LBD00754-01-5
S. 185 2
AUTOMATE, SUPPORT, ASSIST OR REPLACE DISCRETIONARY EMPLOYMENT DECISION-
MAKING PROCESSES AND THAT DOES NOT MATERIALLY IMPACT NATURAL PERSONS,
INCLUDING, BUT NOT LIMITED TO, A JUNK EMAIL FILTER, FIREWALL, ANTIVIRUS
SOFTWARE, CALCULATOR, SPREADSHEET, DATABASE, DATA SET, OR OTHER COMPILA-
TION OF DATA.
3. "CANDIDATE" MEANS ANY NATURAL PERSON OR THEIR AUTHORIZED REPRESEN-
TATIVE SEEKING EMPLOYMENT THROUGH AN APPLICATION, OR WHO IS SCREENED OR
EVALUATED FOR RECRUITMENT, FOR A POSITION OF EMPLOYMENT BY A BUSINESS
OPERATING IN THE STATE.
4. "EMPLOYER" MEANS ANY PERSON WHO DIRECTLY OR INDIRECTLY, OR THROUGH
AN AGENT OR ANY OTHER PERSON, EMPLOYS OR EXERCISES CONTROL OVER THE
WAGES, BENEFITS, OTHER COMPENSATION, HOURS, WORKING CONDITIONS, ACCESS
TO WORK OR JOB OPPORTUNITIES, OR OTHER TERMS OR CONDITIONS OF EMPLOY-
MENT, OF ANY WORKER, INCLUDING THE STATE, COUNTY, TOWN, CITY, SCHOOL
DISTRICT, PUBLIC AUTHORITY OR OTHER GOVERNMENTAL SUBDIVISION OF ANY
KIND. "EMPLOYER" INCLUDES ANY OF THE EMPLOYER'S AGENTS, CONTRACTORS, OR
SUBCONTRACTORS.
5. "EMPLOYEE" MEANS ANY NATURAL PERSON OR THEIR AUTHORIZED REPRESEN-
TATIVE ACTING FOR, EMPLOYED BY, OR A PERSON CLASSIFIED AS AN INDEPENDENT
CONTRACTOR PROVIDING SERVICE TO, OR THROUGH, AN EMPLOYER OPERATING IN
THE STATE. AN EMPLOYEE SHALL BE DEEMED TO BE OPERATING IN THE STATE FOR
PURPOSES OF DEEMING AN EMPLOYEE TO BE COVERED BY THIS ARTICLE IF THE
EMPLOYEE WORKS AT LEAST PART TIME AT A LOCATION IN THE STATE, OR IF
FULLY REMOTE, THE EMPLOYEE IS ASSOCIATED WITH AN OFFICE IN THE STATE OR
SUPERVISED BY A PERSON WHO WORKS AT LEAST PART TIME AT A LOCATION IN THE
STATE. EMPLOYEE CAN MEAN A FORMER EMPLOYEE.
