL  THAT  CURRENTLY  IS
 RECYCLABLE TO A PLASTIC MATERIAL.
 § 27-3403. RESPONSIBILITIES OF PRODUCERS.
   1.  THERE  IS  HEREBY  ESTABLISHED A PACKAGING PRODUCER RESPONSIBILITY
 PROGRAM BY WHICH PRODUCERS, PARTICIPATING INDIVIDUALLY OR  COLLECTIVELY,
 SHALL  BE  REQUIRED  TO  MAKE  CHANGES TO THEIR PRODUCT DESIGN TO REDUCE
 PACKAGING CONSUMPTION AND INCREASE WASTE REDUCTION, SHALL BE REQUIRED TO
 PAY FEES BASED ON THE AMOUNT, BY WEIGHT AND TYPE, OF PACKAGING  MATERIAL
 SOLD,  OFFERED  FOR SALE, OR DISTRIBUTED FOR SALE IN THE STATE AND SHALL
 BE RESPONSIBLE FOR PACKAGING WASTE DISPOSAL.
   2. THE PRODUCER OR PRODUCERS SHALL PROVIDE ALL  INFORMATION  NECESSARY
 FOR  THE  DETERMINATION  OF  THE  PRODUCER'S PAYMENT OBLIGATIONS AND THE
 DETERMINATION OF THE PRODUCER'S COMPLIANCE WITH RESPECT TO THIS TITLE.
   3. WITHIN SIX MONTHS OF THE EFFECTIVE DATE OF THIS TITLE, THE  DEPART-
 MENT,  OR  A THIRD PARTY, SHALL CONDUCT A STATEWIDE REDUCTION, REUSE AND
 RECYCLING NEEDS ASSESSMENT, HEREAFTER "NEEDS  ASSESSMENT",  TO  IDENTIFY
 BARRIERS  AND OPPORTUNITIES FOR REDUCING, REUSING, AND RECYCLING PACKAG-
 ING. THE NEEDS ASSESSMENT SHALL AT A MINIMUM INCLUDE  AN  EVALUATION  OF
 CAPACITY COSTS, GAPS AND NEEDS FOR THE FOLLOWING FACTORS:
   (A)  CURRENT  BARRIERS  AFFECTING THE CREATION OF REDUCTION, REUSE AND
 REFILL PROGRAMS;
   (B) OPPORTUNITIES FOR THE CREATION  OF  REDUCTION,  REUSE  AND  REFILL
 PROGRAMS;
 S. 1064                             5
 
   (C)  CURRENT  MUNICIPAL  FUNDING  NEEDS, BOTH OPERATIONAL AND CAPITAL,
 IMPACTING RECYCLING ACCESS AND AVAILABILITY AND REUSE AND REFILL;
   (D)  EXISTING STATE STATUTORY PROVISIONS AND FUNDING SOURCES FOR RECY-
 CLING, REUSE, REDUCTION, AND RECOVERY;
   (E) THE EXISTING COLLECTING AND HAULING SYSTEM FOR RECYCLABLE  MATERI-
 ALS;
   (F) OPPORTUNITIES TO IMPROVE ACCESS TO RECYCLING;
   (G)  THE  CAPACITY, COST, AND NEEDS ASSOCIATED WITH THE COLLECTION AND
 TRANSPORTATION OF RECYCLABLE MATERIALS IN THE STATE;
   (H) THE PROCESSING CAPACITY, MARKET CONDITIONS, AND INFRASTRUCTURE FOR
 RECYCLABLE MATERIALS IN THE STATE AND REGIONALLY;
   (I) CURRENT STATE PACKAGING PRODUCT RECOVERY RATES,  RECYCLING  RATES,
 AND POST-CONSUMER RECYCLED CONTENT RATES, BY MATERIAL TYPE;
   (J) ACCOUNTING OF GREENHOUSE GAS EMISSIONS ASSOCIATED WITH COLLECTION,
 PROCESSING, AND MARKETING OF PACKAGING PRODUCTS;
   (K)  AN  EVALUATION  OF  STATE AND REGIONALLY ACCEPTED RECYCLING PRAC-
 TICES;
   (L) CURRENT BARRIERS AFFECTING EQUITABLE ACCESS TO RECYCLING AND REUSE
 PROGRAMS;
   (M) BARRIERS TO THE MARKETABILITY OF RECYCLABLE MATERIALS GENERATED IN
 THE STATE, AND POTENTIAL SOLUTIONS;
   (N) THE AMOUNT, BY WEIGHT, OF MATERIAL THAT IS RECYCLED BY EACH  RECY-
 CLING FACILITY THAT ACCEPTS PACKAGING MATERIAL;
   (O)  CONSUMER EDUCATION NEEDS FOR REUSE AND REFILL SYSTEMS, RECYCLING,
 AND REDUCING CONTAMINATION IN COLLECTED RECYCLABLE MATERIAL THAT REDUCES
 ITS SUITABILITY FOR RECYCLING;
   (P) THE NET COST OF CURBSIDE  COLLECTION,  COMMERCIAL  COLLECTION,  OR
 TRANSFER STATION OPERATION, ON-SITE PROCESSING COST FOR EACH READILY-RE-
 CYCLABLE  PACKAGING  MATERIAL  TYPES, MANAGEMENT COST OF NON-READILY-RE-
 CYCLABLE PACKAGING, TRANSPORTATION COST FOR EACH PACKAGING MATERIAL, AND
 ANY OTHER COST FACTORS DETERMINED BY THE DEPARTMENT;
   (Q) THE AVAILABILITY OF  OPPORTUNITIES  IN  THE  RECYCLING  AND  REUSE
 SYSTEMS FOR MINORITY- AND WOMEN-OWNED BUSINESS ENTERPRISES; AND
   (R)  THE  LOCATION  OF  LANDFILLS,  INCINERATORS AND TRANSFER STATIONS
 WITHIN THE STATE, THE SOCIO-ECONOMIC CONDITIONS  WHERE  SUCH  FACILITIES
 ARE SITED AND THE PERMITTED POLLUTION LEVELS AT EACH FACILITY.
   3.  THE  DEPARTMENT SHALL BE RESPONSIBLE FOR UPDATING AND REVISING THE
 NEEDS ASSESSMENT EVERY THREE YEARS.
   4. THE DEPARTMENT SHALL POST THE RESULTS OF THE  NEEDS  ASSESSMENT  ON
 ITS WEBSITE AND ISSUE A REPORT TO THE LEGISLATURE.
 § 27-3405. PRODUCER RESPONSIBILITY PROGRAM PLAN.
   1. WITHIN SIX MONTHS OF THE EFFECTIVE DATE OF THIS TITLE, EACH PRODUC-
 ER SHALL REGISTER WITH THE DEPARTMENT.
   2.  WITHIN  EIGHTEEN  MONTHS OF THE EFFECTIVE DATE OF THIS TITLE, EACH
 PRODUCER, EITHER INDIVIDUALLY OR ACTING  COLLECTIVELY,  SHALL  SUBMIT  A
 PRODUCER RESPONSIBILITY PROGRAM PLAN (HEREINAFTER "PLAN") TO THE DEPART-
 MENT  FOR  APPROVAL.  A  PRODUCER MAY SATISFY ITS OBLIGATIONS UNDER THIS
 TITLE INDIVIDUALLY OR COLLECTIVELY.
   3. EACH PRODUCER SHALL BEGIN PROGRAM IMPLEMENTATION WITHIN SIX  MONTHS
 AFTER  THE  DATE  THE PLAN IS APPROVED OR NO LATER THAN TWO YEARS OF THE
 EFFECTIVE DATE OF THIS TITLE. IF NO PLAN IS APPROVED BY THAT  TIMEFRAME,
 THE PRODUCER SHALL BE SUBJECT TO PENALTIES FOR NONCOMPLIANCE.
   4. ANY PERSON THAT BECOMES A PRODUCER AFTER THE EFFECTIVE DATE OF THIS
 TITLE  SHALL  SUBMIT  AN  INDIVIDUAL PLAN, OR JOIN WITH OTHER PRODUCERS,
 WITHIN SIX MONTHS AND BEGIN PROGRAM IMPLEMENTATION WITHIN SIX MONTHS  OF
 PLAN APPROVAL OR BE SUBJECT TO PENALTIES FOR NONCOMPLIANCE.
 S. 1064                             6
 
