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in each program at the following level of detail and in the following
order:
(i) by fund type, which at a minimum shall include general fund,
special revenue-other funds, capital projects funds, and debt service
funds;
(ii) for personal service appropriations, separate appropriations
shall be made for regular personal service, temporary personal service,
and holiday and overtime pay;
(iii) for nonpersonal service appropriations, separate appropriations
shall be made for supplies and materials, travel, contractual services,
equipment, and fringe benefits, as appropriate.
(b) Any appropriation for temporary assistance for needy families, the
environmental protection fund, and the medical assistance program, shall
only contain itemized appropriations [which shall not be in the form of
lump sum appropriations,]; provided, however, for the purposes of the
medical assistance program, itemized appropriations shall consist of
categories-of-service with separate appropriations for hospital inpa-
tient, hospital outpatient and emergency room, clinic, nursing home,
other long-term care, managed care, pharmacy, dental, transportation,
and other non-institutional services.
§ 3. Subdivision 5 of section 24 of the state finance law is REPEALED
and a new subdivision 5 is added to read as follows:
5. (A) TO THE EXTENT THAT ANY APPROPRIATION OR REAPPROPRIATION EITHER
DOES NOT IDENTIFY A SPECIFIC RECIPIENT, OR IS NOT SUBJECT TO ALLOCATION
BY A STATUTORY FORMULA, SUCH APPROPRIATION OR REAPPROPRIATION SHALL
IDENTIFY AN ADMINISTERING STATE AGENCY OR PUBLIC AUTHORITY AND, PRIOR TO
THE DISBURSEMENT OF ANY FUNDS SO APPROPRIATED, EACH SUCH STATE AGENCY OR
PUBLIC AUTHORITY SHALL:
(I) DEVELOP AND EXECUTE A PROCESS IN ACCORDANCE WITH ALL PROVISIONS OF
LAW APPLICABLE TO A PROGRAM ADMINISTERED BY A STATE AGENCY WHEREBY EACH
PROJECT PROPOSED TO BE FUNDED WITH SUCH APPROPRIATION OR REAPPROPRIATION
SHALL BE SCORED AND RANKED BASED ON CLEAR, MEASURABLE AND OBJECTIVE
CRITERIA. THE RANKING OF SUCH PROJECTS SHALL INDICATE THEIR RELATIVE
IMPORTANCE IN THE BEST INTEREST OF THE STATE;
(II) DEVELOP AND EXECUTE A PROCESS IN ACCORDANCE WITH ALL PROVISIONS
OF LAW APPLICABLE TO A PROGRAM ADMINISTERED BY A STATE AGENCY FOR ENTER-
ING INTO ANY CONTRACT OR COMMITMENT FOR THE DISBURSEMENT OF SUCH FUNDS
WHICH SHALL INCLUDE, WHERE APPROPRIATE, PUBLIC ADVERTISING FOR BIDS OR
PROPOSALS, AND A METHOD FOR AWARDING CONTRACTS UNDER EACH PROJECT THAT
SHALL PERMIT FULL AND FREE COMPETITION. SUCH METHOD SHALL BE BASED ON
CLEAR, MEASURABLE AND OBJECTIVE CRITERIA; AND
(III) IDENTIFY EACH PROJECT TO BE FUNDED WITH SUCH APPROPRIATION OR
REAPPROPRIATION AND THE PORTION OF SUCH APPROPRIATION OR REAPPROPRIATION
TO BE ALLOCATED TO EACH PROJECT.
(B) ANY APPROPRIATION ADDED PURSUANT TO SECTION FOUR OF ARTICLE SEVEN
OF THE CONSTITUTION SHALL IDENTIFY A SPECIFIC RECIPIENT OR GRANTEE, OR
SHALL BE SUBJECT TO ALLOCATION BY A STATUTORY FORMULA, OR SHALL BE
SUBJECT TO ALLOCATION PURSUANT TO THE PROVISIONS OF PARAGRAPH (A) OF
THIS SUBDIVISION.
§ 4. Subdivision 1 of section 27 of the state finance law, as added by
chapter 836 of the laws of 1992, is amended to read as follows:
1. Each fiscal year the budget submitted by the governor shall contain
separate and distinct appropriations[, which may be lump sum appropri-
ations,] for scheduled maintenance activities.
§ 5. The state finance law is amended by adding a new section 28 to
read as follows:
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§ 28. ITEMIZATION OF GRANTS. 1. FOR ANY FUND THAT PROVIDES GRANTS, THE
GOVERNOR SHALL MAINTAIN AN ONLINE DATABASE OF ALL INDIVIDUAL GRANTS.