6. "EMPLOYEE DATA" MEANS ANY INFORMATION THAT IDENTIFIES, RELATES TO,
DESCRIBES, IS REASONABLY CAPABLE OF BEING ASSOCIATED WITH, OR COULD
REASONABLY BE LINKED, DIRECTLY OR INDIRECTLY, WITH A PARTICULAR EMPLOY-
EE, REGARDLESS OF HOW THE INFORMATION IS COLLECTED, INFERRED, OR
OBTAINED. DATA INCLUDES, BUT IS NOT LIMITED TO, THE FOLLOWING:
(A) PERSONAL IDENTITY INFORMATION, INCLUDING THE INDIVIDUAL'S NAME,
CONTACT INFORMATION, GOVERNMENT-ISSUED IDENTIFICATION NUMBER, FINANCIAL
INFORMATION, CRIMINAL BACKGROUND, OR EMPLOYMENT HISTORY;
(B) BIOMETRIC INFORMATION THAT CAN BE USED TO ESTABLISH INDIVIDUAL
IDENTITY;
(C) HEALTH INFORMATION, INCLUDING THE INDIVIDUAL'S MEDICAL HISTORY,
PHYSICAL OR MENTAL CONDITION, DIET OR PHYSICAL ACTIVITY PATTERNS, HEART
RATE, MEDICAL TREATMENT OR DIAGNOSIS BY A HEALTH CARE PROFESSIONAL,
HEALTH INSURANCE POLICY NUMBER, SUBSCRIBER IDENTIFICATION NUMBER, OR
OTHER UNIQUE IDENTIFIER USED TO IDENTIFY THE INDIVIDUAL; AND
(D) DATA RELATED TO WORKPLACE ACTIVITIES, INCLUDING THE FOLLOWING:
(I) HUMAN RESOURCES INFORMATION, INCLUDING THE CONTENTS OF AN INDIVID-
UAL'S PERSONNEL FILE OR PERFORMANCE EVALUATIONS;
(II) WORK PROCESS INFORMATION, SUCH AS DATA RELATING TO AN INDIVIDUAL
EMPLOYEE'S PERFORMANCE, INCLUDING BUT NOT LIMITED TO QUANTITIES OF TASKS
PERFORMED, QUANTITIES OF ITEMS OR MATERIALS HANDLED OR PRODUCED, RATES
OR SPEEDS OF TASKS PERFORMED, MEASUREMENTS OR METRICS OF EMPLOYEE
PERFORMANCE IN RELATION TO A QUOTA, AND TIME CATEGORIZED AS PERFORMING
TASKS OR NOT PERFORMING TASKS;
(III) DATA THAT CAPTURES WORKPLACE COMMUNICATIONS AND INTERACTIONS,
INCLUDING EMAILS, TEXTS, INTERNAL MESSAGE BOARDS, AND CUSTOMER INTER-
ACTION AND RATINGS;
(IV) DEVICE USAGE AND DATA, INCLUDING CALLS PLACED OR GEOLOCATION
INFORMATION;
S. 185 3
(V) INPUTS TO OR OUTPUTS GENERATED BY AN AUTOMATED EMPLOYMENT DECISION
TOOL THAT ARE LINKED TO THE INDIVIDUAL; AND
(VI) DATA COLLECTED OR GENERATED ON WORKERS TO MITIGATE THE SPREAD OF
INFECTIOUS DISEASES, INCLUDING COVID-19, OR TO COMPLY WITH PUBLIC HEALTH
MEASURES.
7. "EMPLOYMENT DECISION" MEANS ANY DECISION MADE BY THE EMPLOYER THAT
AFFECTS WAGES, BENEFITS, OTHER COMPENSATION, HOURS, WORK SCHEDULE,
PERFORMANCE EVALUATION, HIRING, SELECTING FOR RECRUITMENT, DISCIPLINE,
PROMOTION, TERMINATION, JOB CONTENT, ASSIGNMENT OF WORK, ACCESS TO WORK
OPPORTUNITIES, PRODUCTIVITY REQUIREMENTS, AND WORKPLACE HEALTH AND SAFE-
TY. FOR PERSONS CLASSIFIED AS INDEPENDENT CONTRACTORS OR FOR CANDIDATES
FOR EMPLOYMENT, THIS MEANS THE EQUIVALENT OF THESE DECISIONS BASED ON
THEIR CONTRACT WITH OR RELATIONSHIP TO THE EMPLOYER.
8. "IMPACT ASSESSMENT" MEANS AN EVALUATION BY AN IMPARTIAL AUDITOR
THAT COMPLIES WITH SECTION ONE THOUSAND ELEVEN OF THIS ARTICLE.
9. "IMPARTIAL AUDITOR" MEANS A PERSON OR ENTITY THAT CONDUCTS AN
IMPACT ASSESSMENT OF AN AUTOMATED EMPLOYMENT DECISION TOOL IN A MANNER
THAT EXERCISES OBJECTIVE AND IMPARTIAL JUDGMENT ON ALL ISSUES WITHIN THE
SCOPE OF SUCH EVALUATION OR ASSESSMENT.
10. "PROTECTED CLASS" MEANS A CLASS ENUMERATED IN SECTION TWO HUNDRED
NINETY-SIX OF THE EXECUTIVE LAW.