   5. THE SUBMITTED PLAN SHALL, AT A MINIMUM, ADDRESS THE FOLLOWING:
   (A)  CONTACT  INFORMATION, INCLUDING THE NAME, ELECTRONIC AND PHYSICAL
 ADDRESS, AND TELEPHONE NUMBER OF THE AUTHORIZED  REPRESENTATIVE  OF  THE
 PRODUCER OR PRODUCERS.
   (B) IDENTIFY THE PRODUCER OR PRODUCERS PARTICIPATING IN THE PLAN.
   (C) A DESCRIPTION OF HOW THE NON-REUSABLE PACKAGING REDUCTION REQUIRE-
 MENTS  AND RECYCLING OR POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS ARE
 ADDRESSED.
   (D) A COMPREHENSIVE LIST OF THE TYPES AND BRANDS OF PACKAGING PRODUCTS
 FOR WHICH THE PRODUCER OR PRODUCERS ARE RESPONSIBLE FOR,  INCLUDING  THE
 UPCS OF THE PRODUCTS ASSOCIATED WITH EACH TYPE OF PACKAGING MATERIAL.
   (E)  A  DESCRIPTION  OF  THE PROPOSED FUNDING MECHANISM, IDENTIFIED IN
 SECTION 27-3411 OF THIS TITLE THAT MEETS THE REQUIREMENTS OF THIS  TITLE
 AND  IS  SUFFICIENT TO COVER THE COST OF OPERATING THE PROGRAM, UPDATING
 THE PLAN, AND MAINTAINING A FINANCIAL RESERVE SUFFICIENT TO OPERATE  THE
 PROGRAM  IN A FISCALLY PRUDENT AND RESPONSIBLE MANNER. AT A MINIMUM, THE
 FOLLOWING FUNDING MECHANISM DETAILS SHALL BE PROVIDED IN THE PLAN:
   (I) PROPOSED PROGRAM FEES, LISTED BY PRODUCER, WHICH ARE BASED  ON  AN
 OBJECTIVE  FORMULA ESTABLISHING A REIMBURSEMENT RATE, WHICH COVERS OBLI-
 GATIONS IDENTIFIED IN THE NEEDS ASSESSMENT AND TAKES INTO ACCOUNT  VARI-
 ABLE  REGIONAL  COSTS, INCLUDING AT A MINIMUM THOSE IDENTIFIED IN CLAUSE
 (A) OF SUBPARAGRAPH (IV) OF THIS PARAGRAPH,  FOR  PARTICIPATING  MUNICI-
 PALITIES OR PRIVATE SECTOR HAULERS, APPROVED BY THE DEPARTMENT.
   (II)  PROGRAM FEES DETERMINED BASED ON ECO-MODULATION. FOR PURPOSES OF
 THIS TITLE, "ECO-MODULATION" SHALL  PROVIDE  THAT  PROGRAM  CHARGES  ARE
 STRUCTURED  TO  PROVIDE  PRODUCERS WITH FINANCIAL INCENTIVES THAT REWARD
 REDUCTION OF WASTE AT THE SOURCE AND RECYCLING COMPATIBILITY INNOVATIONS
 AND PRACTICES, REWARD PRODUCERS FOR REUSABLE PACKAGING PRODUCTS, INCLUD-
 ING THOSE THAT ARE CONTAINED WITHIN A REUSE AND REFILL SYSTEM  AND  THAT
 DISINCENTIVIZE  DESIGNS OR PRACTICES THAT INCREASE COSTS OF MANAGING THE
 PACKAGING PRODUCTS.
   (III) THE PRODUCER OR PRODUCERS MAY  ADJUST  CHARGES  TO  BE  PAID  BY
 PARTICIPATING  PRODUCERS, OR MAY INCLUDE A CREDIT, BASED ON FACTORS THAT
 AFFECT SYSTEM COSTS.
   (IV) PROGRAM FEES SHALL ALSO BE VARIABLE BASED ON:
   (A) COSTS TO PROVIDE RECYCLING COLLECTION OR OTHER  FORM  OF  CONSUMER
 SERVICE  THAT  IS,  AT  MINIMUM,  AS  CONVENIENT  AS  THE PREVIOUS WASTE
 COLLECTION SCHEMA IN THE PARTICULAR JURISDICTION FOR ALL CONSUMERS;
   (B) COSTS TO PROCESS A  PRODUCER'S  PACKAGING  PRODUCTS  FOR  SALE  TO
 SECONDARY MATERIAL MARKETS;
   (C)  WHETHER THE PACKAGING PRODUCT WOULD TYPICALLY BE READILY-RECYCLA-
 BLE EXCEPT THAT AS A CONSEQUENCE OF THE PRODUCT'S  DESIGN,  THE  PRODUCT
 HAS THE EFFECT OF DISRUPTING RECYCLING PROCESSES OR THE PRODUCT INCLUDES
 LABELS,  INKS,  OR  ADHESIVES CONTAINING HEAVY METALS THAT WOULD CONTAM-
 INATE THE RECYCLING PROCESS;
   (D) WHETHER THE PACKAGING IS SPECIFICALLY DESIGNED TO BE  REUSABLE  OR
 REFILLABLE, IS CONTAINED WITHIN A REUSE OR REFILL SYSTEM, AND HAS A HIGH
 REUSE OR REFILL RATE;
   (E) THE COMMODITY VALUE OF PACKAGING PRODUCTS; AND
   (F)  CONTRIBUTIONS  TO  GREENHOUSE  GAS EMISSIONS FROM THE PRODUCTION,
 USE, COLLECTION, PROCESSING, AND MARKETING OF THE PACKAGING PRODUCT.
   (F) A DESCRIPTION OF THE PROCESS FOR PARTICIPATING  MUNICIPALITIES  OR
 PRIVATE  SECTOR HAULERS TO RECOUP REASONABLE COSTS AS ESTABLISHED BY THE
 NEEDS ASSESSMENT FROM THE PRODUCER, INCLUDING, AS APPLICABLE, ANY ADMIN-
 ISTRATIVE, SORTING,  COLLECTION,  TRANSPORTATION,  PUBLIC  EDUCATION  OR
 S. 1064                             7
 
 PROCESSING COSTS IF THE PRODUCER USES SERVICES THROUGH A MUNICIPALITY OR
 OBTAINS SUCH SERVICES FROM A PRIVATE HAULER;
   (G)  A  DESCRIPTION  OF THE CHARACTERISTICS OF EACH  TYPE OF PACKAGING
 MATERIAL THAT ARE RELEVANT  TO  THE  ECO-MODULATING  FACTORS  SET  FORTH
 PURSUANT TO SECTION 27-3411 OF THIS TITLE;
   (H)  A  DESCRIPTION  OF  THE  PRODUCER'S OR PRODUCERS' PUBLIC OUTREACH
 EDUCATION PROGRAM FOR CONSUMERS AND OTHER STAKEHOLDERS THAT  WILL  AT  A
 MINIMUM:
   (I)  BE DESIGNED TO ACHIEVE THE MANAGEMENT GOALS OF PACKAGING PRODUCTS
 UNDER THIS TITLE, INCLUDING THE PREVENTION OF CONTAMINATION OF PRODUCTS;
   (II) INCORPORATE, AT  A  MINIMUM,  ELECTRONIC,  PRINT,  WEB-BASED  AND
 SOCIAL  MEDIA  ELEMENTS  THAT  MUNICIPALITIES  COULD  UTILIZE  AT  THEIR
 DISCRETION;
   (III) CONSULT WITH MUNICIPALITIES AND OTHER  STAKEHOLDERS,  COORDINATE
 WITH AND ASSIST LOCAL MUNICIPAL PROGRAMS, MUNICIPAL CONTRACTED PROGRAMS,
 SOLID WASTE COLLECTION COMPANIES, AND OTHER ENTITIES PROVIDING SERVICES,
 AND  DEVELOP  AND  PROVIDE  OUTREACH  AND EDUCATION TO THE DIVERSE POPU-
 LATIONS IN THE STATE, INCLUDING UTILIZING  A  VARIETY  OF  OUTREACH  AND
 EDUCATION  TOOLS AND ENSURING MATERIALS ARE WIDELY ACCESSIBLE AND AVAIL-
 ABLE IN MULTIPLE LANGUAGES;
   (IV) LABEL OR  MARK  PACKAGING  INFORMATION  IN  ACCORDANCE  WITH  THE
 REQUIREMENTS OF SECTION 27-3425 OF THIS TITLE;
   (V)  INCLUDE  DETAILS  ON THE FOLLOWING COMPONENTS OF THE OUTREACH AND
 EDUCATION PROGRAM PROVIDED IN THE PLAN AND MAKE SUCH  DETAILS  AVAILABLE
 TO  CONSUMERS  AND  OTHER  STAKEHOLDERS  ON THE PRODUCER'S OR PRODUCERS'
 PUBLIC EDUCATION PROGRAM WEBSITE:
   (A) PROPER END-OF-LIFE MANAGEMENT OF PACKAGING;
   (B) THE LOCATION AND AVAILABILITY OF RECYCLING COLLECTION;
   (C) HOW TO PREVENT LITTER OF PACKAGING PRODUCTS; AND
   (D) A DESCRIPTION OF THE PROCESS FOR ANSWERING  STAKEHOLDER  QUESTIONS
 AND RESOLVING ANY ISSUES.
   6.  A  PRODUCER IMPLEMENTING AN INDIVIDUAL EXTENDED PRODUCER RESPONSI-
 BILITY  PROGRAM  OR  PRODUCERS  ACTING  COOPERATIVELY  SHALL   UNDERTAKE
 OUTREACH,  EDUCATION,  AND  COMMUNICATIONS  THAT  ASSIST IN ATTAINING OR
 EXCEEDING THE MINIMUM POST-CONSUMER CONTENT, MINIMUM RECOVERY RATES, AND
 MINIMUM RECYCLING RATES, AS SPECIFIED BY THE DEPARTMENT IN REGULATION.
   7. NO LATER THAN NINETY DAYS AFTER THE SUBMISSION  OF  THE  PLAN,  THE
 DEPARTMENT  SHALL  DETERMINE  WHETHER  TO APPROVE THE PLAN AS SUBMITTED;
 APPROVE THE PLAN WITH CONDITIONS; OR DENY THE PLAN.
   8. THE DEPARTMENT SHALL CONSIDER THE FOLLOWING IN DETERMINING  WHETHER
 TO APPROVE A PLAN:
   (A)  WHETHER  THE  PLAN ADEQUATELY ADDRESSES ALL ELEMENTS DESCRIBED IN
 THIS SECTION;
   (B) WHETHER THE PRODUCER OR  PRODUCERS  HAVE  UNDERTAKEN  SATISFACTORY
 CONSULTATION  WITH  THE  PUBLIC  AND MUNICIPALITIES AND HAVE PROVIDED AN
 OPPORTUNITY FOR INPUT IN THE DEVELOPMENT OF THE PLAN PRIOR TO SUBMISSION
 OF THE PLAN;
   (C) WHETHER THE PLAN ADEQUATELY PROVIDES FOR:
   (I) THE PRODUCER OR PRODUCERS COLLECTING  AND  FUNDING  THE  COSTS  OF
 COLLECTING  AND  PROCESSING  PACKAGING MATERIALS COVERED BY THE PLAN AND
 REIMBURSING MUNICIPALITIES OR PRIVATE HAULERS PROVIDING SUCH SERVICES;
   (II) THE FUNDING MECHANISM TO COVER THE ENTIRE COST OF THE PRODUCER OR
 PRODUCERS' PROGRAM AND WHETHER SUCH MECHANISM PROVIDES FOR AN  EQUITABLE
 DISTRIBUTION OF FUNDING;
 S. 1064                             8
 
