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The Laws of New York
Consolidated Laws of New York
CHAPTER 20
General Business
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ARTICLE 21
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ARTICLE 22
Monopolies
This entry was published on 2014-09-22
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ARTICLE 21-A
Fraudulent Transactions In Securities
General Business (GBS) CHAPTER 20
SECTION 339
Reporting or publishing fictitious transactions in securities
SECTION 339-A
False statement or advertisement as to securities
SECTION 339-B
Manipulation of prices of securities
SECTION 339-C
Trading by brokers against customers' orders
SECTION 339-D
Transactions by brokers and dealers after insolvency
SECTION 339-E
Hypothecation of customer's securities
SECTION 339-F
Delivery to customers of memoranda of transactions by brokers
ARTICLE 21-A

FRAUDULENT TRANSACTIONS IN SECURITIES
Section 339. Reporting or publishing fictitious transactions in

securities.

339-a. False statement or advertisement as to securities.

339-b. Manipulation of prices of securities.

339-c. Trading by brokers against customers' orders.

339-d. Transactions by brokers and dealers after insolvency.

339-e. Hypothecation of customer's securities.

339-f. Delivery to customers of memoranda of transactions by

brokers.