11. "VENDOR" MEANS ANY PERSON OR ENTITY WHO SELLS, DISTRIBUTES, OR
DEVELOPS FOR SALE AN AUTOMATED EMPLOYMENT DECISION TOOL TO BE USED IN AN
EMPLOYMENT DECISION MADE BY AN EMPLOYER IN THE STATE. "VENDOR" INCLUDES
ANY OF THE VENDOR'S AGENTS, CONTRACTORS, OR SUBCONTRACTORS.
§ 1011. AUTOMATED EMPLOYMENT DECISION TOOLS; IMPACT ASSESSMENTS. 1. IT
SHALL BE UNLAWFUL FOR AN EMPLOYER WITH ONE HUNDRED OR MORE EMPLOYEES TO
USE AN AUTOMATED EMPLOYMENT DECISION TOOL FOR AN EMPLOYMENT DECISION
UNLESS SUCH TOOL HAS BEEN THE SUBJECT OF AN IMPACT ASSESSMENT. IMPACT
ASSESSMENTS FOR AUTOMATED EMPLOYMENT DECISION TOOLS MUST:
(A) BE CONDUCTED NO MORE THAN ONE YEAR PRIOR TO THE USE OF SUCH TOOL,
OR WHERE THE TOOL WAS IN USE BY THE EMPLOYER BEFORE THE EFFECTIVE DATE
OF THIS ARTICLE, WITHIN SIX MONTHS OF THE EFFECTIVE DATE OF THIS ARTI-
CLE;
(B) BE CONDUCTED BY AN IMPARTIAL PARTY WITH NO FINANCIAL OR LEGAL
CONFLICTS OF INTEREST;
(C) IDENTIFY AND DESCRIBE THE ATTRIBUTES AND MODELING TECHNIQUES THAT
THE TOOL USES TO PRODUCE OUTPUTS;
(D) CONSIDER, IDENTIFY, AND DESCRIBE ANY OUTPUTS PRODUCED BY THE TOOL
THAT MAY RESULT IN A DISPARATE IMPACT ON PERSONS BELONGING TO A
PROTECTED CLASS, AND WHAT ACTIONS MAY BE TAKEN BY THE EMPLOYER OR VENDOR
OF THE TOOL TO REDUCE OR REMEDY THAT DISPARATE IMPACT;
(E) CONSIDER AND DESCRIBE POTENTIAL SOURCES OF ADVERSE IMPACT AGAINST
PROTECTED CLASSES THAT MAY ARISE AFTER THE TOOL IS DEPLOYED;
(F) IDENTIFY AND DESCRIBE ANY OTHER ASSESSMENT OF RISKS OF DISCRIMI-
NATION OR A DISPARATE IMPACT OF THE TOOL ON MEMBERS OF A PROTECTED CLASS
THAT ARISE OVER THE COURSE OF THE IMPACT ASSESSMENT, AND WHAT ACTIONS
MAY BE TAKEN TO REDUCE OR REMEDY THAT RISK;
(G) FOR ANY FINDING OF A DISPARATE IMPACT OR LIMIT ON ACCESSIBILITY,
EVALUATE WHETHER THE DATA SET, ATTRIBUTE, OR FEATURE OF THE TOOL AT
ISSUE IS THE LEAST DISCRIMINATORY METHOD OF ASSESSING A CANDIDATE'S
PERFORMANCE OR ABILITY TO PERFORM JOB FUNCTIONS; AND
(H) BE SUBMITTED IN ITS ENTIRETY OR AN ACCESSIBLE SUMMARY FORM TO THE
DEPARTMENT FOR INCLUSION IN A PUBLIC REGISTRY OF SUCH IMPACT ASSESSMENTS
WITHIN SIXTY DAYS OF COMPLETION, AND DISTRIBUTED TO EMPLOYEES WHO MAY BE
SUBJECT TO THE TOOL.