   (III)  AN  EVALUATION  SYSTEM  FOR THE PROGRAM CHARGE STRUCTURE, WHICH
 SHALL BE EVALUATED ON AN ANNUAL BASIS AND RESUBMITTED TO THE  DEPARTMENT
 ANNUALLY;
   (IV) EFFECTIVE CONSUMER OUTREACH AND EDUCATION;
   (V)  WHETHER  THE PLAN SATISFACTORILY PROVIDES FOR HOW THE PRODUCER OR
 PRODUCERS IMPLEMENTING AN INDIVIDUAL  EXTENDED  PRODUCER  RESPONSIBILITY
 PROGRAM  WILL  MEET  THE  MINIMUM  POST-CONSUMER CONTENT RATES, RECOVERY
 RATES, AND RECYCLING RATES, WHICH WILL CREATE  OR  ENHANCE  MARKETS  FOR
 RECYCLED MATERIALS; AND
   (VI)  WHETHER  THE  PLAN  CREATES A CONVENIENT SYSTEM FOR CONSUMERS TO
 RECYCLE PACKAGING PRODUCTS THAT MEETS OR EXCEEDS THE CONVENIENCE  CRITE-
 RIA SET FORTH IN SECTION 27-3407 OF THIS TITLE.
   9.  THE  DEPARTMENT  MAY  DENY  A  PLAN.  (A) IF A PLAN IS DENIED, THE
 DEPARTMENT SHALL INFORM THE PRODUCER OR PRODUCERS IMPLEMENTING AN  INDI-
 VIDUAL  EXTENDED  PRODUCER  RESPONSIBILITY  PROGRAM IN WRITING AS TO ANY
 DEFICIENCIES IN SUCH PLAN. THE PRODUCER OR  PRODUCERS  IMPLEMENTING  THE
 PLAN SHALL AMEND AND RESUBMIT ANY DENIED PLANS FOR RECONSIDERATION WITH-
 IN SIXTY DAYS OF NOTIFICATION OF THE DENIAL OF SUCH PLAN. THE DEPARTMENT
 SHALL APPROVE OR DENY SUCH PLAN WITHIN THIRTY DAYS OF RESUBMISSION.
   (B)  IF  A  PLAN IS DENIED A SECOND TIME, THE DEPARTMENT SHALL PROVIDE
 THE PRODUCER OR PRODUCERS WITH  DIRECTION  FOR  MEETING  ANY  ADDITIONAL
 REQUIRED  ELEMENTS OF THE PLAN IT DEEMS NECESSARY.  IF SUCH REQUIREMENTS
 ARE NOT MET WITHIN THIRTY DAYS,  THE  PRODUCER  OR  PRODUCERS  SHALL  BE
 SUBJECT TO PENALTIES FOR EACH DAY SUCH PLAN IS DELAYED.
   10. THE DEPARTMENT MAY RESCIND THE APPROVAL OF AN APPROVED PLAN AT ANY
 TIME FOR JUST CAUSE. IF A PLAN IS RESCINDED, THE DEPARTMENT SHALL INFORM
 THE  PRODUCER  OR PRODUCERS IN WRITING AS TO ANY AND ALL REASONS WHY THE
 PLAN WAS RESCINDED. THE PRODUCER  OR  PRODUCERS  IMPLEMENTING  THE  PLAN
 SHALL  AMEND AND RESUBMIT ANY RESCINDED PLANS FOR RECONSIDERATION WITHIN
 SIXTY DAYS OF SUCH NOTIFICATION. THE DEPARTMENT SHALL APPROVE OR  REJECT
 ANY SUCH AMENDED PLAN WITHIN THIRTY DAYS OF RESUBMISSION.
   11.  THE  PRODUCER  OR  PRODUCERS  SHALL  NOTIFY THE DEPARTMENT OF ANY
 PROPOSED MODIFICATION TO THE PROGRAM. IF THE DEPARTMENT DETERMINES  THAT
 THE  PLAN  HAS  BEEN  SUBSTANTIALLY  MODIFIED, THE PRODUCER OR PRODUCERS
 SHALL SUBMIT A PROPOSED PLAN AMENDMENT DESCRIBING  THE  CHANGES  TO  THE
 DEPARTMENT  WITHIN  NINETY DAYS OF THE DETERMINATION. WITHIN NINETY DAYS
 OF RECEIPT OF A PROPOSED AMENDED PLAN, THE  DEPARTMENT  SHALL  DETERMINE
 WHETHER  THE AMENDED PLAN COMPLIES WITH THIS TITLE. THE DEPARTMENT SHALL
 SEND A LETTER NOTIFYING THE PRODUCER OR PRODUCERS OF: (A)  APPROVAL;  OR
 (B)  DISAPPROVAL,  INCLUDING  THE  REASONS  FOR  REJECTING THE PLAN. THE
 PRODUCER OR PRODUCERS SHALL SUBMIT A  REVISED  PLAN  WITHIN  SIXTY  DAYS
 AFTER RECEIPT OF THE LETTER OF DISAPPROVAL.
   12.  THE PRODUCER OR PRODUCERS SHALL REIMBURSE THE DEPARTMENT ANNUALLY
 AT THE TIME OF ANNUAL REPORTING FOR ALL ADMINISTRATIVE COSTS  ASSOCIATED
 WITH IMPLEMENTATION AND OVERSIGHT OF THE PROGRAM.
   13.  BEGINNING TWO CALENDAR YEARS FOLLOWING THE EFFECTIVE DATE OF THIS
 TITLE, A PRODUCER SHALL NOT:
   (A) SELL, OFFER FOR SALE, OR  DISTRIBUTE,  IN  THE  STATE,  A  PRODUCT
 CONTAINED,  PROTECTED,  DELIVERED,  PRESENTED OR DISTRIBUTED IN OR USING
 PACKAGING MATERIAL FOR WHICH THE PRODUCER  HAS  NOT  COMPLIED  WITH  ALL
 APPLICABLE REQUIREMENTS OF THIS TITLE; OR
   (B)  SELL, OFFER FOR SALE, OR DISTRIBUTE PACKAGING FOR USE IN NEW YORK
 UNLESS SUCH PACKAGING PRODUCTS ARE IN  COMPLIANCE  WITH  ALL  APPLICABLE
 REQUIREMENTS OF THIS TITLE.
 S. 1064                             9
 
   14.  NO  PERSON  MAY  CHARGE  A  CONSUMER  POINT-OF-SALE  OR  POINT OF
 COLLECTION FEE TO RECOUP THE COSTS ASSOCIATED  WITH  MEETING  THE  OBLI-
 GATIONS UNDER THIS TITLE.
   15. A PRODUCER OR PRODUCERS SHALL ANNUALLY REPORT TO THE DEPARTMENT:
   (A)  THE  TOTAL AMOUNT OF PACKAGING MATERIAL, BY WEIGHT, SOLD, OFFERED
 FOR SALE, OR DISTRIBUTED INTO THE STATE BY THE PRODUCER OR PRODUCERS  IN
 THE PRIOR CALENDAR YEAR;
   (B) THE TOTAL AMOUNT OF PACKAGING MATERIAL, BY UNIT, SOLD, OFFERED FOR
 SALE,  OR DISTRIBUTED INTO THE STATE BY THE PRODUCER OR PRODUCERS IN THE
 PRIOR CALENDAR YEAR;
   (C) THE PERCENTAGE OF ALL PACKAGING MATERIAL THE PRODUCER OR PRODUCERS
 SOLD, OFFERED FOR SALE, OR DISTRIBUTED FOR SALE  IN  THE  STATE  THROUGH
 INTERNET TRANSACTIONS; AND
   (D) THE FOLLOWING FINANCIAL INFORMATION:
   (I)  THE  TOTAL COSTS OF IMPLEMENTING THE PROGRAM, AS DETERMINED BY AN
 INDEPENDENT FINANCIAL AUDIT;
   (II) A COPY OF THE INDEPENDENT AUDIT; AND
   (III) A DETAILED DESCRIPTION OF WHETHER THE PROGRAM COMPENSATES  MUNI-
 CIPALITIES,  SOLID  WASTE  COLLECTION, SORTING AND PROCESSING FACILITIES
 AND OTHER APPROVED  ENTITIES  FOR  THEIR  RECYCLING  EFFORTS  AND  OTHER
 RELATED SERVICES PROVIDED AND ANY AMOUNT OF REIMBURSEMENT PROVIDED.
   16.  IN  ACCORDANCE  WITH THE REGULATIONS ADOPTED BY THE DEPARTMENT, A
 PRODUCER OR PRODUCERS SHALL ANNUALLY REPORT TO THE  DEPARTMENT  INFORMA-
 TION NECESSARY FOR THE DEPARTMENT TO MAKE A DETERMINATION OF THE PRODUC-
 ER'S OR PRODUCERS' COMPLIANCE WITH:
   (A)  THE  NON-REUSABLE  PACKAGING  REDUCTION  REQUIREMENTS  OF SECTION
 27-3413 OF THIS TITLE;
   (B) THE REUSE AND REFILL SYSTEM REQUIREMENTS  OF  SECTION  27-3413  OF
 THIS TITLE;
   (C)  THE  RECYCLING OR POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS OF
 SECTION 27-3415 OF THIS TITLE;
   (D) THE TOXIC SUBSTANCES IN PACKAGING REQUIREMENTS OF SECTION  27-3417
 OF THIS TITLE; AND
   (E) THE LABELING REQUIREMENTS OF SECTION 27-3425 OF THIS TITLE.
   17.  EACH  PRODUCER  SHALL  PAY  FEES, ASSOCIATED WITH THE COST OF THE
 NEEDS ASSESSMENT REQUIRED BY SECTION 27-3411 OF THIS TITLE.
   18. NOTWITHSTANDING ANY PROVISION OF THIS TITLE  TO  THE  CONTRARY,  A
 PRODUCER  SHALL BE EXEMPT FROM THE REQUIREMENTS AND PROHIBITIONS OF THIS
 TITLE:
   (A) IN ANY CALENDAR YEAR IN WHICH THE PRODUCER REALIZED LESS THAN  TWO
 MILLION  DOLLARS  IN TOTAL GROSS REVENUE DURING THE PRIOR CALENDAR YEAR;
 OR
   (B) IN ANY CALENDAR YEAR IN WHICH THE PRODUCER SOLD, OFFERED FOR SALE,
 OR DISTRIBUTED FOR SALE IN THE STATE  DURING  THE  PRIOR  CALENDAR  YEAR
 PACKAGING MATERIALS/PRODUCTS CONTAINED, PROTECTED, DELIVERED, PRESENTED,
 OR  DISTRIBUTED  IN  OR USING LESS THAN ONE TON OF PACKAGING MATERIAL IN
 TOTAL; OR
   (C) IF THE PRODUCER IS A MUNICIPALITY.
   19. A PRODUCER CLAIMING AN EXEMPTION UNDER THIS SECTION SHALL  PROVIDE
 TO  THE DEPARTMENT SUFFICIENT INFORMATION TO DEMONSTRATE THAT THE CLAIM-
 ANT MEETS THE REQUIREMENTS FOR AN EXEMPTION UNDER  THIS  SECTION  WITHIN
 THIRTY DAYS OF RECEIVING A REQUEST FROM THE DEPARTMENT.
 § 27-3407. COLLECTION AND CONVENIENCE.
   A PRODUCER  OR PRODUCERS SHALL PROVIDE FOR WIDESPREAD, CONVENIENT, AND
 EQUITABLE ACCESS TO COLLECTION OPPORTUNITIES FOR THE PACKAGING MATERIALS
 IDENTIFIED  UNDER THE PRODUCER  OR PRODUCERS' PLAN AT NO ADDITIONAL COST
 S. 1064                            10
 