SUCH DATABASE SHALL INCLUDE:
(A) THE AWARD AMOUNT;
(B) THE AGENCY THAT ADMINISTERED THE GRANT FUND;
(C) THE NAME OF THE FUND;
(D) THE DATE OF THE CONTRACT AWARD;
(E) THE GRANTEE'S NAME, EIN AND ADDRESS, AND THE SENATE AND ASSEMBLY
DISTRICT WHICH REPRESENTS SUCH GRANTEE;
(F) THE NAME OF ANY LEGISLATORS WHO NOMINATED THE GRANTEE, OR WHO
SUBMITTED OR CO-SIGNED A WRITTEN RECOMMENDATION IN SUPPORT OF THE GRAN-
TEE;
(G) THE ITEMIZED APPROPRIATION AUTHORIZING THE GRANT OR GRANT FUND;
(H) ANY ADDITIONAL STATE GRANTS FOR THE SAME PROJECT FROM ANY YEAR;
(I) PROJECT STATUS; AND
(J) THE ORIGINAL SOLICITATION DOCUMENTS AND GRANTEE'S SUBMISSION OR
SUBMISSIONS IN RESPONSE THEREOF.
2. PROVIDED FURTHER, ANY GRANT OR GRANTS WHOSE TOTAL IS IN EXCESS OF
ONE MILLION DOLLARS TO A SINGLE GRANTEE FROM A SINGLE COMPETITIVE GRANT
FUND SHALL BE AN ITEMIZED APPROPRIATION IN A BUDGET BILL PURSUANT TO
SECTION TWENTY-TWO OF THIS ARTICLE.
§ 6. Subdivision 6 of section 44 of the state finance law, as amended
by chapter 393 of the laws of 1952, is amended to read as follows:
6. No position, contained in a schedule of positions in an appropri-
ation act [or in an approved segregation of a lump sum appropriation
pursuant to this chapter,] shall, during the period for which funds are
appropriated or segregated for such position, be transferred from the
organizational unit in which such position appears in such schedule or
segregation except upon request of the head of a department or other
state agency and approval by the director of the budget. When approved
by the director of the budget, [he] SUCH DIRECTOR shall issue a certif-
icate to the head of the department or other state agency in which the
position exists and to the state comptroller authorizing the transfer of
the position and the appropriation made therefor. Copies of such certif-
icate shall be filed with the senate finance committee, the assembly
ways and means committee and the state civil service commission.
§ 7. Section 49 of the state finance law is REPEALED.
§ 8. Section 51 of the state finance law, as amended by chapter 577 of
the laws of 1988, is amended to read as follows:
§ 51. Interchange of appropriations or items therein. No appropriation
shall be increased or decreased by transfer or otherwise except as
provided for in this section or section fifty-three, sixty-six-f, seven-
ty-two or ninety-three of this chapter, or article eight of the educa-
tion law. Whenever an appropriation is made from a fund to a department
or agency and is accompanied by a schedule showing the programs or
purposes for which such appropriation may be expended, the amount appro-
priated for any item or items within any program or purpose for such
department or agency may be increased or decreased by interchange with
amounts appropriated from such fund for any other item or items within
the same program or purpose, or with other items appropriated from such
fund not in the same program or purpose but which are contained in the
state comptroller's classification of items as last promulgated, with
the approval of the director of the budget, who shall file such approval
with the office of the state comptroller and copies thereof with the
senate finance committee and the assembly ways and means committee. The
amounts appropriated to a department or agency from a particular fund in
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a fiscal year for the programs or purposes of such department or agency
may be interchanged among such programs or purposes under the same
conditions as heretofore described except that the total amount appro-
priated for any program or purpose may not be increased or decreased by
more than the aggregate of five per cent of the first five million
dollars, four percent of the second five million dollars and three per
cent of amounts in excess of ten million dollars of an appropriation for
a program or purpose. [The allocation of lump sum appropriations from a
fund made to a department or agency for later distribution to programs
or purposes or to the units of the state university to the allocation of
lump sum appropriations made to all state departments and agencies for
later allocation for specific programs or purposes shall not be deemed
to be part of such total increase or decrease.]
§ 9. Section 42 of the state finance law is amended to read as
follows:
§ 42. Limitation on expenditures. The several amounts appropriated in
any act shall be deemed to be only for so much thereof as shall be
sufficient to accomplish in full the purposes designated by the appro-
priations and shall be paid by the division of the treasury, department
of taxation and finance, from the respective funds as specified, pursu-
ant to the requirements of this chapter, PROVIDED, HOWEVER, THAT SUCH
LIMITATION SHALL NOT APPLY TO REVENUE FROM OTHER SOURCES. EVERY APPRO-
PRIATION SHALL STATE A SOURCE OF REVENUE. It shall be the duty of the
comptroller to report [annually] QUARTERLY to the legislature the detail
of the several expenditures AND IF THE AMOUNTS APPROPRIATED ARE IN
COMPLIANCE WITH THIS SECTION.