S. 185 4
2. AN EMPLOYER SUBJECT TO THE PROVISIONS OF THIS SECTION SHALL CONDUCT
OR COMMISSION SUBSEQUENT IMPACT ASSESSMENTS EACH YEAR THAT THE TOOL IS
IN USE FOR EMPLOYMENT DECISIONS. SUBSEQUENT IMPACT ASSESSMENTS SHALL
COMPLY WITH THE REQUIREMENTS OF SUBDIVISION ONE OF THIS SECTION, AND
SHALL ASSESS AND DESCRIBE ANY CHANGE IN THE VALIDITY OR DISPARATE IMPACT
OF THE TOOL.
3. AN EMPLOYER OR VENDOR SUBJECT TO THE PROVISIONS OF THIS SECTION
SHALL RETAIN ALL DOCUMENTATION PERTAINING TO THE DESIGN, DEVELOPMENT,
USE, AND DATA OF AN AUTOMATED EMPLOYMENT DECISION TOOL THAT MAY BE
NECESSARY TO CONDUCT AN IMPACT ASSESSMENT FOR A PERIOD OF THREE YEARS TO
ENSURE COMPLIANCE WITH COMMISSIONER REQUESTS FOR DATA.
4. IF AN INITIAL OR SUBSEQUENT IMPACT ASSESSMENT REQUIRES THE
COLLECTION OF EMPLOYEE DATA TO ASSESS A TOOL'S DISPARATE IMPACT ON
EMPLOYEES, SUCH DATA SHALL BE COLLECTED, PROCESSED, STORED, AND RETAINED
IN SUCH A MANNER AS TO PROTECT THE PRIVACY OF EMPLOYEES, AND SHALL
COMPLY WITH ANY DATA RETENTION AND SECURITY REQUIREMENTS SPECIFIED BY
THE COMMISSIONER. EMPLOYEE DATA PROVIDED TO AUDITORS FOR THE PURPOSE OF
AN IMPACT ASSESSMENT SHALL NOT BE SHARED WITH THE EMPLOYER, NOR SHALL IT
BE SHARED WITH ANY PERSON, BUSINESS ENTITY, OR OTHER ORGANIZATION UNLESS
STRICTLY NECESSARY FOR THE COMPLETION OF THE IMPACT ASSESSMENT.
5. IF AN INITIAL OR SUBSEQUENT IMPACT ASSESSMENT CONCLUDES THAT A DATA
SET, FEATURE, OR APPLICATION OF THE AUTOMATED EMPLOYMENT DECISION TOOL
RESULTS IN A DISPARATE IMPACT ON PERSONS BELONGING TO A PROTECTED CLASS,
AN EMPLOYER SHALL REFRAIN FROM USING THE TOOL UNTIL IT:
(A) TAKES REASONABLE AND APPROPRIATE STEPS TO REMEDY THAT DISPARATE
IMPACT; AND
(B) WHERE THE EMPLOYER BELIEVES THE IMPACT ASSESSMENT FINDING OF A
DISPARATE IMPACT IS ERRONEOUS, OR THAT THE STEPS TAKEN IN ACCORDANCE
WITH PARAGRAPH (A) OF THIS SUBDIVISION SUFFICIENTLY ADDRESS THOSE FIND-
INGS SUCH THAT THE TOOL MAY BE LAWFULLY USED IN ACCORDANCE WITH THIS
ARTICLE, THE EMPLOYER SHALL SUBMIT TO THE COMMISSIONER HOW THE DATA SET,
FEATURE, OR APPLICATION OF THE TOOL IS THE LEAST DISCRIMINATORY METHOD
OF ASSESSING AN EMPLOYEE'S PERFORMANCE OR ABILITY TO COMPLETE ESSENTIAL
FUNCTIONS OF A POSITION.
6. IT SHALL BE UNLAWFUL FOR AN IMPARTIAL AUDITOR, VENDOR, OR EMPLOYER
TO MANIPULATE, CONCEAL, OR MISREPRESENT THE RESULTS OF AN IMPACT ASSESS-
MENT.
7. NOTHING IN THIS ARTICLE SHALL BE CONSTRUED AS PROHIBITING AN
EMPLOYER FROM IMPLEMENTING A LAWFUL AFFIRMATIVE ACTION PLAN OR ENGAGING
IN OTHERWISE LAWFUL EFFORTS TO REDUCE OR ELIMINATE BIAS IN EMPLOYMENT
DECISIONS.