 TO RESIDENTS.  SUCH OPPORTUNITIES SHALL BE PROVIDED TO ALL RESIDENTS  OF
 NEW YORK IN A MANNER THAT IS AS CONVENIENT AS THE  COLLECTION  OF MUNIC-
 IPAL SOLID WASTE. A PRODUCER OR PRODUCERS SHALL ENSURE SERVICES CONTINUE
 FOR  CURBSIDE  RECYCLING  PROGRAMS  THAT A MUNICIPALITY SERVES AS OF THE
 EFFECTIVE DATE OF THIS TITLE, EITHER DIRECTLY OR THROUGH A  CONTRACT  TO
 PROVIDE  SERVICES,  AND  THAT  SUCH SERVICES   ARE CONTINUED THROUGH THE
 PLAN. A PLAN MAY NOT RESTRICT A RESIDENT'S ABILITY TO CONTRACT  DIRECTLY
 WITH THIRD  PARTIES TO OBTAIN RECYCLING COLLECTION SERVICES IF RESIDENTS
 HAVE THE OPTION TO ENTER INTO SUCH CONTRACTS AS OF THE EFFECTIVE DATE OF
 THIS  TITLE,  AS  LONG  AS  THE  RESIDENT  STILL  VOLUNTARILY CHOOSES TO
 CONTRACT DIRECTLY  WITH  THE THIRD PARTY. A PRODUCER  OR  PRODUCERS  MAY
 RELY  ON  A RANGE OF MEANS TO COLLECT VARIOUS CATEGORIES OF PACKAGING SO
 LONG AS  OPTIONS  FOR  PACKAGING  MATERIAL  INCLUDE  CURBSIDE  RECYCLING
 COLLECTION SERVICES PROVIDED BY MUNICIPAL PROGRAMS, MUNICIPAL CONTRACTED
 PROGRAMS,  SOLID  WASTE COLLECTION COMPANIES, OR OTHER APPROVED ENTITIES
 AS IDENTIFIED  BY THE DEPARTMENT IF:
   1. THE CATEGORY OF PACKAGING MATERIALS  IS  SUITABLE  FOR  RESIDENTIAL
 CURBSIDE  RECYCLING  COLLECTION  AND  CAN BE EFFECTIVELY   SORTED BY THE
 FACILITIES RECEIVING THE CURBSIDE COLLECTED MATERIAL.
   2. THE RECYCLING FACILITY   PROVIDING PROCESSING AND  SORTING  SERVICE
 AGREES  TO  INCLUDE THE CATEGORY OF PACKAGING MATERIALS  AS  AN ACCEPTED
 MATERIAL.
   3. THE PACKAGING MATERIAL IS NOT HANDLED THROUGH A DEPOSIT AND  RETURN
 SCHEME  OR BUY BACK SYSTEM THAT RELIES ON A COLLECTION SYSTEM OTHER THAN
 CURBSIDE OR MULTI-FAMILY COLLECTION.
   4. THE PROVIDER OF THE RESIDENTIAL CURBSIDE RECYCLING  SERVICE  AGREES
 TO PARTICIPATE.
   5.  (A) THE PRODUCER OR PRODUCERS SHALL ADOPT A LIST OF  MINIMUM TYPES
 OF READILY RECYCLABLE MATERIALS  AND PRODUCTS BASED ON THE  DEPARTMENT'S
 IDENTIFICATION OF AVAILABLE COLLECTION AND PROCESSING INFRASTRUCTURE AND
 RECYCLING    MARKETS  FOR PACKAGING MATERIALS. THE PRODUCER OR PRODUCERS
 SHALL UPDATE AND ADOPT THE LIST ON AN ANNUAL BASIS, IN CONSULTATION WITH
 THE DEPARTMENT, IN RESPONSE TO COLLECTION  AND  PROCESSING  IMPROVEMENTS
 AND  CHANGES IN RECYCLING END MARKETS. IF THERE ARE MULTIPLE LISTS,  THE
 DEPARTMENT  SHALL   COMPILE  THE LISTS AND SHALL PUBLISH A COMPILED LIST
 TO THE PUBLIC. SUCH LISTS MAY VARY BY  GEOGRAPHIC  REGION  DEPENDING  ON
 REGIONAL MARKETS AND REGIONAL COLLECTION AND PROCESSING INFRASTRUCTURE.
   (B)  ALL MUNICIPALITIES OR PRIVATE RECYCLING  SERVICE  PROVIDERS SHALL
 PROVIDE FOR THE COLLECTION AND RECYCLING OF ALL IDENTIFIED MATERIALS AND
 PRODUCTS  CONTAINED  ON  THE  LIST  OF  MINIMUM  RECYCLABLES,  BASED  ON
 GEOGRAPHIC REGIONS, IN ORDER TO BE ELIGIBLE FOR REIMBURSEMENT; PROVIDED,
 HOWEVER,  NOTHING  SHALL  PENALIZE  A  MUNICIPALITY OR PRIVATE RECYCLING
 SERVICE FOR PACKAGING MATERIALS THAT ARE GENERATED IN  THE  MUNICIPALITY
 OR  GEOGRAPHIC REGION THAT ARE NOT INCLUDED ON THE LIST OF MINIMUM TYPES
 OF RECYCLABLE PACKAGING MATERIALS OR PRODUCTS  AS  LONG  AS  IT  CAN  BE
 DEMONSTRATED  THAT  SUCH  MATERIALS  HAVE  A MARKET AS DETERMINED BY THE
 DEPARTMENT IN CONSULTATION WITH THE PRODUCER OR PRODUCERS. REIMBURSEMENT
 SHALL COVER RECYCLING OF ALL  PACKAGING MATERIALS SO LONG AS THE PROGRAM
 INCLUDES AT LEAST THE MINIMUM RECYCLABLE LIST.
 § 27-3409. RESPONSIBILITIES OF THE DEPARTMENT.
   1. WITHIN ONE YEAR OF THE EFFECTIVE DATE OF THIS TITLE, THE DEPARTMENT
 SHALL  PROMULGATE  REGULATIONS  SETTING  RECOMMENDED  PROGRAM  FEES  FOR
 PRODUCERS  TO PAY AFTER CONSULTING WITH MULTIPLE STAKEHOLDERS, INCLUDING
 MUNICIPALITIES, BUSINESSES, INSTITUTIONS, AND  OTHER  EXTENDED  PRODUCER
 RESPONSIBILITY  PROGRAMS.  PROGRAM FEES SHALL BE SET AT A RATE THAT WILL
 DRIVE REDUCTIONS IN OVERALL PACKAGING,  INCENTIVIZE  ADOPTION  OF  REUSE
 S. 1064                            11
 