§ 10. Paragraph a of subdivision 2 of section 53 of the state finance
law, as amended by chapter 58 of the laws of 1982, is amended and a new
subdivision 10 is added to read as follows:
a. Transfers to the general fund or the capital projects fund estab-
lished under section ninety-three of this chapter shall be only for the
purpose and to the extent required to meet emergency and unanticipated
expenditures of the state which shall mean:
(1) expenditures deemed necessary or essential to the proper and effi-
cient functioning of the government of the state or the rendering of
governmental services by the state, in order to meet [emergencies] A
LOCAL STATE OF EMERGENCY OR STATE DECLARATION OF DISASTER EMERGENCY
PURSUANT TO ARTICLE TWO-B OF THE EXECUTIVE LAW, and unanticipated
requirements arising from or which threaten to interfere with the lawful
exercise of one or more of the powers of government by the state[;
(2) expenditures deemed necessary or essential to protect fully the
New York state housing finance agency, the state university construction
fund, the state university, or the facilities development corporation
from general public liability arising from their ownership or interest
in state university facilities or mental hygiene facilities financed by
the New York state housing finance agency, as the case may be, or to
repair, restore, rebuild or replace such a facility upon damage, loss or
destruction thereof, or to pay the annual rentals for such a facility in
the event of the damage, loss or destruction thereof and of the avail-
ability and possession thereof by the state university construction fund
and the occupancy thereof by the state university, or the availability
and possession thereof by the state university, or the availability and
possession thereof by the facilities development corporation and the
occupancy thereof by the department of mental hygiene; and
(3) expenditures deemed necessary or essential for payment of the
state's liability, pursuant to a contract with a county containing a
A. 4745 5
city having a population of seventy-five thousand or more inhabitants or
a city having a population of seventy-five thousand or more inhabitants,
providing for the financing and the construction and leasing of state
office buildings and other public improvements in such county or city,
to hold such county or city and its officers, agents or employees harm-
less against liability, loss, cost, damage, claims, judgments or expense
based on personal injury, death or damage to property, real, personal or
mixed, which because of the uncertainty of events are not clearly fore-
seeable or predictable at the time of passage of the budget and other
appropriation measures during the regular session of the legislature
next preceding the occurrence or development thereof, and for which
other appropriations are not available or are insufficient.
Transfers made pursuant to subparagraphs two and three of this para-
graph are expressly for the purpose of applying self-insurer principles
to the facilities therein described, consistent with the system of self-
insurance followed by the state for real property under its jurisdiction
and control].
10. THE STATE AND ANY DEPARTMENT, BUREAU, BOARD, COMMISSION OR AUTHOR-
ITY THEREOF, AND ANY OTHER AGENCY OR INSTRUMENTALITY OF THE STATE SHALL
NOT USE SPECIAL EMERGENCY APPROPRIATIONS, NOR ANY STATE OR FEDERAL GRANT
NOT EXPECTED TO BE RECURRING, FOR THE FINANCING OF ANY PROGRAM THAT DOES
NOT EXPIRE SUBSEQUENT TO THE EXHAUSTION OF SUCH DISBURSEMENT, UNLESS
OTHERWISE STIPULATED.
§ 11. Section 25 of the state finance law is amended to read as
follows:
§ 25. Reappropriation bills. Every appropriation reappropriating
moneys shall set forth clearly the year, chapter and part or section of
the act by which such appropriation was originally made, a brief summary
of the purposes of such original appropriation, and the year, chapter
and part or section of the last act, if any, reappropriating such
original appropriation or any part thereof, and the amount of such reap-
propriation. NO APPROPRIATION SHALL BE REAPPROPRIATED FOR MORE THAN ONE
ADDITIONAL FISCAL YEAR EXCEPT FOR CAPITAL PROJECT FUNDS, DEBT SERVICE
FUNDS, APPORTIONMENT OF PUBLIC MONEYS TO SCHOOL DISTRICTS PURSUANT TO
SECTION THIRTY-SIX HUNDRED TWO OF THE EDUCATION LAW, OR MEDICAL ASSIST-
ANCE TO NEEDY PERSONS PURSUANT TO TITLE ELEVEN OF ARTICLE FIVE OF THE
SOCIAL SERVICES LAW. FOR ANY APPROPRIATION THAT DOES NOT LAPSE AFTER
TWELVE MONTHS, THE REAPPROPRIATION MAY BE MADE FOR ONE ADDITIONAL FISCAL
YEAR AFTER THE APPROPRIATION LAPSES.
If it is proposed to change in any detail the purpose for which the
original appropriation was made, the bill as submitted by the governor
shall show clearly any such change.
§ 12. This act shall take effect on the first of January next succeed-
ing the date on which it shall have become a law.