§ 1012. AUTOMATED EMPLOYMENT DECISION TOOLS; NOTICE AND RESTRICTIONS.
1. (A) ANY EMPLOYER THAT USES AN AUTOMATED EMPLOYMENT DECISION TOOL TO
ASSESS OR EVALUATE AN EMPLOYEE OR CANDIDATE SHALL NOTIFY EMPLOYEES AND
CANDIDATES SUBJECT TO THE TOOL BEFORE OR AT THE TIME AN EMPLOYMENT DECI-
SION IS MADE:
(I) THAT AN AUTOMATED EMPLOYMENT DECISION TOOL WILL BE USED IN
CONNECTION WITH THE ASSESSMENT OR EVALUATION OF SUCH EMPLOYEE OR CANDI-
DATE;
(II) THE JOB QUALIFICATIONS AND CHARACTERISTICS THAT SUCH AUTOMATED
EMPLOYMENT DECISION TOOL WILL ASSESS, WHAT EMPLOYEE OR CANDIDATE DATA OR
ATTRIBUTES THE TOOL WILL USE TO CONDUCT THAT ASSESSMENT, AND WHAT KIND
OF OUTPUTS THE TOOL WILL PRODUCE AS AN EVALUATION OF SUCH EMPLOYEE OR
CANDIDATE;
(III) WHAT EMPLOYEE OR CANDIDATE DATA IS COLLECTED FOR THE AUTOMATED
EMPLOYMENT DECISION TOOL, THE SOURCE OF SUCH DATA AND THE EMPLOYER'S
S. 185 5
DATA RETENTION POLICY. INFORMATION PURSUANT TO THIS SECTION SHALL NOT
BE DISCLOSED WHERE SUCH DISCLOSURE WOULD VIOLATE LOCAL, STATE, OR FEDER-
AL LAW, OR INTERFERE WITH A LAW ENFORCEMENT INVESTIGATION; AND
(IV) THE RESULTS OF THE MOST RECENT IMPACT ASSESSMENT OF THE AUTOMATED
EMPLOYMENT DECISION TOOL, INCLUDING ANY FINDINGS OF A DISPARATE IMPACT
AND ASSOCIATED RESPONSE FROM THE EMPLOYER, OR INFORMATION ABOUT HOW TO
ACCESS THAT INFORMATION IF PUBLICLY AVAILABLE.
(B) THE NOTICE REQUIRED BY THIS SUBDIVISION SHALL BE:
(I) WRITTEN IN CLEAR AND PLAIN LANGUAGE;
(II) INCLUDED IN EACH JOB POSTING OR ADVERTISEMENT FOR EACH POSITION
FOR WHICH THE AUTOMATED EMPLOYMENT DECISION TOOL WILL BE USED; AND
(III) POSTED ON THE EMPLOYER'S WEBSITE IN ENGLISH AND THE TEN MOST
COMMONLY SPOKEN NON-ENGLISH LANGUAGES IN THE STATE.
2. (A) NOTWITHSTANDING THE PROVISIONS OF SECTION ONE THOUSAND TEN OF
THIS ARTICLE, AN EMPLOYER SHALL NOT USE AN AUTOMATED EMPLOYMENT DECISION
TOOL:
(I) IN SUCH A MANNER THAT RESULTS IN A VIOLATION OF LABOR, EMPLOYMENT,
CIVIL RIGHTS OR HUMAN RIGHTS LAW OR ANY OTHER LAW OF THIS STATE; OR
(II) IN A MANNER NOT CONSISTENT WITH THE SCOPE OF THE IMPACT ASSESS-
MENT REQUIRED BY SECTION ONE THOUSAND TEN OF THIS ARTICLE.