 SYSTEMS,  INCREASE  POST-CONSUMER RECYCLED MATERIAL, AND PROMOTE THE USE
 OF RECYCLABLE PACKAGING.
   2.  THE  DEPARTMENT  SHALL REVISE RECOMMENDED PROGRAM FEES EVERY THREE
 YEARS, BEGINNING THREE YEARS AFTER THE FIRST  SET  OF  PROGRAM  FEES  IS
 ESTABLISHED  TO REFLECT NEW DATA RECEIVED ABOUT MATERIAL USE AND MANAGE-
 MENT, OR WHENEVER THE TARGETS SET IN SECTIONS  27-3413  AND  27-3415  OF
 THIS TITLE ARE NOT MET TO DRIVE COMPLIANCE WITH SUCH TARGETS.
   3.  THE  DEPARTMENT  SHALL  ANNUALLY  COMPILE  A  LIST OF ANY PRODUCER
 NONCOMPLIANCE, AND THE STEPS BEING TAKEN TO BRING NONCOMPLIANT PRODUCERS
 INTO COMPLIANCE.
   4. THE DEPARTMENT SHALL ANNUALLY PROVIDE A DESCRIPTION OF THE  INFRAS-
 TRUCTURE  AND  EDUCATION INVESTMENTS MADE BY PRODUCERS IN PRIOR CALENDAR
 YEARS AND AN EVALUATION  OF  HOW  THOSE  INVESTMENTS  WERE  DESIGNED  TO
 INCREASE ACCESS TO RECYCLING AND REFILL OR REUSE SYSTEMS IN THE STATE.
   5.  THE  DEPARTMENT SHALL PROVIDE AN ANNUAL ASSESSMENT OF THE PROGRESS
 MADE TOWARD THE ACHIEVEMENT OF ANY  PROGRAM  GOALS,  INCLUDING  BUT  NOT
 LIMITED  TO  THE REQUIREMENTS UNDER SECTIONS 27-3413 AND 27-3415 OF THIS
 TITLE.
   6. THE DEPARTMENT SHALL PROVIDE AN ANNUAL ASSESSMENT  OF  THE  PAYMENT
 SCHEDULE ADOPTED BY PRODUCERS PURSUANT TO SECTION 27-3411 OF THIS TITLE.
   7.  THE  DEPARTMENT  SHALL PROVIDE AN ANNUAL ASSESSMENT OF WHETHER THE
 PLAN HAS BEEN SUCCESSFUL IN INCREASING THE AMOUNT OF PACKAGING  MATERIAL
 THAT  IS READILY-RECYCLABLE, INCREASING THE TRANSITION FROM NON-REUSABLE
 TO REUSABLE PACKAGING, AND INCENTIVIZING IMPROVEMENTS TO THE  DESIGN  OF
 PACKAGING MATERIAL.
   8.  THE  DEPARTMENT  SHALL  CONSIDER  ANY PROPOSALS FOR CHANGES TO THE
 PROGRAM OR INVESTMENTS  IN  EDUCATION  AND  INFRASTRUCTURE  DESIGNED  TO
 REDUCE THE AMOUNT OF PACKAGING MATERIAL USED, INCREASE ACCESS TO RECYCL-
 ING,  INCREASE  THE RECYCLING OF OR RECYCLABILITY OF PACKAGING MATERIAL,
 REDUCE PROGRAM COSTS, OR OTHERWISE INCREASE  PROGRAM  EFFICIENCY,  WHICH
 MAY  INCLUDE  AN  ANALYSIS  OF  BEST  PRACTICES  FOR MUNICIPAL RECYCLING
 PROGRAMS AND MATERIAL RECOVERY FACILITIES.
   9. THE DEPARTMENT SHALL CONSIDER THE RESULTS OF REPRESENTATIVE INBOUND
 AND OUTBOUND AUDITS OF RECYCLABLE MATERIAL PROCESSED AND SOLD BY MATERI-
 ALS RECYCLING FACILITIES IN THE  STATE  AND  WASTE  CHARACTERIZATION  OF
 MUNICIPAL SOLID WASTE.
   10.  THE  DEPARTMENT  SHALL  REVIEW  THE RESULTS OF A PRODUCERS' THIRD
 PARTY FINANCIAL AUDITS.
 § 27-3411. FUNDING MECHANISM.
   1. THE DEPARTMENT  SHALL  PROMULGATE  REGULATIONS  SETTING  FORTH  THE
 MANNER IN WHICH RECOMMENDED PRODUCER PROGRAM FEES ON PACKAGING MATERIALS
 SHALL BE CALCULATED.  PAYMENTS SHALL BE CALCULATED BASED ON:
   (A) THE PACKAGING MATERIAL TYPE; AND
   (B)  THE QUANTITY OF EACH PACKAGING MATERIAL TYPE, BY WEIGHT, THAT THE
 PRODUCER SELLS, OFFERS FOR SALE, OR DISTRIBUTES IN THE STATE.
   2. THE LIST OF PACKAGING MATERIAL TYPES SHALL INCLUDE, AT  A  MINIMUM,
 THE FOLLOWING MATERIALS:
   (A) PAPER;
   (B) CARDBOARD;
   (C) CORRUGATED CARDBOARD;
   (D) GENERIC PAPER/CARDBOARD;
   (E) WOOD;
   (F) GLASS;
   (G) POLYETHYLENE TEREPHTHALATE (PET);
   (H) HIGH DENSITY POLYETHYLENE (HDPE);
   (I) EXPANDED POLYSTYRENE (EPS);
 S. 1064                            12
 
   (J) POLYSTYRENE;
   (K) BIO-PLASTICS;
   (L) GENERIC PLASTICS;
   (M) PLASTIC FILM;
   (N) OTHER PLASTICS;
   (O) STEEL OR FERROUS;
   (P) ALUMINUM;
   (Q) TINPLATE; AND
   (R) GENERIC METALS.
   3. (A) PROGRAM FEES SHALL AT A MINIMUM INCLUDE:
   (I)  COSTS TO PROVIDE CURBSIDE COLLECTION OR OTHER FORM OF RESIDENTIAL
 SERVICE  THAT IS, AT MINIMUM, AS CONVENIENT AS CURBSIDE COLLECTION OR AS
 CONVENIENT AS THE PREVIOUS RECYCLING COLLECTION PLAN IN THE   PARTICULAR
 JURISDICTION  OR AS CONVENIENT AS THE PREVIOUS REFUSE COLLECTION PLAN IN
 THE PARTICULAR JURISDICTION SHOULD RECYCLING COLLECTION NOT BE PROVIDED;
   (II)  COSTS TO PROCESS PACKAGING MATERIALS FOR ACCEPTANCE BY SECONDARY
 MATERIAL MARKETS;
   (III) WHETHER THE PACKAGING MATERIALS WOULD TYPICALLY  BE  READILY-RE-
 CYCLABLE EXCEPT THAT AS A CONSEQUENCE OF THE PRODUCT'S DESIGN, THE PROD-
 UCT    HAS  THE  EFFECT OF DISRUPTING RECYCLING PROCESSES OR THE PRODUCT
 INCLUDES LABELS, INKS, AND ADHESIVES CONTAINING HEAVY  METALS  OR  OTHER
 TOXIC SUBSTANCES THAT WOULD CONTAMINATE THE RECYCLING PROCESS;
   (IV)    WHETHER  THE  PACKAGING  MATERIALS  OR PRODUCT IS SPECIFICALLY
 DESIGNED TO BE REUSABLE OR REFILLABLE AND HAS HIGH REUSE OR REFILL RATE;
   (V) THE COMMODITY VALUE OF A PACKAGING MATERIAL OR PRODUCT.
   THE CHARGES SHALL BE ADJUSTED, OR THE PRODUCERS MAY BE   PROVIDED    A
 CREDIT,  BASED  UPON  THE  PERCENTAGE OF POST-CONSUMER RECYCLED MATERIAL
 CONTENT AND SUCH PERCENTAGE OF POST-CONSUMER RECYCLED CONTENT  SHALL  BE
 VERIFIED BY AN INDEPENDENT  THIRD PARTY APPROVED TO PERFORM VERIFICATION
 SERVICES  TO  ENSURE  THAT SUCH PERCENTAGE EXCEEDS THE MINIMUM  REQUIRE-
 MENTS IN  THE  PACKAGING MATERIAL, AS LONG AS THE RECYCLED CONTENT  DOES
 NOT DISRUPT THE POTENTIAL FOR FUTURE RECYCLING.
   (B)  FEES  SHALL BE HIGHER FOR PACKAGING MATERIAL THAT IS NOT READILY-
 RECYCLABLE.
   (C) THE FEES FOR EACH TYPE OF PACKAGING MATERIAL SHALL BE ECO-MODULAT-
 ED AND STRUCTURED TO  PROMOTE  THE  ENVIRONMENTAL  BENEFICIAL  PACKAGING
 DESIGN IN ACCORDANCE WITH THE FOLLOWING:
 
        FEES                   TYPE OF PACKAGING

        FEES ARE INCREASED     PACKAGING IS NOT READILY-RECYCLABLE
        FEES ARE LOWERED       PACKAGING IS READILY-RECYCLABLE
                               PACKING IS COMPOSTABLE
                               PACKING INCORPORATES POST-CONSUMER
                               RECYCLED MATERIAL
        NO FEE                 REUSABLE OR REFILLABLE PACKAGING CONTAINED
                               WITHIN A REUSE/REFILL SYSTEM
 
 § 27-3413. NON-REUSABLE PACKAGING REDUCTION REQUIREMENTS.
   1. A PRODUCER SHALL REDUCE THE TOTAL AMOUNT BY UNIT, ON AVERAGE AND IN
 THE  AGGREGATE, OF NON-REUSABLE PACKAGING ACROSS ITS BRAND IN ACCORDANCE
 WITH THE FOLLOWING SCHEDULE:
   (A) BY TEN PERCENT TWO YEARS AFTER THE IMPLEMENTATION OF THE  PRODUCER
 PLAN PURSUANT TO SECTION 27-3405 OF THIS TITLE;
   (B) BY AT LEAST TWENTY PERCENT FOUR YEARS AFTER PLAN IMPLEMENTATION;
   (C) BY AT LEAST THIRTY PERCENT SIX YEARS AFTER PLAN IMPLEMENTATION;
 S. 1064                            13
 