(B) AN EMPLOYER SHALL NOT SOLELY RELY ON OUTPUT FROM AN AUTOMATED
EMPLOYMENT DECISION TOOL WHEN MAKING HIRING, PROMOTION, TERMINATION,
DISCIPLINARY, OR COMPENSATION DECISIONS. FOR AN EMPLOYER TO SATISFY THE
REQUIREMENTS OF THIS PARAGRAPH:
(I) AN EMPLOYER SHALL ESTABLISH MEANINGFUL HUMAN OVERSIGHT OF SUCH
DECISIONS BASED IN WHOLE OR IN PART ON THE OUTPUT OF AUTOMATED EMPLOY-
MENT DECISION TOOLS. SUCH MEANINGFUL HUMAN OVERSIGHT OF SUCH DECISIONS
SHALL REQUIRE CONSIDERATION OF INFORMATION OTHER THAN AUTOMATED
EMPLOYMENT DECISION TOOL OUTPUTS, INCLUDING BUT NOT LIMITED TO: SUPERVI-
SORY OR MANAGERIAL EVALUATIONS, PERSONNEL FILES, EMPLOYEE WORK PRODUCTS,
OR PEER REVIEWS.
(C) AN EMPLOYER SHALL NOT REQUIRE EMPLOYEES OR CANDIDATES TO CONSENT
TO THE USE OF AN AUTOMATED EMPLOYMENT DECISION TOOL IN AN EMPLOYMENT
DECISION IN ORDER TO BE CONSIDERED FOR AN EMPLOYMENT DECISION, NOR SHALL
AN EMPLOYER DISCIPLINE OR DISADVANTAGE AN EMPLOYEE OR CANDIDATE FOR
EMPLOYMENT AS A RESULT OF THEIR REQUEST FOR ACCOMMODATION.
§ 1013. DATA ACCESS, ACCURACY, AND CORRECTION. 1. (A) AN EMPLOYER
SHALL ENSURE THAT ANY EMPLOYEE DATA THAT IS USED BY AN AUTOMATED EMPLOY-
MENT DECISION TOOL FOR AN EMPLOYMENT DECISION IS ACCURATE AND, WHERE
RELEVANT, KEPT UP TO DATE FOR A PERIOD OF THREE YEARS.
(B) A CURRENT OR FORMER EMPLOYEE WHOSE DATA WAS USED BY AN AUTOMATED
EMPLOYMENT DECISION TOOL FOR AN EMPLOYMENT DECISION HAS THE RIGHT TO
REQUEST, AND THE EMPLOYER SHALL PROVIDE, A COPY OF THE EMPLOYEE'S OWN
DATA.
(C) SUCH REQUESTED RECORDS PURSUANT TO THIS SECTION SHALL BE PROVIDED
AT NO COST TO THE CURRENT OR FORMER EMPLOYEE. A FORMER EMPLOYEE IS
LIMITED TO ONE REQUEST PER YEAR PURSUANT TO THIS SUBDIVISION.
(D) AN EMPLOYER THAT RECEIVES A WRITTEN OR ORAL REQUEST FOR INFORMA-
TION PURSUANT TO THIS SECTION SHALL COMPLY WITH THE REQUEST AS
SOON AS PRACTICABLE, BUT NO LATER THAN FOURTEEN CALENDAR DAYS FROM THE
DATE OF THE REQUEST.
(E) AN EMPLOYER SHALL PROVIDE INFORMATION PURSUANT TO THIS SECTION IN
ENGLISH OR, IF APPLICABLE, IN THE LANGUAGE IDENTIFIED BY THE EMPLOYEE AS
THE PRIMARY LANGUAGE OF SUCH EMPLOYEE.
(F) AN EMPLOYER THAT DOES NOT MONITOR THIS DATA HAS NO OBLIGATION TO
PROVIDE IT.
S. 185 6
2. (A) AN EMPLOYER THAT RECEIVES AN EMPLOYEE REQUEST TO CORRECT INAC-
CURATE DATA SHALL INVESTIGATE AND DETERMINE WHETHER SUCH DATA IS INACCU-
RATE.
(B) IF AN EMPLOYER, UPON INVESTIGATION, DETERMINES THAT SUCH DATA IS
INACCURATE, THE EMPLOYER SHALL:
(I) PROMPTLY CORRECT THE INACCURATE DATA AND INFORM THE EMPLOYEE OF
THE EMPLOYER'S DECISION AND ACTION;
(II) REVIEW AND ADJUST, AS APPROPRIATE, ANY EMPLOYMENT DECISIONS THAT
WERE BASED ON THE INACCURATE DATA AND INFORM THE EMPLOYEE OF THE ADJUST-
MENT; AND
(III) INFORM ANY THIRD PARTIES WITH WHICH THE EMPLOYER SHARED THE
INACCURATE DATA, OR FROM WHICH THE EMPLOYER RECEIVED THE INACCURATE
DATA, AND DIRECT THEM TO CORRECT IT, AND PROVIDE THE EMPLOYEE WITH A
COPY OF SUCH ACTION.
(C) IF AN EMPLOYER, UPON INVESTIGATION, DETERMINES THAT THE DATA IS
ACCURATE, THE EMPLOYER SHALL INFORM THE EMPLOYEE OF THE DECISION NOT TO
AMEND THE DATA, THE STEPS TAKEN TO VERIFY THE ACCURACY OF THE DATA, AND
ANY EVIDENCE SUPPORTING THE DECISION NOT TO AMEND THE DATA.
§ 1014. UNLAWFUL RETALIATION. FOR PURPOSES OF THIS ARTICLE, THERE
SHALL BE A REBUTTABLE PRESUMPTION OF UNLAWFUL RETALIATION IF AN EMPLOYER
IN ANY MANNER DISCRIMINATES, RETALIATES, OR TAKES ANY ADVERSE ACTION
AGAINST ANY EMPLOYEE WITHIN NINETY DAYS OF THE EMPLOYEE DOING EITHER OF
THE FOLLOWING:
1. INITIATING THE EMPLOYEE'S FIRST REQUEST IN A CALENDAR YEAR FOR
INFORMATION PURSUANT TO SECTION ONE THOUSAND THIRTEEN OF THIS ARTICLE.
2. MAKING A COMPLAINT RELATED TO ANY VIOLATION OF THIS ARTICLE, INCLU-
SIVE, TO THE COMMISSIONER, THE DEPARTMENT, OTHER LOCAL OR STATE GOVERN-
MENTAL AGENCY, OR THE EMPLOYER.
§ 1015. VENDOR NOTICE. 1. ANY VENDOR WHO SELLS, DISTRIBUTES, OR OFFERS
FOR USE TO AN EMPLOYER AN AUTOMATED EMPLOYMENT DECISION TOOL SHALL NOTI-
FY EMPLOYERS THAT USE OF SUCH TOOL IS SUBJECT TO THE REQUIREMENTS OF
THIS ARTICLE. SUCH NOTICE SHALL INCLUDE:
(A) INFORMATION ABOUT THE REQUIREMENTS OF THE EMPLOYER UNDER THIS
ARTICLE AND THE EXEMPTION FROM CERTAIN REQUIREMENTS OR LIABILITY UNDER
THIS ARTICLE ACCORDING TO THE EMPLOYER'S SIZE;
(B) INFORMATION ABOUT THE PENALTIES FOR NON-COMPLIANCE WITH THIS ARTI-
CLE AND LIABILITY IMPOSED ON THE EMPLOYER BY THIS ARTICLE;
(C) A COPY OF OR DIRECTIONS ON HOW TO ACCESS ANY ASSESSMENTS OF DISPA-
RATE IMPACT OR BIAS CONDUCTED BY THE VENDOR ON THE AUTOMATED EMPLOYMENT
DECISION TOOL; AND
(D) INFORMATION ON OR DIRECTIONS ON HOW TO ACCESS MORE INFORMATION
REGARDING THE EMPLOYER'S RESPONSIBILITY AND LIABILITY UNDER THIS ARTI-
CLE.
2. THE NOTICE REQUIRED BY THIS SECTION SHALL BE:
(A) WRITTEN IN CLEAR AND PLAIN LANGUAGE;
(B) PROVIDED BEFORE AN EMPLOYER MAY BEGIN USE OF THE AUTOMATED EMPLOY-
MENT DECISION TOOL; AND
(C) OTHERWISE PRESENTED IN A MANNER THAT ENSURES THE NOTICE CLEARLY
AND EFFECTIVELY COMMUNICATES THE REQUIRED INFORMATION TO EMPLOYERS.