   (D)  BY  AT LEAST FORTY PERCENT EIGHT YEARS AFTER PLAN IMPLEMENTATION;
 AND
   (E) BY AT LEAST FIFTY PERCENT TEN YEARS AFTER PLAN IMPLEMENTATION.
   2. THE REDUCTIONS REQUIRED BY SUBDIVISION ONE OF THIS SECTION SHALL BE
 MEASURED  AGAINST  THE  TOTAL  AMOUNT  OF  PACKAGING  THE PRODUCER SOLD,
 OFFERED FOR SALE, OR DISTRIBUTED  FOR  SALE  IN  THE  STATE  DURING  THE
 RESPECTIVE  CALENDAR  YEAR.  FOR  PRODUCERS  WHO DID NOT SELL, OFFER FOR
 SALE, OR DISTRIBUTE FOR SALE ANY PACKAGING DURING THE CALENDAR YEAR, THE
 REDUCTIONS REQUIRED BY SUBDIVISION ONE OF THIS SECTION SHALL BE MEASURED
 AGAINST THE FIRST CALENDAR YEAR FOR WHICH THERE IS  DATA  REGARDING  THE
 AMOUNT  OF PACKAGING THE PRODUCER SOLD, OFFERED FOR SALE, OR DISTRIBUTED
 FOR SALE IN THE STATE.
   3. THESE REDUCTIONS MAY BE ACHIEVED BY ELIMINATING NON-REUSABLE  PACK-
 AGING,  INCLUDING  SECONDARY  PACKAGING,  OR  BY TRANSITIONING AWAY FROM
 NON-REUSABLE PACKAGING TO A REUSE AND REFILL SYSTEM.
   4. THE DEPARTMENT SHALL PROMULGATE REGULATIONS THAT ADDRESS THE MANNER
 IN WHICH EACH PRODUCER WILL REPORT ITS COMPLIANCE WITH THE  REQUIREMENTS
 OF THIS SECTION.
 § 27-3415. RECYCLING OR POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS.
   1.  EACH  PRODUCER SHALL ENSURE THAT ALL NON-REUSABLE PACKAGING IN THE
 AGGREGATE, ACROSS ITS ENTIRE BRAND, EITHER:
   (A) IS RECYCLED AT A RATE CONSISTENT WITH THE FOLLOWING SCHEDULE:
   (I) FIFTY PERCENT FIVE YEARS AFTER IMPLEMENTATION OF THE PRODUCER PLAN
 PURSUANT TO SECTION  27-3405 OF THIS TITLE;
   (II) EIGHTY PERCENT EIGHT YEARS AFTER PLAN IMPLEMENTATION;
   (III) NINETY PERCENT TWELVE YEARS AFTER PLAN IMPLEMENTATION; OR
   (B) INCORPORATES, ON AVERAGE  AND  IN  THE  AGGREGATE,  THE  FOLLOWING
 AMOUNT BY WEIGHT OF POST-CONSUMER RECYCLED MATERIAL:
   (I) FIFTY PERCENT FIVE YEARS AFTER PLAN IMPLEMENTATION;
   (II) EIGHTY PERCENT EIGHT YEARS AFTER PLAN IMPLEMENTATION; OR
   (III) NINETY PERCENT TWELVE YEARS AFTER PLAN IMPLEMENTATION.
   2.  ANY  PRODUCER  THAT  ENTERS THE MARKET AFTER THE EFFECTIVE DATE OF
 THIS TITLE SHALL MEET THE RECYCLING REQUIREMENTS REQUIRED BY SUBDIVISION
 ONE OF THIS SECTION AS MEASURED AGAINST  THE  FIRST  CALENDAR  YEAR  FOR
 WHICH THERE IS DATA REGARDING THE AMOUNT OF PACKAGING THE PRODUCER SOLD,
 OFFERED FOR SALE, OR DISTRIBUTED FOR SALE IN THE STATE.
   3. (A) FOR THE PURPOSE OF DETERMINING A PRODUCER'S COMPLIANCE WITH THE
 POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS OF THIS SECTION, A PRODUCER
 SHALL  RELY ON NEW YORK DATA REGARDING PACKAGING SALES AND MATERIAL USE,
 IF AVAILABLE, OR MAY ALTERNATIVELY RELY ON THE SAME TYPE OF DATA  APPLI-
 CABLE  TO  A  REGION OR TERRITORY OF THE UNITED STATES THAT INCLUDES THE
 STATE OF NEW YORK.
   (B) IF A PRODUCER ELECTS TO RELY ON DATA REGARDING PACKAGING SALES AND
 MATERIALS DERIVED FROM DATA APPLICABLE TO A REGION OR TERRITORY  OF  THE
 UNITED STATES THAT INCLUDES THE STATE OF NEW YORK, THE PRODUCER SHALL:
   (I)  PRO-RATE  THE  REGIONAL OR TERRITORIAL DATA TO DETERMINE NEW YORK
 SPECIFIC FIGURES BASED ON MARKET SHARE OR POPULATION IN  A  MANNER  THAT
 ENSURES  THAT  THE  PERCENTAGE OF POST-CONSUMER RECYCLED MATERIAL CALCU-
 LATED FOR PACKAGING MATERIAL SOLD IN NEW YORK IS THE SAME PERCENTAGE  AS
 CALCULATED FOR THAT LARGER REGION OR TERRITORY; AND
   (II) DOCUMENT THE METHODOLOGY USED TO DETERMINE SUCH NEW YORK SPECIFIC
 FIGURES CALCULATED UNDER SUBPARAGRAPH (I) OF THIS PARAGRAPH.
   4.  IF A PRODUCER ELECTS TO COMPLY WITH THE PROVISIONS OF THIS SECTION
 BY MEETING THE POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS, THE DEPART-
 MENT MAY ASSESS AGAINST A PRODUCER  THAT  FAILS  TO  COMPLY  WITH  THOSE
 REQUIREMENTS AN ADMINISTRATIVE PENALTY CALCULATED AS FOLLOWS:
 S. 1064                            14
 
   (A)  THE  DEPARTMENT SHALL ADD THE TOTAL AMOUNT BY WEIGHT IN POUNDS OF
 POST-CONSUMER RECYCLED MATERIAL AND THE TOTAL AMOUNT BY WEIGHT IN POUNDS
 OF MATERIAL THAT IS NOT POST-CONSUMER  RECYCLED  MATERIAL  USED  BY  THE
 PRODUCER  IN ALL THE PACKAGING IT SOLD, OFFERED FOR SALE, OR DISTRIBUTED
 FOR  SALE  IN THE STATE DURING THE PRIOR CALENDAR YEAR. UNLESS OTHERWISE
 DETERMINED BY THE DEPARTMENT, THE FIGURE CALCULATED UNDER THIS PARAGRAPH
 SHALL BE CALCULATED USING THE INFORMATION REPORTED BY THE MANUFACTURER.
   (B) THE DEPARTMENT SHALL MULTIPLY THE FIGURE  CALCULATED  UNDER  PARA-
 GRAPH  (A)  OF  THIS  SUBDIVISION  BY THE MINIMUM POST-CONSUMER RECYCLED
 MATERIAL PERCENTAGE REQUIRED UNDER PARAGRAPH (B) OF SUBDIVISION  ONE  OF
 THIS SECTION DURING THE PRIOR CALENDAR YEAR.
   (C)  THE  DEPARTMENT  SHALL SUBTRACT FROM THAT FIGURE CALCULATED UNDER
 PARAGRAPH (B) OF THIS SUBDIVISION THE TOTAL AMOUNT BY WEIGHT  IN  POUNDS
 OF  POST-CONSUMER RECYCLED MATERIAL USED BY THE PRODUCER IN ALL PRODUCTS
 IT SOLD, OFFERED FOR SALE, OR DISTRIBUTED FOR SALE IN PACKAGING  IN  THE
 STATE DURING THE PRIOR CALENDAR YEARS.
   (D)  THE  DEPARTMENT SHALL MULTIPLY THAT FIGURE CALCULATED UNDER PARA-
 GRAPH (C) OF THIS SUBDIVISION BY TWENTY CENTS. IF THE FIGURE  CALCULATED
 UNDER  THIS  PARAGRAPH IS LESS THAN OR EQUAL TO ZERO, THE DEPARTMENT MAY
 NOT ASSESS AN ADMINISTRATIVE PENALTY.
 § 27-3417. TOXIC SUBSTANCES IN PACKAGING.
   1. BEGINNING DECEMBER THIRTY-FIRST, TWO THOUSAND TWENTY-FIVE, IN ADDI-
 TION TO THE REQUIREMENTS OF TITLE TWO OF ARTICLE  THIRTY-SEVEN  OF  THIS
 CHAPTER,  NO  PERSON  MAY  SELL, OFFER FOR SALE, DISTRIBUTE FOR SALE, OR
 DISTRIBUTE FOR USE IN THIS STATE, ANY PACKAGING MATERIAL CONTAINING  THE
 FOLLOWING  TOXIC SUBSTANCES ABOVE THE PRACTICAL QUANTIFICATION LIMIT, AS
 SUCH TERM IS DEFINED IN SECTION 37-0901 OF THIS CHAPTER:
   (A) ORTHO-PHTHALATES;
   (B) BISPHENOLS;
   (C) PER- AND POLYFLUOROALKYL SUBSTANCES (PFAS);
   (D) LEAD AND LEAD COMPOUNDS;
   (E) HEXAVALENT CHROMIUM AND COMPOUNDS;
   (F) CADMIUM AND CADMIUM COMPOUNDS;
   (G) MERCURY AND MERCURY COMPOUNDS;
   (H) BENZOPHENONE AND ITS DERIVATIVES;
   (I) HALOGENATED FLAME RETARDANTS;
   (J) PERCHLORATE;
   (K) FORMALDEHYDE; AND
   (L) TOLUENE.
   2. BEGINNING ONE YEAR AFTER THE  EFFECTIVE  DATE  OF  THIS  TITLE,  NO
 PERSON  MAY SELL, OFFER FOR SALE, DISTRIBUTE FOR SALE, OR DISTRIBUTE FOR
 USE IN THIS STATE, ANY PACKAGING PRODUCTS CONTAINING THE FOLLOWING TOXIC
 SUBSTANCES ABOVE THE PRACTICAL QUANTIFICATION LIMIT, AS  SUCH  TERM   IS
 DEFINED IN SECTION 37-0901 OF THIS CHAPTER:
   (A) POLYVINYL CHLORIDE;
   (B) POLYSTYRENE; OR
   (C) POLYCARBONATE.
   3.  BEGINNING  THREE YEARS AFTER THE EFFECTIVE DATE OF THIS TITLE, AND
 EVERY THREE YEARS THEREAFTER, THE DEPARTMENT SHALL  DESIGNATE  AT  LEAST
 TEN  ADDITIONAL TOXIC SUBSTANCES, UNLESS IT DETERMINES THERE ARE NOT TEN
 CHEMICALS THAT MEET THE DEFINITION OF TOXIC SUBSTANCES. IF  THE  DEPART-
 MENT  DETERMINES THERE ARE NOT TEN TOXIC SUBSTANCES THAT MEET SUCH DEFI-
 NITION, IT SHALL PUBLISH A DETAILED STATEMENT OF  FINDINGS  AND  CONCLU-
 SIONS SUPPORTING SUCH DETERMINATION.
   4.  WITHIN  ONE  HUNDRED EIGHTY DAYS OF DESIGNATING A TOXIC SUBSTANCE,
 THE DEPARTMENT SHALL ADOPT REGULATIONS TO PROHIBIT THE NEWLY  DESIGNATED
 S. 1064                            15
 
 TOXIC  SUBSTANCE  IN PACKAGING, WITH AN EFFECTIVE DATE NO LATER THAN TWO
 YEARS AFTER SUCH REGULATIONS ARE FINALIZED.
   5.  ANY PRODUCER THAT VIOLATES THIS SECTION SHALL BE SUBJECT TO A FINE
 FOR EACH VIOLATION NOT TO EXCEED TWENTY-FIVE THOUSAND DOLLARS  FOR  EACH
 VIOLATION.
 § 27-3419. BIENNIAL PRODUCER RESPONSIBILITY PROGRAM REPORT.
   1.  BEGINNING  ONE  YEAR AFTER THE IMPLEMENTATION OF THE PRODUCER PLAN
 PURSUANT TO SECTION 27-3405 OF THIS TITLE, AND EVERY TWO YEARS THEREAFT-
 ER, THE DEPARTMENT SHALL  GENERATE  A  PRODUCER  RESPONSIBILITY  PROGRAM
 REPORT.
   2. THE REPORT SHALL INCLUDE, AT A MINIMUM, THE FOLLOWING INFORMATION:
   (A)  A  LIST OF ALL PARTICIPATING PRODUCERS AND THE BRANDS OF PRODUCTS
 ASSOCIATED WITH THOSE PRODUCERS;
   (B) A BASELINE REPORT OF THE NUMBER OF UNITS OF PACKAGING AND TYPE  OF
 PACKAGING  PRODUCTS,  BOTH  NON-REUSABLE  AND  REUSABLE, THAT WERE SOLD,
 OFFERED FOR SALE, OR DISTRIBUTED INTO THE STATE;
   (C) A LIST OF ALL MATERIALS THAT ARE READILY-RECYCLABLE IN THE STATE;
   (D) RESULTS OF AN AUDIT OF INBOUND AND  OUTBOUND  RECYCLABLE  MATERIAL
 PROCESSED AND SOLD WITHIN THE STATE;
   (E) A WASTE CHARACTERIZATION STUDY THAT SPECIFIES THE QUANTITY IN TONS
 OF PACKAGING MATERIAL IN THE WASTE STREAM ACCORDING TO TYPES OF USES;
   (F)  A STATEWIDE LITTER SURVEY THAT IDENTIFIES THE QUANTITY OF PACKAG-
 ING MATERIAL IN LITTER ACCORDING TO TYPES OF PACKAGING MATERIAL AND  THE
 BRANDS WHICH PRODUCE THE MATERIAL;
   (G)  A LIST OF THE AMOUNT OF PACKAGING MATERIAL AND PACKAGING MATERIAL
 TYPE SOLD OR OFFERED FOR SALE WITHIN THE STATE THAT YEAR;
   (H) A DESCRIPTION OF ALL FUNDING ISSUED PURSUANT TO THE PLAN; AND
   (I) THE COMPLIANCE OF PRODUCERS WITH THE TOXIC SUBSTANCES  PROHIBITION
 PROVIDED IN SECTION 27-3417 OF THIS TITLE.
 § 27-3421. PRODUCER COMPLIANCE INFORMATION.
   1.  THE  DEPARTMENT  SHALL  MAKE  AVAILABLE ON ITS PUBLICLY ACCESSIBLE
 WEBSITE A REGULARLY UPDATED LIST OF  UPCS  OF  PRODUCTS  FOR  WHICH  THE
 DEPARTMENT  HAS DETERMINED THE PRODUCER HAS COMPLIED WITH ALL APPLICABLE
 REQUIREMENTS OF THIS TITLE AND A LIST OF PRODUCERS AND,  WHERE  APPLICA-
 BLE,  SPECIFIC  PRODUCTS  AND  THE UPCS OF THOSE PRODUCTS, FOR WHICH THE
 DEPARTMENT HAS DETERMINED THE PRODUCER HAS NOT COMPLIED WITH ALL  APPLI-
 CABLE REQUIREMENTS OF THIS TITLE.
   2.  EACH  PRODUCER  SHALL ANNUALLY PROVIDE TO THE DEPARTMENT A CERTIF-
 ICATE OF COMPLIANCE SIGNED BY AN AUTHORIZED OFFICIAL  STATING  THAT  ALL
 PACKAGING  MATERIALS MEET THE REQUIREMENTS OF THIS TITLE PROVIDED HOWEV-
 ER, WHERE COMPLIANCE IS ACHIEVED UNDER AN EXEMPTION PROVIDED IN  SECTION
 27-3405  OF  THIS  TITLE, THE CERTIFICATE SHALL STATE THE SPECIFIC BASIS
 UPON WHICH THE EXEMPTION IS CLAIMED.
 § 27-3423. ENFORCEMENT.
   1. THE DEPARTMENT  MAY  BRING  AN  ADMINISTRATIVE  ENFORCEMENT  ACTION
 AGAINST  ANY PRODUCER OR OTHER ENTITY TO ENJOIN ACTIVITY IN VIOLATION OF
 ANY PROVISION OF THIS TITLE, AND TO  ASSESS  AND  RECOVER  PENALTIES  AS
 PROVIDED IN THIS TITLE.
   2. THE OFFICE OF THE ATTORNEY GENERAL MAY BRING AN ACTION IN ANY COURT
 OF COMPETENT JURISDICTION TO ENJOIN ANY VIOLATION OF THE REQUIREMENTS OF
 THIS TITLE, AND TO RECOVER PENALTIES AS PROVIDED IN THIS TITLE.
   3. ALL PENALTIES RECOVERED PURSUANT TO THIS SECTION SHALL BE DEPOSITED
 IN THE PACKAGING RESPONSIBILITY FUND.
 § 27-3425. LABELING.
   1.  PRODUCERS  SHALL  INDICATE ON ALL PACKAGING MATERIAL SOLD, OFFERED
 FOR SALE, OR DISTRIBUTED FOR SALE IN OR INTO THE STATE EITHER:
 S. 1064                            16
 
   (A) THE PERCENTAGE OF POST-CONSUMER RECYCLED MATERIAL;
   (B)  WHETHER  THE  PACKAGING MATERIAL IS READILY-RECYCLABLE AND HOW TO
 RECYCLE SUCH UNIT; OR
   (C) WHETHER THE UNIT IS COMPOSTABLE.
   2. SUCH LABELS SHALL BE IN A FORM DEEMED APPROPRIATE BY THE DEPARTMENT
 PURSUANT TO REGULATIONS.
   3. ALL PACKAGING MATERIAL SOLD IN THE STATE  SHALL  CONFORM  WITH  THE
 LABELING  REQUIREMENTS IN THIS SECTION WITHIN TWO YEARS OF THE EFFECTIVE
 DATE OF THIS TITLE. PACKAGING THAT DOES NOT  MEET  THE  REQUIREMENTS  OF
 THIS  SECTION MAY NOT BE SOLD, OFFERED FOR SALE, OR DISTRIBUTED FOR SALE
 INTO THE STATE.
 § 27-3427. REGULATIONS.
   1. THE DEPARTMENT SHALL PROMULGATE REGULATIONS AS NECESSARY TO  IMPLE-
 MENT AND ADMINISTER THIS TITLE.
   2.  THE  DEPARTMENT SHALL SOLICIT INPUT FROM INTERESTED PARTIES IN THE
 DEVELOPMENT OF ANY DRAFT REGULATIONS TO IMPLEMENT  THIS  TITLE,  SOLICIT
 PUBLIC  COMMENT ON SUCH DRAFT REGULATIONS FOR A PERIOD OF AT LEAST SIXTY
 DAYS, AND HOLD AT LEAST ONE PUBLIC HEARING ON SUCH DRAFT REGULATIONS.
   3. THE REGULATIONS ADOPTED BY THE DEPARTMENT PURSUANT  TO  THIS  TITLE
 SHALL INCLUDE, AT A MINIMUM:
   (A)  A  PROCESS  FOR  ANNUALLY  DETERMINING  A  SCHEDULE  OF  PRODUCER
 PAYMENTS, WHICH SHALL INCLUDE, BUT NOT BE LIMITED TO, PROVISIONS REGARD-
 ING THE TIMING OF PRODUCER PAYMENTS.
   (I) THE PAYMENT SCHEDULE ADOPTED UNDER THIS PARAGRAPH SHALL  DELINEATE
 CRITERIA  TO  BE  USED  TO  ADJUST  PRODUCER  PAYMENTS  IN A MANNER THAT
 COMPLIES WITH SECTION 27-3411 OF THIS TITLE; AND
   (II) SHALL INCLUDE A DESCRIPTION OF THE METHODS TO BE USED  TO  DETER-
 MINE  THE AMOUNT REPORTED FOR EACH TYPE OF PACKAGING MATERIAL ASSOCIATED
 WITH ITS PRODUCTS.
   (B) A PROCESS FOR A PRODUCER OR PRODUCERS THAT  ARE  UNABLE  TO  FULLY
 SATISFY THE REPORTING REQUIREMENTS DUE TO A FAILURE TO OBTAIN SUFFICIENT
 INFORMATION  REGARDING  THE  CHARACTERISTICS  OF  THE  PACKAGING  OF THE
 PRODUCER'S PRODUCTS THAT ARE SOLD, OFFERED FOR SALE, OR DISTRIBUTED  FOR
 SALE IN OR INTO THE STATE TO, ALTERNATIVELY, REPORT TO THE DEPARTMENT AN
 ESTIMATE OF THE TOTAL AMOUNT OF SUCH PACKAGING BASED ON UNIT QUANTITIES,
 AS  LONG AS SUCH ALTERNATIVE REPORTING INCLUDES A DESCRIPTION OF METHODS
 USED BY THE PRODUCER TO CALCULATE THE ESTIMATE;
   (C) A PROCESS FOR DETERMINING ON AN ANNUAL BASIS THOSE TYPES OF  PACK-
 AGING  MATERIALS  THAT  ARE  READILY-RECYCLABLE WHICH SHALL AT A MINIMUM
 INVOLVE CONSULTATION WITH THE MUNICIPALITIES  AND  RECYCLING  ESTABLISH-
 MENTS  AND SHALL INCLUDE A TRANSITIONAL PERIOD BETWEEN THE TIME THAT THE
 TYPE OF PACKAGING MATERIAL IS DETERMINED TO BE RECYCLABLE OR TO  NOT  BE
 RECYCLABLE  AND  THE TIME THAT SUCH DETERMINATION SHALL BE IN EFFECT FOR
 THE PURPOSES OF CALCULATING PRODUCER PAYMENTS;
   (D) REQUIREMENTS FOR THE ASSESSMENT OF PROGRAM PERFORMANCE, INCLUDING:
   (I) THE NON-REUSABLE PACKAGING REDUCTION  REQUIREMENTS  SET  FORTH  IN
 SECTION 27-3413 OF THIS TITLE;
   (II) STANDARDS FOR REUSE AND REFILL SYSTEMS TO ENSURE THEY ACHIEVE THE
 BREAK-EVEN POINT FOR REUSABLE PACKAGING;
   (III)  THE  RECYCLING  OR POST-CONSUMER RECYCLED MATERIAL REQUIREMENTS
 SET FORTH IN SECTION 27-3415 OF THIS TITLE;
   (IV) THE TOXIC SUBSTANCES  IN  PACKAGING  REQUIREMENTS  SET  FORTH  IN
 SECTION 27-3417 OF THIS TITLE;
   (V)  THE  LABELING  REQUIREMENTS  SET FORTH IN SECTION 27-3425 OF THIS
 TITLE; AND
 S. 1064                            17
 