§ 1016. ENFORCEMENT. 1. THE COMMISSIONER SHALL ADOPT RULES AND REGU-
LATIONS IMPLEMENTING THE PROVISIONS OF THIS ARTICLE. THE COMMISSIONER
SHALL BE AUTHORIZED TO ENFORCE THE PROVISIONS OF THIS ARTICLE AND TO
ASSESS CIVIL PENALTIES AS PROVIDED IN SECTIONS TWO HUNDRED FIFTEEN AND
TWO HUNDRED EIGHTEEN OF THIS CHAPTER. THE CIVIL PENALTIES PROVIDED
FOR IN THIS SECTION SHALL BE IN ADDITION TO AND MAY BE IMPOSED CONCUR-
RENTLY WITH ANY OTHER REMEDY OR PENALTY PROVIDED FOR IN THIS CHAPTER.
S. 185 7
2. THE ATTORNEY GENERAL MAY INITIATE IN A COURT OF COMPETENT JURISDIC-
TION ACTION THAT MAY BE APPROPRIATE OR NECESSARY FOR CORRECTION OF ANY
VIOLATION OF THIS ARTICLE, INCLUDING MANDATING COMPLIANCE WITH THE
PROVISIONS OF THIS ARTICLE, SECURING INJUNCTIVE, DECLARATORY, OR SUCH
OTHER RELIEF AS MAY BE APPROPRIATE, ORDERING PAYMENT OF CIVIL PENALTIES,
AND RECOVERING DAMAGES AND LIQUIDATED DAMAGES.
§ 2. The opening paragraph of subdivision 1 of section 218 of the
labor law, as amended by chapter 43 of the laws of 2023, is amended to
read as follows:
If the commissioner determines that an employer has violated a
provision of article six (payment of wages), article nineteen (minimum
wage act), article nineteen-A (minimum wage standards and protective
labor practices for farm workers), article twenty-one-A (warehouse work-
er protection act), ARTICLE THIRTY-SIX (BOUNDARIES ON TECHNOLOGY ACT),
section two hundred twelve-a, section two hundred twelve-b, section one
hundred sixty-one (day of rest) or section one hundred sixty-two (meal
periods) of this chapter, or a rule or regulation promulgated there-
under, the commissioner shall issue to the employer an order directing
compliance therewith, which shall describe particularly the nature of
the alleged violation. A copy of such order shall be provided to any
employee who has filed a complaint and any authorized representative of
[him or her] SUCH EMPLOYEE. In addition to directing payment of wages,
benefits or wage supplements found to be due, and liquidated damages in
the amount of one hundred percent of unpaid wages, such order, if issued
to an employer who previously has been found in violation of those
provisions, rules or regulations, or to an employer whose violation is
willful or egregious, shall direct payment to the commissioner of an
additional sum as a civil penalty in an amount not to exceed double the
total amount of wages, benefits, or wage supplements found to be due. In
no case shall the order direct payment of an amount less than the total
wages, benefits or wage supplements found by the commissioner to be due,
plus the liquidated damages in the amount of one hundred percent of
unpaid wages, the appropriate civil penalty, and interest at the rate of
interest then in effect, as prescribed by the superintendent of finan-
cial services pursuant to section fourteen-a of the banking law per
annum from the date of the underpayment to the date of the payment.
Where the violation is for a reason other than the employer's failure to
pay wages, benefits or wage supplements found to be due, the order shall
direct payment to the commissioner of a civil penalty in an amount not
to exceed one thousand dollars for a first violation, two thousand
dollars for a second violation or three thousand dollars for a third or
subsequent violation. In assessing the amount of the penalty, the
commissioner shall give due consideration to the size of the employer's
business, the good faith basis of the employer to believe that its
conduct was in compliance with the law, the gravity of the violation,
the history of previous violations and, in the case of wages, benefits
or supplements violations, the failure to comply with recordkeeping or
other non-wage requirements.
§ 3. This act shall take effect on the one hundred eightieth day after
it shall have become a law. Effective immediately, the addition, amend-
ment and/or repeal of any rule or regulation necessary for the implemen-
tation of this act on its effective date are authorized to be made and
completed on or before such effective date.