   (VI) MATERIAL-SPECIFIC RECYCLING RATES  FOR  EACH  TYPE  OF  PACKAGING
 MATERIAL  FOR  WHICH  A  FEE HAS BEEN SET PURSUANT TO SECTION 27-3411 OF
 THIS TITLE. THE MATERIAL SPECIFIC RECYCLING RATE GOALS SHALL REFLECT THE
 FOLLOWING RECYCLING STANDARDS:
   (A)  SORTED  GLASS SHALL BE CONSIDERED RECYCLED IF IT DOES NOT REQUIRE
 FURTHER PROCESSING BEFORE ENTERING A GLASS FURNACE OR BEFORE USE IN  THE
 PRODUCTION  OF  FILTRATION  MEDIA, ABRASIVE MATERIALS, GLASS FIBER INSU-
 LATION OR CONSTRUCTION;
   (B) SORTED METAL SHALL BE CONSIDERED RECYCLED IF IT DOES  NOT  REQUIRE
 FURTHER PROCESSING BEFORE ENTERING A SMELTER OR FURNACE;
   (C)  SORTED  PAPER SHALL BE CONSIDERED RECYCLED IF IT DOES NOT REQUIRE
 FURTHER PROCESSING BEFORE ENTERING A PULPING OPERATION; AND
   (D) PLASTIC SEPARATED BY POLYMER SHALL BE CONSIDERED  RECYCLED  IF  IT
 DOES  NOT  REQUIRE  FURTHER  PROCESSING BEFORE ENTERING A PELLETIZATION,
 EXTRUSION OR MOLDING OPERATION, OR IN THE CASE OF PLASTIC  FLAKES,  DOES
 NOT REQUIRE FURTHER PROCESSING BEFORE USE IN A FINAL PRODUCT;
   (E)  REQUIREMENTS FOR THE PRODUCER TO CONDUCT REPRESENTATIVE AUDITS OF
 RECYCLABLE MATERIAL  PROCESSED  AND  SOLD  BY  FACILITIES  THAT  PROCESS
 RECYCLABLE  MATERIAL  GENERATED  IN  THE STATE, OF MUNICIPAL SOLID WASTE
 DISPOSED OF IN THE STATE, AND WASTE LITTERED IN THE STATE,  WHICH  SHALL
 INCLUDE, AT MINIMUM:
   (I)  PROVISIONS  REGARDING THE SAMPLING TECHNIQUES TO BE USED IN THOSE
 AUDITS, WHICH MUST INCLUDE RANDOM SAMPLING; AND
   (II) FOR AUDITS OF RECYCLABLE MATERIALS, PROVISIONS REGARDING:
   (A) HOW SUCH AUDITS SHALL BE DESIGNED TO COLLECT INFORMATION REGARDING
 THE EXTENT TO WHICH RECYCLED MATERIAL PROCESSED AND SOLD BY THOSE FACIL-
 ITIES REFLECTS THE TONS OF EACH TYPE OF PACKAGING MATERIAL COLLECTED  IN
 THE STATE FOR RECYCLING AND THE AMOUNT OF EACH TYPE OF PACKAGING MATERI-
 AL  RECYCLED  IN  THE  STATE, AS WELL AS THE ULTIMATE DESTINATION OF AND
 INTENDED USE FOR SUCH RECYCLED MATERIAL;
   (B) HOW SUCH AUDITS SHALL BE DESIGNED SO  THAT  INFORMATION  COLLECTED
 THROUGH THE AUDIT OF ONE FACILITY SHALL NOT BE USED TO INFER INFORMATION
 ABOUT  A  DIFFERENT  FACILITY  THAT USES DIFFERENT PROCESSING EQUIPMENT,
 DIFFERENT SORTING PROCESSES, OR DIFFERENT  STAFFING  LEVELS  TO  CONDUCT
 PROCESSING;
   (C) FOR AUDITS OF MUNICIPAL SOLID WASTE, PROVISIONS REGARDING HOW SUCH
 AUDITS  WILL  BE DESIGNED TO COLLECT INFORMATION REGARDING THE TYPES AND
 AMOUNT, BY WEIGHT, OF PACKAGING IN THE WASTE STREAM AND  THE  PERCENTAGE
 BY WEIGHT OF THE WASTE STREAM THAT IS COMPOSED OF PACKAGING; AND
   (D)  FOR  AUDITS  OF WASTE LITTERED IN THE STATE, PROVISIONS REGARDING
 HOW SUCH AUDITS WILL BE DESIGNED TO COLLECT  INFORMATION  REGARDING  THE
 PACKAGING  MATERIAL TYPE BY AMOUNT, WEIGHT, IN SAMPLED LITTER, IDENTIFI-
 CATION OF THE PRODUCER OR PRODUCERS OF THE PACKAGING IN SAMPLED  LITTER,
 IF  IDENTIFIABLE,  AND AN EVALUATION BASED ON THOSE AUDITS REGARDING THE
 AREAS OF THE STATE IN WHICH LITTER ACCUMULATION IS GREATEST;
   (F) A PROCESS BY WHICH THE PRODUCER OR  PRODUCERS  SHALL  DEVELOP  AND
 SUBMIT FOR DEPARTMENT REVIEW AND A PROCESS BY WHICH THE DEPARTMENT SHALL
 REVIEW  AND  APPROVE  OR  DENY:  (I)  A PROPOSED INVESTMENT IN RECYCLING
 INFRASTRUCTURE AND EDUCATION AND (II) A PROPOSED INVESTMENT IN  REUSABLE
 OR  REFILLABLE INFRASTRUCTURE AND EDUCATION. THE PROCESS SHALL SET FORTH
 THE MANNER IN WHICH THE PRODUCER OR PRODUCERS ARE  REQUIRED  TO  SOLICIT
 AND  INCORPORATE  INPUT  IN THE DEVELOPMENT OF PROPOSED INVESTMENTS FROM
 PRODUCERS, RECYCLING ESTABLISHMENTS, AND MUNICIPALITIES;
   (G) A PROCESS FOR SOLICITING INFORMATION NECESSARY FOR, AND A  PROCESS
 FOR RENDERING A DETERMINATION REGARDING:
 S. 1064                            18
 
   (I)  A PRODUCER'S COMPLIANCE WITH THE NON-REUSABLE PACKAGING REDUCTION
 REQUIREMENTS OF SECTION 27-3413 OF THIS TITLE;
   (II) A PRODUCER'S COMPLIANCE WITH THE REUSE AND REFILL SYSTEM REQUIRE-
 MENTS OF SECTION 27-3413 OF THIS TITLE;
   (III)  A  PRODUCER'S  COMPLIANCE  WITH  THE RECYCLING OR POST-CONSUMER
 RECYCLED MATERIAL REQUIREMENTS OF SECTION 27-3415 OF THIS TITLE;
   (IV) A PRODUCER'S COMPLIANCE WITH THE TOXIC  SUBSTANCES  IN  PACKAGING
 REQUIREMENTS OF SECTION 27-3417 OF THIS TITLE; AND
   (V)  A PRODUCER'S COMPLIANCE WITH THE LABELING REQUIREMENTS OF SECTION
 27-3425 OF THIS TITLE;
   (H) A PROCESS FOR DETERMINING  HOW  THE  PRODUCER  OR  PRODUCERS  WILL
 DISTRIBUTE FUNDS TO MUNICIPALITIES; AND
   (I)  A  PROCESS  FOR DETERMINING THE MINIMUM NUMBER OF REUSE OR REFILL
 CYCLES REQUIRED FOR EACH TYPE OF PACKAGING  MATERIAL  TO  BE  CONSIDERED
 REUSABLE OR REFILLABLE, PURSUANT TO SECTION 27-3413 OF THIS TITLE.
   § 2. The state finance law is amended by adding a new section 92-kk to
 read as follows:
   § 92-KK. PACKAGING RESPONSIBILITY FUND. 1. THERE IS HEREBY ESTABLISHED
 IN  THE  JOINT  CUSTODY  OF  THE COMPTROLLER AND THE COMMISSIONER OF THE
 DEPARTMENT OF TAXATION AND FINANCE A SPECIAL FUND TO  BE  KNOWN  AS  THE
 PACKAGING RESPONSIBILITY FUND.
   2.  SUCH  FUND  SHALL  CONSIST  OF ALL PENALTIES COLLECTED PURSUANT TO
 TITLE THIRTY-FOUR OF ARTICLE TWENTY-SEVEN OF THE ENVIRONMENTAL CONSERVA-
 TION LAW, AND ANY OTHER MONIES DEPOSITED INTO THE FUND PURSUANT TO LAW.
   3. MONEYS OF THE FUND SHALL BE MADE  AVAILABLE  TO  FUND  THIRD-PARTY,
 INDEPENDENT  AUDITS  OF  BOTH  INBOUND  AND OUTBOUND RECYCLABLE MATERIAL
 GENERATED IN THE STATE, DISPOSAL OF BOTH INBOUND AND OUTBOUND MATERIALS,
 AND LITTER AUDITS. SUCH AUDITS SHALL BE CONDUCTED  AT  LEAST  EVERY  TWO
 YEARS  AND  SHALL BE POSTED ON THE DEPARTMENT OF ENVIRONMENTAL CONSERVA-
 TION'S WEBSITE.
   § 3. The department of health shall, within one year of the  effective
 date  of  this  act,  examine  its rules and regulations to identify any
 barriers to the implementation of  refill  systems,  including  in  food
 production and wineries.
   § 4. This act shall take effect immediately.